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Previous: CHIEFTAIN CAPITAL MANAGEMENT INC, 13F-HR, 2000-05-15 |
Next: SENETEK PLC /ENG/, 10-Q, 2000-05-15 |
<PAGE>
----------------------------
OMB APPROVAL
----------------------------
OMB Number 3235-0006
UNITED STATES Expires: February 28, 1997
SECURITIES AND EXCHANGE COMMISSION Estimated average burden
Washington, D.C. 20549 Hours per response 24.60
----------------------------
FORM 13F ----------------------------
SEC USE ONLY
----------------------------
----------------------------
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION
13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 2000.
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here: |_|
George T. Shaw 13F No. 28-1721 CIK: 0000789937 CCC: mux8f@nc
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
Hemenway & Barnes, 60 State Street, Boston, MA 02109 (617) 227-7940
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
- ------------------------------- ATTENTION -------------------------------
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby
that all information contained therein is true, correct and
complete. It is understood that all required items, statements and
schedules are considered integral parts of this Form and that the
submission of any amendment represents that all unamended items,
statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of Boston and State of Massachusetts on the 15th day
of May, 2000.
George T. Shaw, Trustee
--------------------------------------------
(Name of Institutional Investment Manager)
--------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
<TABLE>
<CAPTION>
Name: 13F File No.: Name: 13F File No.:
<S> <C> <C> <C>
1. Bank of Boston Corporation 28-251 6. State Street Corporation 28-399
- -------------------------------------------- ------------------ ---------------------------------------- -------------
2. Lawrence Coolidge 28-252 7.
- -------------------------------------------- ------------------ ---------------------------------------- -------------
3. Fiduciary Trust Company 28-471 8.
- -------------------------------------------- ------------------ ---------------------------------------- -------------
4. Roy A. Hammer 28-5798 9.
- -------------------------------------------- ------------------ ---------------------------------------- -------------
5. PNC Bank N.A. 28-586 10.
- -------------------------------------------- ------------------ ---------------------------------------- -------------
</TABLE>
<PAGE>
PAGE: 1
AS OF: MARCH 31, 2000 FORM 13F SEC FILE # GEORGE T. SHAW
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
VALUE PRINCIPAL DISCRETION (A) (B) (C)
AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C>
AT & T CORP COMMON STOCK 001957109 2556531 45399 xx 37149
xx 14 8250
AT & T CORP LIBERTY MEDIA 001957208 1542125 26000 xx 26000
GROUP CL A
ABBOTT LABS COMMON STOCK 002824100 10267290 291788 xx 166088
xx 14 125700
ALBERTSONS INC COMMON STOCK 013104104 376675 12200 xx 4400
xx 14 7800
ALCAN ALUMINIUM LTD COMMON STOCK 013716105 579063 17000 xx 1500
xx 14 15500
ALCOA INC COMMON STOCK 013817101 843000 12000 xx 12000
AMERADA HESS CORP COMMON STOCK 023551104 481909 7457 xx 6600
xx 14 857
AMERICAN HOME COMMON STOCK 026609107 3585125 66700 xx 64100
PRODUCTS xx 14 2600
AMGEN INC COMMON STOCK 031162100 8679653 141420 xx 95940
xx 14 45480
ANALOG DEVICES, COMMON STOCK 032654105 5047350 62700 xx 31400
INC. xx 14 31300
ATLANTIC RICHFIELD COMMON STOCK 048825103 295800 3480 xx 2680
COMPANY xx 14 800
AUTOMATIC DATA COMMON STOCK 053015103 8549418 177190 xx 119920
PROCESSING xx 14 57270
</TABLE>
<PAGE>
PAGE: 2
AS OF: MARCH 31, 2000 FORM 13F SEC FILE # GEORGE T. SHAW
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
VALUE PRINCIPAL DISCRETION (A) (B) (C)
AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C>
AVERY DENNISON CORP COMMON STOCK 053611109 3596581 58900 xx 38125
xx 14 20775
BP AMOCO PLC ADS COMMON STOCK 055622104 10254938 192581 xx 135085
xx 14 57496
BELL ATLANTIC CORP. COMMON STOCK 077853109 921704 15079 xx 8119
xx 14 6960
BELLSOUTH CORP. COMMON STOCK 079860102 2133750 45520 xx 27816
xx 14 17704
BERKSHIRE HATHAWAY CL B 084670207 4286100 2355 xx 1251
INC xx 14 1104
BESTFOODS INC COMMON STOCK 08658U101 2284450 48800 xx 24500
xx 14 24300
BRISTOL-MYERS COMMON STOCK 110122108 11516712 198564 xx 108484
SQUIBB CO xx
xx 14 90080
BURLINGTON COMMON STOCK 122014103 1238020 33460 xx 23135
RESOURCES INC xx 14 10325
CATERPILLAR INC. COMMON STOCK 149123101 315500 8000 xx 8000
CHEVRON CORP COMMON STOCK 166751107 4167822 45088 xx 27244
xx 14 17844
CHUBB CORPORATION COMMON STOCK 171232101 344569 5100 xx 4100
xx 14 1000
CISCO SYS INC COMMON STOCK 17275R102 14217460 183896 xx 96152
xx 14 87744
</TABLE>
<PAGE>
PAGE: 3
AS OF: MARCH 31, 2000 FORM 13F SEC FILE # GEORGE T. SHAW
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
VALUE PRINCIPAL DISCRETION (A) (B) (C)
AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C>
COCA COLA CO COMMON STOCK 191216100 1891347 40295 xx 26595
xx 14 13700
COGNEX COMMON STOCK 192422103 1953876 33870 xx 15070
xx 14 18800
COLGATE PALMOLIVE COMMON STOCK 194162103 662970 11760 xx 11760
CO
COMPUTER SCIENCES COMMON STOCK 205363104 261113 3300 xx 3300
CORP
CONEXANT SYSTEMS COMMON STOCK 207142100 771628 10868 xx 3300
INC. xx 14 7568
CONOCO INC CLASS B 208251405 461224 17999 xx 17755
xx 14 244
WALT DISNEY COMPANY COMMON STOCK 254687106 2085641 50561 xx 45861
xx 14 4700
DOMINION RESOURCES VA NEW 25746U109 225167 5858 xx 5858
INC.
DOW CHEMICAL CO COMMON STOCK 260543103 855000 7500 xx 1500
xx 14 6000
DOW JONES & CO INC COMMON STOCK 260561105 56475289 786427 xx 739744
xx 14 46683
DOW JONES & CO INC CLASS B 260561204 78142269 1088143 xx 729063
(RESTRICTED) xx 14 359080
E I DU PONT DE COMMON STOCK 263534109 6187282 116879 xx 92272
NEMOURS & CO xx 14 24607
</TABLE>
<PAGE>
PAGE: 4
AS OF: MARCH 31, 2000 FORM 13F SEC FILE # GEORGE T. SHAW
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
VALUE PRINCIPAL DISCRETION (A) (B) (C)
AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C>
E M C CORP COMMON STOCK 268648102 19300680 153180 xx 106520
xx 14 46660
EASTMAN KODAK CO COMMON STOCK 277461109 510700 9403 xx 6403
xx 14 3000
EMERSON ELECTRIC CO COMMON STOCK 291011104 3637203 68465 xx 39105
xx 14 29360
EVERCEL INC. COMMON STOCK 299759100 345270 17482 xx 11250
xx 14 6232
EXXON MOBIL CORP COMMON STOCK 30231G102 31208357 400428 xx 225504
xx 14 174924
FEDERAL NATIONAL COMMON STOCK 313586109 534403 9448 xx 9448
MTGE ASSOC
FUEL CELL ENERGY COMMON STOCK 35952H106 2071669 26475 xx 15000
INC. xx 14 11475
GTE CORP COMMON STOCK 362320103 769143 10833 xx 10833
xx
GENERAL ELECTRIC CO COMMON STOCK 369604103 42637515 273976 xx 198412
xx 14 75564
GENERAL MILLS INC COMMON STOCK 370334104 2623594 72500 xx 16500
xx 14 56000
GILLETTE COMPANY COMMON STOCK 375766102 3985792 105759 xx 84159
xx 14 21600
HEWLETT- COMMON STOCK 428236103 13769305 103626 xx 64986
PACKARD CO xx 14 38640
</TABLE>
<PAGE>
PAGE: 5
AS OF: MARCH 31, 2000 FORM 13F SEC FILE # GEORGE T. SHAW
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
VALUE PRINCIPAL DISCRETION (A) (B) (C)
AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C>
HOME DEPOT INC COMMON STOCK 437076102 251550 3900 xx 3900
xx
HONEYWELL COMMON STOCK 438516106 3565469 67672 xx 23048
INTERNATIONAL INC xx 14 44624
IMS HEALTH INC COMMON STOCK 449934108 406500 24000 xx 24000
INGERSOLL-RAND CO COMMON STOCK 456866102 960225 21700 xx 13200
xx 14 8500
INTEL CORPORATION COMMON STOCK 458140100 43669993 330990 xx 228020
xx
xx 14 102970
INTL BUSINESS COMMON STOCK 459200101 11723300 99350 xx 49350
MACHINES xx
xx 14 50000
INT'L FLAVORS & COMMON STOCK 459506101 917761 26175 xx 18400
FRAGRANCES INC xx
xx 14 7775
INTERNATIONAL COMMON STOCK 460146103 769500 18000 xx 18000
PAPER CO.
IONICS INC COMMON STOCK 462218108 1144561 44775 xx 22000
xx 14 22775
JEFFERSON-PILOT COMMON STOCK 475070108 13376400 200960 xx 126133
CORP xx
xx 14 74827
JOHNSON & JOHNSON COMMON STOCK 478160104 13939216 198423 xx 130630
xx 14 67793
</TABLE>
<PAGE>
PAGE: 6
AS OF: MARCH 31, 2000 FORM 13F SEC FILE # GEORGE T. SHAW
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
VALUE PRINCIPAL DISCRETION (A) (B) (C)
AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C>
KIMBERLY CLARK CORP COMMON STOCK 494368103 330769 5900 xx 900
xx 14 5000
KOPIN COMMON STOCK 500600101 5032500 73200 xx 27300
xx 14 45900
ELI LILLY & CO. COMMON STOCK 532457108 1045337 16692 xx 13900
xx 14 2792
LUCENT COMMON STOCK 549463107 5667401 92529 xx 52265
TECHNOLOGIES INC xx 14 40264
MBNA CORP COMMON STOCK 55262L100 729453 28606 xx 28606
MCI WORLDCOM INC COMMON STOCK 55268B106 2184108 48201 xx 29475
xx 14 18726
MATRITECH INC COMMON STOCK 576818108 521438 51500 xx 30500
xx 14 21000
MCDONALD'S CORP. COMMON STOCK 580135101 2010775 53800 xx 40600
xx 14 13200
MERCK & CO INC COMMON STOCK 589331107 20566854 331056 xx 228866
xx 14 102190
MICROSOFT CORP COMMON STOCK 594918104 15024281 141405 xx 69805
xx 14 71600
MINNESOTA MINING & COMMON STOCK 604059105 7937945 89631 xx 62560
MFG CO xx 14 27071
MONSANTO COMPANY COMMON STOCK 611662107 977522 18981 xx 11600
xx 14 7381
</TABLE>
<PAGE>
PAGE: 7
AS OF: MARCH 31, 2000 FORM 13F SEC FILE # GEORGE T. SHAW
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
VALUE PRINCIPAL DISCRETION (A) (B) (C)
AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C>
MOTOROLA INC COMMON STOCK 620076109 2493096 17076 xx 10516
xx 14 6560
NEWMONT MINING CORP COMMON STOCK 651639106 200726 8946 xx 5202
xx 14 3744
NOKIA CORP ADR A COMMON STOCK 654902204 1365300 6150 xx 2650
xx 14 3500
NORFOLK SOUTHERN COMMON STOCK 655844108 412538 28950 xx 27000
CORP xx 14 1950
NOVO NORDISK A/S COMMON STOCK 670100205 452925 6600 xx 4100
ADR xx 14 2500
J C PENNEY COMPANY COMMON STOCK 708160106 294525 19800 xx 6800
xx 14 13000
PEPSICO INC COMMON STOCK 713448108 1848515 53004 xx 41704
xx 14 11300
PERKINELMER INC COMMON STOCK 714046109 209076 3144 xx 3144
PFIZER INC COMMON STOCK 717081103 2998125 82000 xx 56450
xx 14 25550
PLACER DOME INC COMMON STOCK 725906101 121006 14893 xx 2127
xx 14 12766
PROCTER & GAMBLE CO COMMON STOCK 742718109 11672053 206585 xx 91095
xx 14 115490
REUTERS HLDGS CO COMMON STOCK 76132M102 227290 1904 xx 981
PLC xx 14 923
ROCKWELL INT'L COMMON STOCK 773903109 400062 9568 xx 2000
CORP (NEW) xx 14 7568
</TABLE>
<PAGE>
PAGE: 8
AS OF: MARCH 31, 2000 FORM 13F SEC FILE # GEORGE T. SHAW
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
VALUE PRINCIPAL DISCRETION (A) (B) (C)
AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C>
ROYAL DUTCH N Y REG SHS 780257804 489788 8472 xx 5520
PETROLEUM CO PAR N GLDR xx 14 2952
1.25
SBC COMMUNICATIONS COMMON STOCK 78387G103 1520670 36099 xx 15403
INC xx 14 20696
SARA LEE CORP COMMON STOCK 803111103 1344600 74700 xx 48500
xx 14 26200
SCHLUMBERGER LTD COMMON STOCK 806857108 4151426 54267 xx 36142
xx 14 18125
SEPRACOR INC COMMON STOCK 817315104 10873091 149330 xx 91080
xx 14 58250
SEPRACOR INC CONV DEB 817315AF1 1071200 1040000 xx 340000
DTD 12/15/98 xx 14 700000
SPRINT CORP COMMON STOCK 852061100 202400 3200 xx 3200
STATE STREET CORP COMMON STOCK 857477103 4180544 43154 xx 26654
xx 14 16500
TECO ENERGY INC COMMON STOCK 872375100 1379285 70960 xx 51360
xx 14 19600
TEXAS INSTRUMENTS COMMON STOCK 882508104 288000 1800 xx
INC. xx 14 1800
TEXTRON COMMON STOCK 883203101 219150 3600 xx 3600
TIME WARNER INC COMMON STOCK 887315109 320000 3200 xx 3200
</TABLE>
<PAGE>
PAGE: 9
AS OF: MARCH 31, 2000 FORM 13F SEC FILE # GEORGE T. SHAW
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
VALUE PRINCIPAL DISCRETION (A) (B) (C)
AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C>
UNION PACIFIC CORP COMMON STOCK 907818108 1029653 26317 xx 20417
xx 14 5900
U S WEST INC (NEW) COMMON STOCK 91273H101 295656 4071 xx 846
xx 14 3225
UNITED TECHNOLOGIES COMMON STOCK 913017109 344498 5452 xx 4852
xx 14 600
VICOR CORP COMMON STOCK 925815102 640800 35600 xx 23000
xx 14 12600
VODAFONE AIRTOUCH COMMON STOCK 92857T107 314484 5660 xx 3480
PLC ADR xx 14 2180
WACHOVIA CORP COMMON STOCK 929771103 214849 3180 xx 3180
WARNER LAMBERT CO COMMON STOCK 934488107 8644074 88487 xx 20487
xx 14 68000
WELLS FARGO & CO COMMON STOCK 949746101 293400 7200 xx 4800
(NEW) xx 14 2400
TOTAL 582713645
</TABLE>
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