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SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 10-Q/A
AMENDMENT NO. 1
[X] Quarterly Report Pursuant to Section 13 or
15(d) of the Securities Exchange Act
of 1934
For the Quarterly Period Ended September 30, 1996
Transition Report Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
For the Transition Period From ________ to ________
Commission File Number 0-14669
THE ARISTOTLE CORPORATION AND SUBSIDIARY
(Exact name of Registrant as specified in its charter)
Delaware 06-1165854
(State or other Jurisdiction of (IRS Employer Identification No.)
incorporation or organization)
78 Olive Street
New Haven, Connecticut 06511
(Address of principal executive offices)
Registrant's telephone number, including area code (203) 867-4090
N/A
(Former name, former address and former fiscal year,
if changed since last report.)
Indicate by check mark whether the registrant (1) has filed all reports required
to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months (or for such shorter period that the registrant was
required to file such reports), and (2) has been subject to such filing
requirements for the past 90 days.
Yes [X] No [ ]
As of October 31, 1996, 1,104,011 shares of Common Stock were outstanding.
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The Purpose of this Form 10-Q/A Amendment No. 1 is to amend the previously
filed Form 10-Q of The Aristotle Corporation and Subsidiary for the fiscal
quarter ended September 30, 1996 by adding Item 6(b) of Part II thereto. Such
item is set forth in this Form 10-Q/A Amendment No. 1.
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Part II - OTHER INFORMATION
Item 6. Exhibits and Reports on Form 8-K
(a) Exhibits
See Exhibit Index
(b) Reports on Form 8-K
On August 21, 1996, the Company filed a Form 8-K to report under Item
5 that the Company entered into a settlement agreement with the Federal
Deposit Insurance Corporation ("FDIC"). The Company also reported that
several former directors and officers of First Constitutional Bank reached
a settlement of a class action lawsuit instituted in 1990. No financial
statements were filed with the Form 8-K.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
THE ARISTOTLE CORPORATION AND SUBSIDIARY
By /s/Paul McDonald
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Paul McDonald
Chief Financial Officer
Dated: November 19, 1996
