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Previous: MERRILL CORP, 4, 1999-12-10 |
Next: MERRILL CORP, 4, 1999-12-10 |
United States Securities and Exchange Commission
Washington, D.C. 20549
Statement of Changes in Beneficial Ownership
FORM 4 |
OMB APPROVAL |
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| /x/ Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
OMB Number: 3235-0287 Expires: September 30, 1998 Estimated Average Burden Hours Per Response…0.5 |
(Print or Type Responses)
| 1. Name and Address of Reporting Person* | 2. Issuer Name AND Ticker or Trading Symbol | 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) | ||||||
| Pettirossi Joseph P. (Last) (First) (Middle) |
Merrill Corporation (MRLL) |
/ / Director /x/ Officer (give title below) |
/ / 10% Owner / / Other (specify below) |
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| 4110 Clearwater Road (Street) |
3. IRS or Social Security Number of Reporting Person (Voluntary) |
4. Statement for Month/Year 11/1999 |
President, Managed Communications Programs |
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| St. Cloud MN 56301 (City) (State) (Zip) |
5. If Amendment, Date of Original (Month/Year) |
7. Individual or Joint/Group Filing (Check Applicable Line) /x/ Form filed by One Reporting Person / / Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
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7. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| 1. Title of Security (Instr. 3) |
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
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| 2. Transaction Date (Month/Day/Year) |
5. Amount of Securities Beneficially Owned at End of Month (Instr. 3 and 4) |
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| Code V |
Amount |
(A) or (D) |
Price |
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| Common Stock |
11-23-99 |
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D |
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14,200 |
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D |
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$ |
22.00 |
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0 |
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D |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
(Over)
SEC 1474 (7-96)
Form 4 (Continued)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., Puts, Calls, Warrants, Options, Convertible Securities)
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6. Date Exercisable and Expiration Date (Month/Day/Year) |
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4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
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| 1. Title of Derivative Security (Instr. 3) |
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| 2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
Date Exercisable |
Expiration Date |
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| Code V |
(A) |
(D) |
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| Employee Stock Option (Right to Buy) |
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$ |
10.00 |
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11-23-99 |
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D |
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14,000 |
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9-11-2003 |
| Employee Stock Option (Right to Buy) |
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$ |
11.6875 |
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11-23-99 |
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D |
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9,600 |
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4-23-2002 |
| Employee Stock Option (Right to Buy) |
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$ |
21.375 |
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11-23-99 |
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D |
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18,000 |
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5-28-2003 |
| 7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
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| Title |
Amount or Number of Shares |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Common Stock |
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14,000 |
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$ |
12.00 |
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0 |
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D |
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| Common Stock |
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9,600 |
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$ |
10.3125 |
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0 |
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D |
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| Common Stock |
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18,000 |
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$ |
0.625 |
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0 |
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D |
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Explanation of Responses:
| /s/ Joseph P. Pettirossi |
12-10-99 |
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| **Signature of Reporting Person | Date |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, SEE Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Page
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SEC 1474 (7-96)
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