UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended September 30, 1999
CHECK HERE IF AMENDED: [ ]; AMENDMENT NUMBER:
THIS AMENDMENT (CHECK ONLY ONE.); [ ] IS A RESTATEMENT
[x] ADDS NEW HOLDINGS ENTRIES
STEINBERG ASSET MANAGEMENT
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Name of Institutional Investment Manager
12 EAST 49TH STREET, NEW YORK, NY 10017
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Business Address (Street) (City) (State) (Zip)
STEVEN FELD 212-980-0080 VICE PRESIDENT
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Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
FORM 13F FILE NUMBER: 28-1693
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 6th day of
May, 1999.
STEINBERG ASSET MANAGEMENT
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(Name of Institutional Investment Manager)
/s/ Steven Feld
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(Manual Signature of Person Duly
Authorized to Submit This Report)
Report Type (check only one):
[ x ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of other managers reporting for this manager: None
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
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Form 13F Information Table Entry Total: 66
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Form 13F Information Table Value Total: $362,131,000
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List of Other Reporting Managers: None
<PAGE>
<TABLE>
MARKET VOTING AUTHORITY
TITLE OF VALUE SHARES/ PUT/ INVEST ---------------------------
NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT SH/PRN CALL DISCRETN MGRS SOLE SHARED NONE
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AT&T CORP COMMON 001957109 1214 27898 SH SOLE 27898
AT&T CORP LIBERTY MEDIA GROUP COMMON 001957208 2562 68662 SH SOLE 68662
AMER INTERNATIONAL GROUP INC COMMON 026874107 385 4428 SH SOLE 4428
***BCE INC COMMON 05534B109 324 6500 SH SOLE 6500
BHC COMMUNICATIONS INC-CL A COMMON 055448104 24453 175289 SH SOLE 131400 43889
***BP AMOCO P L C COMMON 055622104 634 5720 SH SOLE 5720
BANK OF NEW YORK CO INC COMMON 064057102 234 7000 SH SOLE 7000
BAXTER INTERNATIONAL INC COMMON 071813109 603 10000 SH SOLE 10000
A H BELO CORP-SER A COMMON 080555105 191 10000 SH SOLE 10000
BRISTOL MYERS SQUIBB CO COMMON 110122108 464 6880 SH SOLE 6880
TOM BROWN INC NEW COMMON 115660201 47428 3215489 SH SOLE 2028950 1186539
CARTER WALLACE INC COMMON 146285101 1868 104500 SH SOLE 104500
CHARMING SHOPPES INC COMMON 161133103 11970 2335700 SH SOLE 1357900 977800
CHEVRON CORP COMMON 166751107 320 3600 SH SOLE 3600
CHRIS-CRAFT INDUSTRIES INC COMMON 170520100 16857 300343 SH SOLE 232103 68240
CITIGROUP INC COMMON 172967101 990 22500 SH SOLE 22500
COMMUNICATION INTELLIGENCE COMMON 20338K106 1250 952000 SH SOLE 952000
COX COMMUNICATIONS INC COMMON 224044107 289 6930 SH SOLE 6930
DEVON ENERGY CORPORATION NEW COMMON 25179M103 1505 36313 SH SOLE 33852 2461
EVEREST REINSURANCE HOLDINGS COMMON 299808105 6182 259600 SH SOLE 140400 119200
EXXON CORP COMMON 302290101 698 9186 SH SOLE 9186
GANNETT CO INC COMMON 364730101 221 3200 SH SOLE 3200
GERBER CHILDENSWEAR INC COMMON 373701101 68 15000 SH SOLE 15000
GULFMARK OFFSHORE INC COMMON 402629109 1031 57250 SH SOLE 57250
HARCOURT GENERAL INC COMMON 41163G101 21308 511900 SH SOLE 294800 217100
IMS HEALTH INC COMMON 449934108 210 9200 SH SOLE 9200
JOHNSON & JOHNSON COMMON 478160104 282 3066 SH SOLE 3066
LABORATORY CORP OF AMERICA COMMON 50540R102 1311 476700 SH SOLE 2600 474100
LABORATORY CORP OF AMERICA CONV PRE 50540R201 22585 403300 SH SOLE 308600 94700
LOEWS CORP COMMON 540424108 1867 26600 SH SOLE 26600
MEDIAONE GROUP INC COMMON 58440J104 24738 362126 SH SOLE 243450 118676
MERCK & CO INC COMMON 589331107 706 10900 SH SOLE 10900
MICROSOFT CORP COMMON 594918104 634 7000 SH SOLE 7000
NCR CORP NEW COMMON 62886E108 15979 483294 SH SOLE 283700 199594
NEWPARK RESOURCES INC NEW COMMON 651718504 9199 1187000 SH SOLE 713050 473950
PENNZOIL-QUAKER STATE CO COMMON 709323109 10804 855753 SH SOLE 625838 229915
PFIZER INC COMMON 717081103 474 13200 SH SOLE 13200
PROVIDENCE & WORCESTER COMMON 743737108 1091 102700 SH SOLE 102700
Q MED INC COMMON 747914109 237 73000 SH SOLE 73000
QUEST DIAGNOSTICS INC COMMON 74834L100 2408 92600 SH SOLE 68400 24200
RAYTHEON CO-CL A COMMON 755111309 19805 408350 SH SOLE 231000 177350
***REUTERS GROUP PLC COMMON 76132M102 203 2946 SH SOLE 2946
REYNOLDS METALS CO COMMON 761763101 676 11200 SH SOLE 11200
RISK CAPITAL HOLDINGS INC COMMON 767711104 14076 900854 SH SOLE 554200 346654
***SEAGRAM CO LTD COMMON 811850106 8008 176010 SH SOLE 119500 56510
***SMITHKLINE BEECHAM PLC COMMON 832378301 311 5400 SH SOLE 5400
SNAP-ON INC COMMON 833034101 26510 815700 SH SOLE 476700 339000
SOLA INERNATIONAL INC COMMON 834092108 1488 96000 SH SOLE 39000 57000
SPRINT CORP COMMON 852061100 352 6496 SH SOLE 6496
STERIS CORP COMMON 859152100 17095 1243252 SH SOLE 768008 475244
TIME WARNER (HOLDING CO) COMMON 887315109 7338 120788 SH SOLE 66600 54188
TODD AO CORP COMMON 888896107 375 24984 SH SOLE 24984
WASTE MANAGEMENT INC DEL COMMON 94106L109 1938 100700 SH SOLE 68600 32100
WEATHERFORD INTERNATIONAL INC COMMON 947074100 11426 357069 SH SOLE 219885 137184
WESTWOOD ONE INC COMMON 961815107 4368 96800 SH SOLE 96800
TRANSOCEAN OFFSHORE INC COMMON G90076103 8449 275900 SH SOLE 175500 100400
CISCO SYSTEMS INC PUT 17275R8VU 343 5000 SH PUT SOLE 5000
CITIGROUP INC PUT 1729679VH 220 5000 SH PUT SOLE 5000
INTERNATIONAL BUSINESS PUT 4592009VC 605 5000 SH PUT SOLE 5000
LEXMARK INTERNATIONAL GROUP PUT 5297718VW 201 2500 SH PUT SOLE 2500
MICROSOFT CORP PUT 5949189VY 226 2500 SH PUT SOLE 2500
MICROSOFT CORP PUT 5949189VZ 226 2500 SH PUT SOLE 2500
***NOKIA CORP-SPONSORED ADR PUT 6549026VX 449 5000 SH PUT SOLE 5000
PITNEY BOWES INC PUT 7244799VK 305 5000 SH PUT SOLE 5000
RAYTHEON CO-CL A CALL 7551118JL 1358 28000 SH CALL SOLE 28000
TEXAS INSTRUMENTS INC PUT 8825089VT 206 2500 SH PUT SOLE 2500
362131 No. of Other 0
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