|
|
|
|
|
|
|
|
|
|
Previous: PUTNAM HIGH QUALITY BOND FUND, N-30D, 1999-06-22 |
Next: GE CAPITAL MORTGAGE SERVICES INC, 8-K, 1999-06-22 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended:
Check here if Amendment |_|; Amendment Number:
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Carret & Co.
Address: 40 E. 52nd Street
New York, NY 10022
13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Joseph E. Wozny, Jr.
Title: Sr. Managing Director/Compliance Officer
Phone: 212-207-2341
Signature, Place, and Date of Signing:
- --------------------------------------------------------------------------------
Report Type (Check only one.):
|x| 13F HOLDINGS REPORT.
|_| 13F NOTICE.
|_| 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 583
Form 13F Information Table Value Total: 779979
List of Other Included Managers:
No. 13F File Number Name
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
Voting Authority
Title -------------------
of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- -------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3-D SYSTEMS COM 88554D205 834 139000 SH Sole 139000
A H BELO CORP SER A COM 080555105 622 34072 SH Sole 34072
ABBOTT LABS COM 002824100 6762 144458 SH Sole 139394 5064
211 4500 SH Defined 01 500 4000
ACM GOVT INCOME FD COM 000912105 115 13600 SH Sole 13600
AES CORP COM 00130H105 1877 50400 SH Sole 50000 400
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AFLAC INC COM 001055102 544 10000 SH Sole 10000
AIRTOUCH COMMUNICATION COM 00949T100 1508 15610 SH Sole 13846 1764
32 333 SH Defined 01 333
ALICO INC COM 016230104 156 10225 SH Sole 10225
ALLIANCE ATLANTIS - B NON-VT COM 01853E204 630 40000 SH Sole 40000
ALLIANCE CAP MGMT LP COM 018548107 521 20600 SH Sole 20000 600
ALLIANCE PHARMA CORP COM 018773101 289 105000 SH Sole 105000
ALLIEDSIGNAL INC COM 019512102 1001 20344 SH Sole 20344
20 400 SH Defined 01 400
ALLSTATE CORP COM 020002101 700 18890 SH Sole 18890
ALLTEL CORP COM 020039103 750 12025 SH Sole 10310 1715
23 370 SH Defined 01 370
AMC ENTERTAINMENT COM 001669100 3868 251600 SH Sole 251600
52 3400 SH Defined 01 1500 1900
AMERADA HESS CORP COM 023551104 346 6800 SH Sole 6800
AMERICA ONLINE INC COM 02364J104 3589 24412 SH Sole 4912 19500
323 2200 SH Defined 01 2200
AMERICAN EXPRESS COM 025816109 1978 16800 SH Sole 7370 9430
59 500 SH Defined 01 500
AMERICAN GENERAL CORP COM 026351106 757 10735 SH Sole 10435 300
AMERICAN HOME PRODS COM 026609107 10666 163459 SH Sole 148559 14900
522 8000 SH Defined 01 300 900 6800
AMERICAN INT'L GROUP COM 026874107 11790 97740 SH Sole 93815 3925
AMERICAN PWR CONVERSION COM 029066107 229 8500 SH Sole 8500
AMERICAN WTR WKS INC COM 030411102 513 17617 SH Sole 17617
AMERIGAS PARTNERS LP UNIT COM 030975106 1002 50233 SH Sole 50233
34 1700 SH Defined 01 1700
AMERITECH CORP NEW COM 030954101 583 10116 SH Sole 8912 1204
AMGEN INC COM 031162100 2845 38000 SH Sole 34400 3600
AMP INC COM 031897101 545 10187 SH Sole 9140 1047
AMR CORP COM 001765106 371 6330 SH Sole 6330
ANADARKO PETE CORP COM 032511107 396 10500 SH Sole 10500
APPLIED MATLS INC COM 038222105 2081 33740 SH Sole 30140 3600
APRIA HEALTHCARE GROUP COM 037933108 249 21000 SH Sole 21000
ARCHER DANIELS MIDLAND COM 039483102 183 12487 SH Sole 12487
ARDIC EXPLORATION & DEV LTD COM 03979K106 305 152500 SH Sole 152500
ARMCO INC COM 042170100 433 97600 SH Sole 97600
ASSOCIATES FIRST CAP CL A COM 046008108 2928 65076 SH Sole 64033 1043
AT&T CORP COM 001957109 13130 164514 SH Sole 155558 8956
223 2800 SH Defined 01 2800
AT&T CORP LIBERTY MEDIA GROUP COM 001957208 220 4176 SH Sole 4176
ATLANTIC RICHFIELD COM 048825103 1076 14718 SH Sole 14078 640
102 1400 SH Defined 01 1400
AUTOMATIC DATA PROCESS COM 053015103 297 7176 SH Sole 3576 3600
99 2400 SH Defined 01 2400
AVANT IMMUNOTHERAPETCS COM 053491106 195 125000 SH Sole 125000
AVIALL INC NEW COM 05366B102 304 19600 SH Sole 19600
15 1000 SH Defined 1000
BAKER HUGHES COM 057224107 342 14059 SH Sole 13414 645
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BANK NEW YORK COM 064057102 4670 129956 SH Sole 129956
BANK OF AMER CORP NEW COM 060505104 3145 44527 SH Sole 43127 1400
28 400 SH Defined 01 400
BANK ONE CORP COM 06423A103 4462 81041 SH Sole 78911 2130
12 212 SH Defined 01 212
BANKATLANTIC BANCORP CL A COM 065908501 160 22706 SH Sole 22706
14 2000 SH Defined 2000
BANKBOSTON CORP COM 06605R106 541 12500 SH Sole 8000 4500
17 400 SH Defined 01 400
BANKERS TRUST CORP COM 066365107 930 10535 SH Sole 10145 390
88 1000 SH Defined 1000
BASIN EXPLORATION COM 070107107 153 11000 SH Sole 11000
BEC ENERGY COM 05538M101 294 8000 SH Sole 6500 1500
BELL & HOWELL COM 077852101 281 9600 SH Sole 9600
BELL ATLANTIC COM 077853109 2480 47989 SH Sole 42070 5919
50 960 SH Defined 01 960
BELLSOUTH CORP COM 079860102 1974 49268 SH Sole 23601 25667
267 6668 SH Defined 01 6668
BERKSHIRE HATHAWAY - A COM 084670108 26347 369 SH Sole 369
BERKSHIRE HATHAWAY - B COM 084670207 10953 4659 SH Sole 4596 63
71 30 SH Defined 01 10 20
BESTFOODS COM 08658U101 757 16096 SH Sole 14496 1600
169 3600 SH Defined 01 3600
BIOMET INC COM 090613100 356 8500 SH Sole 8500
BJS WHOLESALE CLUB INC COM 05548J106 568 21600 SH Sole 21400 200
BOEING CO COM 097023105 1015 29840 SH Sole 26140 3700
BONDED MTRS INC COM 097894109 146 60000 SH Sole 60000
BP AMOCO SPONS ADR COM 055622104 7328 72551 SH Sole 68788 3763
113 1122 SH Defined 01 462 660
BRISTOL MYERS SQUIBB COM 110122108 10389 162004 SH Sole 126526 35478
590 9200 SH Defined 01 9200
BROWN GROUP COM 115657108 167 12700 SH Sole 12700
BUCKEYE PARTNERS LP COM 118230101 263 9650 SH Sole 9650
BURLINGTON NORTHERN SANTA FE COM 12189T104 496 15099 SH Sole 12099 3000
BURLINGTON RESOURCES COM 122014103 2570 64358 SH Sole 64358
BWAY CORP COM 056039100 806 61150 SH Sole 61150
CABLETRON SYS INC COM 126920107 115 14000 SH Sole 14000
CAPITAL ONE FIN'L COM 14040H105 468 3100 SH Sole 3100
CARNIVAL CORP COM 143658102 466 9600 SH Sole 9600
CBS CORP COM 12490K107 740 18120 SH Sole 18000 120
CERIDIAN CORP COM 15677T106 256 7000 SH Sole 6000 1000
CHART INDS INC COM 16115Q100 232 35400 SH Sole 35400
CHASE MANHATTAN COM 16161A108 8608 105784 SH Sole 103914 1870
24 300 SH Defined 01 300
CHEVRON CORP COM 166751107 1586 17868 SH Sole 13411 4457
485 5467 SH Defined 01 5467
CHUBB CORP COM 171232101 3666 62598 SH Sole 62598
12 200 SH Defined 01 200
CIGNA CORP COM 125509109 370 4420 SH Sole 3220 1200
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CINCINNATI FIN'L COM 172062101 3176 87150 SH Sole 87150
459 12600 SH Defined 01 12600
CISCO SYS INC COM 17275R102 4373 39913 SH Sole 29576 10337
197 1800 SH Defined 01 1800
CITIGROUP, INC COM 172967101 13173 206233 SH Sole 202733 3500
1010 15808 SH Defined 01 15400 408
CNET INC COM 125945105 553 6000 SH Sole 6000
CNF TRANSPORTATION COM 12612w104 284 7500 SH Sole 7500
COCA COLA CO COM 191216100 3281 53460 SH Sole 49950 3510
12 200 SH Defined 01 200
COHO ENERGY INC COM 192481109 8 13000 SH Sole 13000
COLGATE PALMOLIVE COM 194162103 444 4828 SH Sole 3928 900
37 400 SH Defined 01 400
COLONIAL BANCGROUP INC COM 195493309 540 45000 SH Sole 45000
COMCAST CORP CL A COM 200300101 443 7200 SH Sole 7200
COMCAST CORP CL A SPL COM 200300200 730 11600 SH Sole 11600
COMPAQ COMPUTER COM 204493100 14077 444234 SH Sole 442084 2150
54 1700 SH Defined 01 1700
COMPUTER ASSOC INT'L COM 204912109 4425 124436 SH Sole 124436
25 700 SH Defined 01 700
COMPUTER HORIZONS CORP COM 205908106 762 69700 SH Sole 69500 200
CONOCO INC CL A COM 208251306 513 20900 SH Sole 12800 8100
CONSECO INC COM 208464107 3885 125814 SH Sole 125814
COSTCO COMPANIES INC COM 22160Q102 511 5584 SH Sole 5584
COX COMMUNICATIONS COM 224044107 442 5850 SH Sole 4950 900
CRESCENT REAL ESTATE COM 225756105 583 27100 SH Sole 22100 5000
CSX CORP COM 126408103 432 11082 SH Sole 9682 1400
CVS CORP COM 126650100 451 9500 SH Sole 9500
DEERE & CO COM 244199105 888 23000 SH Sole 19000 4000
31 800 SH Defined 01 800
DELL COMPUTER CORP COM 247025109 1243 30400 SH Sole 25200 5200
98 2400 SH Defined 01 2400
DELPHI AUTOMOTIVE SYS CORP COM 247126105 1138 64100 SH Sole 63600 500
41 2300 SH Defined 01 1000 1300
DELPHI FINL GROUP INC CL A COM 247131105 530 15636 SH Sole 15636
DIAMOND OFFSHORE DRILL COM 25271C102 345 10900 SH Sole 2000 8900
DIGITAL LAVA INC COM 253928105 319 28400 SH Sole 28400
DIME BANCORP INC NEW COM 25429Q102 707 30500 SH Sole 30500
DISNEY, WALT CO COM 254687106 11061 355370 SH Sole 332520 22850
50 1600 SH Defined 01 400 1200
DMI FURNITURE INC COM 233230101 60 15859 SH Sole 15859
DOMINION RES INC VA COM 257470104 231 6250 SH Sole 6250
DONALDSON LUFKN & JEN COM 257661108 1395 20000 SH Sole 20000
DORAL FINL CORP COM 25811P100 7514 408900 SH Sole 396100 12800
603 32800 SH Defined 01 31200 1600
DOVER CORP COM 260003108 293 8900 SH Sole 1500 7400
DU PONT E I DE NEMOURS COM 263534109 1370 23598 SH Sole 16500 7098
116 2000 SH Defined 01 2000
DUKE ENERGY COM 264399106 1563 28518 SH Sole 21818 6700
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
77 1400 SH Defined 01 1400
E M C CORP MASS COM 268648102 2696 21100 SH Sole 21100
EAGLE USA AIRFREIGHT COM 270018104 3217 99000 SH Sole 99000
EASTMAN CHEMICAL COM 277432100 206 4895 SH Sole 4795 100
15 345 SH Defined 01 345
EASTMAN KODAK CO COM 277461109 4023 62984 SH Sole 56476 6508
118 1850 SH Defined 01 300 1550
EDISON INT'L COM 281020107 202 9100 SH Sole 9100
ELECTRONIC DATA SYS COM 285661104 1136 23336 SH Sole 22936 400
6 120 SH Defined 01 120
EMERSON ELECTRIC COM 291011104 662 12503 SH Sole 10103 2400
ENNIS BUSINESS FORMS COM 293389102 81 10000 SH Sole 10000
ENRON CORP COM 293561106 1143 17784 SH Sole 12984 4800
ENSCO INT'L COM 26874Q100 381 28598 SH Sole 27598 1000
ENVOY CORP NEW COM 293982104 1249 28000 SH Sole 28000
EQUIFAX INC COM 294429105 227 6600 SH Sole 3100 3500
EQUITABLE COS COM 29444G107 1750 25000 SH Sole 25000
EQUITY RESIDENT PPTYS COM 29476L107 359 8700 SH Sole 8700
33 800 SH Defined 01 800
EXXON CORP COM 302290101 12780 181109 SH Sole 142398 38711
1609 22800 SH Defined 01 22800
FANSTEEL INC COM 307260109 142 27800 SH Sole 27800
8 1500 SH Defined 1500
FEDERAL NATL MTG ASSN COM 313586109 1575 22745 SH Sole 22745
FEDERATED DEP'T STORES COM 31410H101 365 9105 SH Sole 9105
FIDUCIARY TR CO INT'L COM 316495100 2562 57254 SH Sole 57254
FIFTH THIRD BANCORP COM 316773100 1560 23652 SH Sole 23652
FIRST DATA CORP COM 319963104 1466 34300 SH Sole 34300
FIRST N B ANCHORAGE AK COM 322387101 666 640 SH Sole 600 40
FIRST UNION CORP COM 337358105 1674 31325 SH Sole 25024 6301
64 1200 SH Defined 01 1200
FIRST VA BANKS COM 337477103 206 4500 SH Defined 01 4500
FIRSTAR CORP NEW WIS COM 33763V109 806 9010 SH Sole 4900 4110
FIRSTMERIT CORP COM 337915102 14903 578742 SH Sole 576753 1989
208 8075 SH Defined 01 8075
FLOWSERVE CORP COM 34354P105 665 42750 SH Sole 42750
FLUSHING FINL CORP COM 343873105 866 60750 SH Sole 60750
FORD MTR CO COM 345370100 6611 116615 SH Sole 114187 2428
34 600 SH Defined 01 300 300
FORTUNE BRANDS INC COM 349631101 2717 70573 SH Sole 69744 829
19 500 SH Defined 01 500
FPL GROUP INC COM 302571104 221 4155 SH Sole 4155
FREDDIE MAC (FED HM LOAN MTG) COM 313400301 5682 99141 SH Sole 99141
FREQUENCY ELECTRS INC COM 358010106 1063 141700 SH Sole 141700
34 4500 SH Defined 01 1500 3000
FRONTIER CORPORATION COM 35906P105 296 5700 SH Sole 5700
FRONTIER INSURANCE GRP COM 359081106 125 10500 SH Sole 10500
24 2000 SH Defined 2000
GANNETT INC COM 364730101 501 7948 SH Sole 7948
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
GAP INC COM 364760108 1107 16450 SH Sole 10800 5650
61 900 SH Defined 01 900
GENENTECH INC COM 368710307 297 3350 SH Sole 1200 2150
GENERAL CABLE DEL COM 369300108 1090 103200 SH Sole 101050 2150
14 1350 SH Defined 01 1000 350
GENERAL ELEC CO COM 369604103 21314 192672 SH Sole 157392 35280
2419 21866 SH Defined 01 21866
GENERAL MTRS COM 370442105 3752 43129 SH Sole 39500 3629
52 600 SH Defined 01 600
GENERAL MTRS - H COM 370442832 1348 26736 SH Sole 22636 4100
15 300 SH Defined 01 300
GENERAL NUTRITION COS COM 37047F103 930 66400 SH Sole 65400 1000
GENUINE PARTS CO COM 372460105 382 13260 SH Sole 13260
GENZYME CORP COM 372917104 299 5920 SH Sole 2700 3220
GEORGIA PAC CORP COM-TIMBER GR COM 373298702 660 29400 SH Sole 29400
112 5000 SH Defined 01 5000
GILLETTE CO COM 375766102 7435 125090 SH Sole 124690 400
GLAXO WELLCOME PLC SPON ADR COM 37733W105 270 4040 SH Sole 1100 2940
GOLDBELT RESOURCES COM 0 10000 SH Sole 10000
GRACO INC COM 384109104 205 9275 SH Sole 9275
GRANITE CONSTR INC COM 387328107 272 11625 SH Sole 450 11175
GRC INT'L COM 361922107 259 39100 SH Sole 39100
GREEN MOUNTAIN PWR COM 393154109 119 12270 SH Sole 12270
GREIF BROS CL A COM 397624107 8602 390996 SH Sole 388496 2500
209 9500 SH Defined 01 9500
GREIF BROS CL B COM 397624206 1575 49800 SH Sole 49300 500
6 200 SH Defined 01 200
GTE CORP COM 362320103 1622 26804 SH Sole 23209 3595
246 4070 SH Defined 01 300 3770
H T E INC COM 403926108 191 62500 SH Sole 62500
HALLIBURTON CO COM 406216101 905 23500 SH Sole 21400 2100
38 1000 SH Defined 01 1000
HALTER MARINE GROUP INC COM 40642Y105 87 15000 SH Sole 15000
HAMMOND SECURITIES CO LLC COM 0 16667 SH Sole 16667
HARCOURT GEN INC COM 41163G101 465 10500 SH Sole 10500
18 400 SH Defined 01 400
HARTFORD FINL SVCS COM 416515104 1486 26165 SH Sole 26165
34 600 SH Defined 01 300 300
HASKEL INT'L CL A COM 418106100 433 35000 SH Sole 35000
HAWAIIAN ELEC INDS COM 419870100 1236 35253 SH Sole 33453 1800
14 400 SH Defined 01 400
HEILIG MEYERS CO COM 422893107 57 11000 SH Sole 11000
HEINZ H J CO COM 423074103 571 12050 SH Sole 12050
14 300 SH Defined 01 300
HERSHEY FOODS CORP COM 427866108 2775 49500 SH Sole 48500 1000
HEWLETT PACKARD COM 428236103 6124 90305 SH Sole 80155 10150
20 300 SH Defined 01 300
HILTON HOTELS CORP COM 432848109 143 10200 SH Sole 10200
HIRSCH INT'L - CL A COM 433550100 155 68700 SH Sole 68700
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
19 8500 SH Defined 01 8500
HOME DEPOT INC COM 437076102 542 8712 SH Sole 7962 750
HOME PPTYS NY COM 437306103 647 28000 SH Sole 28000
51 2200 SH Defined 01 2200
HORMEL FOODS CORP COM 440452100 267 7500 SH Sole 7500
HOSPITALITY PPTYS COM 44106M102 3137 115900 SH Sole 103500 12400
452 16700 SH Defined 01 16500 200
HOUSEHOLD INT'L INC COM 441815107 712 15600 SH Sole 15600
HRPT PPTYS TR COM 40426W101 289 21400 SH Sole 17400 4000
7 500 SH Defined 01 500
HUBCO INC COM 404382103 250 7437 SH Sole 7437
IMAGEMAX INC COM 45245V101 121 97000 SH Sole 97000
IMATION CORP COM 45245A107 68 4100 SH Sole 3700 400
11 640 SH Defined 01 640
IMS HEALTH INC COM 449934108 1015 30644 SH Sole 25444 5200
INACOM CORP COM 45323G109 507 65392 SH Sole 62092 3300
5 700 SH Defined 01 700
INGERSOLL RAND CO COM 456866102 363 7305 SH Sole 7305
INT'L BUSINESS MACH COM 459200101 13336 75239 SH Sole 69257 5982
1911 10780 SH Defined 01 10780
INT'L PAPER CO COM 460146103 343 8131 SH Sole 6712 1419
INTEL CORP COM 458140100 13202 111061 SH Sole 104371 6690
24 200 SH Defined 01 200
INTERNATIONAL FLAV&FRA COM 459506101 229 6100 SH Sole 6100
INTERNATIONAL MULTIFDS COM 460043102 616 26405 SH Sole 26405
23 1000 SH Defined 01 1000
INTERPUBLIC GROUP COS COM 460690100 169 2168 SH Sole 2168
311 4000 SH Defined 01 4000
ITT INDS COM 450911102 1319 37300 SH Sole 37300
JOHN WILEY & SONS INC - A COM 968223206 3142 74800 SH Sole 74800
JOHNSON & JOHNSON COM 478160104 8537 91303 SH Sole 77799 13504
262 2800 SH Defined 01 2800
JPM CO COM 465933109 1327 122000 SH Sole 122000
KEEBLER FOODS CO COM 487256109 380 10400 SH Sole 10400
KEYSPAN ENERGY COM 49337K106 1355 53927 SH Sole 52427 1500
24 968 SH Defined 01 968
KIMBERLY CLARK COM 494368103 2159 45035 SH Sole 32135 12900
KROGER CO COM 501044101 614 10250 SH Sole 10250
LADD FURNITURE PAR $0.30 COM 505739201 211 12300 SH Sole 12300
LAKELAND INDS INC COM 511795106 304 67500 SH Sole 1000 66500
LEHMAN BROS HLDGS COM 524908100 532 8900 SH Sole 8900
LEUCADIA NAT'L CORP COM 527288104 224 7400 SH Sole 7400
LEXFORD RESIDENTIAL TR COM 528933104 2486 146800 SH Sole 146800
54 3200 SH Defined 01 1200 2000
LILLY ELI & CO COM 532457108 2795 32932 SH Sole 25902 7030
34 400 SH Defined 01 400
LINCOLN NATL CORP IND COM 534187109 222 2250 SH Sole 2250
LITTON INDS INC COM 538021106 296 5100 SH Sole 5100
LOCKHEED MARTIN COM 539830109 544 14404 SH Sole 14404
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
LOEWS CORP COM 540424108 2022 27100 SH Sole 27100
LOWES COS INC COM 548661107 653 10800 SH Sole 10800
LUCENT TECHNOLOGIES COM 549463107 9171 84917 SH Sole 77238 7679
MATTEL INC COM 577081102 322 12899 SH Sole 12774 125
MAYTAG CORP COM 578592107 1455 24100 SH Sole 24100
MBIA INC COM 55262C100 2387 41160 SH Sole 39060 2100
MCDONALDS CORP COM 580135101 1015 22400 SH Sole 18600 3800
MCI WORLDCOM INC COM 55268B106 3661 41336 SH Sole 41336
MCKESSON HBOC INC COM 58155Q103 275 4166 SH Sole 2800 1366
MEDAREX INC COM 583916101 191 60000 SH Sole 60000
MEDIAONE GROUP INC COM 58440J104 470 7403 SH Sole 1990 5413
MEDPARTNERS INC NEW COM 58503X107 81 17000 SH Sole 17000
1 179 SH Defined 01 179
MEDTRONIC INC COM 585055106 356 4949 SH Sole 4949
29 400 SH Defined 01 400
MELLON BANK CORP COM 585509102 816 11600 SH Sole 11100 500
MERCK & CO INC COM 589331107 12632 157648 SH Sole 111536 46112
16 200 SH Defined 01 200
MEREDITH CORP COM 589433101 371 11800 SH Sole 11800
MERIDIAN RESOURCE CORP COM 58977Q109 367 108612 SH Sole 108612
MERRILL LYNCH & CO COM 590188108 2637 29800 SH Sole 29800
MGIC INVT CORP WIS COM 552848103 579 16500 SH Sole 15500 1000
MICROSOFT CORP COM 594918104 7608 84890 SH Sole 78700 6190
MINNESOTA MNG & MFG CO COM 604059105 1841 26025 SH Sole 18626 7399
736 10400 SH Defined 01 10400
MIRAGE RESORTS INC COM 60462E104 1685 79300 SH Sole 79300
36 1700 SH Defined 01 1200 500
MOBIL CORP COM 607059102 9956 113138 SH Sole 110088 3050
MONSANTO CO COM 611662107 840 18282 SH Sole 11550 6732
28 600 SH Defined 600
MORGAN STAN DEAN WITTER COM 617446448 3133 31352 SH Sole 27700 3652
MORGAN, J P & CO COM 616880100 1446 11720 SH Sole 7120 4600
111 900 SH Defined 01 900
MOTOROLA INC COM 620076109 2364 32273 SH Sole 27673 4600
15 200 SH Defined 01 200
NATIONAL CITY CORP COM 635405103 4863 73259 SH Sole 71874 1385
27 400 SH Defined 01 400
NATIONAL FUEL GAS NJ COM 636180101 212 5400 SH Sole 5400
NEW YORK TIMES CL A COM 650111107 1488 52200 SH Sole 51600 600
NEWS CORP LTD ADR COM 652487703 885 30000 SH Sole 30000
NEXTEL COMMUNICATIONS - A COM 65332v103 3593 98100 SH Sole 98100
59 1600 SH Defined 01 600 1000
NIKE INC - B COM 654106103 770 13350 SH Sole 13350
NOKIA CORP SPONS ADR COM 654902204 506 3246 SH Sole 1446 1800
NORFOLK SOUTHERN COM 655844108 269 10210 SH Sole 8410 1800
NORTEL NETWORKS CORP COM 656569100 335 5400 SH Sole 4800 600
NORTHERN TR CORP COM 665859104 473 5324 SH Sole 5324
NORTHWEST NAT GAS CO COM 667655104 451 20635 SH Sole 20635
16 750 SH Defined 01 750
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NOVELL INC COM 670006105 511 20300 SH Sole 20300
OFFICE DEPOT INC COM 676220106 233 6235 SH Sole 6235
ONEIDA LTD COM 682505102 267 15700 SH Sole 15700
ORACLE CORP COM 68389X105 3855 146180 SH Sole 146000 180
ORION CAPITAL CORP COM 686268103 1219 39000 SH Sole 39000
312 10000 SH Defined 01 10000
OXFORD HEALTH PLANS COM 691471106 614 39300 SH Sole 39100 200
3 200 SH Defined 01 200
PACIFICORP COM 695114108 167 9658 SH Sole 5350 4308
8 467 SH Defined 01 467
PAINE WEBBER GROUP INC COM 695629105 844 21168 SH Sole 21168
PALL CORP COM 696429307 258 15586 SH Sole 15386 200
PARAMETRIC TECH CORP COM 699173100 271 13718 SH Sole 13518 200
PARK PLACE ENTERTAINMENT CORP COM 700690100 79 10500 SH Sole 10500
PARTNERRE LTD COM G6852T105 1126 27800 SH Sole 27000 800
405 10000 SH Defined 01 10000
PAXAR CORP COM 704227107 1065 143250 SH Sole 143250
56 7500 SH Defined 01 7500
PENNSYLVANIA REAL EST TR COM 709102107 215 11500 SH Sole 11500
PENNZENERGY CO COM 70931Q109 307 29200 SH Sole 29200
17 1600 SH Defined 01 300 1300
PENNZOIL - QUAKER ST CO COM 709323109 393 31768 SH Sole 31768
20 1600 SH Defined 01 300 1300
PEOPLESOFT INC COM 712713106 219 15000 SH Sole 15000
PEPSICO INC COM 713448108 4623 117965 SH Sole 117765 200
PFIZER INC COM 717081103 8201 59107 SH Sole 42600 16507
148 1066 SH Defined 01 1066
PG&E CORP COM 69331C108 425 13669 SH Sole 13669
PHARMACIA & UPJOHN INC COM 716941109 4061 65100 SH Sole 65100
312 5000 SH Defined 01 5000
PHILIP MORRIS COS COM 718154107 1850 52571 SH Sole 48119 4452
PHOENIX GOLD INT'L COM 719068108 179 79400 SH Sole 79400
PHOSPHATE RES PARTNERS COM 719217101 143 12200 SH Sole 10000 2200
PHYSICIAN COMPUTER NETWORK INC COM 71940K109 78 50000 SH Sole 50000
PIERCE LEAHY CORP COM 720722107 266 10700 SH Sole 10700
PIONEER GROUP COM 723684106 6597 445400 SH Sole 443400 2000
PITNEY BOWES INC COM 724479100 3833 60118 SH Sole 58480 1638
PLUM CREEK TIMBER COM 729237107 443 15550 SH Sole 7700 7850
14 500 SH Defined 01 500
PNC BANK CORP COM 693475105 1116 20085 SH Sole 20085
POLICY MGMT SYS CORP COM 731108106 438 14300 SH Sole 14300
POPE EVANS & ROBBINS INC COM 732852108 0 26000 SH Sole 26000
POTOMAC ELEC PWR COM 737679100 205 8826 SH Sole 8826
PRECISION CASTPARTS CP COM 740189105 241 6000 SH Sole 6000
PREMIER FINL BANCORP COM 74050M105 239 16900 SH Sole 16900
15 1050 SH Defined 01 1050
PRICE T ROWE & ASSOC COM 741477103 409 11890 SH Sole 11890
PRIDE INT'L INC COM 741932107 95 11570 SH Sole 11570
PROCTER & GAMBLE COM 742718109 4341 44321 SH Sole 40687 3634
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
157 1600 SH Defined 01 1600
PROGRESSIVE CORP OHIO COM 743315103 4570 31850 SH Sole 31850
PROMUS HOTEL CORP (HOLDING CO) COM 74342P106 284 7800 SH Sole 7800
PROVIDIAN FINL COM 74406A102 297 2700 SH Sole 2700
QUAKER OATS CO COM 747402105 610 9800 SH Sole 9300 500
QUALCOMM INC COM 747525103 497 4000 SH Sole 3000 1000
37 300 SH Defined 01 300
QUIXOTE CORP COM 749056107 284 25000 SH Sole 25000
R & B FALCON CORP COM 74912E101 384 44500 SH Sole 44500
9 1000 SH Defined 1000
R & B INC COM 749124103 918 114800 SH Sole 114800
52 6500 SH Defined 01 6500
RAYTHEON CO - A COM 755111309 689 11939 SH Sole 11876 63
13 218 SH Defined 01 180 38
RAYTHEON CO - B COM 755111408 264 4500 SH Sole 4500
REGENERON PHARMA COM 75886F107 72 10904 SH Sole 7300 3604
RELIANCE BANCORP COM 759451107 2096 72900 SH Sole 72900
RELTEC CORP COM 759527104 300 10200 SH Sole 10200
REUTERS GP PLC SPON ADR COM 76132M102 333 3835 SH Sole 3835
ROWAN COS INC COM 779382100 629 49600 SH Sole 49600
13 1000 SH Defined 01 1000
ROYAL DUTCH PETE GLD1.25 COM 780257804 2694 51800 SH Sole 51800
16 300 SH Defined 01 300
SAFECO CORP COM 786429100 414 10244 SH Sole 400 9844
SARA LEE CORP COM 803111103 544 21970 SH Sole 11100 10870
30 1200 SH Defined 01 1200
SBC COMMUNICATIONS COM 78387G103 3896 82559 SH Sole 55153 27406
23 486 SH Defined 01 486
SCANA CORP COM 805898103 661 30456 SH Sole 30456
SCHERING PLOUGH COM 806605101 3155 57105 SH Sole 56740 365
SCHLUMBERGER LTD COM 806857108 3372 56020 SH Sole 52820 3200
SEAGATE TECHNOLOGY COM 811804103 432 14604 SH Sole 13400 1204
SEARS ROEBUCK & CO COM 812387108 435 9624 SH Sole 9624
SECURITY BANK CORP COM 4 11375 SH Sole 11375
SERVICE CORP INT'L COM 817565104 1248 87605 SH Sole 87605
SERVICEMASTER CO COM 81760N109 2910 143250 SH Sole 143250
27 1350 SH Defined 01 1350
SHARED MED SYS COM 819486101 4099 73600 SH Sole 73600
356 6400 SH Defined 01 400 6000
SHELL TRANS&TRAD PLC NY COM 822703609 2370 58344 SH Sole 58344
SIRENA APPAREL GROUP COM 82966Q102 144 25000 SH Sole 25000
SOMANETICS CORP NEW COM 834445405 56 31000 SH Sole 30000 1000
SONOCO PRODUCTS CO COM 835495102 868 37754 SH Sole 37754
SOUTHDOWN INC COM 841297104 2282 42500 SH Sole 42500
SOUTHWEST AIRLS CO COM 844741108 1853 61250 SH Sole 57500 3750
SOUTHWEST GAS COM 844895102 1063 38640 SH Sole 38040 600
SPORT-HALEY INC COM 848925103 366 45100 SH Sole 45100
12 1500 SH Defined 01 1500
SPRINT CORP (PCS GRP) COM 852061506 227 5112 SH Sole 5112
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
44 1000 SH Defined 01 1000
SPRINT CORP - FON GROUP COM 852061100 1013 10325 SH Sole 10325
196 2000 SH Defined 01 2000
SPX CORP COM 784635104 320 6348 SH Sole 6348
ST JOE CO COM 790148100 1908 78700 SH Sole 62850 15850
ST JOHN KNITS INC COM 790289102 686 26000 SH Sole 26000
STANDARD REGISTER CO COM 853887107 297 10020 SH Sole 10020
STAPLES INC COM 855030102 291 8850 SH Sole 6300 2550
STARBUCKS CORP COM 855244109 281 10000 SH Sole 10000
STATE AUTO FINL COM 855707105 5922 547700 SH Sole 547700
45 4200 SH Defined 01 4200
STONE & WEBSTER INC COM 861572105 389 17000 SH Sole 17000
11 500 SH Defined 01 500
STRATUS PPTYS INC COM 863167102 62 20000 SH Sole 20000
SUMMIT BANCORP COM 866005101 3077 78888 SH Sole 78888
SUN MICROSYSTEMS INC COM 866810104 4785 38260 SH Sole 31460 6800
SUNTERRA CORP COM 86787D109 102 10500 SH Sole 4500 6000
SUNTRUST BKS INC COM 867914103 5844 93876 SH Sole 89876 4000
60 960 SH Defined 01 960
SYBRON INT'L CORP COM 87114F106 750 30000 SH Sole 30000
SYMBOL TECHNOLOGIES COM 871508107 282 6275 SH Sole 2025 4250
SYMIX SYS INC COM 871535100 1128 74000 SH Sole 74000
17 1100 SH Defined 01 1100
SYNOVUS FINL CORP COM 87161C105 1142 55686 SH Sole 55686
SYSCO CORP COM 871829107 247 9400 SH Sole 9200 200
TECHNITROL INC COM 878555101 221 9600 SH Sole 9600
TECO ENERGY INC COM 872375100 244 12301 SH Sole 10150 2151
24 1200 SH Defined 01 1200
TELEPHONE & DATA SYS COM 879433100 1624 28800 SH Sole 28800
73 1300 SH Defined 01 1300
TELLABS INC COM COM 879664100 329 3362 SH Sole 3062 300
TEXACO INC COM 881694103 7093 124980 SH Sole 117098 7882
23 400 SH Defined 01 400
TEXAS INSTRS INC COM 882508104 1846 18600 SH Sole 18600
TEXAS UTILS CO COM 882848104 1035 24642 SH Sole 23942 700
THOMAS & BETTS CORP COM 884315102 939 25000 SH Sole 25000
TIME WARNER INC COM 887315109 13324 188160 SH Sole 184960 3200
TJX COS COM 872540109 211 6200 SH Sole 6200
TRAVELERS PPTY - A COM 893939108 390 10900 SH Sole 10900
TRICON GLOBAL REST COM 895953107 387 5514 SH Sole 5514
TSI INC MINN COM 872876107 122 15000 SH Sole 15000
U S DIAGNOSTIC INC COM 90328Q108 20 16146 SH Sole 1000 15146
U S FOODSERVICE COM 90331R101 414 8900 SH Sole 8900
28 600 SH Defined 01 600
U S WEST INC NEW COM 91273H101 642 11660 SH Sole 6382 5278
UNION PAC CORP COM 907818108 1964 36749 SH Sole 34949 1800
48 900 SH Defined 01 300 600
UNION PAC RES GROUP COM 907834105 570 47991 SH Sole 47991
UNITED DOMINION RLTY TR COM 910197102 154 15000 SH Sole 15000
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
UNITED TECHNOLOGIES CP COM 913017109 298 2200 SH Sole 1500 700
UNIVERSAL HLTH SVCS - B COM 913903100 657 15200 SH Sole 15200
UNUM CORP COM 903192102 380 8000 SH Sole 8000
US CAN CORP COM 90328W105 317 21500 SH Sole 21500
USA NETWORKS INC COM 902984103 2159 60300 SH Sole 55000 5300
UST CORP COM 902900109 1325 60678 SH Sole 60678
41 1881 SH Defined 01 1881
USX - MARATHON GROUP COM 902905827 207 7520 SH Sole 7520
VIACOM INC CL B COM 925524308 4021 47903 SH Sole 47903
WAL MART STORES COM 931142103 636 6900 SH Sole 5900 1000
WALGREEN CO COM 931422109 876 31000 SH Sole 8800 22200
WARNER LAMBERT COM 934488107 6291 94952 SH Sole 94052 900
60 900 SH Defined 01 300 600
WELLS FARGO & CO COM 949746101 5344 152400 SH Sole 152400
WEST MARINE INC COM 954235107 415 46800 SH Sole 43700 3100
12 1300 SH Defined 01 1300
WICOR INC COM 929253102 273 13500 SH Sole 13500
WILLBROS GROUP COM 969199108 83 16000 SH Sole 16000
WILLIAMS COS INC COM 969457100 4608 116665 SH Sole 113973 2692
47 1200 SH Defined 01 1200
WRIGLEY WM JR CO COM 982526105 5082 56190 SH Sole 56190
WRIGLEY WM JR CO - B COM 982526204 1740 19500 SH Sole 19500
XEROX CORP COM 984121103 4544 87170 SH Sole 78550 8620
10 200 SH Defined 01 200
XL CAPITAL LTD-CL A COM G98255105 1507 24800 SH Sole 23800 1000
FIRSTMERIT CV 6.50% - B 337915201 1589 22700 SH Sole 22700
700 10000 SH Defined 01 10000
UNISYS CORP $3.75 - A CV PFD 909214207 464 8935 SH Sole 8935
52 1000 SH Defined 01 1000
CAMPBELL SOUP CO 134429AK5 102 100000 PRN Sole 100000
MELLON BANK N A 585907AK4 52 50000 PRN Sole 50000
ALZA CORP SUB DEB 022615AD0 70 60000 PRN Sole 60000
AUTOMATIC DATA PROCESSING SUB 053015AC7 107 100000 PRN Sole 100000
BAKER HUGHES SR LYON 057224AH0 70 100000 PRN Sole 100000
COMPTRONIX SUB DEB (DEFAULT 08 20476CAA4 0 66000 PRN Sole 66000
HILTON HOTELS SUB NOTES 432848AL3 66 70000 PRN Sole 70000
MEDCO CONTAINMENT SERVICES SUB 583905AC8 135 45000 PRN Sole 45000
MOTOROLA SUB LYON 620076AE9 190 140000 PRN Sole 140000
NATIONAL DATA SUB NT 635621AA3 31 30000 PRN Sole 30000
OCCUSYSTEMS INC (144A) 674623AA1 1211 1400000 PRN Sole 1400000
87 100000 PRN Defined 01 100000
OFFICE DEPOT SUB LYON 676220AA4 109 100000 PRN Sole 100000
WMX TECHNOLOGIES SUB NT 92929QAF4 57 60000 PRN Sole 60000
ALLIANCE MTG SEC INC CL A 018639104 124 14606 SH Sole 14606
BERGSTROM CAP CORP 084093103 232 1180 SH Sole 1180
DLJ HIGH YIELD BOND 23322Y108 266 30000 SH Sole 30000
FRANKLIN TAX FREE TR FLA T/F I 354723850 121 10153 SH Sole 10153
MAINSTAY FDS CAP APPRECTN A 56062F665 1418 27707.33 SH Sole 27707.332
MAINSTAY FDS EQUITY INDEX 56062F848 1886 45662.1 SH Sole 45662.1
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MAINSTAY TOTAL RETURN - A 56062F798 519 20168.56 SH Sole 20168.563
PIONEER II 724010103 429 21300.78 SH Sole 21300.78
SMITH BARNEY WORLD INT'L EQT P 831811203 632 27341 SH Sole 27340.996
SOLONIAN GOLD RESERVE LP 998356109 1110 24.5 SH Sole 24.5
UIT EQUITY INCM - BLUE CHIP 75 40673 SH Sole 40673
VAN ECK INT'L INVS 921075503 148 24028.11 SH Sole 24028.109
WTS DIGITAL LAVA INC EXP 02/17 253928113 62 14400 SH Sole 14400
ADMINISTRADOR DE FONDOS SPONSO 00709P108 253 13500 SH Sole 13500
AMINEX PLC = ORD IP g0333t107 31 150000 SH Sole 150000
ANSALDO SIGNAL (NV) N05515106 127 34000 SH Sole 34000
BCE INC COM 05534B109 1201 27100 SH Sole 27100
BRIERLEY INVESTMENTS LTD Q17926108 5 20000 SH Sole 20000
CABLE & WIRELESS PLC SPONSORED 126830207 310 8400 SH Sole 8000 400
CEMEX SA-SPONS ADR SER B 151290202 96 11400 SH Sole 11400
CPT TELEFONICA DEL PERU SA SER P3179N127 22 17000 SH Sole 17000
CREATIVE TECHNOLOGY INC Y1775U107 154 13500 SH Sole 13500
DAIMLERCHRYSLER AG ORD D1668R123 421 4900 SH Sole 100 4800
11 124 SH Defined 01 124
GLOBO CABA SA SPONSORED ADR RE 37957X102 15 13000 SH Sole 13000
GUANGDONG INVESTMENT LTD Y2929L100 2 13000 SH Sole 13000
INDEPENDENT ENERGY HLDGS ADR 45384X108 769 77867 SH Sole 77867
ING GROEP N V SPONSORED ADR 456837103 2364 43035 SH Sole 43035
KNIGHTSBRIDGE TANKERS G5299G106 228 13200 SH Sole 13200
3 200 SH Defined 01 200
KONINKLIJKE PHILIPS ELECTRS NV 500472204 1387 16825 SH Sole 16825
LIVENT INC 537902108 5 73000 SH Sole 73000
NOVO NORDISK A/S ADR 670100205 251 4600 SH Sole 3200 1400
P T BANK BIRA Y0632L102 4 284000 SH Sole 284000
PT INDONESIAN SATELLIT CORP SP 715680104 157 12100 SH Sole 12100
REPSOL S A SPONSORED ADR 76026T205 492 9600 SH Sole 9600
ROYAL DUTCH PETE GLD1.25 1898 36508 SH Sole 29708 6800
21 400 SH Defined 01 400
TELECOMUNICACOE BRASIL SPON AD 879287308 262 3250 SH Sole 3200 50
UNIBANCO-UNIAO DE BANC GDR REP 90458E107 491 25500 SH Sole 25500
BRAZILIAN EQUITY FD COM 105884100 50 11500 SH Sole 11500
MORGAN STANLEY ASIA-PAC 61744U106 416 52000 SH Sole 52000
COCA COLA CO COM 191216100 -307 -5000 SH Sole -5000
MERCK & CO INC COM 589331107 -224 -2800 SH Sole -2800
</TABLE>
|
|