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Previous: SONUS COMMUNICATION HOLDINGS INC, NT 10-Q, 2000-05-16 |
Next: TASTY FRIES INC, 10KSB/A, 2000-05-16 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
Check here if Amendment |_|; Amendment Number:
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Carret and Company, Inc.
Address: 40 E. 52nd Street
New York, NY 10022
13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Joseph E. Wozny, Jr.
Title: Co-Ceo/Compliance Officer
Phone: 212-207-2341
Signature, Place, and Date of Signing:
/s/ Joseph E. Wozny, Jr. Carret & Co offices 5/16/2000
- --------------------------------------------------------------------------------
Report Type (Check only one.):
|x| 13F HOLDINGS REPORT.
|_| 13F NOTICE.
|_| 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
Form 13F Information Table Entry Total: 604
Form 13F Information Table Value Total: 938878
List of Other Included Managers:
No. 13F File Number Name
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3-D SYSTEMS COM 88554D205 1442 139000 SH Sole 139000
3COM CORP COM 885535104 662 11900 SH Sole 9700 2200
A H BELO CORP SER A COM 080555105 609 34072 SH Sole 34072
ABBOTT LABS COM 002824100 7835 222654 SH Sole 215854 6800
46 1300 SH Defined 01 1300
ACNIELSEN CORP COM 004833109 2027 90104 SH Sole 64138 25966
27 1200 SH Defined 01 1200
ACTFIT.COM INC COM 00503P106 6 10000 SH Sole 10000
ADAPTEC INC COM 00651F108 336 8700 SH Sole 8700
ADELPHIA BUSINESS SOLUTIONS IN COM 006847107 635 10300 SH Sole 10300
49 800 SH Defined 01 800
AERIAL COMMUNICATIONS INC COM 007655103 381 6700 SH Sole 6700
AES CORP COM 00130H105 4623 58700 SH Sole 58300 400
AETNA INC COM 008117103 3379 60676 SH Sole 60276 400
AFLAC INC COM 001055102 246 5400 SH Sole 5400
ALLIANCE ATLANTIS - B NON-VT COM 01853E204 520 40000 SH Sole 40000
ALLIANCE CAP MGMT HOLDING LP COM 01855A101 2926 70600 SH Sole 70000 600
ALLIANCE PHARMA CORP COM 018773101 799 53500 SH Sole 53500
ALLIANCE RESOURCE PARTNERS LP COM 01877R108 305 24000 SH Sole 24000
ALLSTATE CORP COM 020002101 597 25056 SH Sole 21290 3766
ALLTEL CORP COM 020039103 620 9829 SH Sole 8114 1715
74 1170 SH Defined 01 800 370
ALZA CORP COM 022615108 695 18500 SH Sole 17200 1300
AMAZON.COM, INC COM 023135106 362 5400 SH Sole 5400
AMC ENTERTAINMENT COM 001669100 1223 241500 SH Sole 241500
21 4200 SH Defined 01 2000 2200
AMERICA ONLINE INC COM 02364J104 4309 64078 SH Sole 31515 32563
242 3600 SH Defined 01 3600
AMERICAN EXPRESS COM 025816109 3992 26802 SH Sole 18472 8330
30 200 SH Defined 01 200
AMERICAN GENERAL CORP COM 026351106 663 11821 SH Sole 11521 300
AMERICAN HOME PRODS COM 026609107 9542 177939 SH Sole 166039 11900
182 3400 SH Defined 01 300 700 2400
AMERICAN INT'L GROUP COM 026874107 12312 112436 SH Sole 108549 3887
AMERICAN PWR CONVERSION COM 029066107 729 17000 SH Sole 17000
AMERICAN STD COS INC DEL COM COM 029712106 396 10700 SH Sole 10700
AMERICAN WTR WKS INC COM 030411102 387 16284 SH Sole 16284
AMERIGAS PARTNERS LP UNIT COM 030975106 726 47633 SH Sole 47633
11 700 SH Defined 01 700
AMGEN INC COM 031162100 4321 70410 SH Sole 63210 7200
AMR CORP COM 001765106 358 11230 SH Sole 11230
ANADARKO PETE CORP COM 032511107 538 13900 SH Sole 13900
ANALOG DEVICES INC COM 032654105 1813 22500 SH Sole 22500
APPLIED MATLS INC COM 038222105 6195 65730 SH Sole 60630 5100
AQUATIC CELLULOSE INTERANTIONA COM 038389102 30 30000 SH Sole 30000
ARDIC EXPLORATION & DEV LTD COM 03979K106 336 167985 SH Sole 167985
ASHLAND INC COM 044204105 201 6000 SH Sole 6000
ASSOCIATES FIRST CAP CL A COM 046008108 729 34024 SH Sole 32876 1148
AT&T CORP COM 001957109 16808 298800 SH Sole 288149 10651
250 4448 SH Defined 01 4448
AT&T CORP LIBERTY MEDIA GROUP COM 001957208 389 6573 SH Sole 6573
36 603 SH Defined 01 603
ATLANTIC RICHFIELD COM 048825103 1446 17008 SH Sole 16514 494
AUTOMATIC DATA PROCESS COM 053015103 435 9016 SH Sole 5416 3600
AVERY DENNISON CORP COM 053611109 403 6600 SH Sole 6600
AVIALL INC NEW COM 05366B102 654 77500 SH Sole 77500
8 1000 SH Defined 01 1000
AVIATION SALES CO COM 053672101 88 14000 SH Sole 14000
AXA FINANCIAL INC COM 002451102 2174 60600 SH Sole 60600
BAKER HUGHES COM 057224107 400 13225 SH Sole 12580 645
BANK OF AMER CORP NEW COM 060505104 1979 37731 SH Sole 36331 1400
BANK OF NEW YORK CO INC COM 064057102 5121 123216 SH Sole 123216
BANK ONE CORP COM 06423A103 2468 71806 SH Sole 69676 2130
BANKATLANTIC BANCORP CL A COM 065908501 280 71120 SH Sole 71120
5 1150 SH Defined 01 1150
BASIN EXPLORATION COM 070107107 164 11000 SH Sole 11000
BELL ATLANTIC COM 077853109 2911 47629 SH Sole 42010 5619
59 960 SH Defined 01 960
BELLSOUTH CORP COM 079860102 2133 45393 SH Sole 20621 24772
182 3868 SH Defined 01 3868
BEMA GOLD CORP COM 08135F107 7 10000 SH Sole 10000
BERKSHIRE HATHAWAY - A COM 084670108 14529 254 SH Sole 254
BERKSHIRE HATHAWAY - B COM 084670207 9220 5066 SH Sole 5066
55 30 SH Defined 01 10 20
BESTFOODS COM 08658U101 463 9896 SH Sole 8296 1600
169 3600 SH Defined 01 3600
BHC COMMUNICATIONS INC CL A COM 055448104 203 1300 SH Sole 1300
BIOMET INC COM 090613100 236 6500 SH Sole 6500
BOEING CO COM 097023105 239 6300 SH Sole 3100 3200
BONDED MTRS INC COM 097894109 61 50000 SH Sole 50000
BP AMOCO PLC COM 055622104 6603 124444 SH Sole 119182 5262
49 924 SH Defined 01 924
BRISTOL MYERS SQUIBB COM 110122108 9603 166288 SH Sole 158216 8072
462 8000 SH Defined 01 8000
BROADCOM CORP CL A COM 111320107 631 2600 SH Sole 2600
BUCKEYE PARTNERS LP COM 118230101 243 9350 SH Sole 9350
BURLINGTON RESOURCES COM 122014103 5076 137182 SH Sole 137182
BWAY CORP COM 056039100 733 96100 SH Sole 96100
CALPINE CORP COM 131347106 451 4800 SH Sole 4800
CAPITAL ONE FIN'L COM 14040H105 494 10300 SH Sole 9300 1000
CARNIVAL CORP COM 143658102 759 30600 SH Sole 30600
CBS CORP COM 12490K107 881 15550 SH Sole 15500 50
CELGENE CORP COM 151020104 299 3000 SH Sole 3000
CENDANT CORP COM 151313103 1402 75800 SH Sole 75800
22 1200 SH Defined 01 1200
CENTERPOINT PPTYS TR SH BEN IN COM 151895109 219 6000 SH Sole 6000
CENTURYTEL INC COM 156700106 355 9550 SH Sole 9550
CERIDIAN CORP COM 15677T106 267 13900 SH Sole 13900
CHART INDS INC COM 16115Q100 441 138400 SH Sole 138400
13 4000 SH Defined 01 4000
CHASE MANHATTAN COM 16161A108 6682 76634 SH Sole 74764 1870
26 300 SH Defined 01 300
CHEMFAB CORP COM 16361L102 225 15400 SH Sole 15400
7 500 SH Defined 01 500
CHEVRON CORP COM 166751107 1979 21406 SH Sole 16915 4491
216 2333 SH Defined 01 2333
CHIRON CORP COM 170040109 329 6600 SH Sole 6000 600
CHUBB CORP COM 171232101 3905 57798 SH Sole 57798
CHURCH & DWIGHT CO INC COM 171340102 187 10900 SH Sole 10900
CINCINNATI FIN'L COM 172062101 2749 73050 SH Sole 73050
474 12600 SH Defined 01 12600
CISCO SYS INC COM 17275R102 16178 209256 SH Sole 167716 41540
557 7200 SH Defined 01 7200
CITIGROUP, INC COM 172967101 18381 309905 SH Sole 305555 4350
777 13100 SH Defined 01 13100
CITIZENS UTILS - B COM 177342201 1485 90689 SH Sole 90689
33 2000 SH Defined 01 2000
CKE RESTAURANTS INC COM 12561E105 762 119500 SH Sole 119500
10 1500 SH Defined 01 1500
CMGI INC COM 125750109 410 3620 SH Sole 3400 220
CNET NETWORKS INC. COM 12613R104 1044 20600 SH Sole 20600
COASTAL CORP COM 190441105 577 12540 SH Sole 12540
COCA COLA CO COM 191216100 10376 221051 SH Sole 42750 178301
COLGATE PALMOLIVE COM 194162103 618 10956 SH Sole 9956 1000
COLONIAL BANCGROUP INC COM 195493309 290 27000 SH Sole 27000
COMCAST CORP CL A SPL COM 200300200 451 10400 SH Sole 10400
COMDISCO INC COM 200336105 446 10100 SH Sole 10100
COMPAQ COMPUTER COM 204493100 13621 511576 SH Sole 509426 2150
72 2700 SH Defined 01 2700
COMPOSITE MATERIALS LLC COM 164992109 100 10000 SH Sole 10000
COMPUTER ASSOC INT'L COM 204912109 6007 101483 SH Sole 101483
30 500 SH Defined 01 500
COMPUTER HORIZONS CORP COM 205908106 1438 84000 SH Sole 84000
COMPUTER SCIENCES CORP COM 205363104 409 5165 SH Sole 5165
CONOCO INC CL A COM 208251306 542 22000 SH Sole 13500 8500
CONSECO INC COM 208464107 1421 124275 SH Sole 124275
CORDANT TECHNOLOGY INC COM 334 5900 SH Sole 5900
CORNING INC COM 219350105 1901 9800 SH Sole 9400 400
COSTCO WHOLESALE CORP. COM 22160K105 329 6268 SH Sole 6268
CRESCENT REAL ESTATE COM 225756105 266 15200 SH Sole 10200 5000
CSX CORP COM 126408103 260 11082 SH Sole 9682 1400
CVS CORP COM 126650100 274 7300 SH Sole 7300
DANA CORP COM 235811106 366 13000 SH Sole 13000
DEERE & CO COM 244199105 84 2200 SH Sole 2200
19 500 SH Defined 01 500
DELL COMPUTER CORP COM 247025109 2758 51140 SH Sole 46640 4500
129 2400 SH Defined 01 2400
DELPHI AUTOMOTIVE SYS CORP COM 247126105 160 10004 SH Sole 5180 4824
DELPHI FINL GROUP INC CL A COM 247131105 295 9710 SH Sole 9710
DELTA & PINE LAND CO COM 247357106 1910 96700 SH Sole 96200 500
14 700 SH Defined 01 700
DEVON ENERGY CORPORATION COM 25179M103 310 6378 SH Sole 6378
15 313 SH Defined 01 134 179
DIAMOND OFFSHORE DRILL COM 25271C102 355 8900 SH Sole 8900
DIME BANCORP INC NEW COM 25429Q102 314 17000 SH Sole 17000
DIMENSIONAL VISION GROUP - RE COM 25434F406 175 100000 SH Sole 100000
DISNEY, WALT CO COM 254687106 16107 389302 SH Sole 369432 19870
91 2200 SH Defined 01 300 700 1200
DMI FURNITURE INC COM 233230101 34 15859 SH Sole 15859
DOMINION RES INC VA NEW COM 25746U109 547 14238 SH Sole 14238
DONALDSON LUFKN & JEN COM 257661108 1490 28800 SH Sole 28800
DORAL FINL CORP COM 25811P100 3991 352800 SH Sole 340000 12800
357 31600 SH Defined 01 30000 1600
DOT HILL SYSTEMS CORP COM 25848T109 874 69900 SH Sole 69900
37 3000 SH Defined 01 3000
DOVER CORP COM 260003108 354 7400 SH Sole 7400
DU PONT E I DE NEMOURS COM 263534109 2972 56200 SH Sole 53419 2781
106 2000 SH Defined 01 2000
DUKE ENERGY COM 264399106 1995 37993 SH Sole 30193 7800
73 1400 SH Defined 01 1400
DUN & BRADSTREET DEL COM 26483B106 1268 44300 SH Sole 43000 1300
DYNEGY INC CL-A COM 26816Q101 659 10500 SH Sole 10500
E M C CORP MASS COM 268648102 4550 36400 SH Sole 36250 150
EASTMAN KODAK CO COM 277461109 3180 58558 SH Sole 50873 7685
49 900 SH Defined 01 300 600
EGL INC COM 268484102 2980 127500 SH Sole 127500
EL PASO ENERGY COM 283905107 919 22761 SH Sole 21784 977
ELECTRONIC DATA SYS COM 285661104 1498 23336 SH Sole 23336
EMERSON ELECTRIC COM 291011104 596 11268 SH Sole 8868 2400
ENERGY EAST CORP COM COM 29266M109 280 14114 SH Sole 9564 4550
ENRON CORP COM 293561106 1520 20304 SH Sole 11468 8836
ENZO BIOCHEM INC COM 294100102 1896 26900 SH Sole 26900
EQUITY RESIDENT PPTYS COM 29476L107 1810 45044 SH Sole 45044
82 2049 SH Defined 01 324 1725
ETHAN ALLEN INTERIORS COM 297602104 656 26250 SH Sole 21250 5000
EXXON MOBIL CORP COM 30231G102 28113 361290 SH Sole 332849 28441
1211 15568 SH Defined 01 15568
FANSTEEL INC COM 307260109 72 20500 SH Sole 20500
2 500 SH Defined 01 500
FEDERAL NATL MTG ASSN COM 313586109 1759 31165 SH Sole 31165
FEDERATED DEP'T STORES COM 31410H101 288 6905 SH Sole 6905
FIDUCIARY TR CO INT'L COM 316495100 2054 57254 SH Sole 57254
FIFTH THIRD BANCORP COM 316773100 1346 21371 SH Sole 21371
FIRST DATA CORP COM 319963104 1878 42450 SH Sole 42450
FIRST GEORGIA HLDG INC COM 320369101 40 10000 SH Sole 10000
FIRST N B ANCHORAGE AK COM 322387101 573 640 SH Sole 600 40
FIRST UNION CORP COM 337358105 638 17120 SH Sole 15824 1296
FIRSTAR CORP NEW WIS COM 33763V109 1553 67698 SH Sole 55368 12330
FIRSTMERIT CORP COM 337915102 5520 299370 SH Sole 297381 1989
48 2602 SH Defined 01 2602
FLEETBOSTON FINL CORP COM 339030108 1044 28607 SH Sole 24821 3786
17 473 SH Defined 01 473
FLORIDA PROGRESS CORP COM 341109106 445 9700 SH Sole 9700
FLOWSERVE CORP COM 34354P105 515 40000 SH Sole 40000
FLUOR CORP COM 343861100 425 13700 SH Sole 13700
FLUSHING FINL CORP COM 343873105 559 41250 SH Sole 41250
FORD MTR CO COM 345370100 4820 104915 SH Sole 102487 2428
28 600 SH Defined 01 300 300
FORTUNE BRANDS INC COM 349631101 797 31880 SH Sole 31194 686
5 200 SH Defined 01 200
FPL GROUP INC COM 302571104 262 5689 SH Sole 5689
FREDDIE MAC (FED HM LOAN MTG) COM 313400301 4337 98140 SH Sole 98140
FREQUENCY ELECTRS INC COM 358010106 2580 141350 SH Sole 132950 8400
82 4500 SH Defined 01 1500 3000
FRISCHS RESTAURANTS COM 358748101 87 10192 SH Sole 10192
GABRIEL RESOURCES LIMITED COM 361970106 14 10000 SH Sole 10000
GANNETT INC COM 364730101 633 9000 SH Sole 9000
GAP INC COM 364760108 402 8061 SH Sole 200 7861
GATX CORP COM 361448103 791 20828 SH Sole 20828
GAYLORD CONTAINER CL A COM 368145108 242 38000 SH Sole 38000
13 2000 SH Defined 01 2000
GENELABS TECHNOLOGIES INC COM 368706107 464 75000 SH Sole 75000
GENERAL CABLE CORP-DEL NEW COM 369300108 369 47200 SH Sole 46000 1200
GENERAL ELEC CO COM 369604103 35015 225629 SH Sole 190989 34640
3021 19466 SH Defined 01 19466
GENERAL MTRS COM 370442105 5129 61929 SH Sole 59300 2629
GENERAL MTRS - H COM 370442832 1399 11236 SH Sole 7336 3900
37 300 SH Defined 01 300
GENUINE PARTS CO COM 372460105 546 22860 SH Sole 22860
GEORGIA PAC CORP COM-TIMBER GR COM 373298702 723 28200 SH Sole 28200
128 5000 SH Defined 01 5000
GEORGIA PACIFIC GROUP COM 373298108 229 5800 SH Sole 5800
GILLETTE CO COM 375766102 4202 111505 SH Sole 109855 1650
GOLDBELT RESOURCES COM 380755306 6 10000 SH Sole 10000
GRACO INC COM 384109104 269 9275 SH Sole 9275
GRANITE CONSTR INC COM 387328107 367 13575 SH Sole 450 13125
GREAT LAKES CHEMICAL CORP COM 390568103 227 6667 SH Sole 6667
GREIF BROS CL A COM 397624107 7918 248423 SH Sole 245923 2500
293 9200 SH Defined 01 9200
GREIF BROS CL B COM 397624206 583 18800 SH Sole 18800
GTE CORP COM 362320103 1841 25935 SH Sole 25610 325
218 3070 SH Defined 01 300 2770
GUIDANT CORP COM 401698105 225 3828 SH Sole 3828
H T E INC COM 403926108 269 83500 SH Sole 83500
HALLIBURTON CO COM 406216101 3930 95857 SH Sole 94157 1700
HAMMOND SECURITIES CO LLC COM 0 16667 SH Sole 16667
HARCOURT GEN INC COM 41163G101 272 7300 SH Sole 7300
15 400 SH Defined 01 400
HARTFORD FINL SVCS COM 416515104 2301 43625 SH Sole 43625
42 800 SH Defined 01 400 400
HAVERTY FURNITURE COM 419596101 186 17500 SH Sole 17500
HAWAIIAN ELEC INDS COM 419870100 840 26403 SH Sole 26403
HEALTHEON CORP COM 422209106 492 21400 SH Sole 21000 400
5 200 SH Defined 01 200
HEINZ H J CO COM 423074103 535 15350 SH Sole 15350
HENRY SCHEIN INC COM 806407102 628 38800 SH Sole 38800
8 500 SH Defined 01 500
HERSHEY FOODS CORP COM 427866108 1916 39300 SH Sole 38300 1000
HEWLETT PACKARD COM 428236103 10103 76216 SH Sole 66316 9900
27 200 SH Defined 01 200
HIRSCH INT'L - CL A COM 433550100 57 43700 SH Sole 43700
HOME DEPOT INC COM 437076102 1221 18926 SH Sole 17801 1125
HOME PPTYS NY COM 437306103 663 24800 SH Sole 24800
13 500 SH Defined 01 500
HOMEFED CORP COM 43739D208 10 15712 SH Sole 712 15000
HONEYWELL INTL INC COM 438516106 1518 28809 SH Sole 24204 4605
HOSPITALITY PPTYS COM 44106M102 2015 99500 SH Sole 89200 10300
318 15700 SH Defined 01 15700
HOUGHTON MIFFLIN CO COM 441560109 785 18500 SH Sole 18500
HRPT PPTYS TR COM 40426W101 84 9700 SH Sole 8300 1400
4 500 SH Defined 01 500
HUNTINGTON BANCSHARES COM 446150104 304 13600 SH Sole 13600
IMAGEMAX INC COM 45245V101 143 85000 SH Sole 85000
IMPERIAL CREDIT INDUSTRIES INC COM 452729106 117 26000 SH Sole 26000
IMS HEALTH INC COM 449934108 478 28244 SH Sole 23644 4600
INACOM CORP COM 45323G109 40 14500 SH Sole 12400 2100
2 800 SH Defined 01 500 300
INGERSOLL RAND CO COM 456866102 781 17655 SH Sole 17655
INKTOMI CORP COM 457277101 195 1000 SH Sole 1000
INT'L BUSINESS MACH COM 459200101 21073 178584 SH Sole 167687 10897
354 3000 SH Defined 01 3000
INT'L PAPER CO COM 460146103 861 20137 SH Sole 18618 1519
INTEL CORP COM 458140100 28914 219150 SH Sole 207030 12120
79 600 SH Defined 01 200 400
INTERPUBLIC GROUP COS COM 460690100 205 4336 SH Sole 4336
340 7200 SH Defined 01 7200
IRON MOUNTAIN INC COM 462846106 202 5940 SH Sole 5940
ITT INDS COM 450911102 705 22700 SH Sole 22700
IXL ENTERPRISES INC. COM 450718101 714 25500 SH Sole 25500
JDS UNIPHASE CORP COM 46612J101 362 3000 SH Sole 2800 200
JOHN WILEY & SONS INC - A COM 968223206 1804 100200 SH Sole 100200
JOHNSON & JOHNSON COM 478160104 7646 109132 SH Sole 95632 13500
JPM CO COM 465933109 1162 140800 SH Sole 140800
KERR-MCGEE CORP COM 492386107 436 7545 SH Sole 7545
KEYCORP NEW COM 493267108 702 36954 SH Sole 36554 400
29 1550 SH Defined 01 800 750
KEYSPAN CORP COM 49337W100 729 26383 SH Sole 24383 2000
27 968 SH Defined 01 968
KIMBERLY CLARK COM 494368103 1534 27387 SH Sole 24775 2612
KONINKLIJKE PHILIPS ELECTRS SP COM 500472204 1287 7511 SH Sole 7511
KROGER CO COM 501044101 378 21500 SH Sole 21500
LAKELAND INDS INC COM 511795106 301 74000 SH Sole 1000 73000
LILLY ELI & CO COM 532457108 2700 42865 SH Sole 35835 7030
LINCOLN NATL CORP IND COM 534187109 301 9000 SH Sole 4000 5000
LIZ CLAIBORNE INC COM COM 539320101 366 8000 SH Sole 8000
LOEWS CORP COM 540424108 1265 25300 SH Sole 25300
LOWES COS INC COM 548661107 241 4120 SH Sole 4120
LSI LOGIC COM 502161102 1731 23840 SH Sole 23840
LUCENT TECHNOLOGIES COM 549463107 15528 255612 SH Sole 240773 14839
73 1200 SH Defined 01 1200
MANULIFE FINANCIAL CORP COM 56501R106 441 30000 SH Sole 30000
220 15000 SH Defined 01 15000
MATTEL INC COM 577081102 388 37124 SH Sole 37124
MAYTAG CORP COM 578592107 623 18800 SH Sole 18800
MBIA INC COM 55262C100 1713 32900 SH Sole 31600 1300
MCDONALDS CORP COM 580135101 1240 33000 SH Sole 29200 3800
MEDAREX INC COM 583916101 3015 60000 SH Sole 60000
MEDIAONE GROUP INC COM 58440J104 901 11118 SH Sole 7772 3346
MEDTRONIC INC COM 585055106 2632 51178 SH Sole 50878 300
MELLON FINANCIAL CORP COM 58551A108 1275 43236 SH Sole 42236 1000
MERCK & CO INC COM 589331107 7819 125853 SH Sole 103303 22550
MEREDITH CORP COM 589433101 299 10800 SH Sole 10800
MERIDIAN RESOURCE CORP COM 58977Q109 159 41056 SH Sole 41056
MERRILL LYNCH & CO COM 590188108 5161 49150 SH Sole 49150
METHODE ELECTRIC A COM 591520200 303 6000 SH Sole 6000
MGIC INVT CORP WIS COM 552848103 1361 31200 SH Sole 30200 1000
MICRON TECHNOLOGY INC COM 595112103 252 2000 SH Sole 2000
MICROSOFT CORP COM 594918104 10370 97601 SH Sole 91243 6358
42 400 SH Defined 01 400
MILACRON INC COM 598709103 455 31500 SH Sole 31500
1 100 SH Defined 01 100
MINNESOTA MNG & MFG CO COM 604059105 3674 41489 SH Sole 37626 3863
638 7200 SH Defined 01 7200
MIRAGE RESORTS INC COM 60462E104 953 49200 SH Sole 49200
29 1500 SH Defined 01 1500
MONSANTO CO COM 611662107 2539 49300 SH Sole 40300 9000
10 200 SH Defined 01 200
MONTANA POWER CO COM 612085100 205 3200 SH Sole 1600 1600
MORGAN STAN DEAN WITTER COM 617446448 4617 56610 SH Sole 50500 6110
MORGAN, J P & CO COM 616880100 2521 19138 SH Sole 15638 3500
119 900 SH Defined 01 900
MOTOROLA INC COM 620076109 6899 48455 SH Sole 44555 3900
NAPRO BIOTHERAPEUTICS COM 630795102 92 11000 SH Sole 11000
NATIONAL CITY CORP COM 635405103 2071 100418 SH Sole 97648 2770
16 800 SH Defined 01 800
NATIONAL DATA CORP COM 635621105 309 11900 SH Sole 11900
NATIONAL FUEL GAS NJ COM 636180101 201 4500 SH Sole 4500
NCO GROUP INC COM 628858102 1150 36000 SH Sole 36000
NETWORKS ASSOCS INC COM 640938106 292 9050 SH Sole 4650 4400
NEW CINEMA PARTNERS INC COM 643583107 4 21000 SH Sole 21000
NEW YORK TIMES CL A COM 650111107 2198 51190 SH Sole 51190
NEWMONT MINING CORP COM 651639106 4118 183518 SH Sole 183518
NEWS CORP LTD ADR COM 652487703 1687 30000 SH Sole 30000
NEXTEL COMMUNICATIONS - A COM 65332v103 6597 44500 SH Sole 44500
44 300 SH Defined 01 300
NOBLE AFFILIATES INC COM 654894104 223 6800 SH Sole 6800
NOBLE DRILLING CORP COM 655042109 738 17800 SH Sole 17800
NOKIA CORP SPONS ADR COM 654902204 747 3440 SH Sole 2340 1100
NORTEL NETWORKS CORP COM 656569100 1310 10400 SH Sole 9600 800
NORTH FORK BANCORPORATION COM 659424105 545 30500 SH Sole 30500
NORTHERN TR CORP COM 665859104 523 7748 SH Sole 7748
NORTHWEST NAT GAS CO COM 667655104 246 12635 SH Sole 12635
NOVELL INC COM 670006105 1083 37825 SH Sole 37825
40 1400 SH Defined 01 400 1000
NSTAR COM 67019E107 301 7167 SH Sole 5667 1500
OCEAN ENERGY INC TEX CON COM 67481e106 170 11800 SH Sole 11800
OFFICE DEPOT INC COM 676220106 394 34048 SH Sole 34048
OGLEBAY NORTON CO NEW COM 677007106 1899 87800 SH Sole 87400 400
208 9600 SH Defined 01 9600
ONEIDA LTD COM 682505102 295 15250 SH Sole 15250
ORACLE CORP COM 68389X105 19154 245360 SH Sole 245100 260
PAINE WEBBER GROUP INC COM 695629105 1011 22968 SH Sole 22968
PALL CORP COM 696429307 925 41236 SH Sole 41036 200
PARTNERRE LTD COM G6852T105 928 25200 SH Sole 24400 800
368 10000 SH Defined 01 10000
PAXAR CORP COM 704227107 1321 137250 SH Sole 137250
72 7500 SH Defined 01 7500
PAYLESS SHOESOURCE COM 704379106 213 4110 SH Sole 4110
PE CORP PE BIOSYSTEMS GROUP COM 69332S102 222 2300 SH Sole 2000 300
PENNSYLVANIA REAL EST TR COM 709102107 187 11500 SH Sole 11500
PENNZOIL - QUAKER ST CO COM 709323109 173 16568 SH Sole 16568
7 700 SH Defined 01 300 400
PEOPLESOFT INC COM 712713106 300 15000 SH Sole 15000
PEPSICO INC COM 713448108 3866 111840 SH Sole 111640 200
PERKINELMER INC COM 714046109 233 3500 SH Sole 3500
47 700 SH Defined 01 700
PFIZER INC COM 717081103 6824 186635 SH Sole 184960 1675
PG&E CORP COM 69331C108 275 13102 SH Sole 13102
PHARMACIA & UPJOHN INC COM 716941109 4109 69350 SH Sole 69350
296 5000 SH Defined 01 5000
PHILIP MORRIS COS COM 718154107 1315 62250 SH Sole 59050 3200
PHOENIX GOLD INT'L COM 719068108 228 79400 SH Sole 79400
PIONEER GROUP COM 723684106 9112 391920 SH Sole 389920 2000
12 500 SH Defined 01 500
PITNEY BOWES INC COM 724479100 2540 56836 SH Sole 55480 1356
PLUM CREEK TIMBER COM 729251108 408 16550 SH Sole 8300 8250
12 500 SH Defined 01 500
PNC BANK CORP COM 693475105 772 17135 SH Sole 17135
POLICY MGMT SYS CORP COM 731108106 582 48500 SH Sole 48500
POPE EVANS & ROBBINS INC COM 732852108 0 26000 SH Sole 26000
POTOMAC ELEC PWR COM 737679100 211 9326 SH Sole 9326
PRECISION CASTPARTS CP COM 740189105 219 6000 SH Sole 6000
PREMIER FINL BANCORP COM 74050M105 118 15800 SH Sole 15800
8 1050 SH Defined 01 1050
PRESIDENTIAL LIFE CORP COM 740884101 137 10000 SH Sole 10000
PRICE T ROWE & ASSOC COM 741477103 434 10990 SH Sole 10990
PROCTER & GAMBLE COM 742718109 2900 51554 SH Sole 47356 4198
PROGRESSIVE CORP OHIO COM 743315103 3092 40650 SH Sole 38400 2250
PROVIDENT BANKSHARES CORP COM 743859100 1178 74800 SH Sole 73500 1300
27 1700 SH Defined 01 700 1000
PROVIDIAN FINL COM 74406A102 221 2553 SH Sole 2553
PURE H2O BIO-TECHNOLOGIES COM 746223106 12 15000 SH Sole 15000
QUAKER OATS CO COM 747402105 382 6300 SH Sole 5800 500
QUALCOMM INC COM 747525103 3165 21200 SH Sole 15500 5700
358 2400 SH Defined 01 2400
QUINTILES TRANSNATIONAL CORP COM 748767100 574 33648 SH Sole 33648
QUIXOTE CORP COM 749056107 306 25000 SH Sole 25000
QWEST COMMUNICATIONS INTERNATI COM 749121109 883 18200 SH Sole 18200
15 300 SH Defined 01 300
R & B FALCON CORP COM 74912E101 378 19200 SH Sole 19200
R & B INC COM 749124103 297 101200 SH Sole 101200
19 6500 SH Defined 01 6500
RAYTHEON CO - B COM 755111408 323 18208 SH Sole 18208
RCN CORP COM 749361101 210 3900 SH Sole 3200 700
READERS DIGEST - A - NON VTG COM 755267101 1394 39400 SH Sole 39400
READERS DIGEST AUTOMATIC COM 755271202 477 15400 SH Sole 15400
REUTERS GP PLC SPON ADR COM 76132M102 298 2500 SH Sole 2500
REYNOLDS METALS CO COM 761763101 1391 20800 SH Sole 20800
13 200 SH Defined 01 200
RITE AID CORP COM 767754104 535 97300 SH Sole 97300
5 1000 SH Defined 01 1000
ROWAN COS INC COM 779382100 389 13200 SH Sole 13200
ROYAL DUTCH PETE GLD1.25 COM 780257804 5325 92500 SH Sole 92500
17 300 SH Defined 01 300
RPM INC OHIO COM 749685103 402 36578 SH Sole 36578
5 500 SH Defined 01 500
RSA SECURITY INC COM 749719100 358 6900 SH Sole 6900
SABRE HOLDINGS CORP COM 785905100 307 8304 SH Sole 8304
SAFECO CORP COM 786429100 261 9844 SH Sole 9844
SANTA FE SYNDER CORP CON COM 80218k105 152 16000 SH Sole 16000
SARA LEE CORP COM 803111103 262 14570 SH Sole 4100 10470
22 1200 SH Defined 01 1200
SBC COMMUNICATIONS COM 78387G103 7795 185604 SH Sole 162752 22852
20 486 SH Defined 01 486
SCHERING PLOUGH COM 806605101 1837 49990 SH Sole 49740 250
SCHLUMBERGER LTD COM 806857108 6890 90060 SH Sole 86660 3400
SEAGATE TECHNOLOGY COM 811804103 826 13704 SH Sole 12500 1204
SECURITY BANK CORP COM 8 11375 SH Sole 11375
SERVICE CORP INT'L COM 817565104 232 77420 SH Sole 77420
SERVICEMASTER CO COM 81760N109 450 40000 SH Sole 40000
SHARED MED SYS COM 819486101 5255 101300 SH Sole 101300
332 6400 SH Defined 01 400 6000
SHELL TRANS&TRAD PLC NY COM 822703609 2738 55800 SH Sole 55600 200
SIRENA APPAREL GROUP COM 82966Q102 0 25000 SH Sole 25000
SMITHFIELD FOODS INC COM 832248108 1270 63500 SH Sole 63500
SOMANETICS CORP NEW COM 834445405 110 20000 SH Sole 20000
SONOCO PRODUCTS CO COM 835495102 658 27981 SH Sole 27981
SOUTHDOWN INC COM 841297104 2537 43000 SH Sole 43000
18 300 SH Defined 01 300
SOUTHWEST AIRLS CO COM 844741108 2021 97125 SH Sole 86750 10375
SOUTHWEST GAS COM 844895102 592 31040 SH Sole 30440 600
SOVEREIGN BANCORP INC COM 845905108 495 65460 SH Sole 64500 960
8 1000 SH Defined 01 1000
SPRINT CORP (PCS GRP) COM 852061506 607 9301 SH Sole 9301
131 2000 SH Defined 01 2000
SPRINT CORP - FON GROUP COM 852061100 1058 16800 SH Sole 16800
252 4000 SH Defined 01 4000
SPX CORP COM 784635104 609 5348 SH Sole 5348
ST JOE CO COM 790148100 1950 67400 SH Sole 42750 24650
STARBUCKS CORP COM 855244109 448 10000 SH Sole 10000
STATE AUTO FINL COM 855707105 3647 455900 SH Sole 455900
30 3700 SH Defined 01 3700
STATE STREET CORP COM 857477103 313 3230 SH Sole 3230
STERIS CORP COM 859152100 591 57700 SH Sole 57700
STONE & WEBSTER INC COM 861572105 193 13300 SH Sole 13300
STRATUS COM 90331R101 211 8200 SH Sole 8200
STRATUS PPTYS INC COM 863167102 85 20000 SH Sole 20000
STRYKER CORP COM 863667101 754 10803 SH Sole 10803
SUMMIT BANCORP COM 866005101 2218 84502 SH Sole 84502
SUN MICROSYSTEMS INC COM 866810104 13628 145440 SH Sole 127040 18400
SUNTRUST BKS INC COM 867914103 4046 70053 SH Sole 66053 4000
33 576 SH Defined 01 576
SYBRON INT'L CORP COM 87114F106 870 30000 SH Sole 30000
SYMBOL TECHNOLOGIES COM 871508107 673 8174 SH Sole 2949 5225
SYNOPSIS INC COM 234 4800 SH Sole 4800
SYNOVUS FINL CORP COM 87161C105 1051 55686 SH Sole 55686
SYSCO CORP COM 871829107 321 9000 SH Sole 8800 200
TEAMSTAFF INC COM 87815U105 77 50000 SH Sole 50000
TECHNITROL INC COM 878555101 349 6000 SH Sole 6000
TECO ENERGY INC COM 872375100 264 13591 SH Sole 11440 2151
TELEPHONE & DATA SYS COM 879433100 1965 17700 SH Sole 17700
78 700 SH Defined 01 700
TELLABS INC COM COM 879664100 1075 17074 SH Sole 15774 1300
TENNECO AUTOMOTIVE INC COM 880349105 471 59348 SH Sole 59303 45
TERAYON COMMNS SYS COM 880775101 8597 41935 SH Sole 41935
TEXACO INC COM 881694103 6163 114930 SH Sole 110248 4682
TEXAS INSTRS INC COM 882508104 5952 37200 SH Sole 37200
TEXAS UTILS CO COM 882848104 773 26042 SH Sole 25342 700
THOMAS & BETTS CORP COM 884315102 523 18500 SH Sole 18500
TIME WARNER INC COM 887315109 19158 191585 SH Sole 187863 3722
20 200 SH Defined 01 200
TOSCO CORP COM 891490302 429 14000 SH Sole 14000
TRANSOCEAN SEDCO FOREX INC COM G90078109 369 7187 SH Sole 7187
TRAVELERS PPTY - A COM 893939108 650 15750 SH Sole 15750
TRIDENT ROWAN GROUP INC COM 89614K106 32 10000 SH Sole 10000
TSI INC MINN COM 872876107 221 15000 SH Sole 15000
TYCO INT'L LTD COM 902124106 1441 28888 SH Sole 27118 1770
U S DIAGNOSTIC INC COM 90328Q108 15 16146 SH Sole 1000 15146
U S WEST INC NEW COM 91273H101 650 8951 SH Sole 5795 3156
UNION PAC CORP COM 907818108 939 24000 SH Sole 24000
23 600 SH Defined 01 300 300
UNION PAC RES GROUP COM 907834105 410 28290 SH Sole 28290
UNISYS CORP COM 909214108 415 16259 SH Sole 16259
UNITED DOMINION RLTY TR COM 910197102 151 15000 SH Sole 15000
UNITED TECHNOLOGIES CP COM 913017109 272 4300 SH Sole 2900 1400
UNIVERSAL HLTH SVCS - B COM 913903100 318 6500 SH Sole 6500
UNOCAL CORP COM COM 915289102 208 7000 SH Sole 7000
USA NETWORKS INC COM 902984103 1764 78200 SH Sole 67600 10600
USX- US STL GROUP COM COM 90337t101 325 13000 SH Sole 13000
VALERO REFNG & AMRKETING CO CO COM 91313y100 384 12500 SH Sole 12500
VIACOM INC CL B COM 925524308 7090 134404 SH Sole 134404
16 300 SH Defined 01 300
VISHAY INTERTECHNOLOGY INC COM 928298108 480 8625 SH Sole 7625 1000
VISX INC-DEL COM 92844S105 708 38800 SH Sole 38800
9 500 SH Defined 01 500
VITESSE SEMICONDUCTOR COM 928497106 577 6000 SH Sole 6000
58 600 SH Defined 01 600
VODAFONE AIRTOUCH PLC SPONS AD COM 92857T107 1088 19580 SH Sole 15470 4110
46 830 SH Defined 01 830
VULCAN MATLS CO COM 929160109 275 6000 SH Sole 6000
WAL MART STORES COM 931142103 821 14800 SH Sole 12800 2000
17 300 SH Defined 01 300
WALGREEN CO COM 931422109 546 21200 SH Sole 7600 13600
WARNER LAMBERT COM 934488107 8452 86685 SH Sole 86385 300
117 1200 SH Defined 01 300 900
WASHINGTON MUTUAL INC COM 939322103 419 15805 SH Sole 15805
WASTE MGMT INC COM 94106L109 263 19200 SH Sole 17000 2200
WEBVAN GROUP INC. COM 94845V103 181 23500 SH Sole 23500
WELLPOINT HEALTH NETWORKS INC COM 94973H108 224 3200 SH Sole 3200
WELLS FARGO & CO COM 949746101 5201 127050 SH Sole 127050
WEST MARINE INC COM 954235107 205 20600 SH Sole 16700 3900
13 1300 SH Defined 01 1300
WICOR INC COM 929253102 294 9500 SH Sole 9500
WILLIAMS COMMUNICATIONS GROUP COM 969455104 2352 45400 SH Sole 45400
WILLIAMS COS INC COM 969457100 3096 70470 SH Sole 67278 3192
26 600 SH Defined 01 600
WILSHIRE FIN'L SVCS GROUP INC COM 971867205 467 573978 SH Sole 573978
6 7500 SH Defined 01 7500
WORLDCOM INC COM 98157D106 4953 109309 SH Sole 109309
XEROX CORP COM 984121103 8637 332203 SH Sole 321200 11003
177 6800 SH Defined 01 600 6200
XILINX INC COM 983919101 820 9900 SH Sole 9900
XL CAPITAL LTD-CL A COM G98255105 1069 19300 SH Sole 18300 1000
YAHOO INC COM 984332106 267 1560 SH Sole 1060 500
FIRSTMERIT CV 6.50% - B 337915201 954 21200 SH Sole 21200
450 10000 SH Defined 01 10000
APPLIED SEMICONDUCTOR, INC SER 101 16800 SH Sole 16800
STAT-CHEM,INC 855692208 100 66667 SH Sole 66667
TAENSA, INC. SERIES A 190 76000 SH Sole 76000
TELESIS MEDICAL MANAGEMENT INC 908994106 100 44453 SH Sole 44453
CAMPBELL SOUP CO 134429AK5 49 50000 PRN Sole 50000
MELLON BANK N A 585907AK4 49 50000 PRN Sole 50000
ALZA CORP SUB DEB 022615AD0 135 125000 PRN Sole 125000
ARBOR SOFTWARE SUB NOTE 038918AC2 8 10000 PRN Sole 10000
AUTOMATIC DATA PROCESSING SUB 053015AC7 126 100000 PRN Sole 100000
BAKER HUGHES SR LYON 057224AH0 74 100000 PRN Sole 100000
COMPTRONIX SUB DEB (DEFAULT 08 20476CAA4 0 66000 PRN Sole 66000
HILTON HOTELS SUB NOTES 432848AL3 53 70000 PRN Sole 70000
MEDCO CONTAINMENT SERVICES SUB 583905AC8 165 45000 PRN Sole 45000
NATIONAL DATA SUB NT 635621AA3 74 90000 PRN Sole 90000
OFFICE DEPOT SUB LYON 676220AA4 68 100000 PRN Sole 100000
PARK ELECTROCHEM 700416AB6 63 75000 PRN Sole 75000
TRADITIOAL INDS INC SUB DEB CO 892682AA3 0 33935 PRN Sole 33935
ALLIANCE MTG SEC INC CL A 018639104 118 14606.000SH Sole 14606.000
BERGSTROM CAP CORP 084093103 298 1105.000 SH Sole 1105.000
DLJ HIGH YIELD BOND 23322Y108 159 20000.000SH Sole 20000.000
FRANKLIN CUST US GOVT A 353496607 186 28497.516SH Sole 28497.516
JANUS INV'T WORLDWIDE 471023309 232 2714.717 SH Sole 2714.717
MAINSTAY BLUE CHIP GROWTH - A 56062F616 323 18105.009SH Sole 18105.009
MAINSTAY FDS CAP APPRECTN A 56062F665 1943 32627.191SH Sole 32627.191
MAINSTAY FDS EQUITY INDEX 56062F848 2009 41615.936SH Sole 41615.936
MAINSTAY TOTAL RETURN - A 56062F798 662 23387.472SH Sole 23387.472
PIONEER FUND 723682100 276 5651.863 SH Sole 5651.863
PIONEER GROWTH 723907101 283 13793.044SH Sole 13793.044
SMITH BARNEY WORLD INT'L EQT P 831811203 610 18743.615SH Sole 18743.615
SOLONIAN GOLD RESERVE LP 998356109 1187 20.250 SH Sole 20.250
VAN ECK INT'L INVS 921075503 65 13398.861SH Sole 13398.861
WTS DIGITAL LAVA INC EXP 02/17 253928113 76 13200 SH Sole 13200
ADMINISTRADOR DE FONDOS SPONSO 00709P108 242 11300 SH Sole 11300
BCE INC COM 05534B109 2346 18700 SH Sole 18700
CREATIVE TECHNOLOGY INC Y1775U107 127 4000 SH Sole 4000
DAIMLERCHRYSLER AG ORD D1668R123 381 5826 SH Sole 200 5626
INDEPENDENT ENERGY HLDGS ADR 45384X108 2260 50367 SH Sole 50367
ING GROEP N V SPONSORED ADR 456837103 1798 32697 SH Sole 32697
KNIGHTSBRIDGE TANKERS G5299G106 216 12100 SH Sole 11100 1000
LERNOUT & HAUSPIE SPEECH PRODU B5628B104 525 4750 SH Sole 4750
P T BANK BIRA Y0632L102 4 284000 SH Sole 284000
REPSOL S A SPONSORED ADR 76026T205 254 11900 SH Sole 11900
ROYAL DUTCH PETE GLD1.25 780257804 1716 29808 SH Sole 23208 6600
23 400 SH Defined 01 400
TELEFONOS DE MEXICO SA SP ADR 879403780 404 6027 SH Sole 1227 4800
UNIBANCO-UNIAO DE BANC GDR REP 90458E107 413 13000 SH Sole 13000
BRAZILIAN EQUITY FD COM 105884100 49 8000.000 SH Sole 8000.000
MORGAN STANLEY ASIA-PAC 61744U106 582 53500.000SH Sole 53500.000
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