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Previous: FORTIS SERIES FUND INC, PRE 14C, 2000-11-16 |
Next: MILLER BUILDING SYSTEMS INC, 15-12G, 2000-11-16 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended:
Check here if Amendment |_|; Amendment Number:
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Carret & Co.
Address: 40 E. 52nd Street
New York, Ny 10022
13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Joseph E. Wozny, Jr.
Title: Vice Chairman/Compliance Officer
Phone: 212-207-2341
Signature, Place, and Date of Signing:
/s/ Joseph E. Wozny, Jr. 11/16/00
--------------------------------------------------------------------------------
Report Type (Check only one.):
|X| 13F HOLDINGS REPORT.
|_| 13F NOTICE.
|_| 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
--------------------------------------------------------------------------------
--------------------------------------------------------------------------------
--------------------------------------------------------------------------------
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 691
Form 13F Information Table Value Total: 1057383
List of Other Included Managers:
No. 13F File Number Name
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3-D SYSTEMS COM 88554D205 2641 139000 SH SOLE 139000
3COM CORP COM 885535104 248 4300 SH SOLE 2600 1700
A H BELO CORP SER A COM 080555105 607 35072 SH SOLE 35072
ABBOTT LABS COM 002824100 10640 238756 SH SOLE 231956 6800
18 400 SH DEFINED 01 400
ACNIELSEN CORP COM 004833109 1601 72754 SH SOLE 46288 26466
18 800 SH DEFINED 01 800
AES CORP COM 00130H105 6107 133850 SH SOLE 133050 800
AETNA INC COM 008117103 3914 60976 SH SOLE 60976
AFLAC INC COM 001055102 441 9600 SH SOLE 9600
AGILENT TECHNOLOGIES INC. COM 00846U101 2027 27484 SH SOLE 23714 3770
ALCATEL SA - SPONSORED ADR COM 013904305 252 3792 SH SOLE 3792
ALCOA INC COM 013817101 1235 42570 SH SOLE 42570
12 424 SH DEFINED 424
ALLIANCE ATLANTIS - B NON-VT COM 01853E204 500 40000 SH SOLE 40000
ALLIANCE CAP MGMT HOLDING LP COM 01855A101 2922 61600 SH SOLE 61000 600
ALLIANCE PHARMA CORP COM 018773101 602 53500 SH SOLE 53500
ALLIANCE RESOURCE PARTNERS LP COM 01877R108 363 24000 SH SOLE 24000
ALLSTATE CORP COM 020002101 351 15762 SH SOLE 11996 3766
ALLTEL CORP COM 020039103 565 9115 SH SOLE 9115
23 370 SH DEFINED 01 370
ALZA CORP COM 022615108 1330 22500 SH SOLE 21200 1300
AMAZON.COM, INC COM 023135106 367 10100 SH SOLE 10100
AMC ENTERTAINMENT COM 001669100 1209 247900 SH SOLE 247900
20 4200 SH DEFINED 01 2000 2200
AMERICA ONLINE INC COM 02364J104 3506 66543 SH SOLE 34015 32528
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
190 3600 SH DEFINED 01 3600
AMERICAN ELEC PWR COM 025537101 231 7792 SH SOLE 6720 1072
AMERICAN EXPRESS COM 025816109 4123 79106 SH SOLE 54516 24590
31 600 SH DEFINED 01 600
AMERICAN GENERAL CORP COM 026351106 721 11821 SH SOLE 11521 300
18 300 SH DEFINED 01 300
AMERICAN HOME PRODS COM 026609107 10509 178874 SH SOLE 166974 11900
194 3300 SH DEFINED 01 300 600 2400
AMERICAN INT'L GROUP COM 026874107 13527 115124 SH SOLE 111237 3887
AMERICAN PWR CONVERSION COM 029066107 694 17000 SH SOLE 17000
AMERICAN STD COS INC DEL COM COM 029712106 439 10700 SH SOLE 10700
AMERICAN WTR WKS INC COM 030411102 432 17284 SH SOLE 17284
AMERIGAS PARTNERS LP UNIT COM 030975106 793 46633 SH SOLE 46633
AMGEN INC COM 031162100 4762 67785 SH SOLE 60585 7200
AMR CORP COM 001765106 241 9130 SH SOLE 9130
ANADARKO PETE CORP COM 032511107 774 15700 SH SOLE 15700
ANALOG DEVICES INC COM 032654105 1680 22100 SH SOLE 22100
APARTMENT INVESTMENT & MANG CO COM 03748R101 1853 42544 SH SOLE 42544
APPLIED MATLS INC COM 038222105 5911 65230 SH SOLE 60630 4600
AQUATIC CELLULOSE INTERANTIONA COM 038389102 22 31000 SH SOLE 31000
ARCHER DANIELS MIDLAND COM 039483102 36 3659 SH SOLE 3659
ARDIC EXPLORATION & DEV LTD COM 03979K106 336 167985 SH SOLE 167985
ASHLAND INC COM 044204105 224 6400 SH SOLE 6400
ASSOCIATES FIRST CAP CL A COM 046008108 430 19272 SH SOLE 18176 1096
AT HOME CORP SER-A COM 045919107 363 17500 SH SOLE 17500
AT&T CORP COM 001957109 9505 300551 SH SOLE 291204 9347
141 4448 SH DEFINED 01 4448
AT&T CORP LIBERTY MEDIA GROUP COM 001957208 349 14406 SH SOLE 14406
29 1206 SH DEFINED 01 1206
AUTOMATIC DATA PROCESS COM 053015103 556 10376 SH SOLE 6776 3600
AVIALL INC NEW COM 05366B102 378 76500 SH SOLE 76500
5 1000 SH DEFINED 1000
AVIATION SALES CO COM 053672101 87 14000 SH SOLE 14000
AXA FINANCIAL INC COM 002451102 2060 60600 SH SOLE 60600
BAKER HUGHES COM 057224107 423 13225 SH SOLE 12580 645
BANK OF AMER CORP NEW COM 060505104 4039 93931 SH SOLE 92531 1400
BANK OF NEW YORK CO INC COM 064057102 5516 118616 SH SOLE 118616
BANK ONE CORP COM 06423A103 1615 60799 SH SOLE 60799
BANKATLANTIC BANCORP CL A COM 065908501 289 76970 SH SOLE 76970
4 1150 SH DEFINED 1150
BASIN EXPLORATION COM 070107107 197 11000 SH SOLE 11000
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BELL ATLANTIC COM 077853109 2603 51232 SH SOLE 45113 6119
49 960 SH DEFINED 01 960
BELLSOUTH CORP COM 079860102 1969 46201 SH SOLE 24171 22030
165 3868 SH DEFINED 01 3868
BEMA GOLD CORP COM 08135F107 6 10000 SH SOLE 10000
BERKSHIRE HATHAWAY - A COM 084670108 12966 241 SH SOLE 241
BERKSHIRE HATHAWAY - B COM 084670207 8997 5112 SH SOLE 5112
35 20 SH DEFINED 01 10 10
BESTFOODS COM 08658U101 478 6896 SH SOLE 6896
249 3600 SH DEFINED 01 3600
BIOMET INC COM 090613100 250 6500 SH SOLE 6500
BIRCH MOUNTAIN RESOURCES LTD COM 09066X109 9 10000 SH SOLE 10000
BOEING CO COM 097023105 303 7236 SH SOLE 4036 3200
BONDED MTRS INC COM 097894109 2 50000 SH SOLE 50000
BP AMOCO PLC SPON ADR COM 055622104 8476 149845 SH SOLE 143773 6072
30 528 SH DEFINED 01 528
BRISTOL MYERS SQUIBB COM 110122108 10886 186888 SH SOLE 178816 8072
769 13200 SH DEFINED 01 200 5000 8000
BROADCOM CORP CL A COM 111320107 285 1300 SH SOLE 1300
BUCKEYE PARTNERS LP COM 118230101 205 7650 SH SOLE 7650
BURLINGTON NORTHERN SANTA FE COM 12189T104 287 12499 SH SOLE 9499 3000
BURLINGTON RESOURCES COM 122014103 5391 140934 SH SOLE 140934
BWAY CORP COM 056039100 637 96100 SH SOLE 96100
CABLE DESIGN TECHNOLOGIES COM 126924109 245 7300 SH SOLE 7300
CALPINE CORP COM 131347106 631 9600 SH SOLE 9600
CAPITAL ONE FIN'L COM 14040H105 460 10300 SH SOLE 9300 1000
CARDINAL HEALTH INC COM 14149Y108 148 2000 SH SOLE 2000
CARNIVAL CORP COM 143658102 452 23200 SH SOLE 23200
CELGENE CORP COM 151020104 530 9000 SH SOLE 9000
CEMEX SA SPONS ADR COM 151290889 110 4720 SH SOLE 4720
CENDANT CORP COM 151313103 1056 75400 SH SOLE 75400
17 1200 SH DEFINED 01 1200
CENTERPOINT PPTYS TR SH BEN IN COM 151895109 244 6000 SH SOLE 6000
CENTURYTEL INC COM 156700106 837 29100 SH SOLE 29100
CERIDIAN CORP COM 15677T106 219 9100 SH SOLE 9100
CHART INDS INC COM 16115Q100 699 143400 SH SOLE 143400
19 4000 SH DEFINED 4000
CHASE MANHATTAN COM 16161A108 5560 120696 SH SOLE 119946 750
CHEMFAB CORP COM 16361L102 221 18600 SH SOLE 18600
6 500 SH DEFINED 500
CHEVRON CORP COM 166751107 1625 19161 SH SOLE 15415 3746
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
198 2333 SH DEFINED 01 2333
CHIRON CORP COM 170040109 313 6600 SH SOLE 6000 600
CHUBB CORP COM 171232101 3192 51898 SH SOLE 51898
CHURCH & DWIGHT CO INC COM 171340102 311 17300 SH SOLE 17300
CINCINNATI FIN'L COM 172062101 2297 73050 SH SOLE 73050
236 7500 SH DEFINED 01 7500
CISCO SYS INC COM 17275R102 10738 168940 SH SOLE 127400 41540
477 7500 SH DEFINED 01 7500
CITIGROUP, INC COM 172967101 18987 315130 SH SOLE 310780 4350
482 8000 SH DEFINED 01 8000
CITIZENS COMMUNICATIONS CO. COM 17453B101 1613 93489 SH SOLE 93489
34 2000 SH DEFINED 01 2000
CKE RESTAURANTS INC COM 12561E105 333 111000 SH SOLE 111000
4 1500 SH DEFINED 1500
CLOROX COMPANY COM 189054109 224 5000 SH SOLE 5000
22 500 SH DEFINED 01 500
CNET NETWORKS INC. COM 12613R104 356 14500 SH SOLE 14500
COASTAL CORP COM 190441105 763 12540 SH SOLE 12540
COCA COLA CO COM 191216100 14082 245176 SH SOLE 43750 201426
COLGATE PALMOLIVE COM 194162103 716 11956 SH SOLE 10956 1000
COLONIAL BANCGROUP INC COM 195493309 234 26000 SH SOLE 26000
COMCAST CORP CL A SPL COM 200300200 421 10400 SH SOLE 10400
COMDISCO INC COM 200336105 225 10100 SH SOLE 10100
COMPAQ COMPUTER COM 204493100 13046 510376 SH SOLE 508226 2150
23 900 SH DEFINED 01 900
COMPOSITE MATERIALS LLC COM 164992109 100 10000 SH SOLE 10000
COMPUTER ASSOC INT'L COM 204912109 5481 107078 SH SOLE 106740 338
COMPUTER HORIZONS CORP COM 205908106 1122 83500 SH SOLE 83500
COMPUTER SCIENCES CORP COM 205363104 431 5765 SH SOLE 5765
COMVERSE TECHNOLOGY PAR $0.10 COM 205862402 186 2000 SH SOLE 2000
CONOCO INC CL A COM 208251306 484 22000 SH SOLE 13500 8500
CONSECO INC COM 208464107 2151 220575 SH SOLE 220575
15 1500 SH DEFINED 1500
CONSOLIDATED WATER CO-ORD SH COM G23773107 94 13000 SH SOLE 13000
CORNING INC COM 219350105 1727 6400 SH SOLE 6000 400
COX COMMUNICATIONS COM 224044107 46 1000 SH SOLE 1000
CRESCENT REAL ESTATE COM 225756105 2222 108400 SH SOLE 103400 5000
CSX CORP COM 126408103 235 11082 SH SOLE 9682 1400
CVS CORP COM 126650100 292 7300 SH SOLE 7300
DANA CORP COM 235811106 275 13000 SH SOLE 13000
DEERE & CO COM 244199105 81 2200 SH SOLE 2200
18 500 SH DEFINED 01 500
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DELL COMPUTER CORP COM 247025109 2477 50240 SH SOLE 45740 4500
118 2400 SH DEFINED 01 2400
DELPHI AUTOMOTIVE SYS CORP COM 247126105 171 11774 SH SOLE 7574 4200
DELPHI FINL GROUP INC CL A COM 247131105 293 8630 SH SOLE 8630
DELTA & PINE LAND CO COM 247357106 2514 100300 SH SOLE 99600 700
18 700 SH DEFINED 01 700
DELTA AIR LINES INC COM 247361108 243 4800 SH SOLE 4800
DEVON ENERGY CORPORATION COM 25179M103 306 5440 SH SOLE 5440
18 313 SH DEFINED 01 134 179
DIAMOND OFFSHORE DRILL COM 25271C102 306 8700 SH SOLE 8700
DIME BANCORP INC NEW COM 25429Q102 236 15000 SH SOLE 15000
DIMENSIONAL VISION GROUP - RE COM 25434F406 37 100000 SH SOLE 100000
DISNEY, WALT CO COM 254687106 15107 389240 SH SOLE 369470 19770
58 1500 SH DEFINED 01 300 1200
DMI FURNITURE INC COM 233230101 32 15859 SH SOLE 15859
DOMINION RES INC VA NEW COM 25746U109 449 10462 SH SOLE 10462
DONALDSON LUFKN & JEN COM 257661108 1557 36700 SH SOLE 36700
DORAL FINL CORP COM 25811P100 4110 359300 SH SOLE 346500 12800
304 26600 SH DEFINED 01 25000 1600
DOT HILL SYSTEMS CORP COM 25848T109 785 71400 SH SOLE 71400
33 3000 SH DEFINED 01 3000
DOVER CORP COM 260003108 300 7400 SH SOLE 7400
DTE ENERGY CO COM 233331107 208 6811 SH SOLE 6611 200
DU PONT E I DE NEMOURS COM 263534109 2317 52962 SH SOLE 51219 1743
87 2000 SH DEFINED 01 2000
DUKE ENERGY COM 264399106 2212 39243 SH SOLE 30143 9100
79 1400 SH DEFINED 01 1400
DUN & BRADSTREET DEL COM 26483B106 1145 40000 SH SOLE 38700 1300
DYNEGY INC CL-A COM 26816Q101 717 10500 SH SOLE 10500
E M C CORP MASS COM 268648102 5463 71000 SH SOLE 70600 400
15 200 SH DEFINED 01 200
EASTMAN KODAK CO COM 277461109 3133 52658 SH SOLE 45273 7385
54 900 SH DEFINED 01 300 600
ECLIPSYS CORP COM 278856109 229 30500 SH SOLE 30500
7 1000 SH DEFINED 1000
EGL INC COM 268484102 3921 127500 SH SOLE 127500
9 300 SH DEFINED 01 300
EL PASO ENERGY COM 283905107 1159 22761 SH SOLE 21784 977
ELECTRONIC DATA SYS COM 285661104 1024 24836 SH SOLE 24836
EMERSON ELECTRIC COM 291011104 535 8868 SH SOLE 8868
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ENERGY EAST CORP COM COM 29266M109 260 13632 SH SOLE 9082 4550
ENRON CORP COM 293561106 1137 17622 SH SOLE 9586 8036
ENZO BIOCHEM INC COM 294100102 1856 26900 SH SOLE 26900
EQUITY OFFICE PPTYS TR SBI COM 294741103 1541 55900 SH SOLE 55900
EQUITY RESIDENT PPTYS COM 29476L107 1881 40881 SH SOLE 40881
41 901 SH DEFINED 01 901
ETHAN ALLEN INTERIORS COM 297602104 606 25250 SH SOLE 21250 4000
EXXON MOBIL CORP COM 30231G102 28037 357155 SH SOLE 330306 26849
1144 14568 SH DEFINED 01 14568
FANSTEEL INC COM 307260109 81 20500 SH SOLE 20500
2 500 SH DEFINED 500
FEDERAL NATL MTG ASSN COM 313586109 1619 31019 SH SOLE 31019
FEDERATED DEP'T STORES COM 31410H101 233 6905 SH SOLE 6905
FIDUCIARY TR CO INT'L COM 316495100 2605 57254 SH SOLE 57254
FIFTH THIRD BANCORP COM 316773100 1352 21371 SH SOLE 21371
FIRST DATA CORP COM 319963104 2280 45951 SH SOLE 45951
FIRST GEORGIA HLDG INC COM 320369101 41 10000 SH SOLE 10000
FIRST N B ANCHORAGE AK COM 322387101 586 640 SH SOLE 600 40
FIRST UNION CORP COM 337358105 425 17120 SH SOLE 15824 1296
FIRSTAR CORP NEW WIS COM 33763V109 1489 70698 SH SOLE 58368 12330
FIRSTMERIT CORP COM 337915102 5696 266480 SH SOLE 264491 1989
56 2602 SH DEFINED 01 2602
FLEETBOSTON FINL CORP COM 339030108 1025 30133 SH SOLE 27637 2496
16 473 SH DEFINED 01 473
FLORIDA PROGRESS CORP COM 341109106 332 7075 SH SOLE 7075
FLOWSERVE CORP COM 34354P105 603 40000 SH SOLE 40000
FLUOR CORP COM 343861100 449 14200 SH SOLE 14200
FLUSHING FINL CORP COM 343873105 629 41250 SH SOLE 41250
FORD MTR CO COM 345370860 4544 105665 SH SOLE 103237 2428
26 600 SH DEFINED 01 300 300
FORTUNE BRANDS INC COM 349631101 750 32530 SH SOLE 31844 686
FPL GROUP INC COM 302571104 359 7248 SH SOLE 7248
FREDDIE MAC (FED HM LOAN MTG) COM 313400301 4041 99790 SH SOLE 99790
FREQUENCY ELECTRS INC COM 358010106 4135 144450 SH SOLE 133550 10900
129 4500 SH DEFINED 01 1500 3000
FRISCHS RESTAURANTS COM 358748101 133 12640 SH SOLE 12640
GANNETT INC COM 364730101 646 10800 SH SOLE 10800
GAP INC COM 364760108 268 8561 SH SOLE 700 7861
GATX CORP COM 361448103 698 20528 SH SOLE 20528
GAYLORD CONTAINER CL A COM 368145108 116 43000 SH SOLE 43000
5 2000 SH DEFINED 2000
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
GENELABS TECHNOLOGIES INC COM 368706107 305 75000 SH SOLE 75000
GENERAL CABLE CORP-DEL NEW COM 369300108 353 43500 SH SOLE 43200 300
GENERAL ELEC CO COM 369604103 34614 653087 SH SOLE 549679 103408
2989 56398 SH DEFINED 01 56398
GENERAL MTRS COM 370442105 3351 57714 SH SOLE 56107 1607
GENERAL MTRS - H COM 370442832 1971 22464 SH SOLE 17429 5035
26 300 SH DEFINED 01 300
GENUINE PARTS CO COM 372460105 635 31760 SH SOLE 3200 28560
GEORGIA PAC CORP COM-TIMBER GR COM 373298702 582 26900 SH SOLE 26900
108 5000 SH DEFINED 01 5000
GILLETTE CO COM 375766102 3573 102255 SH SOLE 100855 1400
GLOBAL CROSSINGS LTD COM G3921A100 541 20575 SH SOLE 20575
GOLDBELT RESOURCES COM 380755306 6 10000 SH SOLE 10000
GRACO INC COM 384109104 301 9275 SH SOLE 9275
GRANITE CONSTR INC COM 387328107 333 13575 SH SOLE 450 13125
GREIF BROS CL A COM 397624107 7122 231623 SH SOLE 229123 2500
283 9200 SH DEFINED 01 9200
GREIF BROS CL B COM 397624206 583 18800 SH SOLE 18800
GTE CORP COM 362320103 1546 24835 SH SOLE 24510 325
191 3070 SH DEFINED 01 300 2770
H T E INC COM 403926108 110 83500 SH SOLE 83500
HALLIBURTON CO COM 406216101 4601 97507 SH SOLE 95807 1700
HAMMOND SECURITIES CO LLC COM 0 16667 SH SOLE 16667
HARCOURT GEN INC COM 41163G101 397 7300 SH SOLE 7300
22 400 SH DEFINED 01 400
HARRAH'S ENTMT INC COM COM 413619107 345 16500 SH SOLE 16500
HARTFORD FINL SVCS COM 416515104 2116 37825 SH SOLE 37825
45 800 SH DEFINED 01 400 400
HAVERTY FURNITURE COM 419596101 149 17500 SH SOLE 17500
HAWAIIAN ELEC INDS COM 419870100 876 26703 SH SOLE 26703
HEINZ H J CO COM 423074103 392 8950 SH SOLE 8950
HENRY SCHEIN INC COM 806407102 687 39800 SH SOLE 39800
9 500 SH DEFINED 500
HERSHEY FOODS CORP COM 427866108 1753 36000 SH SOLE 35000 1000
HEWLETT PACKARD COM 428236103 8976 71881 SH SOLE 61981 9900
HOME DEPOT INC COM 437076102 935 18726 SH SOLE 17601 1125
HOME PPTYS NY COM 437306103 750 25000 SH SOLE 25000
HOMEFED CORP COM 43739D208 10 15396 SH SOLE 396 15000
HONEYWELL INTL INC COM 438516106 1029 30559 SH SOLE 25954 4605
HORMEL FOODS CORP COM 440452100 134 8000 SH SOLE 8000
HOSPITALITY PPTYS COM 44106M102 2191 97100 SH SOLE 87900 9200
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
350 15500 SH DEFINED 01 15500
HOUGHTON MIFFLIN CO COM 441560109 817 17500 SH SOLE 17500
HOUSEHOLD INT'L INC COM 441815107 241 5800 SH SOLE 5800
HUNTINGTON BANCSHARES COM 446150104 215 13600 SH SOLE 13600
IMAGEMAX INC COM 45245V101 127 85000 SH SOLE 85000
IMPERIAL CREDIT INDUSTRIES INC COM 452729106 110 26000 SH SOLE 26000
IMS HEALTH INC COM 449934108 508 28244 SH SOLE 23644 4600
INACOM CORP COM 45323G109 1 8700 SH SOLE 7400 1300
0 800 SH DEFINED 01 500 300
INGERSOLL RAND CO COM 456866102 711 17655 SH SOLE 17655
INT'L BUSINESS MACH COM 459200101 18670 170404 SH SOLE 159507 10897
329 3000 SH DEFINED 01 3000
INT'L PAPER CO COM 460146103 452 15148 SH SOLE 14848 300
INTEL CORP COM 458140100 28615 214044 SH SOLE 204224 9820
53 400 SH DEFINED 01 400
INTERPUBLIC GROUP COS COM 460690100 186 4336 SH SOLE 4336
310 7200 SH DEFINED 01 7200
IRON MOUNTAIN INC COM 462846106 202 5940 SH SOLE 5940
ITT INDS COM 450911102 659 21700 SH SOLE 21700
IXL ENTERPRISES INC. COM 450718101 1824 125800 SH SOLE 125300 500
10 700 SH DEFINED 01 700
JDS UNIPHASE CORP COM 46612J101 252 2100 SH SOLE 1900 200
JOHN WILEY & SONS INC - A COM 968223206 2113 93900 SH SOLE 93900
JOHNSON & JOHNSON COM 478160104 11332 111232 SH SOLE 97732 13500
JPM CO COM 465933109 781 142000 SH SOLE 142000
KERR-MCGEE CORP COM 492386107 445 7545 SH SOLE 7545
KEYCORP NEW COM 493267108 907 51454 SH SOLE 51054 400
22 1250 SH DEFINED 01 500 750
KEYSPAN CORP COM 49337W100 690 22423 SH SOLE 20423 2000
30 968 SH DEFINED 01 968
KIMBERLY CLARK COM 494368103 1571 27387 SH SOLE 24775 2612
KONINKLIJKE PHILIPS ELECTRS SP COM 500472204 1230 25904 SH SOLE 25904
KROGER CO COM 501044101 744 33700 SH SOLE 33700
LAKELAND INDS INC COM 511795106 431 69000 SH SOLE 1000 68000
LIBERTY PPTY TR SH BEN INT COM 531172104 1795 69200 SH SOLE 69200
LILLY ELI & CO COM 532457108 4004 40092 SH SOLE 36037 4055
LINCOLN NATL CORP IND COM 534187109 343 9500 SH SOLE 4000 5500
LIZ CLAIBORNE INC COM COM 539320101 282 8000 SH SOLE 8000
LOEWS CORP COM 540424108 1518 25300 SH SOLE 25300
LSI LOGIC COM 502161102 1095 20240 SH SOLE 20240
LUCENT TECHNOLOGIES COM 549463107 14983 252875 SH SOLE 238036 14839
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
71 1200 SH DEFINED 01 1200
LUMINEX CORP COM 55027E102 803 19300 SH SOLE 18700 600
MANULIFE FINANCIAL CORP COM 56501R106 534 30000 SH SOLE 30000
223 12500 SH DEFINED 01 12500
MATTEL INC COM 577081102 490 37124 SH SOLE 37124
MAYTAG CORP COM 578592107 656 17800 SH SOLE 17800
MBIA INC COM 55262C100 1470 30500 SH SOLE 29200 1300
MC CORMICK & CO INC NV COM 579780206 176 5404 SH SOLE 5404
MCDONALDS CORP COM 580135101 833 25300 SH SOLE 21500 3800
MEDAREX INC COM 583916101 5070 60000 SH SOLE 60000
MEDIAONE GROUP INC COM 58440J104 809 12144 SH SOLE 8972 3172
MEDTRONIC INC COM 585055106 2519 50578 SH SOLE 50278 300
MELLON FINANCIAL CORP COM 58551A108 1295 35536 SH SOLE 34536 1000
22 600 SH DEFINED 01 600
MERCK & CO INC COM 589331107 9287 121202 SH SOLE 101852 19350
MEREDITH CORP COM 589433101 364 10800 SH SOLE 10800
MERIDIAN RESOURCE CORP COM 58977Q109 222 38976 SH SOLE 38976
MERRILL LYNCH & CO COM 590188108 6096 53007 SH SOLE 53007
METHODE ELECTRIC A COM 591520200 232 6000 SH SOLE 6000
MGIC INVT CORP WIS COM 552848103 978 21500 SH SOLE 20500 1000
MICRON TECHNOLOGY INC COM 595112103 352 4000 SH SOLE 4000
MICROSOFT CORP COM 594918104 8942 111776 SH SOLE 105168 6608
24 300 SH DEFINED 01 300
MILACRON INC COM 598709103 390 26900 SH SOLE 26900
1 100 SH DEFINED 01 100
MINNESOTA MNG & MFG CO COM 604059105 3184 38591 SH SOLE 35716 2875
594 7200 SH DEFINED 01 7200
MORGAN STAN DEAN WITTER COM 617446448 4713 56610 SH SOLE 50500 6110
MORGAN, J P & CO COM 616880100 1997 18138 SH SOLE 15638 2500
99 900 SH DEFINED 01 900
MOTOROLA INC COM 620076109 4890 168265 SH SOLE 156115 12150
9 300 SH DEFINED 01 300
NATIONAL CITY CORP COM 635405103 1636 95898 SH SOLE 95898
NATIONAL DATA CORP COM 635621105 2045 88900 SH SOLE 88900
23 1000 SH DEFINED 01 500 500
NATIONAL FUEL GAS NJ COM 636180101 205 4200 SH SOLE 4200
NCO GROUP INC COM 628858102 832 36000 SH SOLE 36000
NEW CINEMA PARTNERS INC COM 643583107 2 20000 SH SOLE 20000
NEW YORK TIMES CL A COM 650111107 2022 51190 SH SOLE 51190
NEWMONT MINING CORP COM 651639106 3901 180394 SH SOLE 180394
NEWS CORP LTD ADR COM 652487703 1635 30000 SH SOLE 30000
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NEXTEL COMMUNICATIONS - A COM 65332v103 5556 90800 SH SOLE 90800
37 600 SH DEFINED 01 600
NOBLE AFFILIATES INC COM 654894104 235 6300 SH SOLE 6300
NOBLE DRILLING CORP COM 655042109 764 18550 SH SOLE 18550
NOKIA CORP SPONS ADR COM 654902204 707 14154 SH SOLE 9754 4400
NORTEL NETWORKS CORP COM 656568102 3296 48292 SH SOLE 46992 1300
NORTH FORK BANCORPORATION COM 659424105 461 30500 SH SOLE 30500
NORTHERN TR CORP COM 665859104 491 7548 SH SOLE 7548
NOVELL INC COM 670006105 406 43900 SH SOLE 43900
15 1600 SH DEFINED 01 600 1000
NSTAR COM 67019E107 283 6967 SH SOLE 5467 1500
NVEST LP UNIT COM 67065F107 299 7900 SH SOLE 7900
OCEAN ENERGY INC TEX CON COM 67481e106 167 11800 SH SOLE 11800
OFFICE DEPOT INC COM 676220106 213 34048 SH SOLE 34048
OGLEBAY NORTON CO NEW COM 677007106 2226 87300 SH SOLE 86400 900
245 9600 SH DEFINED 01 9600
ONEIDA LTD COM 682505102 271 15250 SH SOLE 15250
ORACLE CORP COM 68389X105 20664 245810 SH SOLE 245550 260
17 200 SH DEFINED 01 200
PAINE WEBBER GROUP INC COM 695629105 1054 23168 SH SOLE 23168
PALL CORP COM 696429307 757 40936 SH SOLE 40736 200
PARAMETRIC TECH CORP COM 699173100 771 70088 SH SOLE 70088
5 500 SH DEFINED 500
PARTNERRE LTD COM G6852T105 893 25200 SH SOLE 24400 800
266 7500 SH DEFINED 01 7500
PAXAR CORP COM 704227107 1638 137250 SH SOLE 137250
90 7500 SH DEFINED 01 7500
PENNSYLVANIA REAL EST TR COM 709102107 197 11500 SH SOLE 11500
PENNZOIL - QUAKER ST CO COM 709323109 187 15468 SH SOLE 15468
8 700 SH DEFINED 01 300 400
PEOPLESOFT INC COM 712713106 251 15000 SH SOLE 15000
PEPSICO INC COM 713448108 4459 100340 SH SOLE 100140 200
PERKINELMER INC COM 714046109 212 3200 SH SOLE 3200
46 700 SH DEFINED 01 700
PFIZER INC COM 717081103 19194 399883 SH SOLE 397183 2700
53 1100 SH DEFINED 01 550 550
PG&E CORP COM 69331C108 323 13111 SH SOLE 13111
PHARMACIA CORPORATION COM 71713U102 6831 132168 SH SOLE 124868 7300
289 5600 SH DEFINED 01 5000 600
PHILIP MORRIS COS COM 718154107 1699 63950 SH SOLE 60750 3200
PHOENIX GOLD INT'L COM 719068108 159 79400 SH SOLE 79400
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PIONEER GROUP COM 723684106 15908 375420 SH SOLE 375420
21 500 SH DEFINED 500
PITNEY BOWES INC COM 724479100 2189 54736 SH SOLE 53380 1356
PLUM CREEK TIMBER COM 729251108 420 16150 SH SOLE 7900 8250
PNC FINANCIAL SVCS GROUP INC COM 693475105 768 16385 SH SOLE 16385
POLICY MGMT SYS CORP COM 731108106 669 43500 SH SOLE 43500
POPE EVANS & ROBBINS INC COM 732852108 0 26000 SH SOLE 26000
POST PROPERTIES INC. COM 737464107 1553 35300 SH SOLE 35300
POTOMAC ELEC PWR COM 737679100 233 9326 SH SOLE 9326
PRECISION CASTPARTS CP COM 740189105 271 6000 SH SOLE 6000
PREMIER FINL BANCORP COM 74050M105 103 15800 SH SOLE 15800
7 1050 SH DEFINED 01 1050
PRESIDENTIAL LIFE CORP COM 740884101 139 10000 SH SOLE 10000
PRICE T ROWE & ASSOC COM 741477103 467 10990 SH SOLE 10990
PROCTER & GAMBLE COM 742718109 2860 49954 SH SOLE 45756 4198
PROGRESSIVE CORP OHIO COM 743315103 3509 47425 SH SOLE 45675 1750
PROVIDENT BANKSHARES CORP COM 743859100 1266 93750 SH SOLE 92385 1365
29 2185 SH DEFINED 01 935 1250
PROVIDIAN FINL COM 74406A102 230 2553 SH SOLE 2553
PURE H2O BIO-TECHNOLOGIES COM 746223106 3 15000 SH SOLE 15000
QUAKER OATS CO COM 747402105 436 5800 SH SOLE 5300 500
QUALCOMM INC COM 747525103 1236 20600 SH SOLE 14400 6200
144 2400 SH DEFINED 01 2400
QUINTILES TRANSNATIONAL CORP COM 748767100 414 29328 SH SOLE 29328
QUIXOTE CORP COM 749056107 375 25000 SH SOLE 25000
QWEST COMMUNICATIONS INTERNATI COM 749121109 860 17300 SH SOLE 17300
15 300 SH DEFINED 01 300
R & B FALCON CORP COM 74912E101 323 13700 SH SOLE 13700
R & B INC COM 749124103 265 96200 SH SOLE 96200
4 1500 SH DEFINED 01 1500
RAYTHEON CO - B COM 755111408 351 18208 SH SOLE 18208
READERS DIGEST - A - NON VTG COM 755267101 1530 38500 SH SOLE 38500
READERS DIGEST AUTOMATIC COM 755271202 539 15400 SH SOLE 15400
RED HAT INC COM 756577102 290 10700 SH SOLE 10700
14 500 SH DEFINED 01 500
REDBACK NETWORKS INC COM 757209101 285 1600 SH SOLE 300 1300
REUTERS GP PLC SPON ADR COM 76132M102 250 2500 SH SOLE 2500
RITE AID CORP COM 767754104 622 94800 SH SOLE 94800
7 1000 SH DEFINED 1000
ROWAN COS INC COM 779382100 401 13200 SH SOLE 13200
ROYAL DUTCH PETE GLD1.25 COM 780257804 5621 91300 SH SOLE 91300
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
RPM INC OHIO COM 749685103 360 35578 SH SOLE 35578
5 500 SH DEFINED 500
RSA SECURITY INC COM 749719100 422 6100 SH SOLE 6100
SABRE HOLDINGS CORP COM 785905100 219 7672 SH SOLE 7672
SAFECO CORP COM 786429100 474 23844 SH SOLE 3700 20144
SANTA FE SYNDER CORP CON COM 80218k105 182 16000 SH SOLE 16000
SARA LEE CORP COM 803111103 285 14770 SH SOLE 4100 10670
23 1200 SH DEFINED 01 1200
SBC COMMUNICATIONS COM 78387G103 7465 172606 SH SOLE 154084 18522
21 486 SH DEFINED 01 486
SCHERING PLOUGH COM 806605101 2555 50590 SH SOLE 50340 250
SCHLUMBERGER LTD COM 806857108 6807 91214 SH SOLE 87814 3400
SCHWAB CHARLES CP NEW COM 808513105 206 6117 SH SOLE 4575 1542
SEAGATE TECHNOLOGY COM 811804103 754 13704 SH SOLE 12500 1204
SECURITY BANK CORP COM 7 11375 SH SOLE 11375
SERVICE CORP INT'L COM 817565104 240 75420 SH SOLE 75420
SERVICEMASTER CO COM 81760N109 455 40000 SH SOLE 40000
SEVENTH GENERATION INC COM 81806K101 309 206194 SH SOLE 206194
SEVENTH GENERATION PFD RESTRIC COM 836997aa4 628 349105 SH SOLE 349105
SHARED MED SYS COM 819486101 6382 87500 SH SOLE 87500
SHELL TRANS&TRAD PLC NY COM 822703609 2102 42094 SH SOLE 41894 200
SIGMA ALDRICH CORP COM 826552101 76 2600 SH SOLE 300 2300
SIRENA APPAREL GROUP COM 82966Q102 0 25000 SH SOLE 25000
SMITHFIELD FOODS INC COM 832248108 1782 63500 SH SOLE 63500
SOMANETICS CORP NEW COM 834445405 60 20000 SH SOLE 20000
SONOCO PRODUCTS CO COM 835495102 489 23767 SH SOLE 23767
SOUTHDOWN INC COM 841297104 2466 42700 SH SOLE 42500 200
17 300 SH DEFINED 01 300
SOUTHWEST AIRLS CO COM 844741108 1839 97125 SH SOLE 86750 10375
SOUTHWEST GAS COM 844895102 543 31040 SH SOLE 30440 600
SOVEREIGN BANCORP INC COM 845905108 459 65220 SH SOLE 64500 720
7 1000 SH DEFINED 1000
SPIEKER PROPERTIES INC COM 848497103 1630 34500 SH SOLE 34500
SPRINT CORP (PCS GRP) COM 852061506 553 9301 SH SOLE 9301
119 2000 SH DEFINED 01 2000
SPRINT CORP - FON GROUP COM 852061100 989 19400 SH SOLE 19400
204 4000 SH DEFINED 01 4000
SPX CORP COM 784635104 526 4348 SH SOLE 4348
ST JOE CO COM 790148100 1938 64600 SH SOLE 40350 24250
STANDARD & POORS DEPOSITORY RE COM 78462F103 232 1600 SH SOLE 1600
STARBUCKS CORP COM 855244109 382 10000 SH SOLE 10000
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
STATE AUTO FINL COM 855707105 5335 449300 SH SOLE 449300
20 1700 SH DEFINED 01 1700
STATE STREET CORP COM 857477103 343 3230 SH SOLE 3230
STERIS CORP COM 859152100 620 69900 SH SOLE 69900
4 500 SH DEFINED 500
STRATUS PPTYS INC COM 863167102 85 20000 SH SOLE 20000
STRYKER CORP COM 863667101 945 21606 SH SOLE 21606
SUMMIT BANCORP COM 866005101 2055 83454 SH SOLE 83454
SUN MICROSYSTEMS INC COM 866810104 13271 145940 SH SOLE 127140 18800
18 200 SH DEFINED 01 200
SUNTRUST BKS INC COM 867914103 3072 67243 SH SOLE 63243 4000
26 576 SH DEFINED 01 576
SYBRON INT'L CORP COM 87114F106 594 30000 SH SOLE 30000
SYMBOL TECHNOLOGIES COM 871508107 626 11584 SH SOLE 4423 7161
SYNOVUS FINL CORP COM 87161C105 981 55686 SH SOLE 55686
SYSCO CORP COM 871829107 379 9000 SH SOLE 8800 200
TEAMSTAFF INC NEW COM 87815U204 110 28570 SH SOLE 28570
TECHNITROL INC COM 878555101 581 6000 SH SOLE 6000
TECO ENERGY INC COM 872375100 2155 107400 SH SOLE 107400
TEJON RANCH CO COM 879080109 122 5400 SH SOLE 5400
TELEPHONE & DATA SYS COM 879433100 1774 17700 SH SOLE 17700
70 700 SH DEFINED 01 700
TELLABS INC COM COM 879664100 1018 14874 SH SOLE 13574 1300
TENET HEALTHCARE CORP COM 88033g100 221 8200 SH SOLE 8200
TENNECO AUTOMOTIVE INC COM 880349105 312 59348 SH SOLE 59303 45
TERAYON COMMNS SYS COM 880775101 5204 81020 SH SOLE 81020
TEXACO INC COM 881694103 6035 113330 SH SOLE 109648 3682
TEXAS INSTRS INC COM 882508104 5076 73900 SH SOLE 73900
THORATEC LABS CORP COM 885175307 547 33800 SH SOLE 20300 13500
24 1500 SH DEFINED 01 1500
TIME WARNER INC COM 887315109 14622 192391 SH SOLE 188863 3528
TOSCO CORP COM 891490302 396 14000 SH SOLE 14000
TRANSOCEAN SEDCO FOREX INC COM G90078109 362 6765 SH SOLE 6765
TRIDENT ROWAN GROUP INC COM 89614K106 17 10000 SH SOLE 10000
TXU CORP. COM 873168108 473 16042 SH SOLE 15342 700
TYCO INT'L LTD COM 902124106 2467 52068 SH SOLE 49868 2200
U S DIAGNOSTIC INC COM 90328Q108 13 16146 SH SOLE 1000 15146
U S WEST INC NEW COM 91273H101 785 9151 SH SOLE 5995 3156
UNION PAC CORP COM 907818108 863 23200 SH SOLE 23200
22 600 SH DEFINED 01 300 300
UNION PAC RES GROUP COM 907834105 430 19536 SH SOLE 19536
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
UNISYS CORP COM 909214108 237 16259 SH SOLE 16259
UNITED DOMINION RLTY TR COM 910197102 165 15000 SH SOLE 15000
UNITED TECHNOLOGIES CP COM 913017109 327 5550 SH SOLE 4150 1400
UNIVERSAL ELECTRONICS INC COM 913483103 165 6700 SH SOLE 6700
37 1500 SH DEFINED 01 1500
UNIVERSAL HLTH SVCS - B COM 913903100 429 6500 SH SOLE 6500
UNOCAL CORP COM COM 915289102 305 9200 SH SOLE 9200
US CAN CORP COM 90328W105 834 48000 SH SOLE 48000
USA NETWORKS INC COM 902984103 1665 77000 SH SOLE 66400 10600
USX - MARATHON GROUP COM 902905827 210 8370 SH SOLE 8370
USX- US STL GROUP COM COM 90337t101 241 13000 SH SOLE 13000
VALERO REFNG & AMRKETING CO CO COM 91313y100 397 12500 SH SOLE 12500
VERITAS SOFTWARE CORP COM 923436109 203 1800 SH SOLE 1800
VIACOM INC CL A COM 925524100 377 5510 SH SOLE 5510
VIACOM INC CL B COM 925524308 11020 161613 SH SOLE 161559 54
VISTEON CORPORATION COM 92839U107 167 13796 SH SOLE 13481 315
1 78 SH DEFINED 01 39 39
VISX INC-DEL COM 92844S105 1050 37400 SH SOLE 37400
14 500 SH DEFINED 01 500
VITESSE SEMICONDUCTOR COM 928497106 221 3000 SH SOLE 3000
44 600 SH DEFINED 01 600
VODAFONE GROUP PLC SPON ADR COM 92857W100 892 21535 SH SOLE 17175 4360
34 830 SH DEFINED 01 830
VULCAN MATLS CO COM 929160109 256 6000 SH SOLE 6000
WAL MART STORES COM 931142103 784 13600 SH SOLE 11600 2000
17 300 SH DEFINED 01 300
WALGREEN CO COM 931422109 650 20200 SH SOLE 6600 13600
WASHINGTON MUTUAL INC COM 939322103 491 17005 SH SOLE 16005 1000
WASTE MGMT INC COM 94106L109 213 11200 SH SOLE 9000 2200
WELLPOINT HEALTH NETWORKS INC COM 94973H108 232 3200 SH SOLE 3200
WELLS FARGO & CO COM 949746101 5127 132316 SH SOLE 132316
WEST MARINE INC COM 954235107 133 19500 SH SOLE 15600 3900
9 1300 SH DEFINED 01 1300
WILLIAMS COMMUNICATIONS GROUP COM 969455104 1507 45400 SH SOLE 45400
WILLIAMS COS INC COM 969457100 2992 71773 SH SOLE 68581 3192
25 600 SH DEFINED 01 600
WILLIAMS-SONOMA INC COM 969904101 127 3900 SH SOLE 3900
WILSHIRE FIN'L SVCS GROUP INC COM 971867205 861 573978 SH SOLE 573978
11 7500 SH DEFINED 7500
WINSTAR COMMUNICATIONS INC COM 975515107 674 19900 SH SOLE 19900
WORLDCOM INC COM 98157D106 5891 128422 SH SOLE 128422
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
XEROX CORP COM 984121103 7304 352003 SH SOLE 341000 11003
129 6200 SH DEFINED 01 600 5600
XILINX INC COM 983919101 850 10300 SH SOLE 10300
XL CAPITAL LTD-CL A COM G98255105 990 18300 SH SOLE 17300 1000
FIRSTMERIT CV 6.50% - B 337915201 612 21100 SH SOLE 21100
290 10000 SH DEFINED 01 10000
APPLIED SEMICONDUCTOR, INC SER 101 16800 SH SOLE 16800
TAENSA, INC. SERIES A 140 56000 SH SOLE 56000
TAENSA, INC. SERIES C 904995107 50 20000 SH SOLE 20000
TELESIS MEDICAL MANAGEMENT INC 908994106 100 44453 SH SOLE 44453
CAMPBELL SOUP CO 134429AK5 49 50000 NPR SOLE 50000
MELLON BANK N A 585907AK4 194 200000 NPR SOLE 200000
ALLIANCE MTG SEC INC CL A 018639104 118 14606 SH SOLE 14606
BERGSTROM CAP CORP 084093103 283 1105 SH SOLE 1105
DLJ HIGH YIELD BOND 23322Y108 147 20000 SH SOLE 20000
FRANKLIN CUST US GOVT A 353496607 190 28970 SH SOLE 28970
JANUS INV'T WORLDWIDE 471023309 212 2715 SH SOLE 2715
MAINSTAY BLUE CHIP GROWTH - A 56062F616 322 18105 SH SOLE 18105
MAINSTAY FDS CAP APPRECTN A 56062F665 1891 32627 SH SOLE 32627
MAINSTAY FDS EQUITY INDEX 56062F848 1952 41616 SH SOLE 41616
MAINSTAY TOTAL RETURN - A 56062F798 650 23463 SH SOLE 23463
PIONEER FUND 723682100 279 5656 SH SOLE 5656
PIONEER GROWTH 723907101 274 13793 SH SOLE 13793
SMITH BARNEY WORLD INT'L EQT P 831811203 500 18744 SH SOLE 18744
SOLONIAN GOLD RESERVE LP 998356109 959 20 SH SOLE 20
VAN ECK INT'L INVS 921075503 55 11026 SH SOLE 11026
WTS DIGITAL LAVA INC EXP 02/17 253928113 36 13200 SH SOLE 13200
ADMINISTRADOR DE FONDOS SPONSO 00709P108 240 11300 SH SOLE 11300
ALADDIN KNOWLEDGE SYSTEMS LTD M0392N101 139 8800 SH SOLE 8800
BCE INC COM 05534B109 443 18600 SH SOLE 18600
DAIMLERCHRYSLER AG ORD D1668R123 293 5626 SH SOLE 5626
GALILEO TECHNOLOGY LTD M47298100 262 12200 SH SOLE 12200
ING GROEP N V SPONSORED ADR 456837103 2209 32728 SH SOLE 32728
KNIGHTSBRIDGE TANKERS G5299G106 276 13800 SH SOLE 12800 1000
LERNOUT & HAUSPIE SPEECH PRODU B5628B104 419 9500 SH SOLE 9500
P T BANK BIRA Y0632L102 4 284000 SH SOLE 284000
REPSOL S A SPONSORED ADR 76026T205 236 11900 SH SOLE 11900
ROYAL DUTCH PETE GLD1.25 780257804 1774 28808 SH SOLE 22408 6400
25 400 SH DEFINED 01 400
SEAGRAM LTD 811850106 302 5205 SH SOLE 5205
TELEFONOS DE MEXICO SA SP ADR 879403780 344 6029 SH SOLE 1229 4800
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ --------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
UNIBANCO-UNIAO DE BANC GDR REP 90458E107 374 13000 SH SOLE 13000
BRAZILIAN EQUITY FD COM 105884100 47 8000.000 SH SOLE 8000.000
MORGAN STANLEY ASIA-PAC 61744U106 494 48500.000 SH SOLE 48500.000
</TABLE>
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