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Previous: VANGUARD CONVERTIBLE SECURITIES FUND INC, 24F-2NT, 2000-02-28 |
Next: GERMANY FUND INC, N-30D, 2000-02-28 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 12/31/99
Check here if Amendment |_|; Amendment Number:
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Carret and Company
Address: 40 E. 52nd Street
New York, NY 10022
13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Joseph E. Wozny, Jr.
Title: Co-Ceo/Compliance Officer
Phone: 212-207-2341
Signature, Place, and Date of Signing:
/s/ Joseph E. Wozny, Jr. NY, NY 2/17/00
- --------------------------------------------------------------------------------
Report Type (Check only one.):
|x| 13F HOLDINGS REPORT.
|_| 13F NOTICE.
|_| 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
Form 13F Information Table Entry Total: 632
Form 13F Information Table Value Total: 920799
List of Other Included Managers:
No. 13F File Number Name
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3-D SYSTEMS COM 88554D205 1181 139000 SH Sole 139000
3COM CORP COM 885535104 700 14900 SH Sole 12800 2100
23 500 SH Defined 01 500
A H BELO CORP SER A COM 080555105 649 34072 SH Sole 34072
ABBOTT LABS COM 002824100 6771 186454 SH Sole 180454 6000
40 1100 SH Defined 01 1100
ACNIELSEN CORP COM 004833109 1665 67605 SH Sole 65139 2466
44 1800 SH Defined 01 1800
ACTFIT.COM INC COM 00503P106 5 10000 SH Sole 10000
ADAPTEC INC COM 00651F108 434 8700 SH Sole 8700
ADELPHIA BUSINESS SOLUTIONS IN COM 006847107 494 10300 SH Sole 10300
38 800 SH Defined 01 800
AERIAL COMMUNICATIONS INC COM 007655103 560 9200 SH Sole 9200
AES CORP COM 00130H105 3812 51000 SH Sole 50600 400
AFLAC INC COM 001055102 491 10400 SH Sole 10400
ALLIANCE ATLANTIS - B NON-VT COM 01853E204 330 40000 SH Sole 40000
ALLIANCE CAP MGMT HOLDING LP COM 01855A101 1949 65100 SH Sole 64500 600
ALLIANCE PHARMA CORP COM 018773101 774 105000 SH Sole 105000
ALLIANCE RESOURCE PARTNERS LP COM 01877R108 294 24000 SH Sole 24000
ALLSTATE CORP COM 020002101 1156 48162 SH Sole 29890 18272
ALLTEL CORP COM 020039103 1123 13578 SH Sole 11863 1715
97 1170 SH Defined 01 800 370
ALZA CORP COM 022615108 627 18100 SH Sole 17300 800
AMAZON.COM, INC COM 023135106 343 4500 SH Sole 4500
AMC ENTERTAINMENT COM 001669100 2010 233000 SH Sole 233000
38 4400 SH Defined 01 1500 2900
AMERICA ONLINE INC COM 02364J104 3910 51538 SH Sole 16575 34963
273 3600 SH Defined 01 3600
AMERICAN BUSINESS PROD COM COM 024763104 142 12174 SH Sole 12174
AMERICAN EXPRESS COM 025816109 4855 29204 SH Sole 20674 8530
33 200 SH Defined 01 200
AMERICAN GENERAL CORP COM 026351106 973 12821 SH Sole 12521 300
AMERICAN HOME PRODS COM 026609107 7061 179909 SH Sole 165109 14800
267 6800 SH Defined 01 300 900 5600
AMERICAN INT'L GROUP COM 026874107 12062 111553 SH Sole 106811 4742
AMERICAN PWR CONVERSION COM 029066107 448 17000 SH Sole 17000
AMERICAN STD COS INC DEL COM COM 029712106 491 10700 SH Sole 10700
AMERICAN WTR WKS INC COM 030411102 346 16284 SH Sole 16284
AMERIGAS PARTNERS LP UNIT COM 030975106 716 48133 SH Sole 48133
10 700 SH Defined 01 700
AMGEN INC COM 031162100 5142 85610 SH Sole 78410 7200
ANADARKO PETE CORP COM 032511107 474 13900 SH Sole 13900
ANALOG DEVICES INC COM 032654105 1730 18600 SH Sole 18600
APPLIED MATLS INC COM 038222105 4233 33415 SH Sole 30315 3100
AQUATIC CELLULOSE INTERANTIONA COM 038389102 25 30000 SH Sole 30000
ARDIC EXPLORATION & DEV LTD COM 03979K106 336 167985 SH Sole 167985
ASHLAND INC COM 044204105 198 6000 SH Sole 6000
ASSOCIATES FIRST CAP CL A COM 046008108 941 34303 SH Sole 33155 1148
AT&T CORP COM 001957109 16006 315009 SH Sole 301108 13901
213 4200 SH Defined 01 4200
AT&T CORP LIBERTY MEDIA GROUP COM 001957208 277 4886 SH Sole 4886
ATLANTIC RICHFIELD COM 048825103 433 5008 SH Sole 4514 494
AUTOMATIC DATA PROCESS COM 053015103 397 7376 SH Sole 3776 3600
AVANT IMMUNOTHERAPEUTICS COM 053491106 365 148000 SH Sole 148000
AVERY DENNISON CORP COM 053611109 481 6600 SH Sole 6600
AVIALL INC NEW COM 05366B102 605 73900 SH Sole 73900
8 1000 SH Defined 1000
AVIATION SALES CO COM 053672101 231 14000 SH Sole 14000
AXA FINANCIAL INC COM 002451102 2060 60600 SH Sole 60600
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BAKER HUGHES COM 057224107 243 11525 SH Sole 10880 645
BANK OF AMER CORP NEW COM 060505104 1965 39154 SH Sole 37754 1400
BANK OF NEW YORK CO INC COM 064057102 5145 128616 SH Sole 128616
BANK ONE CORP COM 06423A103 2159 67349 SH Sole 65219 2130
BANKATLANTIC BANCORP CL A COM 065908501 326 79020 SH Sole 79020
5 1150 SH Defined 1150
BANYAN SYSTEMS INC COM 066908104 270 13500 SH Sole 13500
BASIN EXPLORATION COM 070107107 194 11000 SH Sole 11000
BELL ATLANTIC COM 077853109 3008 48857 SH Sole 42938 5919
59 960 SH Defined 01 960
BELLSOUTH CORP COM 079860102 2203 47053 SH Sole 22281 24772
312 6668 SH Defined 01 6668
BERKSHIRE HATHAWAY - A COM 084670108 18906 337 SH Sole 337
BERKSHIRE HATHAWAY - B COM 084670207 8010 4377 SH Sole 4314 63
55 30 SH Defined 01 10 20
BESTFOODS COM 08658U101 983 18696 SH Sole 17096 1600
189 3600 SH Defined 01 3600
BHC COMMUNICATIONS INC CL A COM 055448104 208 1300 SH Sole 1300
BIOMET INC COM 090613100 260 6500 SH Sole 6500
BOEING CO COM 097023105 391 9400 SH Sole 5900 3500
BONDED MTRS INC COM 097894109 37 50000 SH Sole 50000
BP AMOCO SPONS ADR COM 055622104 8399 141600 SH Sole 134338 7262
55 924 SH Defined 01 924
BRISTOL MYERS SQUIBB COM 110122108 12541 195377 SH Sole 160391 34986
513 8000 SH Defined 01 8000
BROADCOM CORP CL A COM 111320107 354 1300 SH Sole 1300
BUCKEYE PARTNERS LP COM 118230101 251 9650 SH Sole 9650
BURLINGTON NORTHERN SANTA FE COM 12189T104 504 20799 SH Sole 17799 3000
BURLINGTON RESOURCES COM 122014103 4808 145431 SH Sole 145431
BWAY CORP COM 056039100 500 81600 SH Sole 81600
CALPINE CORP COM 131347106 307 4800 SH Sole 4800
CAPITAL ONE FIN'L COM 14040H105 496 10300 SH Sole 9300 1000
CARMIKE CINEMAS INC CL A COM 143436103 90 11500 SH Sole 11500
CARNIVAL CORP COM 143658102 1138 23800 SH Sole 23800
CBS CORP COM 12490K107 1122 17550 SH Sole 17500 50
CELGENE CORP COM 151020104 315 4500 SH Sole 4500
CENDANT CORP COM 151313103 1217 45800 SH Sole 45800
32 1200 SH Defined 01 1200
CENTERPOINT PPTYS TR SH BEN IN COM 151895109 215 6000 SH Sole 6000
CERIDIAN CORP COM 15677T106 356 16500 SH Sole 16500
CHART INDS INC COM 16115Q100 544 135900 SH Sole 135900
16 4000 SH Defined 4000
CHASE MANHATTAN COM 16161A108 7449 95884 SH Sole 94014 1870
23 300 SH Defined 01 300
CHEMFAB CORP COM 16361L102 241 15400 SH Sole 15400
8 500 SH Defined 500
CHEVRON CORP COM 166751107 1854 21406 SH Sole 16915 4491
461 5317 SH Defined 01 5317
CHUBB CORP COM 171232101 3390 60198 SH Sole 60198
CIENA CORP COM 171779101 230 4000 SH Sole 4000
CIGNA CORP COM 125509109 606 7520 SH Sole 6320 1200
CINCINNATI FIN'L COM 172062101 2465 79050 SH Sole 79050
393 12600 SH Defined 01 12600
CISCO SYS INC COM 17275R102 12684 118408 SH Sole 96238 22170
386 3600 SH Defined 01 3600
CITIGROUP, INC COM 172967101 17792 319505 SH Sole 314855 4650
869 15600 SH Defined 01 15600
CITIZENS UTILS - B COM 177342201 1304 91889 SH Sole 91889
28 2000 SH Defined 01 2000
CKE RESTAURANTS INC COM 12561E105 623 106000 SH Sole 106000
9 1500 SH Defined 1500
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CNET INC COM 125945105 1135 20000 SH Sole 20000
COASTAL CORP COM 190441105 480 13540 SH Sole 13540
COCA COLA CO COM 191216100 1800 30900 SH Sole 29450 1450
COLGATE PALMOLIVE COM 194162103 634 9756 SH Sole 8756 1000
COLONIAL BANCGROUP INC COM 195493309 436 42000 SH Sole 42000
COMCAST CORP CL A COM 200300101 345 7200 SH Sole 7200
COMCAST CORP CL A SPL COM 200300200 526 10400 SH Sole 10400
COMDISCO INC COM 200336105 160 4300 SH Sole 4300
COMPAQ COMPUTER COM 204493100 13683 505600 SH Sole 503850 1750
73 2700 SH Defined 01 2700
COMPOSITE MATERIALS LLC COM 164992109 10 10000 SH Sole 10000
COMPUTER ASSOC INT'L COM 204912109 7042 100683 SH Sole 100683
35 500 SH Defined 01 500
COMPUTER HORIZONS CORP COM 205908106 1468 90700 SH Sole 90700
COMPUTER SCIENCES CORP COM 205363104 261 2755 SH Sole 2755
COMVERSE TECHNOLOGY PAR $0.10 COM 205862402 217 1500 SH Sole 1500
CONOCO INC CL A COM 208251306 557 22504 SH Sole 13004 9500
CONSECO INC COM 208464107 2259 126375 SH Sole 126375
CONSOLIDATED NAT GAS COM 209615103 391 6022 SH Sole 6022
CONSOLIDATED STORES CORP COM 210149100 171 10533 SH Sole 10533
CORNING INC COM 219350105 1393 10800 SH Sole 10400 400
COSTCO WHOLESALE CORP. COM 22160K105 249 2734 SH Sole 2734
CRESCENT REAL ESTATE COM 225756105 272 14800 SH Sole 9800 5000
CSX CORP COM 126408103 363 11582 SH Sole 10182 1400
CTS CORP COM 126501105 136 1800 SH Sole 1800
CVS CORP COM 126650100 343 8600 SH Sole 8600
DANA CORP COM 235811106 314 10475 SH Sole 10475
DEERE & CO COM 244199105 165 3800 SH Sole 100 3700
22 500 SH Defined 01 500
DELL COMPUTER CORP COM 247025109 2249 44100 SH Sole 38400 5700
122 2400 SH Defined 01 2400
DELPHI AUTOMOTIVE SYS CORP COM 247126105 999 63448 SH Sole 57564 5884
43 2719 SH Defined 01 1000 1300 419
DELPHI FINL GROUP INC CL A COM 247131105 313 10438 SH Sole 10438
DELTA & PINE LAND CO COM 247357106 308 17700 SH Sole 17700
DESCARTES SYSTEMS GROUP INC COM 249906108 365 17000 SH Sole 17000
DEVON ENERGY CORPORATION COM 25179M103 326 9912 SH Sole 9912
15 447 SH Defined 01 134 313
DIAMOND OFFSHORE DRILL COM 25271C102 272 8900 SH Sole 8900
DIME BANCORP INC NEW COM 25429Q102 257 17000 SH Sole 17000
DIMENSIONAL VISION GROUP - RE COM 25434F406 116 100000 SH Sole 100000
DISNEY, WALT CO COM 254687106 11408 390003 SH Sole 368233 21770
56 1900 SH Defined 01 700 1200
DMI FURNITURE INC COM 233230101 29 15859 SH Sole 15859
DOMINION RES INC VA COM 257470104 257 6550 SH Sole 6550
DONALDSON LUFKN & JEN COM 257661108 967 20000 SH Sole 20000
DORAL FINL CORP COM 25811P100 4300 349200 SH Sole 336400 12800
404 32800 SH Defined 01 31200 1600
DOVER CORP COM 260003108 336 7400 SH Sole 7400
DOW CHEM CO COM COM 260543103 618 4622 SH Sole 4325 297
134 1000 SH Defined 01 1000
DTE ENERGY CO COM 233331107 214 6811 SH Sole 6611 200
DU PONT E I DE NEMOURS COM 263534109 3850 58450 SH Sole 51669 6781
132 2000 SH Defined 01 2000
DUKE ENERGY COM 264399106 1896 37828 SH Sole 31028 6800
70 1400 SH Defined 01 1400
DUN & BRADSTREET DEL COM 26483B106 1239 42003 SH Sole 40703 1300
E M C CORP MASS COM 268648102 3775 34550 SH Sole 34400 150
EAGLE USA AIRFREIGHT COM 270018104 5498 127500 SH Sole 127500
EASTMAN KODAK CO COM 277461109 3874 58481 SH Sole 51073 7408
136 2050 SH Defined 01 300 200 1550
EDISON INT'L COM 281020107 228 8700 SH Sole 8700
EL PASO ENERGY COM 283905107 674 17368 SH Sole 16384 984
ELECTRONIC DATA SYS COM 285661104 1642 24536 SH Sole 24136 400
8 120 SH Defined 01 120
EMERSON ELECTRIC COM 291011104 687 11968 SH Sole 9568 2400
ENRON CORP COM 293561106 438 9872 SH Sole 1036 8836
ENZO BIOCHEM INC COM 294100102 1398 31025 SH Sole 31025
EQUITY RESIDENT PPTYS COM 29476L107 1988 46570 SH Sole 46570
87 2049 SH Defined 01 324 1725
ETHAN ALLEN INTERIORS COM 297602104 245 7650 SH Sole 2650 5000
EXXON MOBIL CORP COM 30231G102 31228 387626 SH Sole 344437 43189
1740 21600 SH Defined 01 21600
FANSTEEL INC COM 307260109 79 20500 SH Sole 20500
2 500 SH Defined 500
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FEDERAL NATL MTG ASSN COM 313586109 2239 35865 SH Sole 35865
FEDERATED DEP'T STORES COM 31410H101 374 7405 SH Sole 7405
FEDEX CORPORATION COM 31428X106 413 10086 SH Sole 9900 186
FIDUCIARY TR CO INT'L COM 316495100 1846 57254 SH Sole 57254
FIFTH THIRD BANCORP COM 316773100 1603 21852 SH Sole 21852
FIRST DATA CORP COM 319963104 2182 44250 SH Sole 44250
FIRST N B ANCHORAGE AK COM 322387101 608 640 SH Sole 600 40
FIRST UNION CORP COM 337358105 564 17120 SH Sole 15824 1296
FIRSTAR CORP NEW WIS COM 33763V109 1257 59498 SH Sole 47168 12330
FIRSTMERIT CORP COM 337915102 9334 405816 SH Sole 403827 1989
60 2602 SH Defined 01 2602
FLEETBOSTON FINL CORP COM 339030108 1062 30500 SH Sole 25294 5206
16 473 SH Defined 01 473
FLORIDA PROGRESS CORP COM 341109106 410 9700 SH Sole 9700
FLOWSERVE CORP COM 34354P105 680 40000 SH Sole 40000
FLUOR CORP COM 343861100 445 9700 SH Sole 9700
FLUSHING FINL CORP COM 343873105 611 41250 SH Sole 41250
FORD MTR CO COM 345370100 6716 125965 SH Sole 123537 2428
32 600 SH Defined 01 300 300
FORTUNE BRANDS INC COM 349631101 1138 34430 SH Sole 33744 686
17 500 SH Defined 01 500
FPL GROUP INC COM 302571104 243 5679 SH Sole 5679
FREDDIE MAC (FED HM LOAN MTG) COM 313400301 4503 95691 SH Sole 95691
FREQUENCY ELECTRS INC COM 358010106 1504 144950 SH Sole 133950 11000
47 4500 SH Defined 01 1500 3000
GABRIEL RESOURCES LIMITED COM 361970106 15 10000 SH Sole 10000
GANNETT INC COM 364730101 620 7600 SH Sole 7600
GAP INC COM 364760108 381 8273 SH Sole 8273
GATX CORP COM 361448103 716 21228 SH Sole 21228
GENELABS TECHNOLOGIES INC COM 368706107 55 10000 SH Sole 10000
GENERAL CABLE CORP-DEL NEW COM 369300108 688 90950 SH Sole 89750 1200
10 1350 SH Defined 01 1000 350
GENERAL ELEC CO COM 369604103 37805 244298 SH Sole 209134 35164
3012 19466 SH Defined 01 19466
GENERAL MTRS COM 370442105 3611 49679 SH Sole 46050 3629
44 600 SH Defined 01 600
GENERAL MTRS - H COM 370442832 1213 12636 SH Sole 7836 4800
29 300 SH Defined 01 300
GENUINE PARTS CO COM 372460105 329 13260 SH Sole 13260
GEORGIA PAC CORP COM-TIMBER GR COM 373298702 694 28200 SH Sole 28200
123 5000 SH Defined 01 5000
GEORGIA PACIFIC GROUP COM 373298108 294 5800 SH Sole 5800
GILLETTE CO COM 375766102 4683 113705 SH Sole 112055 1650
GLOBAL CROSSINGS LTD COM G3921A100 256 5125 SH Sole 5125
GOLDBELT RESOURCES COM 380755306 0 10000 SH Sole 10000
GRACO INC COM 384109104 333 9275 SH Sole 9275
GRANITE CONSTR INC COM 387328107 250 13575 SH Sole 450 13125
GRC INT'L COM 361922107 93 7800 SH Sole 7800
GREAT LAKES CHEMICAL CORP COM 390568103 339 8867 SH Sole 8867
GREEN MOUNTAIN PWR COM 393154109 80 10700 SH Sole 10700
GREIF BROS CL A COM 397624107 9319 313249 SH Sole 310749 2500
274 9200 SH Defined 01 9200
GREIF BROS CL B COM 397624206 1170 38200 SH Sole 38200
6 200 SH Defined 01 200
GTE CORP COM 362320103 2170 30755 SH Sole 27160 3595
287 4070 SH Defined 01 300 3770
H T E INC COM 403926108 501 83500 SH Sole 83500
HALLIBURTON CO COM 406216101 5007 124407 SH Sole 122707 1700
40 1000 SH Defined 01 1000
HAMMOND SECURITIES CO LLC COM 0 16667 SH Sole 16667
HARCOURT GEN INC COM 41163G101 322 8000 SH Sole 8000
16 400 SH Defined 01 400
HARTFORD FINL SVCS COM 416515104 1531 32325 SH Sole 32325
28 600 SH Defined 01 300 300
HAVERTY FURNITURE COM 419596101 203 16100 SH Sole 16100
HAWAIIAN ELEC INDS COM 419870100 765 26503 SH Sole 26503
HEINZ H J CO COM 423074103 520 13050 SH Sole 13050
HENRY SCHEIN INC COM 806407102 477 35800 SH Sole 35800
7 500 SH Defined 500
HERSHEY FOODS CORP COM 427866108 2004 42200 SH Sole 41200 1000
HEWLETT PACKARD COM 428236103 9580 84216 SH Sole 74316 9900
34 300 SH Defined 01 300
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HIRSCH INT'L - CL A COM 433550100 49 43700 SH Sole 43700
HOME DEPOT INC COM 437076102 875 12726 SH Sole 11601 1125
HOME PPTYS NY COM 437306103 694 25300 SH Sole 25300
27 1000 SH Defined 01 1000
HOMEFED CORP COM 43739D208 14 16028 SH Sole 1028 15000
HONEYWELL INTL INC COM 438516106 1584 27466 SH Sole 22861 4605
HOSPITALITY PPTYS COM 44106M102 1834 96200 SH Sole 84900 11300
299 15700 SH Defined 01 15700
HOUGHTON MIFFLIN CO COM 441560109 780 18500 SH Sole 18500
HRPT PPTYS TR COM 40426W101 114 12700 SH Sole 8300 4400
4 500 SH Defined 01 500
HUNTINGTON BANCSHARES COM 446150104 325 13600 SH Sole 13600
ILLINOIS TOOL WORKS INC COM 452308109 142 2100 SH Sole 2100
73 1084 SH Defined 01 1084
ILLONOVA CORP COM COM 452317100 365 10500 SH Sole 10500
IMAGEMAX INC COM 45245V101 122 85000 SH Sole 85000
IMC GLOBAL INC COM 449669100 214 13040 SH Sole 13040
IMPERIAL CREDIT INDUSTRIES INC COM 452729106 162 26000 SH Sole 26000
IMS HEALTH INC COM 449934108 784 28850 SH Sole 23650 5200
INACOM CORP COM 45323G109 177 24240 SH Sole 21940 2300
6 800 SH Defined 01 500 300
INGERSOLL RAND CO COM 456866102 994 18060 SH Sole 18060
INT'L BUSINESS MACH COM 459200101 19849 183999 SH Sole 172302 11697
2293 21260 SH Defined 01 21260
INT'L PAPER CO COM 460146103 849 15037 SH Sole 13518 1519
INTEL CORP COM 458140100 19200 233261 SH Sole 219761 13500
49 600 SH Defined 01 200 400
INTERNATIONAL FLAV&FRA COM 459506101 208 5500 SH Sole 5500
INTERPUBLIC GROUP COS COM 460690100 250 4336 SH Sole 4336
415 7200 SH Defined 01 7200
ITT INDS COM 450911102 873 26100 SH Sole 26100
IXL ENTERPRISES INC. COM 450718101 405 7300 SH Sole 7300
JDS UNIPHASE CORP COM 46612J101 210 1300 SH Sole 1300
JOHN WILEY & SONS INC - A COM 968223206 2121 126600 SH Sole 126600
JOHNSON & JOHNSON COM 478160104 9238 99067 SH Sole 85567 13500
224 2400 SH Defined 01 2400
JPM CO COM 465933109 1106 140500 SH Sole 140500
K MART CORP COM 482584109 156 15550 SH Sole 14900 650
KEEBLER FOODS CO COM 487256109 211 7500 SH Sole 7500
KELLOGG CO COM 487836108 234 7600 SH Sole 7600
KERR-MCGEE CORP COM 492386107 468 7545 SH Sole 7545
KEYCORP NEW COM 493267108 684 30904 SH Sole 30054 850
34 1550 SH Defined 01 800 750
KEYSPAN CORP COM 49337W100 943 40659 SH Sole 38659 2000
22 968 SH Defined 01 968
KIMBERLY CLARK COM 494368103 2611 39905 SH Sole 27005 12900
KONINKLIJKE PHILIPS ELECTRS SP COM 500472204 1555 11519 SH Sole 11519
KROGER CO COM 501044101 406 21500 SH Sole 21500
LAKELAND INDS INC COM 511795106 301 74000 SH Sole 1000 73000
LEHMAN BROS HLDGS COM 524908100 469 5540 SH Sole 5540
LILLY ELI & CO COM 532457108 2793 42004 SH Sole 34974 7030
LINCOLN NATL CORP IND COM 534187109 340 8500 SH Sole 4000 4500
LIZ CLAIBORNE INC COM COM 539320101 301 8000 SH Sole 8000
LOEWS CORP COM 540424108 1675 27600 SH Sole 27600
LOWES COS INC COM 548661107 246 4120 SH Sole 4120
LSI LOGIC COM 502161102 1226 18170 SH Sole 18170
LUCENT TECHNOLOGIES COM 549463107 17522 233628 SH Sole 217149 16479
MANULIFE FINANCIAL CORP COM 56501R106 381 30000 SH Sole 30000
190 15000 SH Defined 01 15000
MARK IV INDS INC COM 570387100 253 14300 SH Sole 14300
MATTEL INC COM 577081102 487 37124 SH Sole 37124
MAYTAG CORP COM 578592107 725 15100 SH Sole 15100
MBIA INC COM 55262C100 1880 35600 SH Sole 34400 1200
MCDONALDS CORP COM 580135101 1467 36400 SH Sole 32600 3800
MCI WORLDCOM INC COM 55268B106 4869 91757 SH Sole 91757
MEDAREX INC COM 583916101 2235 60000 SH Sole 60000
MEDIAONE GROUP INC COM 58440J104 681 8865 SH Sole 3452 5413
MEDTRONIC INC COM 585055106 1803 49478 SH Sole 49478
MELLON FINANCIAL CORP COM 58551A108 1493 43836 SH Sole 42836 1000
MERCK & CO INC COM 589331107 9211 137089 SH Sole 95348 41741
MEREDITH CORP COM 589433101 425 10200 SH Sole 10200
MERIDIAN RESOURCE CORP COM 58977Q109 126 41056 SH Sole 41056
MERRILL LYNCH & CO COM 590188108 4103 49250 SH Sole 49250
MGIC INVT CORP WIS COM 552848103 1312 21800 SH Sole 20800 1000
MICROSOFT CORP COM 594918104 7539 64576 SH Sole 58618 5958
MILACRON INC COM 598709103 635 41300 SH Sole 41300
2 100 SH Defined 01 100
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MINNESOTA MNG & MFG CO COM 604059105 4394 44889 SH Sole 37626 7263
1018 10400 SH Defined 01 10400
MIRAGE RESORTS INC COM 60462E104 608 39700 SH Sole 39700
35 2300 SH Defined 01 1500 800
MONSANTO CO COM 611662107 2821 79607 SH Sole 61800 17807
28 800 SH Defined 01 600 200
MORGAN STAN DEAN WITTER COM 617446448 4205 29455 SH Sole 26000 3455
MORGAN, J P & CO COM 616880100 1759 13888 SH Sole 9888 4000
114 900 SH Defined 01 900
MOTOROLA INC COM 620076109 8652 58756 SH Sole 54756 4000
NAPRO BIOTHERAPEUTICS COM 630795102 46 16000 SH Sole 16000
NATIONAL CITY CORP COM 635405103 2987 126118 SH Sole 123348 2770
19 800 SH Defined 01 800
NATIONAL FUEL GAS NJ COM 636180101 209 4500 SH Sole 4500
NCO GROUP INC COM 628858102 482 16000 SH Sole 16000
NETWORKS ASSOCS INC COM 640938106 255 9550 SH Sole 4650 4900
NEW CINEMA PARTNERS INC COM 643583107 4 21000 SH Sole 21000
NEW YORK TIMES CL A COM 650111107 2539 51690 SH Sole 51690
NEWMONT MINING CORP COM 651639106 4459 182014 SH Sole 182014
NEWS CORP LTD ADR COM 652487703 1147 30000 SH Sole 30000
NEXTEL COMMUNICATIONS - A COM 65332v103 4599 44600 SH Sole 44600
52 500 SH Defined 01 500
NIAGARA MOHAWK PWR CP COM 653522102 239 17112 SH Sole 17112
NIKE INC - B COM 654106103 362 7300 SH Sole 7300
NOBLE AFFILIATES INC COM 654894104 263 12250 SH Sole 12250
NOBLE DRILLING CORP COM 655042109 616 18800 SH Sole 18800
NOKIA CORP SPONS ADR COM 654902204 1350 7104 SH Sole 3404 3700
NORFOLK SOUTHERN COM 655844108 529 25810 SH Sole 24010 1800
NORTEL NETWORKS CORP COM 656569100 1050 10400 SH Sole 9600 800
NORTHERN TR CORP COM 665859104 437 8248 SH Sole 8248
NORTHWEST NAT GAS CO COM 667655104 409 18635 SH Sole 18635
NOVELL INC COM 670006105 852 21400 SH Sole 20900 500
NSTAR COM 67019E107 290 7167 SH Sole 5667 1500
OCEAN ENERGY INC TEX CON COM 67481e106 91 11800 SH Sole 11800
OFFICE DEPOT INC COM 676220106 367 33548 SH Sole 33548
OGLEBAY NORTON CO NEW COM 677007106 2078 87500 SH Sole 87100 400
228 9600 SH Defined 01 9600
ONEIDA LTD COM 682505102 386 17750 SH Sole 17750
ORACLE CORP COM 68389X105 15479 138130 SH Sole 137950 180
OWENS ILLINOIS COM 690768403 288 11500 SH Sole 11500
PAINE WEBBER GROUP INC COM 695629105 763 19668 SH Sole 19668
PAIRGAIN TECHNOLOGIES COM 695934109 163 11500 SH Sole 11500
PALL CORP COM 696429307 995 46136 SH Sole 45936 200
PARAMETRIC TECH CORP COM 699173100 285 10518 SH Sole 10518
PARTNERRE LTD COM G6852T105 817 25200 SH Sole 24400 800
324 10000 SH Defined 01 10000
PAXAR CORP COM 704227107 1158 137250 SH Sole 137250
63 7500 SH Defined 01 7500
PENNSYLVANIA REAL EST TR COM 709102107 167 11500 SH Sole 11500
PENNZOIL - QUAKER ST CO COM 709323109 239 23468 SH Sole 23468
10 1000 SH Defined 01 300 700
PEOPLESOFT INC COM 712713106 320 15000 SH Sole 15000
PEPSICO INC COM 713448108 4094 116140 SH Sole 115940 200
PFIZER INC COM 717081103 8281 255278 SH Sole 205270 50008
104 3198 SH Defined 01 3198
PG&E CORP COM 69331C108 268 13092 SH Sole 13092
PHARMACIA & UPJOHN INC COM 716941109 2689 59750 SH Sole 59750
225 5000 SH Defined 01 5000
PHELPS DODGE CORP COM 717265102 550 8200 SH Sole 8200
PHILIP MORRIS COS COM 718154107 1259 54750 SH Sole 50550 4200
PHOENIX GOLD INT'L COM 719068108 223 79400 SH Sole 79400
PIERCE LEAHY CORP COM 720722107 277 6400 SH Sole 6400
PIONEER GROUP COM 723684106 6573 417320 SH Sole 415320 2000
PITNEY BOWES INC COM 724479100 2886 59736 SH Sole 58380 1356
PLUM CREEK TIMBER COM 729251108 421 16850 SH Sole 8600 8250
12 500 SH Defined 01 500
PNC BANK CORP COM 693475105 785 17635 SH Sole 17635
POLICY MGMT SYS CORP COM 731108106 713 27900 SH Sole 27900
POPE EVANS & ROBBINS INC COM 732852108 0 26000 SH Sole 26000
POTOMAC ELEC PWR COM 737679100 214 9326 SH Sole 9326
PREMIER FINL BANCORP COM 74050M105 142 15800 SH Sole 15800
9 1050 SH Defined 01 1050
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PRESIDENTIAL LIFE CORP COM 740884101 184 10000 SH Sole 10000
PRICE T ROWE & ASSOC COM 741477103 406 10990 SH Sole 10990
PROCTER & GAMBLE COM 742718109 5768 52642 SH Sole 49036 3606
PROGRESSIVE CORP OHIO COM 743315103 3027 41400 SH Sole 41400
PROVIDENT BANKSHARES CORP COM 743859100 990 57200 SH Sole 55900 1300
21 1200 SH Defined 01 500 700
PROVIDIAN FINL COM 74406A102 213 2334 SH Sole 2334
QUAKER OATS CO COM 747402105 433 6600 SH Sole 6100 500
QUALCOMM INC COM 747525103 4808 27300 SH Sole 21600 5700
423 2400 SH Defined 01 2400
QUESTAR CORP COM 748356102 150 10000 SH Sole 10000
QUINTILES TRANSNATIONAL CORP COM 748767100 610 32648 SH Sole 32648
QUIXOTE CORP COM 749056107 381 25000 SH Sole 25000
QWEST COMMUNICATIONS INTERNATI COM 749121109 507 11800 SH Sole 10700 1100
13 300 SH Defined 01 300
R & B FALCON CORP COM 74912E101 311 23500 SH Sole 23500
7 500 SH Defined 500
R & B INC COM 749124103 470 101700 SH Sole 101700
30 6500 SH Defined 01 6500
RAYTHEON CO - A COM 755111309 338 13630 SH Sole 13124 506
5 218 SH Defined 01 180 38
RAYTHEON CO - B COM 755111408 229 8608 SH Sole 8608
READERS DIGEST - A - NON VTG COM 755267101 430 14700 SH Sole 14700
READERS DIGEST AUTOMATIC COM 755271202 358 13200 SH Sole 13200
REGENERON PHARMA COM 75886F107 139 10904 SH Sole 7300 3604
RELIANCE BANCORP COM 759451107 517 15000 SH Sole 15000
REPUBLIC NY CORP COM 760719104 245 3400 SH Sole 3400
REUTERS GP PLC SPON ADR COM 76132M102 283 3500 SH Sole 3500
REYNOLDS METALS CO COM 761763101 575 7500 SH Sole 7500
RITE AID CORP COM 767754104 854 76300 SH Sole 76300
11 1000 SH Defined 1000
ROWAN COS INC COM 779382100 460 21200 SH Sole 21200
11 500 SH Defined 01 500
ROYAL DUTCH PETE GLD1.25 COM 780257804 6316 104500 SH Sole 104500
18 300 SH Defined 01 300
RPM INC OHIO COM 749685103 327 32078 SH Sole 32078
5 500 SH Defined 500
RSA SECURITY INC COM 749719100 519 6700 SH Sole 6700
SAFECO CORP COM 786429100 245 9844 SH Sole 9844
SANTA FE SYNDER CORP CON COM 80218k105 196 24500 SH Sole 24500
SARA LEE CORP COM 803111103 321 14570 SH Sole 4100 10470
26 1200 SH Defined 01 1200
SBC COMMUNICATIONS COM 78387G103 8275 169752 SH Sole 139664 30088
24 486 SH Defined 01 486
SCANA CORP COM 805898103 661 24606 SH Sole 24606
SCHERING PLOUGH COM 806605101 1949 45990 SH Sole 45740 250
SCHLUMBERGER LTD COM 806857108 5561 98860 SH Sole 95460 3400
SEAGATE TECHNOLOGY COM 811804103 638 13704 SH Sole 12500 1204
SEARS ROEBUCK & CO COM 812387108 380 12486 SH Sole 3500 8986
SECURITY BANK CORP COM 10 11375 SH Sole 11375
SERVICE CORP INT'L COM 817565104 734 105820 SH Sole 105820
SERVICEMASTER CO COM 81760N109 492 40000 SH Sole 40000
SEVENTH GENERATION INC COM 81806K101 58 49242 SH Sole 49242
SHARED MED SYS COM 819486101 2659 52200 SH Sole 52200
326 6400 SH Defined 01 400 6000
SHAW INDS INC COM 820286102 186 12000 SH Sole 12000
SHELL TRANS&TRAD PLC NY COM 822703609 2832 57494 SH Sole 57494
SIRENA APPAREL GROUP COM 82966Q102 0 25000 SH Sole 25000
SOMANETICS CORP NEW COM 834445405 24 20000 SH Sole 20000
SONOCO PRODUCTS CO COM 835495102 813 35756 SH Sole 35756
SOUTHDOWN INC COM 841297104 2220 43000 SH Sole 43000
SOUTHWEST AIRLS CO COM 844741108 1597 98625 SH Sole 88250 10375
SOUTHWEST GAS COM 844895102 758 32940 SH Sole 32340 600
SOVEREIGN BANCORP INC COM 845905108 398 53460 SH Sole 52500 960
7 1000 SH Defined 1000
SPEEDFAM IPEC INC COM 847705100 142 11000 SH Sole 11000
6 500 SH Defined 500
SPRINT CORP (PCS GRP) COM 852061506 477 4650 SH Sole 4650
102 1000 SH Defined 01 1000
SPRINT CORP - FON GROUP COM 852061100 1265 18800 SH Sole 18800
269 4000 SH Defined 01 4000
SPX CORP COM 784635104 513 6348 SH Sole 6348
ST JOE CO COM 790148100 1612 66300 SH Sole 44950 21350
STARBUCKS CORP COM 855244109 242 10000 SH Sole 10000
STATE AUTO FINL COM 855707105 4453 488000 SH Sole 488000
34 3700 SH Defined 01 3700
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
STERIS CORP COM 859152100 598 58000 SH Sole 58000
STONE & WEBSTER INC COM 861572105 222 13200 SH Sole 13200
8 500 SH Defined 01 500
STRATUS PPTYS INC COM 863167102 84 20000 SH Sole 20000
STRYKER CORP COM 863667101 801 11498 SH Sole 11498
SUMMIT BANCORP COM 866005101 2427 79254 SH Sole 79254
SUN MICROSYSTEMS INC COM 866810104 11495 148440 SH Sole 127440 21000
SUNTRUST BKS INC COM 867914103 4628 67253 SH Sole 63253 4000
40 576 SH Defined 01 576
SYBRON INT'L CORP COM 87114F106 741 30000 SH Sole 30000
SYMBOL TECHNOLOGIES COM 871508107 603 9486 SH Sole 2949 6537
SYMIX SYS INC COM 871535100 1079 59100 SH Sole 59100
22 1200 SH Defined 01 1200
SYNOVUS FINL CORP COM 87161C105 1107 55686 SH Sole 55686
SYSCO CORP COM 871829107 356 9000 SH Sole 8800 200
TECHNITROL INC COM 878555101 267 6000 SH Sole 6000
TECO ENERGY INC COM 872375100 262 14091 SH Sole 11940 2151
TELEPHONE & DATA SYS COM 879433100 2734 21700 SH Sole 21700
88 700 SH Defined 01 700
TELLABS INC COM COM 879664100 342 5324 SH Sole 4724 600
TENNECO AUTOMOTIVE INC COM 880349105 553 59428 SH Sole 59383 45
TERAYON COMMNS SYS COM 880775101 3438 54735 SH Sole 54735
TEXACO INC COM 881694103 6532 120260 SH Sole 112378 7882
TEXAS INSTRS INC COM 882508104 3604 37200 SH Sole 37200
TEXAS UTILS CO COM 882848104 1143 32142 SH Sole 31442 700
THOMAS & BETTS CORP COM 884315102 590 18500 SH Sole 18500
TIME WARNER INC COM 887315109 14849 204985 SH Sole 201263 3722
14 200 SH Defined 01 200
TOSCO CORP COM 891490302 435 16000 SH Sole 16000
TRANSOCEAN SEDCO FOREX INC COM G90078109 637 18916 SH Sole 18262 654
TRAVELERS PPTY - A COM 893939108 539 15750 SH Sole 15750
TRICON GLOBAL REST COM 895953107 201 5210 SH Sole 5210
TRIDENT ROWAN GROUP INC COM 89614K106 32 10000 SH Sole 10000
TRW INC COM 872649108 239 4600 SH Sole 4600
TSI INC MINN COM 872876107 176 15000 SH Sole 15000
TYCO INT'L LTD COM 902124106 452 11578 SH Sole 9808 1770
U S DIAGNOSTIC INC COM 90328Q108 17 16146 SH Sole 1000 15146
U S FOODSERVICE COM 90331R101 198 11800 SH Sole 11800
20 1200 SH Defined 01 1200
U S WEST INC NEW COM 91273H101 2024 28105 SH Sole 22895 5210
14 200 SH Defined 200
UNION PAC CORP COM 907818108 1126 25800 SH Sole 24000 1800
39 900 SH Defined 01 300 600
UNION PAC RES GROUP COM 907834105 393 30790 SH Sole 30790
UNISYS CORP COM 909214108 536 16780 SH Sole 16780
UNITED DOMINION RLTY TR COM 910197102 148 15000 SH Sole 15000
UNITED TECHNOLOGIES CP COM 913017109 279 4300 SH Sole 2900 1400
UNIVERSAL HLTH SVCS - B COM 913903100 241 6700 SH Sole 6700
UNOCAL CORP COM COM 915289102 695 20700 SH Sole 20700
UNUMPROVIDENT CORP COM 91529Y106 261 8150 SH Sole 8150
USA NETWORKS INC COM 902984103 2901 52500 SH Sole 47200 5300
UST CORP COM 902900109 1246 39229 SH Sole 39229
60 1881 SH Defined 01 1881
USX- US STL GROUP COM COM 90337t101 323 9800 SH Sole 9800
VALERO REFNG & AMRKETING CO CO COM 91313y100 248 12500 SH Sole 12500
VIACOM INC CL B COM 925524308 7724 127804 SH Sole 127804
12 200 SH Defined 01 200
VISHAY INTERTECHNOLOGY INC COM 928298108 526 16625 SH Sole 15375 1250
VITESSE SEMICONDUCTOR COM 928497106 346 6600 SH Sole 6600
31 600 SH Defined 01 600
VODAFONE AIRTOUCH PLC SPONS AD COM 92857T107 1406 28405 SH Sole 24295 4110
41 830 SH Defined 01 830
WAL MART STORES COM 931142103 968 14000 SH Sole 12000 2000
WALGREEN CO COM 931422109 854 29200 SH Sole 7600 21600
WARNER LAMBERT COM 934488107 7259 88594 SH Sole 87444 1150
98 1200 SH Defined 01 300 900
WASHINGTON MUTUAL INC COM 939322103 368 14211 SH Sole 14211
WASTE MGMT INC COM 94106L109 895 52100 SH Sole 49900 2200
WELLS FARGO & CO COM 949746101 5500 136000 SH Sole 136000
WEST MARINE INC COM 954235107 139 16800 SH Sole 12900 3900
11 1300 SH Defined 01 1300
WICOR INC COM 929253102 394 13500 SH Sole 13500
WILLIAMS COMMUNICATIONS GROUP COM 969455104 1195 41300 SH Sole 41300
WILLIAMS COS INC COM 969457100 2144 70167 SH Sole 67475 2692
18 600 SH Defined 01 600
WILSHIRE FIN'L SVCS GROUP INC COM 971867205 775 563978 SH Sole 563978
4 3000 SH Defined 3000
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WRIGLEY WM JR CO COM 982526105 4080 49190 SH Sole 49190
WRIGLEY WM JR CO - B COM 982526204 1609 19500 SH Sole 19500
XEROX CORP COM 984121103 5416 238723 SH Sole 229300 9423
34 1500 SH Defined 01 600 900
XL CAPITAL LTD-CL A COM G98255105 1012 19500 SH Sole 18500 1000
FIRSTMERIT CV 6.50% - B 337915201 1405 22300 SH Sole 22300
630 10000 SH Defined 01 10000
APPLIED SEMICONDUCTOR, INC SER 101 16800 SH Sole 16800
STAT-CHEM,INC 855692208 967 66667 SH Sole 66667
TAENSA, INC. SERIES A 190 76000 SH Sole 76000
TELESIS MEDICAL MANAGEMENT INC 87952M205 100 26667 SH Sole 26667
CAMPBELL SOUP CO 134429AK5 98 100000 PRN Sole 100000
MELLON BANK N A 585907AK4 49 50000 PRN Sole 50000
ALZA CORP SUB DEB 022615AD0 131 125000 PRN Sole 125000
ARBOR SOFTWARE SUB NOTE 038918AC2 10 10000 PRN Sole 10000
AUTOMATIC DATA PROCESSING SUB 053015AC7 139 100000 PRN Sole 100000
BAKER HUGHES SR LYON 057224AH0 70 100000 PRN Sole 100000
COMPTRONIX SUB DEB (DEFAULT 08 20476CAA4 0 66000 PRN Sole 66000
HILTON HOTELS SUB NOTES 432848AL3 53 70000 PRN Sole 70000
MEDCO CONTAINMENT SERVICES SUB 583905AC8 174 45000 PRN Sole 45000
NATIONAL DATA SUB NT 635621AA3 81 90000 PRN Sole 90000
OFFICE DEPOT SUB LYON 676220AA4 65 100000 PRN Sole 100000
TRADITIOAL INDS INC SUB DEB CO 892682AA3 0 33935 PRN Sole 33935
WMX TECHNOLOGIES SUB NT 92929QAF4 50 60000 PRN Sole 60000
ALLIANCE MTG SEC INC CL A 018639104 11814606.000 SH Sole 14606.000
BERGSTROM CAP CORP 084093103 261 1105.000 SH Sole 1105.000
DLJ HIGH YIELD BOND 23322Y108 13520000.000 SH Sole 20000.000
FRANKLIN CUST US GOVT A 353496607 18328038.820 SH Sole 28038.820
JANUS INV'T WORLDWIDE 471023309 221 2888.207 SH Sole 2888.207
MAINSTAY FDS CAP APPRECTN A 56062F665 168729528.749 SH Sole 29528.749
MAINSTAY FDS EQUITY INDEX 56062F848 216345662.100 SH Sole 45662.100
MAINSTAY TOTAL RETURN - A 56062F798 58421461.399 SH Sole 21461.399
PIONEER FUND 723682100 335 7036.228 SH Sole 7036.228
PIONEER II 724010103 44821822.335 SH Sole 21822.335
SMITH BARNEY WORLD INT'L EQT P 831811203 61718743.615 SH Sole 18743.615
SOLONIAN GOLD RESERVE LP 998356109 1201 24.000 SH Sole 24.000
USAA TAX EXEMPT LT 903289106 252251695.190SH Sole 251695.190
VAN ECK INT'L INVS 921075503 7913768.861 SH Sole 13768.861
WTS DIGITAL LAVA INC EXP 02/17 253928113 29 13200 SH Sole 13200
ADMINISTRADOR DE FONDOS SPONSO 00709P108 269 12500 SH Sole 12500
ALADDIN KNOWLEDGE SYSTEMS LTD M0392N101 306 18000 SH Sole 18000
ALCATEL SPONSORED ADR 013904305 217 4830 SH Sole 4830
AMINEX PLC = ORD IP g0333t107 12 25000 SH Sole 25000
ANSALDO SIGNAL (NV) N05515106 64 32000 SH Sole 32000
BCE INC COM 05534B109 2291 25400 SH Sole 25400
CABLE & WIRELESS PLC SPONSORED 126830207 217 4100 SH Sole 3700 400
CREATIVE TECHNOLOGY INC Y1775U107 148 8500 SH Sole 8500
DAIMLERCHRYSLER AG ORD D1668R123 476 6089 SH Sole 262 5827
INDEPENDENT ENERGY HLDGS ADR 45384X108 2344 70367 SH Sole 70367
ING GROEP N V SPONSORED ADR 456837103 2696 44193 SH Sole 44193
KNIGHTSBRIDGE TANKERS G5299G106 161 11900 SH Sole 11500 400
LERNOUT & HAUSPIE SPEECH PRODU B5628B104 277 6000 SH Sole 6000
P T BANK BIRA Y0632L102 4 284000 SH Sole 284000
PT INDONESIAN SATELLIT CORP SP 715680104 154 7100 SH Sole 7100
REPSOL S A SPONSORED ADR 76026T205 277 11900 SH Sole 11900
ROYAL DUTCH PETE GLD1.25 780257804 1777 29408 SH Sole 22408 7000
24 400 SH Defined 01 400
SONY CORP ADR NEW 835699307 221 777 SH Sole 714 63
TELECOMUNICACOE BRASIL SPON AD 879287308 219 1700 SH Sole 1700
TELEFONOS DE MEXICO SA SP ADR 879403780 339 3013 SH Sole 613 2400
UNIBANCO-UNIAO DE BANC GDR REP 90458E107 572 19000 SH Sole 19000
BRAZILIAN EQUITY FD COM 105884100 6711500.000 SH Sole 11500.000
MORGAN STANLEY ASIA-PAC 61744U106 72161000.000 SH Sole 61000.000
</TABLE>
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