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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
FORM 10-K/A
AMENDMENT TO ANNUAL REPORT
FILED PURSUANT TO SECTION 13 OR 15 (d)
OF THE SECURITIES EXCHANGE ACT OF 1934
PLY GEM INDUSTRIES, INC.
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(Exact name of registrant as specified in charter)
AMENDMENT NO. 1
The undersigned registrant hereby amends the following items, financial
statements, exhibits or other portions of its Annual Report for the year ended
December 31, 1994 on Form 10-K as set forth in the pages attached hereto:
In accordance with the provisions of General Instructions "A" of
Form 10-K the following schedule required by Article 12 of Regulation
S-X are filed herewith:
Schedule Supporting Consolidated Financial Statements:
Schedule Number
---------------
II - Valuation and Qualifying Accounts - Three Years Ended
December 31, 1994
All other schedules supporting financial statements are omitted because they are
not applicable.
The Report of Grant Thornton is included herein.
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<TABLE>
<CAPTION>
Ply Gem Industries, Inc. and Subsidiaries
SCHEDULE II - VALUATION AND QUALIFYING ACCOUNTS
COLUMN A COLUMN B COLUMN C COLUMN D COLUMN E
- -------- -------- -------- -------- --------
Additions
Charged to
Balance Charged to other Balance at
beginning cost and accounts end of
Description of period expenses describe Deductions period
- ----------- --------- ---------- ---------- ---------- ----------
<S> <C> <C> <C> <C> <C>
Year ended
December 31, 1994
Allowance for
doubtful accounts $ 7,197,000 $2,330,000 $2,518,000 (a) $ 6,353,000
656,000 (d)
Accumulated
Amortization:
Goodwill 9,863,000 1,482,000 11,345,000
Other Intangibles 16,273,000 2,048,000 (26,000) (c) 3,650,000 (b) 14,645,000
Patents/Trademarks 6,677,000 1,148,000 7,825,000
</TABLE>
(a) Uncollectible Receivables Net of Recoveries
(b) Fully Amortized
(c) Charge/(Credit) to Inventory
(d) Change Resulted from Sale of Receivables
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<TABLE>
<CAPTION>
Ply Gem Industries, Inc. and Subsidiaries
SCHEDULE II - VALUATION AND QUALIFYING ACCOUNTS
COLUMN A COLUMN B COLUMN C COLUMN D COLUMN E
- -------- -------- -------- -------- --------
Additions
Charged to
Balance at Charged to other Balance at
beginning cost and accounts end of
Description of period expenses describe Deductions period
- ----------- --------- ---------- ---------- ---------- ----------
<S> <C> <C> <C> <C> <C>
Year ended
December 31, 1993
Allowance for
doubtful accounts $ 5,330,000 $4,642,000 $3,181,000 (a) $ 7,197,000
(406,000)(d)
Valuation allowance
for marketable
securities 204,000 (204,000) 0
Accumulated
amortization:
Goodwill 8,338,000 1,525,000 9,863,000
Other intangibles 13,684,000 2,610,000 $(2,000)(c) 19,000 (b) 16,273,000
Patents/Trademarks 5,532,000 1,145,000 6,677,000
</TABLE>
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<TABLE>
<CAPTION>
Ply Gem Industries, Inc. and Subsidiaries
SCHEDULE II - VALUATION AND QUALIFYING ACCOUNTS
COLUMN A COLUMN B COLUMN C COLUMN D COLUMN E
- -------- -------- -------- -------- --------
Additions
Charged to
Balance Charged to other Balance at
beginning cost and accounts end of
Description of period expenses describe Deductions period
- ----------- --------- ---------- ---------- ---------- ----------
<S> <C> <C> <C> <C> <C>
Year ended
December 31, 1992
Allowance for
doubtful accounts $ 3,769,000 $4,652,000 $2,662,000 (a) $ 5,330,000
429,000 (d)
Valuation allowance
for marketable
securities 268,000 (64,000) 204,000
Accumulated
Amortization:
Goodwill 6,822,000 1,516,000 8,338,000
Other intangibles 11,187,000 2,552,000 (55,000) (c) 13,684,000
Patents/Trademarks 4,413,000 1,158,000 (39,000) (c) 5,532,000
</TABLE>
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REPORT OF INDEPENDENT CERTIFIED
PUBLIC ACCOUNTANTS ON SCHEDULE
Board of Directors and Stockholders
Ply Gem Industries, Inc.
In connection with our audit of the financial statements of Ply Gem Industries,
Inc. referred to in our report dated February 24, 1995, which is included in the
annual report to security holders on Form 10-K, we have also audited Schedule II
for the years ended December 31, 1994, 1993 and 1992. In our opinion, this
schedule presents fairly, in all material respects, the information required to
be set forth therein.
GRANT THORNTON LLP
New York, New York
February 24, 1995
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Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this amendment to be signed on its behalf by the
undersigned, thereunto duly authorized.
PLY GEM INDUSTRIES, INC.
(Registrant)
By: /s/ Paul Bogutsky
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Paul Bogutsky
Treasurer
Dated: April 27, 1995
