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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
JACK CARL/312-FUTURES, INC.
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(Name of Issuer)
COMMON STOCK AND CLASS A PREFERRED STOCK
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(Title of Class of Securities)
466350-30-3
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(CUSIP Number)
Check the following box if a fee is being paid with this statement. [_] (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 4
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CUSIP NO. 466350-30-3 13G PAGE 2 OF 4 PAGES
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NAME OF REPORTING PERSON
1 S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Lee S. Casty ###-##-####
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
Not Applicable (b) [_]
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SEC USE ONLY
3
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CITIZENSHIP OR PLACE OF ORGANIZATION
4
United States
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SOLE VOTING POWER
5
NUMBER OF 16,164,453 Shares of Common Stock;
400,000 Shares of Class A Preferred Stock
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
None
OWNED BY
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EACH SOLE DISPOSITIVE POWER
7
REPORTING 16,164,453 Shares of Common Stock;
400,000 Shares of Class A Preferred Stock
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
None
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
16,164,453 Shares of Common Stock, 400,000 Shares of Class A Preferred
Stock
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[X]
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
Approximately 48.1% of Common Stock 100% of Class A Preferred Stock
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TYPE OF REPORTING PERSON*
12
IN
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*SEE INSTRUCTION BEFORE FILLING OUT!
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SCHEDULE 13-G
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Item 1(a) Name of Issuer:
Jack Carl/312-Futures, Inc.
Item 1(b) Address of Issuer's Principal Executive Offices:
200 West Adams Street
Chicago, Illinois 60606
Item 2(a) Name of Person Filing:
Lee S. Casty
Item 2(b) Address of Principal Business Office:
French-American Securities, Inc.
200 West Adams
Suite 1500
Chicago, Illinois 60606
Item 2(c) Citizenship:
United States
Item 2(d) Title of Class of Securities:
Common Stock and Class A Preferred Stock
Item 2(e) CUSIP Number:
466350-30-3
Item 3. This statement is filed pursuant to Rule 13d-1(b) or 13d-2(b)
and the person filing is an investment adviser registered under
section 203 of the Investment Advisers Act of 1940.
Not applicable
Item 4. Ownership.
(a) Amount Beneficially Owned:
16,164,453 shares of Common Stock and 400,000 shares
of Class A Preferred Stock
(b) Percent of Class:
Approximately 48.1% of Common Stock and 100% of
Class A Preferred Stock
(c) Number of shares as to which each person has:
(i) sole power to vote or to direct the vote
16,164,453 shares of Common Stock;
400,000 shares of Class A Preferred Stock
(ii) shared power to vote or to direct the vote
None
(iii) sole power to dispose or to direct the disposition
of
16,164,453 shares of Common Stock;
400,000 shares of Class A Preferred Stock
(iv) shared power to dispose or to direct the disposition
of
None
Item 5. Ownership of Five Percent or Less of a Class.
Not applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not Applicable
Page 3 of 4
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Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent Holding
Company.
Not Applicable
Item 8. Identification and Classification of Members of the Group.
Not Applicable
Item 9. Notice of Dissolution of Group
Not Applicable
Item 10. Certification
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired in the ordinary course of
business and were not acquired for the purpose of and do not have the effect of
changing or influencing the control of the issuer of such securities and were
not acquired in connection with or as a participant in any transaction having
such purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 9, 1996
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Date
/S/LEE S. CASTY
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Signature
Lee S. Casty, Beneficial Owner of More Than 10% of the
Company's Common Stock and Class A Preferred Stock
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Name/Title
Page 4 of 4
