ADVANCED MAGNETICS INC
SC 13G/A, 2000-02-11
IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES
Previous: ANCHOR INTERNATIONAL BOND TRUST, 24F-2NT, 2000-02-11
Next: ADVANCED MAGNETICS INC, SC 13G/A, 2000-02-11



<PAGE>

                              UNITED STATES
                    SECURITIES AND EXCHANGE COMMISSION
                          Washington, D.C. 20549

                                SCHEDULE 13G
                               (RULE 13d-102)
             INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
           TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
                              PURSUANT TO 13d-2(b)
                             (AMENDMENT NO. 12 )(1)

                           ADVANCED MAGNETICS, INC.
- --------------------------------------------------------------------------------
                              (Name of Issuer)

                                 COMMON STOCK
- --------------------------------------------------------------------------------
                       (Title of Class of Securities)


                               00753P 10 3
                     ----------------------------------
                              (CUSIP Number)


- --------------------------------------------------------------------------------
               (Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:

     / / Rule 13d-1(b)

     / / Rule 13d-1(c)

     /X/ Rule 13d-1(d)

   (1) The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.

   The information required in the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other provisions of the Act
(however, SEE the NOTES).

<PAGE>

CUSIP No. 00753P 103                      13G              Page 2 of 6 Pages
          ---------

- -------------------------------------------------------------------------------
 (1) Names of Reporting Persons.
     I.R.S. Identification Nos. of above persons (entities only).

     Marlene Kaplan Goldstein
- -------------------------------------------------------------------------------
 (2) Check the Appropriate Box if a Member   (a)  / /
     of a Group*                             (b)  / /
- -------------------------------------------------------------------------------
 (3) SEC Use Only

- -------------------------------------------------------------------------------
 (4) Citizenship or Place of Organization

     No Change
- -------------------------------------------------------------------------------
 Number of Shares             (5) Sole Voting Power
 Beneficially                       617,537
 Owned by                    --------------------------------------------------
 Each Reporting               (6) Shared Voting Power
 Person With:                       51,900
                             --------------------------------------------------
                              (7) Sole Dispositive Power
                                    617,537
                             --------------------------------------------------
                              (8) Shared Dispositive Power
                                    51,900
- -------------------------------------------------------------------------------
 (9) Aggregate Amount Beneficially Owned by Each Reporting Person
                                    669,437
- -------------------------------------------------------------------------------
(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares*     /X/
           See Item 4(a)
- -------------------------------------------------------------------------------
(11) Percent of Class Represented by Amount in Row (9)
            9.9%
- -------------------------------------------------------------------------------
(12) Type of Reporting Person*

            No Change
- -------------------------------------------------------------------------------

                      *SEE INSTRUCTIONS BEFORE FILLING OUT!

<PAGE>

ITEM 1.

    (a)   Name of Issuer
          Advanced Magnetics, Inc.
          ---------------------------------------------------------------------
    (b)   Address of Issuer's Principal Executive Offices
          61 Mooney Street
          Cambridge, MA  02138
          ---------------------------------------------------------------------


ITEM 2.

    (a)   Name of Person Filing
          Marlene Kaplan Goldstein
          ---------------------------------------------------------------------
    (b)   Address of Principal Business Office or, if none, Residence
          c/o Advanced Magnetics, Inc.
          61 Mooney Street
          Cambridge, MA  02138

          ---------------------------------------------------------------------
    (c)   Citizenship
          United States
          ---------------------------------------------------------------------
    (d)   Title of Class of Securities
          Common Stock, $.01 Par Value Per Share
          ---------------------------------------------------------------------
    (e)   CUSIP Number
          00753P 10 3
          ---------------------------------------------------------------------

ITEM 3.  IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b) OR
         (c), CHECK WHETHER THE FILING PERSON IS A:

    (a) / / (a) Broker or dealer registered under Section 15 of the
            Exchange Act.

    (b) / / Bank as defined in Section 3(a)(6) of the Exchange Act.

    (c) / / (c) Insurance company as defined in Section 3(a)(19) of the
            Exchange Act.

    (d) / / Investment company registered under Section 8 of the Investment
            Company Act.

    (e) / / An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

    (f) / / An employee benefit plan or endowment fund in accordance with
            Rule 13d-1(b)(1)(ii)(F);

    (g) / / A parent holding company or control person in accordance with
            Rule 13d-1(b)(1)(ii)(G);

    (h) / / A savings association as defined in Section 3(b) of the Federal
            Deposit Insurance Act;


                                   Page 3 of 6 pages

<PAGE>

    (i) / / A church plan that is excluded from the definition of an investment
            company under Section 3(c)(14) of the Investment Company Act;


    (j) / / Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

ITEM 4.  OWNERSHIP

    (a) Amount Beneficially Owned:

                 669,437. This amount does not include
                 638,647 shares owned by spouse, as to which
                 shares beneficial ownership is disclaimed.
    ---------------------------------------------------------------------------

    (b) Percent of Class:

                 9.9% (based on 6,752,027 shares of Common
                 Stock reported by the Company's transfer
                 agent as outstanding at the close of
                 business on December 31, 1999).
    ---------------------------------------------------------------------------

    (c) Number of shares as to which such person has:

          (i) Sole power to vote or direct the vote 617,537.

              -----------------------------------------------------------------
         (ii) Shared power to vote or to direct the vote 51,900.

              -----------------------------------------------------------------
        (iii) Sole power to dispose or to direct the disposition of 617,537.

              -----------------------------------------------------------------
         (iv) Shared power to dispose or to direct the disposition of 51,900.

              -----------------------------------------------------------------


ITEM 5.  OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
              Inapplicable.

ITEM 6.  OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
              Inapplicable.

ITEM 7.  IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED
         THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
              Inapplicable.

ITEM 8.  IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
              Inapplicable.


ITEM 9.  NOTICE OF DISSOLUTION OF GROUP:

                               Page 4 of 6 pages

<PAGE>

          Inapplicable.

ITEM 10. CERTIFICATION
          Inapplicable.










Page 5 of 6 pages

<PAGE>

                                  SIGNATURE

         After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.



                                             FEBRUARY 9, 2000
                                             -------------------------------
                                                   Date



                                             /S/ MARLENE KAPLAN GOLDSTEIN
                                             -------------------------------
                                                      Signature


                                             MARLENE KAPLAN GOLDSTEIN/SECRETARY
                                             ---------------------------------
                                                      Name/Title



Page 6 of 6 pages



© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission