[H&M Final]
[Translation]
Semi-annual Report
(the Fourth Term)
From: November 1, 1997
To: April 30, 1998
AMENDMENT TO SECURITIES REGISTRATION STATEMENT
PUTNAM GLOBAL GOVERNMENTAL INCOME TRUST
Semi-annual Report
(the Fourth Term)
From: November 1, 1997
To: April 30, 1998
PUTNAM GLOBAL GOVERNMENTAL INCOME TRUST
Semi-annual Report
(the Fourth Term)
From: November 1 1997
To: April 30, 1998
To: Minister of Finance
Filing Date: July 31, 1998
Name of the Registrant Trust: PUTNAM GLOBAL
GOVERNMENTAL INCOME TRUST
Name and Official Title of Trustees: George Putnam
William
F. Pounds
Jameson
A. Baxter
Hans H.
Estin
John A.
Hill
Ronald
J. Jackson
Paul L.
Joskow
Elizabeth T. Kennan
Lawrence J. Lasser
John H.
Mullin, III
Robert
E. Patterson
Donald
S. Perkins
George
Putnam, III
A.J.C.
Smith
W.
Thomas Stephens
W.
Nicholas Thorndike
Address of Principal Office: One Post Office Square
Boston,
Massachusetts 02109
U. S.
A.
Name and Title of Registration Agent: Harume Nakano
Attorney-at-Law
Signature [Harume Nakano]
(Seal)
Ken
Miura
Attorney-at-Law
Signature [Ken Miura]
(Seal)
Address or Place of Business Kasumigaseki Building,
25th Floor
2-5,
Kasumigaseki 3-chome
Chiyoda-
ku, Tokyo
Name of Liaison Contact: Harume Nakano
Ken
Miura
Attorneys-at-Law
Place of Liaison Contact: Hamada & Matsumoto
Kasumigaseki Building, 25th
Floor
2-5,
Kasumigaseki 3-chome
Chiyoda-
ku, Tokyo
Phone Number: 03-3580-3377
- ii -
Places where a copy of this Semi-annual Report
is available for Public Inspection
Not applicable.
(Total number of pages of this Semi-annual Report in Japanese
is
31 including front and back pages.)
C O N T E N T S
This
EnglishJapane
se
translationOr
iginal
I. STATUS OF INVESTMENT FUND
(1) Diversification of Investment Portfolio 1 1
(2) Results of Past Operations 2 2
(a) Record of Changes in Net Assets 2 2
(b) Record of Distributions Paid 3 2
(3) Record of Sales and Repurchases 3 3
II. OUTLINE OF THE FUND
1. Fund 5 4
(1) Amount of Capital Stock 5 4
(2) Information Concerning Major Shareholders 5 4
(3) Information Concerning Directors, Officers and
Employees 54
(4) Description of Business and Outline of Operations 7
6
(5) Miscellaneous 7 6
2. Putnam Investment Management, Inc.
(Investment Management Company) 7 6
(1) Amount of Capital Stock 7 6
(2) Information Concerning Major Shareholders 8 7
(3) Information Concerning Officers and Employees 8
7
(4) Summary of Business Lines and Business Operation 19
17
(5) Miscellaneous 32 38
III. OUTLINE OF THE FINANCIAL STATUS OF THE FUND 32
39
IV. OUTLINE OF THE FINANCIAL STATUS OF THE
INVESTMENT MANAGEMENT COMPANY 32 57
I. STATUS OF INVESTMENT FUND
(A) Diversification of Investment Portfolio
Note 1: Investment ratio is calculated by dividing each
asset at its market value by the total Net Asset
Value of the Fund. The same applies hereinafter.
Note 2: The exchange rate of U.S. Dollars ("dollar" or
"$") into Japanese Yen is Yen141.00 for one U.S.
Dollar, which is the actual middle point between the
selling and buying currency rate by telegraphic
transfer of The Bank of Tokyo-Mitsubishi, Ltd. on
the end of June, 1998. The same applies
hereinafter.
Note 3: In this report, money amounts and percentages
have been rounded. Therefore, there are cases in
which the amount for the "total" column is not equal
to the aggregate amount. Also, conversion into
other currencies is done simply by multiplying the
corresponding amount by the conversion rate
specified and rounded up when necessary. As a
result, in this report, there are cases in which
figures for the same information differ from each
other.
Note 4: As of the end of June 1998, 61.43%, 17.92% and
20.65% of the total Net Assets of the Fund was
invested in securities rated AAA (or its
equivalent), AA (or its equivalent) and other
securities, respectively.
(B) Results of Past Operations
(1) Record of Changes in Net Assets (Class M Shares)
Record of changes in net assets at the end of each
month within one year prior to the end of June 1998 is as
follows:
141
Total Net Asset Value
Net Asset Value per Share
Dollar (thousands)
Yen (millions)
Dollar
Yen
1997 End of July
2,502
353
13.74
1,937
August
2,486
351
13.72
1,935
September
2,485
350
13.91
1,961
October
2,506
353
13.89
1,958
November
2,449
345
13.61
1,919
December
195,516
27,568
13.30
1,875
1998 End of January
239,820
33,815
13.29
1,874
February
263,568
37,163
13.26
1,870
March
283,532
39,978
12.99
1,832
April
299,936
42,291
13.12
1,850
May
295,662
41,688
12.89
1,817
June
284,423
40,104
12.68
1,788
(2) Record of Distributions Paid
141
Period
Amount of Dividend paid per Share
Return of Capital
3rd Fiscal Year
(11/1/96-10/31/97)
$0.98
(Yen 138.18)
$0.00
(Yen0.00)
Records of distribution paid and Net Asset Value per share
from April 1995 to June 1998 are as follows:
132.1
Ex-dividend Date
Dividend (dollar)
Net Asset Value Per Share (dollar)
April 20, 1995
0.072
12.94
July 20, 1995
0.222
13.36
October 20, 1995
0.221
13.48
December 20, 1995
0.092
13.84
March 20, 1996
0.221
13.81
June 20, 1996
0.219
13.65
September 20, 1996
0.218
14.00
December 20, 1996
0.332
14.18
March 20, 1997
0.217
13.79
June 20, 1997
0.217
13.80
September 22, 1997
0.216
13.80
December 19, 1997
0.232
13.39
Janury 20, 1998
0.073
13.30
February 27, 1998
0.073
13.18
March 20, 1998
0.071
13.10
April 20,1998
0.069
12.77
May 20, 1998
0.068
12.98
June 22, 1998
0.068
13.14
(C) Record of Sales and Repurchases (Class M shares)
Records of sales and repurchases during one year period
up to and including the end of June, 1998 and number of
outstanding shares of the Fund as of the end of June, 1998 are
as follows:
Number of Number of Net Number of
Shares Sold Shares Increase Outstanding
Repurchased (Decrease) Shares
in Shares
Outstanding
Worldwide 24,435,375 2,178,208 22,248,167 22,433,761
(In Japan) (0) (0) (0) (0)
Note: The number of Shares sold, repurchased and
outstanding in the parentheses represents those sold,
repurchased and outstanding in Japan. Shares have been sold
in Japan starting December, 1997.
II. OUTLINE OF THE FUND
1. Fund
(1) Amount of Capital Stock
Not applicable.
(2) Information Concerning Major Shareholders
Not applicable.
(3) Information Concerning Directors, Officers and Employees
(1) Trustees and Officers of the Fund
(as of the end June, 1998)
Shares
Name Office and Resume Owned
Title
George Putnam Chairman and present: Chairman and 4,628.52
President Director of the 5
Putnam Management
and Putnam Mutual
Funds Corp.
Director, Marsh &
McLennan
Companies, Inc.
William F. Vice present: Professor 8,423.87
Pounds Chairman Emeritus of 1
Management,
Alfred P. Sloan
School of
Management,
Massachusetts
Institute of
Technology
Jameson Adkins Trustee present: President, 254.109
Baxter Baxter
Associates, Inc.
Hans H. Estin Trustee present: Vice Chairman, 181.354
North American
Management Corp.
John A. Hill Trustee present: Chairman and 96.441
Managing
Director, First
Reserve
Corporation
Ronald J. Trustee present: Former 125.721
Jackson Chairman,
President and
Chief Executive
Officer of Fisher-
Price, Inc.,
Trustee of Salem
Hospital and the
Peabody Essex
Museum
Paul. L. Trustee present: Professor of 115.274
Joskow Economics and
Management and
Former Chairman
of the Department
of Economics at
the Massachusetts
Institute of
Technology,
Director, New
England Electric
System, State
Farm Indemnity
Corporation and
Whitehead
Institute for
Biological
Research
Elizabeth T. Trustee present: President 449.786
Kennan Emeritus and
Professor, Mount
Holyoke College
Lawrence J. Trustee and present: President, 134.860
Lasser Vice Chief Executive
President Officer and
Director of
Putnam
Investments, Inc.
and Putnam
Management,
Director, Marsh &
McLennan
Companies, Inc.
John H. Trustee present: Chairman and 228.132
Mullin, III Chief Executive
Officer of
Ridgeway Farm,
Director of ACX
Technologies,
Inc., Alex. Brown
Realty, Inc., and
The Liberty
Corporation
Robert E. Trustee present: President and 3,060.00
Patterson Trustee of Cabot 0
Industrial Trust
and Trustee of
SEA Education
Association
Donald S. Trustee present: Director of 1,619.10
Perkins various 8
corporations,
including Cummins
Engine Company,
Lucent
Technologies,
Inc., Nanophase
Technologies,
Inc., Springs
Industries, Inc.
and Time Warner
Inc.
George Putnam, Trustee present: President, New 2,414.85
III Generation 2
Research, Inc.
A.J.C. Smith Trustee present: Chairman and 225.466
Chief Executive
Officer, Marsh &
McLennan
Companies, Inc.
W. Thomas Trustee present: President and 105.093
Stephens Chief Executive
Officer of
MacMillan Bloedel
Ltd., Director of
Qwest
Communications
and New Century
Energies
W. Nicholas Trustee present: Director of 145.041
Thorndike various
corporations and
charitable
organizations,
including Data
General
Corporation,
Bradley Real
Estate, Inc. and
Providence
Journal Co.
Trustee of Cabot
Industrial Trust,
Massachusetts
General Hospital
and Eastern
Utilities
Associations
Charles E. Executive present: Managing 0
Porter Vice Director of
President Putnam
Investments, Inc.
and the
Investment
Management
Company
Patricia C. Senior Vice present: Senior Vice 0
Flaherty President President of
Putnam
Investments, Inc.
and the
Investment
Management
Company
Gail S. Vice present: Senior Vice 0
Attridge President President of the
Investment
Management
Company
William N. Vice present: Director and 0
Shiebler President Senior Managing
Director of
Putnam
Investments, Inc.
President and
Director of
Putnam Mutual
Funds
Ian C. Vice present: Senior 0
Ferguson President Managing Director
of Investment
Management
Company
Gordon H. Vice present: Director and 0
Silver President Senior Managing
Director of
Putnam
Investments, Inc.
and the
Investment
Management
Company
John D. Hughes Senior Vice present Senior Vice 0
President President of the
and Investment
Treasurer Management
Company
John R. Verani Vice present Senior Vice 0
President President of
Putnam
Investments, Inc.
and the
Investment
Management
Company
William J. Vice present Managing 1,659.95
Curtin President Director of 4
Putnam
Investments, Inc.
and the
Investment
Management
Company
D. William Managing present Managing 0
Kohli Director Director of
Putnam
Investments, Inc.
and the
Investment
Management
Company
(2) Employees of the Fund
The Fund does not have any employees.
(4) Description of Business and Outline of Operation
The Fund may carry out any administrative and
managerial act, including the purchase, sale,
subscription and exchange of any securities, and the
exercise of all rights directly or indirectly pertaining
to the Fund's assets. The Fund has retained Putnam
Investment Management, Inc., the investment adviser, to
render investment advisory services, and Putnam Fiduciary
Trust Company to hold the assets of the Fund in custody
and act as Investor Servicing Agent.
(5) Miscellaneous
There has been, or is, no litigation which had or is
expected to have a material effect on the Fund during the
six months before the filing of this report.
2. Putnam Investment Management, Inc. (Investment Management
Company)
(1) Amount of Capital Stock (as of the end of June, 1998)
1. Amount of Capital (issued capital stock at par
value):
Common Stock 1,000 shares at $1 par value
2. Number of authorized shares of capital stock:
Common Stock 1,000 shares
3. Number of outstanding shares of capital stock:
Common Stock 1,000 shares
4. Amount of capital (for the purposes of this Item,
"Amount of Capital" means total stockholders' equity
for the past five years:
Amount of Capital
Year (Total Stockholders' Equity)
End of 1993 $49,847,760
End of 1994 $48,149,491
End of 1995 $45,521,351
End of 1996 $45,817,658
End of 1997 $48,617,160
(2) Information Concerning Major Stockholders
As of the end of June, 1998, all the outstanding shares
of capital stock of Investment Management Company were
owned by Putnam Investments, Inc.
(3) Information Concerning Officers and Employees
The following table lists the names of various officers
and directors of Investment Management Company and their
respective positions with Investment Management Company.
For each named individual, the table lists: (i) any other
organizations (excluding other Investment Management
Company's funds) with which the officer and/or director
has recently had or has substantial involvement; and (ii)
positions held with such organization:
(as of the end of June, 1998)
Position
with Putnam
Name Investment Other Business Affiliation
Management,
Inc.
Putnam, Chairman Director of Putnam Mutual
George Funds Corp.
Lasser, President
Lawrence J. and Director
Silver, Director and Director of Putnam Fiduciary
Gordon Senior Trust Company, Senior
Managing Administrative Officer and
Director Senior Managing Director of
Putnam Mutual Funds Corp.
Burke, Senior Senior Managing Director of
Robert W. Managing Putnam Mutual Funds Corp.
Director
Collman, Senior Senior Managing Director of
Kathleen M. Managing Putnam Mutual Funds Corp.
Director
Ferguson, Senior
Ian C. Managing
Director
Regan, Senior
Anthony W. Managing
Director
Spiegel, Director and Senior Managing Director of
Steven Senior Putnam Mutual Funds Corp.
Managing
Director
Anderson, Managing
Blake E. Director
Antill, Managing
Jennifer Director
Beck, Managing
Robert R. Director
Bogan, Managing
Thomas R. Director
Browchuk, Managing
Brett Director
Cassaro, Managing
Jeseph A. Director
Cotner, C. Managing
Beth Director
Cronin, Managing Managing Director of Putnam
Kevin M. Director Fiduciary Trust Company
Curtin, Managing
William J. Director
D'Alelio, Managing
Edward H. Director
Daly, Managing Managing Director of Putnam
Kenneth L. Director Mutual Funds Corp.
DeTore, Managing Managing Director of Putnam
John A. Director Fiduciary Trust Company
Durgarian, Managing
Karnig H. Director
Esteves, Managing Treasurer and CFO of Putnam
Irene M. Director Fiduciary Trust Company
Gillis, Managing
Roland Director
Haslett, Managing
Thomas R. Director
Hurley, Managing Managing Director and CFO of
William J. Director Putnam Mutual Funds Corp.
Jacobs, Managing
Jerome J. Director
Joseph, Managing
Joseph P. Director
Kamshad, Managing
Omid Director
King, David Managing
L. Director
Kohli, D. Managing
William Director
Kreisel, Managing
Anthony I. Director
Kuenstner, Managing
Deborah F. Director
Landes, Managing
William J. Director
Leichter, Managing
Jennifer Director
Maloney, Managing
Kevin J. Director
Martino, Managing Managing Director of Putnam
Michael Director Fiduciary Trust Company
Maxwell, Managing
Scott M. Director
McGue, Managing
William F. Director
McMullan, Managing
Carol C. Director
Miller, Managing
Daniel L. Director
Morgan Jr., Managing Managing Director of Putnam
John J. Director Fiduciary Trust Company
O'Donnell Managing
Jr., C. Director
Patrick
Peacher, Managing
Stephen C. Director
Porter, Managing
Charles E. Director
Reilly, Managing
Thomas V. Director
Schultz, Managing Managing Director of Putnam
Mitchell D. Director Mutual Funds Corp.
Scott, Managing Managing Director of Putnam
Justin M. Director Fiduciary Trust Company
Shadek Jr., Managing
Edward T. Director
Starr, Managing Managing Director of Putnam
Loren Director Mutual Funds Corp.
Swift, Managing
Robert Director
Talanian, Managing Managing Director of Putnam
John C. Director Mutual Funds Corp.
Tibbetts, Managing Managing Director of Putnam
Richard B. Director Mutual Funds Corp.
Waldman, Managing
David L. Director and
Chief
Financial
Officer
Wetlaufer, Managing Managing Director of Putnam
Eric Director Mutual Funds Corp.
Woolverton, Managing Managing Director of Putnam
William H. Director Mutual Funds Corp.
Zieff, Managing
William E. Director
Arends, Senior Vice Senior Vice President of
Michael K. President Putnam Mutual Funds Corp.
Asher, Senior Vice Senior Vice President of
Steven E. President Putnam Mutual Funds Corp.
and Senior Vice President of
Putnam Fiduciary Trust
Company
Atkin, Senior Vice
Michael J. President
Attridge, Senior Vice Senior Vice President of
Gail S. President Putnam Fiduciary Trust
Company
Agustine, Senior Vice
Jeffrey B. President
Bakshi, Senior Vice
Manjit S. President
Bamford, Senior Vice
Dolores President
Snyder
Baumbach, Senior Vice
Robert K. President
Berka, Senior Vice Senior Vice President of
Sharon A. President Putnam Mutual Funds Corp.
Blaisdell, Senior Vice
Geoffrey C. President
Boselli, Senior Vice
John A. President
Bousa, Senior Vice
Edward P. President
Bresnahan, Senior Vice Senior Vice President of
Leslee R. President Putnam Mutual Funds Corp.
Burke, Senior Vice
Andrea President
Burns, Senior Vice
Cheryl A. President
Byrnne, Senior Vice
Joshua L. President
Callahan, Senior Vice
Ellen S. President
Carlson, Senior Vice
David G. President
Chapman, Senior Vice
Susan President
Chrostowski Senior Vice Senior Vice President of
, Louis F. President Putnam Mutual Funds Corp.
Curran, Senior Vice Senior Vice President of
Peter J. President Putnam Mutual Funds Corp.
Dalferro, Senior Vice
John R. President
Danoff, Ami Senior Vice
K. President
Derbyshire, Senior Vice Senior Vice President of
Ralph C. President Putnam Fiduciary Trust
Company
England, Senior Vice
Richard B. President
Farrell, Senior Vice Senior Vice President of
Deborah S. President Putnam Mutual Funds Corp.
Finch, Ted Senior Vice
President
Fitzgerald, Senior Vice
Michael T. President
Flaherry, Senior Vice Senior Vice President of
Patricia C. President Putnam Mutual Funds Corp.
Fontana, Senior Vice
Forrest N. President
Francis, Senior Vice
Jonathan H. President
Frucci, Senior Vice Senior Vice President of
Richard M. President Putnam Fiduciary Trust
Company
Fullerton, Senior Vice Senior Vice President of
Brian J. President Putnam Mutual Funds Corp.
Grant, Senior Vice Senior Vice President of
Peter J. President Putnam Fiduciary Trust
Company
Graviere, Senior Vice
Patrice President
Grim, Senior Vice
Daniel J. President
Haagensen, Senior Vice
Paul E. President
Hadden, Senior Vice
Peter J. President
Halperin, Senior Vice
Matthew C. President
Healey, Senior Vice
Deborah R. President
Holding, Senior Vice
Pamela President
Hotchkiss, Senior Vice
Michael F. President
Kay, Karen Senior Vice Clerk, Director and Senior
R. President Vice President of Putnam
Fiduciary Trust Company and
Senior Vice President of
Putnam Mutual Funds Corp.
Kirson, Senior Vice
Steven L. President
Knight, Senior Vice
Jeffrey L. President
Kobylarz, Senior Vice
Jeffrey J. President
Koontz, Senior Vice Senior Vice President of
Jill A. President Putnam Mutual Funds Corp.
Korn, Karen Senior Vice
R. President
Lannum III, Senior Vice
Coleman N. President
Lindsey, Senior Vice
Jeffrey R. President
Lomba, Senior Vice
Rufino R. President
Lukens, Senior Vice
James W. President
MacElwee, Senior Vice
Elizabeth President
M.
Madore, Senior Vice Senior Vice President of
Robert A. President Putnam Fiduciary Trust
Company
Malloy, Senior Vice
Julie M. President
Marrkand, Senior Vice
Paul E. President
Matteis, Senior Vice
Andrew S. President
McAuley, Senior Vice
Alexander President
J.
McDonald, Senior Vice
Richard E. President
Meehan, Senior Vice
Thalia President
Mehta, Senior Vice
Sandeep President
Mikami, Senior Vice
Darryl K. President
Miller, Senior Vice
William H. President
Minn, Seung Senior Vice
H. President
Mockard, Senior Vice
Jeanne L. President
Morgan, Senior Vice
Kelly A. President
Mufson, Senior Vice
Michael J. President
Mullen, Senior Vice Senior Vice President of
Donald E. President Putnam Mutual Funds Corp.
Mullin, Senior Vice
Hugh H. President
Netols, Senior Vice Senior Vice President of
Jeffrey W. President Putnam Fiduciary Trust
Company
Oler, Senior Vice
Stephen S. President
Paine, Senior Vice
Robert M. President
Parker, Senior Vice
Margery C. President
Perry, Senior Vice
William President
Peters, Senior Vice
Carmel President
Plapinger, Senior Vice Senior Vice President of
Keith President Putnam Mutual Funds Corp.
Pohl, Senior Vice
Charles G. President
Polland, Senior Vice
Mark D. President
Prusko, Senior Vice Senior Vice President of
James M. President Putnam Fiduciary Trust
Company
Quinton, Senior Vice
Keith P. President
Quistberg, Senior Vice
Paul T. President
Ray, Senior Vice
Christophe President
r A.
Reeves, Senior Vice
William H. President
Rosalanko, Senior Vice
Thomas J. President
Ruys de Senior Vice Senior Vice President of
Perez, President Putnam Fiduciary Trust
Charles A. Company and Senior Vice
President of Putnam Mutual
Funds Corp.
Santos, Senior Vice Senior Vice President of
David J. President Putnam Fiduciary Trust
Company
Santosus, Senior Vice
Anthony C. President
Schwister, Senior Vice Senior Vice President of
Jay E. President Putnam Fiduciary Trust
Company
Scordato, Senior Vice Senior Vice President of
Christine President Putnam Mutual Funds Corp.
A.
Silk, Senior Vice
David M. President
Simon, Senior Vice
Sheldon N. President
Simozar, Senior Vice
Saied President
Smith Jr., Senior Vice
Leo J. President
Smith, Senior Vice
Margaret President
D.
Spatz, Senior Vice
Erin J. President
Stack, Senior Vice Senior Vice President of
Michael P. President Putnam Mutual Funds Corp.
Stairs, Senior Vice
George W. President
Storkerson Senior Vice Senior Vice President of
, John K. President Putnam Fiduciary Trust
Company
Strumpf, Senior Vice
Casey President
Sullivan, Senior Vice
Roger R. President
Svensson, Senior Vice
Lisa H. President
Swanberg, Senior Vice
Charles H. President
Thomas, Senior Vice
David K. President
Thomsen, Senior Vice Senior Vice President of
Rosemary President Putnam Fiduciary Trust
H. Company
Till, Senior Vice
Hilary F. President
Troped, Senior Vice Senior Vice President of
Bonnie L. President Putnam Mutual Funds Corop.
Tumer, Senior Vice
Virginia President
M.
Verani, Senior Vice Senior Vice President of
John R. President Putnam Fiduciary Trust
Company and Senior Vice
President of Putnam Mutal
Funds Corp.
Walsh, Senior Vice
Francis P. President
Warren, Senior Vice
Paul C. President
Weinstein, Senior Vice
Michael R. President
Weiss, Senior Vice
Manuel President
Whalen, Senior Vice Senior Vice President of
Edward F. President Putnam Mutual Funds Corp.
Wheeler, Senior Vice
Diane D.F. President
Wyke, Senior Vice
Richard P. President
Yogg, Senior Vice
Michael R. President
Zukowski, Senior Vice
Gerald S. President
(4) Summary of Business Lines and Business Operation
Investment Management Company is engaged in the business
of providing investment management and investment
advisory services to mutual funds. As of the end of
June, 1998, Investment Management Company managed,
advised, and/or administered the following 107 funds and
fund portfolios (having an aggregate net asset value of
approximately $277.92 billion):
(As of
the
end of
June
1998)
Name Month/Da Principal Total Net
te/Year Character Net Asset
Establis istics Asset Value
hed Value per
($ share
million ($)
)
The George Putnam Fund of 11/5/37 Open/Equi 3,375.3 19.11
Boston; A ty
The George Putnam Fund of 4/24/92 Open/Equi 1,309.7 18.97
Boston; B ty
The George Putnam Fund of 12/1/94 Open/Equi 279.0 18.97
Boston; M ty
The George Putnam Fund of 1/1/94 Open/Equi 482.2 19.14
Boston; Y ty
Putnam Arizona Tax Exempt 1/30/91 Open/Bond 119.1 9.29
Income Fund; A
Putnam Arizona Tax Exempt 7/15/93 Open/Bond 32.2 9.28
Income Fund; B
Putnam Arizona Tax Exempt 7/3/95 Open/Bond 0.5 9.31
Income Fund; M
Putnam American Government 3/1/85 Open/Bond 1,452.2 8.86
Income Fund; A
Putnam American Government 5/20/94 Open/Bond 41.0 8.83
Income Fund; B
Putnam American Government 2/14/95 Open/Bond 1.8 8.88
Income Fund; M
Putnam Asia Pacific Growth 2/20/91 Open/Equi 324.8 9.76
Fund; A ty
Putnam Asia Pacific Growth 6/1/93 Open/Equi 117.9 9.61
Fund; B ty
Putnam Asia Pacific Growth 2/1/95 Open/Equi 7.0 9.71
Fund; M ty
Putnam Asia Pacific II 3/23/98 Open/Equi 2.0 6.08
ty
Putnam Asset Allocation: 2/7/94 Open/Bala 941.7 12.07
Balanced Portfolio; A nced
Putnam Asset Allocation: 2/11/94 Open/Bala 532.9 12.01
Balanced Portfolio; B nced
Putnam Asset Allocation: 9/1/94 Open/Bala 98.4 11.95
Balanced Portfolio; C nced
Putnam Asset Allocation: 2/6/95 Open/Bala 58.8 12.06
Balanced Portfolio; M nced
Putnam Asset Allocation: 7/14/94 Open/Bala 255.3 12.08
Balanced Portfolio; Y nced
Putnam Asset Allocation : 2/7/94 Open/Bala 383.2 10.50
Conservative Portfolio; A nced
Putnam Asset Allocation : 2/18/94 Open/Bala 164.8 10.47
Conservative Portfolio; B nced
Putnam Asset Allocation : 9/1/94 Open/Bala 39.1 10.44
Conservative Portfolio; C nced
Putnam Asset Allocation : 2/7/95 Open/Bala 18.8 10.47
Conservative Portfolio; M nced
Putnam Asset Allocation : 7/14/94 Open/Bala 28.1 10.51
Conservative Portfolio; Y nced
Putnam Asset Allocation: 2/8/94 Open/Bala 677.7 13.66
Growth Portfolio; A nced
Putnam Asset Allocation: 2/16/94 Open/Bala 439.8 13.49
Growth Portfolio; B nced
Putnam Asset Allocation: 9/1/94 Open/Bala 100.5 13.38
Growth Portfolio; C nced
Putnam Asset Allocation: 2/1/95 Open/Bala 53.4 13.50
Growth Portfolio; M nced
Putnam Asset Allocation: 7/14/94 Open/Bala 243.5 13.75
Growth Portfolio; Y nced
Putnam Balanced Retirement 4/19/85 Open/Bala 661.9 11.45
Fund; A nced
Putnam Balanced Retirement 2/1/94 Open/Bala 134.2 11.36
Fund; B nced
Putnam Balanced Retirement 3/17/95 Open/Bala 11.4 11.40
Fund; M nced
Putnam California Tax 4/29/83 Open/Bond 3,035.6 8.75
Exempt Income Fund; A
Putnam California Tax 1/4/93 Open/Bond 615.8 8.74
Exempt Income Fund; B
Putnam California Tax 2/14/95 Open/Bond 13.5 8.74
Exempt Income Fund; M
Putnam VT Asia Pacific 5/1/95 Open/Equi 92.5 7.75
Growth Fund; A ty
Putnam VT Asia Pacific 4/30/98 Open/Equi 0.0 7.75
Growth Fund; B ty
Putnam VT Diversified 9/15/93 Open/Bond 665.6 10.94
Income Fund; A
Putnam VT Diversified 4/6/98 Open/Bond 0.0 10.94
Income Fund; B
Putnam VT Global Growth 5/1/90 Open/Equi 1,907.6 18.89
Fund; A ty
Putnam VT Global Growth 4/30/98 Open/Equi 0.0 18.89
Fund; B ty
Putnam VT Global Asset 2/1/88 Open/Bala 1,047.7 18.44
Allocation Fund; A nced
Putnam VT Global Asset 4/30/98 Open/Bala 0.0 18.44
Allocation Fund; B nced
Putnam VT Growth and Income 2/1/88 Open/Bala 9,493.1 27.40
Fund; A nced
Putnam VT Growth and Income 4/6/98 Open/Bala 0.0 27.40
Fund; B nced
Putnam VT George Putnam; A 4/30/98 Open/Equi 17.0 9.97
ty
Putnam VT George Putnam; B 4/30/98 Open/Equi 0.0 9.97
ty
Putnam VT High Yield Fund; 2/1/88 Open/Bond 1,145.3 12.96
A
Putnam VT High Yield Fund; 4/30/98 Open/Bond 0.0 12.96
B
Putnam VT Health Sciences; 4/30/98 Open/Equi 29.8 10.07
A ty
Putnam VT Health Sciences; 4/30/98 Open/Equi 0.0 10.07
B ty
Putnam VT Money Market 2/1/88 Open/Bond 447.2 1.00
Fund; A
Putnam VT Money Market 4/30/98 Open/Bond 0.0 1.00
Fund; B
Putnam VT New Opportunities 5/2/94 Open/Equi 3,285.4 24.83
Fund; A ty
Putnam VT New Opportunities 4/30/98 Open/Equi 0.0 24.83
Fund; B ty
Putnam VT U.S. Government 2/1/88 Open/Bond 830.2 13.22
and High Quality Bond Fund;
A
Putnam VT U.S. Government 4/30/98 Open/Bond 0.0 13.22
and High Quality Bond Fund;
B
Putnam VT Utilities Growth 5/1/92 Open/Bala 884.9 16.45
and Income Fund; A nced
Putnam VT Utilities Growth 4/30/98 Open/Bala 0.0 16.45
and Income Fund; B nced
Putnam VT Voyager Fund; A 2/1/88 Open/Equi 5,457.7 43.16
ty
Putnam VT Voyager Fund; B 4/30/98 Open/Equi 0.1 43.16
ty
Putnam Capital Appreciation 8/5/93 Open/Equi 1,645.8 23.61
Fund; A ty
Putnam Capital Appreciation 11/2/94 Open/Equi 1,865.3 23.30
Fund; B ty
Putnam Capital Appreciation 1/22/96 Open/Equi 125.7 23.36
Fund; M ty
Putnam Capital 6/1/98 Open/Equi 2.7 8.59
Opportunities; A ty
Putnam Capital 6/29/98 Open/Equi 0.0 8.59
Opportunities; B ty
Putnam Capital 6/29/98 Open/Equi 0.0 8.59
Opportunities; M ty
Putnam Convertible Income- 6/29/72 Open/Bala 1,185.4 22.28
Growth Trust; A nced
Putnam Convertible Income- 7/15/93 Open/Bala 316.7 22.06
Growth Trust; B nced
Putnam Convertible Income- 3/13/95 Open/Bala 19.5 22.13
Growth Trust; M nced
Putnam Diversified Equity 7/1/94 Open/Equi 289.9 14.04
Trust; A ty
Putnam Diversified Equity 7/2/94 Open/Equi 365.8 13.90
Trust; B ty
Putnam Diversified Equity 7/3/95 Open/Equi 28.2 13.94
Trust; M ty
Putnam Diversified Income 10/3/88 Open/Bond 2,073.2 12.53
Trust; A
Putnam Diversified Income 3/1/93 Open/Bond 2,351.1 12.47
Trust; B
Putnam Diversified Income 12/1/94 Open/Bond 1,193.0 12.49
Trust; M
Putnam Diversified Income 7/11/96 Open/Bond 23.4 12.53
Trust ; Y
Putnam Equity Income Fund; 6/15/77 Open/Bala 1,059.9 16.82
A nced
Putnam Equity Income Fund; 9/13/93 Open/Bala 608.0 16.73
B nced
Putnam Equity Income Fund; 12/2/94 Open/Bala 57.9 16.75
M nced
Putnam Europe Growth Fund; 9/7/90 Open/Equi 793.7 23.68
A ty
Putnam Europe Growth Fund; 2/1/94 Open/Equi 631.5 23.11
B ty
Putnam Europe Growth Fund; 12/1/94 Open/Equi 41.9 23.51
M ty
Putnam Florida Tax Exempt 8/24/90 Open/Bond 236.7 9.43
Income Fund; A
Putnam Florida Tax Exempt 1/4/93 Open/Bond 71.8 9.42
Income Fund; B
Putnam Florida Tax Exempt 5/1/95 Open/Bond 1.2 9.42
Income Fund; M
Putnam High Quality Bond 6/2/86 Open/Bond 328.9 10.18
Fund; A
Putnam High Quality Bond 6/6/94 Open/Bond 17.6 10.14
Fund; B
Putnam High Quality Bond 4/12/95 Open/Bond 1.3 10.19
Fund; M
Putnam Global Governmental 6/1/87 Open/Bond 261.4 12.75
Income Trust; A
Putnam Global Governmental 2/1/94 Open/Bond 35.8 12.71
Income Trust; B
Putnam Global Governmental 3/17/95 Open/Bond 284.4 12.68
Income Trust; M
Putnam Global Growth Fund; 9/1/67 Open/Equi 3,114.1 11.99
A ty
Putnam Global Growth Fund; 4/27/92 Open/Equi 1,970.2 11.56
B ty
Putnam Global Growth Fund; 3/1/95 Open/Equi 53.8 11.89
M ty
Putnam Global Growth Fund; 6/15/94 Open/Equi 64.4 12.18
Y ty
Putnam Growth Fund 5/4/98 Open/Equi 2.1 8.82
ty
Putnam Growth and Income 1/5/95 Open/Bala 1,232.1 14.70
Fund II; A nced
Putnam Growth and Income 1/5/95 Open/Bala 1,477.0 14.60
Fund II; B nced
Putnam Growth and Income 1/5/95 Open/Bala 170.8 14.64
Fund II; M nced
The Putnam Fund for Growth 11/6/57 Open/Bala 19,471. 21.22
and Income; A nced 3
The Putnam Fund for Growth 4/27/92 Open/Bala 16,619. 20.97
and Income; B nced 8
The Putnam Fund for Growth 5/1/95 Open/Bala 437.9 21.11
and Income; M nced
The Putnam Fund for Growth 6/15/94 Open/Bala 897.9 21.25
and Income; Y nced
Putnam High Yield Advantage 3/25/86 Open/Bond 1,558.7 9.90
Fund; A
Putnam High Yield Advantage 5/16/94 Open/Bond 1,313.1 9.86
Fund; B
Putnam High Yield Advantage 12/1/94 Open/Bond 1,665.2 9.89
Fund; M
Putnam High Yield Trust; A 2/14/78 Open/Bond 3,220.0 12.89
Putnam High Yield Trust; B 3/1/93 Open/Bond 1,201.5 12.84
Putnam High Yield Trust; M 7/3/95 Open/Bond 22.3 12.88
Putnam Health Sciences 5/28/82 Open/Equi 2,547.2 63.60
Trust; A ty
Putnam Health Sciences 3/1/93 Open/Equi 1,374.9 61.59
Trust; B ty
Putnam Health Sciences 7/3/95 Open/Equi 61.4 62.91
Trust; M ty
Putnam Income Fund; A 11/1/54 Open/Bond 1,404.0 7.13
Putnam Income Fund; B 3/1/93 Open/Bond 463.5 7.09
Putnam Income Fund; M 12/14/94 Open/Bond 1,245.9 7.09
Putnam Income Fund; Y 2/12/94 Open/Bond 240.6 7.13
Putnam Intermediate U.S. 2/16/93 Open/Bond 146.0 4.93
Government Income Fund; A
Putnam Intermediate U.S. 2/16/93 Open/Bond 78.6 4.94
Government Income Fund; B
Putnam Intermediate U.S. 4/3/95 Open/Bond 6.8 4.94
Government Income Fund; M
Putnam Intermediate U.S. 10/1/97 Open/Bond 110.1 4.93
Government Income Fund; Y
Putnam International New 1/3/95 Open/Equi 797.1 13.00
Opportunities Fund; A ty
Putnam International New 7/21/95 Open/Equi 1,012.9 12.77
Opportunities Fund; B ty
Putnam International New 7/21/95 Open/Equi 81.0 12.87
Opportunities Fund; M ty
Putnam Investors Fund; A 12/1/25 Open/Equi 3,053.1 13.81
ty
Putnam Investors Fund; B 3/1/93 Open/Equi 854.5 13.30
ty
Putnam Investors Fund; M 12/2/94 Open/Equi 80.3 13.61
ty
Putnam Investors Fund; Y 11/30/96 Open/Equi 189.2 13.83
ty
Putnam Latin America 3/23/98 Open/Equi 1.7 6.67
ty
Putnam Massachusetts Tax 10/23/89 Open/Bond 295.0 9.60
Exempt Income Fund; A
Putnam Massachusetts Tax 7/15/93 Open/Bond 108.1 9.59
Exempt Income Fund; B
Putnam Massachusetts Tax 5/12/95 Open/Bond 2.5 9.59
Exempt Income Fund; M
Putnam Michigan Tax Exempt 10/23/89 Open/Bond 145.7 9.34
Income Fund; A
Putnam Michigan Tax Exempt 7/15/93 Open/Bond 41.4 9.32
Income Fund; B
Putnam Michigan Tax Exempt 4/17/95 Open/Bond 1.7 9.33
Income Fund; M
Putnam Minnesota Tax Exempt 10/23/89 Open/Bond 103.8 9.20
Income Fund; A
Putnam Minnesota Tax Exempt 7/15/93 Open/Bond 44.6 9.17
Income Fund; B
Putnam Minnesota Tax Exempt 4/3/95 Open/Bond 1.5 9.20
Income Fund; M
Putnam Money Market Fund; A 10/1/76 Open/Bond 2,204.4 1.00
Putnam Money Market Fund; B 4/27/92 Open/Bond 482.5 1.00
Putnam Money Market Fund; M 12/8/94 Open/Bond 69.2 1.00
Putnam Municipal Income 5/22/89 Open/Bond 813.9 9.30
Fund; A
Putnam Municipal Income 1/4/93 Open/Bond 497.7 9.29
Fund; B
Putnam Municipal Income 12/1/94 Open/Bond 14.5 9.30
Fund; M
Putnam New Jersey Tax 2/20/90 Open/Bond 218.1 9.30
Exempt Income Fund; A
Putnam New Jersey Tax 1/4/93 Open/Bond 96.7 9.29
Exempt Income Fund; B
Putnam New Jersey Tax 5/1/95 Open/Bond 0.7 9.30
Exempt Income Fund; M
Putnam New York Tax Exempt 9/2/83 Open/Bond 1,655.7 8.99
Income Fund; A
Putnam New York Tax Exempt 1/4/93 Open/Bond 227.5 8.97
Income Fund; B
Putnam New York Tax Exempt 4/10/95 Open/Bond 2.2 8.99
Income Fund; M
Putnam New York Tax Exempt 11/7/90 Open/Bond 165.4 9.18
Opportunities Fund; A
Putnam New York Tax Exempt 2/1/94 Open/Bond 65.3 9.17
Opportunities Fund; B
Putnam New York Tax Exempt 2/10/95 Open/Bond 2.5 9.16
Opportunities Fund; M
Putnam Global Natural 7/24/80 Open/Equi 215.0 19.92
Resources Fund; A ty
Putnam Global Natural 2/1/94 Open/Equi 143.0 19.58
Resources Fund; B ty
Putnam Global Natural 7/3/95 Open/Equi 8.2 19.77
Resources Fund; M ty
Putnam New Opportunities 8/31/90 Open/Equi 10,188. 57.68
Fund; A ty 2
Putnam New Opportunities 3/1/93 Open/Equi 7,953.0 55.42
Fund; B ty
Putnam New Opportunities 12/1/94 Open/Equi 444.5 56.45
Fund; M ty
Putnam New Opportunities 7/19/94 Open/Equi 474.7 58.28
Fund; Y ty
Putnam Ohio Tax Exempt 10/23/89 Open/Bond 185.1 9.24
Income Fund; A
Putnam Ohio Tax Exempt 7/15/93 Open/Bond 53.8 9.23
Income Fund; B
Putnam Ohio Tax Exempt 4/3/95 Open/Bond 2.2 9.24
Income Fund; M
Putnam OTC & Emerging 11/1/82 Open/Equi 2,707.3 18.81
Growth Fund; A ty
Putnam OTC & Emerging 7/15/93 Open/Equi 1,346.1 18.02
Growth Fund; B ty
Putnam OTC & Emerging 12/2/94 Open/Equi 249.0 18.43
Growth Fund; M ty
Putnam OTC & Emerging 7/12/96 Open/Equi 109.8 18.92
Growth Fund; Y ty
Putnam International Growth 2/28/91 Open/Equi 1,836.0 20.00
Fund; A ty
Putnam International Growth 6/1/94 Open/Equi 1,224.1 19.63
Fund; B ty
Putnam International Growth 12/1/94 Open/Equi 140.2 19.85
Fund; M ty
Putnam International Growth 7/12/96 Open/Equi 151.1 20.05
Fund; Y ty
Putnam Pennsylvania Tax 7/21/89 Open/Bond 187.2 9.48
Exempt Income Fund; A
Putnam Pennsylvania Tax 7/15/93 Open/Bond 90.9 9.47
Exempt Income Fund; B
Putnam Pennsylvania Tax 7/3/95 Open/Bond 2.1 9.49
Exempt Income Fund; M
Putnam Preferred Income 1/4/84 Open/Bond 125.0 9.20
Fund; A
Putnam Preferred Income 4/20/95 Open/Bond 11.4 9.17
Fund; M
Putnam Tax - Free Income 9/20/93 Open/Bond 671.3 14.66
Trust
Tax - Free High Yield Fund;
A
Putnam Tax - Free Income 9/9/85 Open/Bond 1,330.7 14.68
Trust
Tax - Free High Yield Fund
B
Putnam Tax - Free Income 12/29/94 Open/Bond 18.7 14.66
Trust
Tax - Free High Yield Fund
M
Putnam Tax - Free Income 9/30/93 Open/Bond 228.2 15.43
Trust
Tax - Free Insured Fund; A
Putnam Tax - Free Income 9/9/85 Open/Bond 337.7 15.45
Trust
Tax - Free Insured Fund; B
Putnam Tax - Free Income 6/1/95 Open/Bond 1.8 15.43
Trust
Tax - Free Insured Fund; M
Putnam Tax Exempt Income 12/31/76 Open/Bond 2,000.5 9.21
Fund; A
Putnam Tax Exempt Income 1/4/93 Open/Bond 248.6 9.21
Fund; B
Putnam Tax Exempt Income 2/16/95 Open/Bond 10.1 9.23
Fund; M
Putnam Tax Exempt Money 10/26/87 Open/Bond 74.0 1.00
Market Fund
Putnam U.S. Government 2/8/84 Open/Bond 2,072.1 13.10
Income Trust; A
Putnam U.S. Government 4/27/92 Open/Bond 1,224.4 13.04
Income Trust; B
Putnam U.S. Government 2/6/95 Open/Bond 185.9 13.07
Income Trust; M
Putnam U.S. Government 4/11/94 Open/Bond 7.3 13.09
Income Trust; Y
Putnam Utilities Growth and 11/19/90 Open/Bala 726.1 13.24
Income Fund; A nced
Putnam Utilities Growth and 4/27/92 Open/Bala 756.7 13.17
Income Fund; B nced
Putnam Utilities Growth and 3/1/95 Open/Bala 15.5 13.22
Income Fund; M nced
Putnam Value Fund 5/4/98 Open/Equi 2.0 8.28
ty
Putnam Vista Fund; A 6/3/68 Open/Equi 3,333.7 13.88
ty
Putnam Vista Fund; B 3/1/93 Open/Equi 1,622.3 13.27
ty
Putnam Vista Fund; M 12/1/94 Open/Equi 131.3 13.61
ty
Putnam Vista Fund; Y 3/28/95 Open/Equi 294.0 14.03
ty
Putnam Voyager Fund II; A 4/14/93 Open/Equi 673.6 22.32
ty
Putnam Voyager Fund II; B 10/2/95 Open/Equi 632.3 21.86
ty
Putnam Voyager Fund II; M 10/2/95 Open/Equi 74.8 22.04
ty
Putnam Voyager Fund; A 4/1/96 Open/Equi 14,255. 22.25
ty 5
Putnam Voyager Fund; B 4/27/92 Open/Equi 7,609.9 20.99
ty
Putnam Voyager Fund; M 12/1/94 Open/Equi 333.3 21.82
ty
Putnam Voyager Fund; Y 4/1/94 Open/Equi 1,532.4 22.56
ty
Putnam California 11/27/92 Closed/Bo 71.6 15.54
Investment Grade Municipal nd
Trust
Putnam Convertible 6/29/95 Closed/Bo 101.7 27.45
Opportunities and Income nd
Trust
Putnam Dividend Income Fund 9/28/89 Closed/Bo 128.5 11.88
nd
Putnam High Income 7/9/87 Closed/Bo 133.0 9.85
Convertible and Bond Fund nd
Putnam Investment Grade 10/26/89 Closed/Bo 249.0 11.99
Municipal Trust; A nd
Putnam Investment Grade 11/27/92 Closed/Bo 190.9 14.29
Municipal Trust II; A nd
Putnam Investment Grade 11/29/93 Closed/Bo 53.8 13.43
Municipal Trust III; A nd
Putnam Managed High Yield 6/25/93 Closed/Bo 110.6 14.73
Trust nd
Putnam Managed Municipal 2/24/89 Closed/Bo 456.2 9.90
Income Trust; A nd
Putnam Master Income Trust 12/28/87 Closed/Bo 485.8 9.15
nd
Putnam Master Intermediate 4/29/88 Closed/Bo 854.7 8.55
Income Trust nd
Putnam Municipal 5/28/93 Closed/Bo 229.2 14.19
Opportunities Trust nd
Putnam New York Investment 11/27/92 Closed/Bo 40.2 14.13
Grade Municipal Trust nd
Putnam Premier Income Trust 2/29/88 Closed/Bo 1,226.4 8.74
nd
Putnam Tax - Free Health 6/29/92 Closed/Bo 207.2 15.01
Care Fund nd
Putnam Growth 10/2/95 Open/Equi 240.3 16.86
Opportunities; A ty
Putnam Growth 8/1/97 Open/Equi 255.0 16.75
Opportunities; B ty
Putnam Growth 8/1/97 Open/Equi 22.0 16.79
Opportunities; M ty
Putnam Strategic Income 2/19/95 Open/Bond 61.4 8.53
Fund; A
Putnam Strategic Income 2/19/96 Open/Bond 92.0 8.53
Fund; B
Putnam Strategic Income 2/19/96 Open/Bond 8.1 8.52
Fund; M
Putnam High Yield Total 1/1/97 Open/Bond 36.7 8.83
Return Fund; A
Putnam High Yield Total 1/1/97 Open/Bond 43.3 8.73
Return Fund; B
Putnam High Yield Total 1/1/97 Open/Bond 3.3 8.74
Return Fund; M
Putnam VT International 1/1/97 Open/Bala 296.6 13.28
Growth and Income; A nced
Putnam VT International 4/6/98 Open/Bala 0.0 13.28
Growth and Income; B nced
Putnam VT International New 1/1/97 Open/Equi 131.3 11.56
Opportunities Fund; A ty
Putnam VT International New 4/30/98 Open/Equi 0.0 11.56
Opportunities Fund; B ty
Putnam VT International 1/1/97 Open/Equi 261.9 13.69
Growth Fund; A ty
Putnam VT International 4/30/98 Open/Equi 0.0 13.69
Growth Fund; B ty
Putnam VT Investors; A 4/30/98 Open/Equi 34.1 10.59
ty
Putnam VT Investors; B 4/30/98 Open/Equi 0.0 10.59
ty
Putnam Balanced Fund 10/2/95 Open/Bala 3.3 12.65
nced
Putnam Emerging Markets 10/2/95 Open/Equi 40.1 8.05
Fund; A ty
Putnam Emerging Markets 10/2/95 Open/Equi 31.4 7.95
Fund; B ty
Putnam Emerging Markets 10/2/95 Open/Equi 3.0 7.98
Fund; M ty
Putnam California Tax 10/26/87 Open/Bond 29.7 1.00
Exempt Money Market Fund
Putnam High Yield Municipal 5/25/89 Closed/Bo 248.1 9.26
Trust; A nd
Putnam New York Tax Exempt 10/26/87 Open/Bond 37.8 1.00
Money Market Fund
Putnam International Growth 8/1/96 Open/Equi 409.3 12.25
and Income Fund; A ty
Putnam International Growth 8/1/96 Open/Equi 414.3 12.18
and Income Fund; B ty
Putnam International Growth 8/1/96 Open/Equi 38.9 12.22
and Income Fund; M ty
Putnam Research Fund; A 10/2/95 Open/Equi 35.2 13.46
ty
Putnam Research Fund; B 6/15/98 Open/Equi 13.4 13.46
ty
Putnam Research Fund; M 6/15/98 Open/Equi 1.8 13.46
ty
Putnam New Value Fund; A 1/3/95 Open/Equi 454.5 14.70
ty
Putnam New Value Fund; B 2/26/96 Open/Equi 461.2 14.55
ty
Putnam New Value Fund; M 2/26/96 Open/Equi 48.3 14.61
ty
Putnam Global Growth and 1/3/95 Open/Equi 22.5 13.31
Income Fund; A ty
Putnam Global Growth and 1/3/95 Open/Equi 17.3 13.27
Income Fund; B ty
Putnam Global Growth and 1/3/95 Open/Equi 1.7 13.29
Income Fund; M ty
Putnam International Fund 12/28/95 Open/Equi 4.3 11.14
ty
Putnam Japan Fund 12/28/95 Open/Equi 2.2 4.83
ty
Putnam International 12/28/95 Open/Equi 95.8 13.75
Voyager Fund; A ty
Putnam International 10/30/96 Open/Equi 74.4 13.63
Voyager Fund; B ty
Putnam International 10/30/96 Open/Equi 9.1 13.69
Voyager Fund; M ty
Putnam VT New Value Fund; A 1/2/97 Open/Equi 246.7 11.91
ty
Putnam VT New Value Fund; B 4/30/98 Open/Equi 0.0 11.91
ty
Putnam VT Vista Fund; A 1/2/97 Open/Equi 256.8 14.40
ty
Putnam VT Vista Fund; B 4/30/98 Open/Equi 0.0 14.40
ty
Putnam VT OTC; A 5/4/98 Open/Equi 8.9 10.23
ty
Putnam VT OTC; B 5/4/98 Open/Equi 0.0 10.23
ty
Putnam Equity 98 Fund 12/30/97 Open/Equi 5.2 10.52
ty
Putnam High Yield Fund II; 12/31/97 Open/Bond 238.1 8.90
A
Putnam High Yield Fund II; 12/31/97 Open/Bond 365.8 8.89
B
Putnam High Yield Fund II; 12/31/97 Open/Bond 19.0 8.89
M
(5) Miscellaneous
There has been, or is, no litigation which had or is
expected to have a material effect on the Fund and/or the
Investment Management Company during the six months
before the filing of this report.
III. OUTLINE OF THE FINANCIAL STATUS OF THE FUND
[Translation of Unaudited Semi-annual Accounts will be
attached.]
IV. OUTLINE OF THE FINANCIAL STATUS OF THE INVESTMENT
MANAGEMENT COMPANY
[Translation of Unaudited Semi-annual Accounts will be
attached.]
AMENDMENT TO SECURITIES REGISTRATION STATEMENT
PUTNAM GLOBAL GOVERNMENTAL INCOME TRUST
AMENDMENT TO THE SECURITIES REGISTRATION STATEMENT
To: Minister of Finance
Filing Date: July 31, 1998
Name of the Registrant Trust: PUTNAM GLOBAL
GOVERNMENTAL INCOME TRUST
Name and Official Title of Trustees: George Putnam
William
F. Pounds
Jameson
A. Baxter
Hans H.
Estin
John A.
Hill
Ronald
J. Jackson
Paul L.
Joskow
Elizabeth T. Kennan
Lawrence J. Lasser
John H.
Mullin, III
Robert
E. Patterson
Donald
S. Perkins
George
Putnam, III
A.J.C.
Smith
W.
Thomas Stephens
W.
Nicholas Thorndike
Address of Principal Office: One Post Office Square
Boston,
Massachusetts 02109
U. S.
A.
Name and Title of Registration Agent: Harume Nakano
Attorney-at-Law
Signature [Harume Nakano]
(Seal)
Ken
Miura
Attorney-at-Law
Signature [Ken Miura]
(Seal)
Address or Place of Business Kasumigaseki Building,
25th Floor
2-5,
Kasumigaseki 3-chome
Chiyoda-
ku, Tokyo
Name of Liaison Contact: Harume Nakano
Ken
Miura
Attorneys-at-Law
Place of Liaison Contact: Hamada & Matsumoto
Kasumigaseki Building, 25th
Floor
2-5,
Kasumigaseki 3-chome
Chiyoda-
ku, Tokyo
Phone Number: 03-3580-3377
- ii -
Public Offering or Sale for Registration
Name of the Fund Making Public PUTNAM GLOBAL
GOVERNMENTAL INCOME TRUST
Offering or Sale of Foreign
Investment Fund Securities:
Type and Aggregate Amount of Up to 71.89 million Class M
Shares
Foreign Investment Fund Securities Up to the total
amount aggregating the
to be Publicly Offered or Sold: amounts calculated by
multiplying the respective net
asset value per Class M Share by
the respective number of Class M
Shares in respect of 71.89
million Class M Shares
(The
Maximum amount expected to be
sold is 911.57 million U.S.
dollars (approximately Yen128.5
billion).
Note 1: U.S.$ amount is translated into Japanese Yen at the
rate of U.S.$l.00=Yen141.00 the mean of the exchange rate
quotations by The Bank of Tokyo-Mitsubishi, Ltd. for
buying and selling spot dollars by telegraphic transfer
against yen on June 30, 1998.
Note 2: The maximum amount expected to be sold is an amount
calculated by multiplying the net asset value per Class M
Share as of June 30, 1998 (U.S.$12.68) by 71.89 million
Class M Shares for convenience.
Places where a copy of this Amendment to the Securities
Registration
Statement is available for Public Inspection
Not applicable.
(Total number of pages of this Amendment to Securities
Registration Statement in Japanese is
2 including front and back pages.)
I. Reason For Filing This Amendment To Securities
Registration Statement:
This statement purports to amend and update the relevant
information of the Securities Registration Statement
("SRS") filed on May 15, 1998 due to the fact that the
aforementioned Semi-annual Report was filed today.
The exchange rates used in this statement to translate
the amended amounts of foreign currencies are different
from those used before these amendments, as the latest
exchange rates are used in this statement.
II. Contents of the Amendments:
Part II. INFORMATION ON THE ISSUER (page 4 of the original
Japanese SRS)
The following matters in the original Japanese SRS are
amended to have the same contents as those provided in
the following items of the aforementioned Semi-annual
Report:
Before amendment After amendment
[Original Japanese SRS] [Aforementioned Semi-annual
Report]
I. Description of the Fund I. Status of Investment
5. Status of Investment Portfolio of the Fund
Portfolio
(A) Diversification of (1 Diversification of
Investment Portfolio ) Investment Portfolio
(the aforementioned
Japanese Semi-annual
Report, page 1)
(B) Results of Past Operations (2 Results of Past Operations
)
Record of Changes in Net Record of Changes in Net
(1) Assets (Class M Shares) a) Assets (Class M Shares)
(Regarding the amounts as (Ditto, page 2)
at the end of each month (Regarding the amounts as
during one-year period at the end of each month
from, and including, the during one-year period
latest relevant date from, and including, the
appertaining to the filing latest relevant date
date of the original appertaining to the filing
Japanese SRS) date of the afore-mentioned
Semi-annual Report)
Record of Distributions Record of Distributions
(2) Paid (Class M Shares) b) Paid (Class M Shares)
(Regarding the dividends (Ditto, page 2 )
paid at the end of each (Regarding the dividends
month up to the latest paid at the end of each
relevant date of the month up to the latest
original Japanese SRS) relevant date of the afore-
mentioned Semi-annual
Report)
II. Outline of the Trust II Outline of the Fund
.
1. Trust 1. Fundt
(E) Amount of Capital Share (1 Amount of Capital Share
) (Ditto, page 4)
(G) Information Concerning (2 Information Concerning
Major Shareholders ) Major Shareholders (Ditto,
page 4)
(H) Information Concerning (3 Information Concerning
Directors, Officers and ) Directors, Officers and
Employees Employees (Ditto, page4)
(I) Description of Business and (4 Description of Business and
Outline of Operation ) Outline of Operation
(Ditto, page 6)
(J) Miscellaneous (5 Miscellaneous(Ditto, page
) 6)
2. Putnam Investment 2. Putnam Investment
Management, Inc. Management, Inc.
(Investment Management (Investment Management
Company) Company)
(E) Amount of Capital Share (1 Amount of Capital Share
) (Ditto, page 6)
(G) Information Concerning (2 Information Concerning
Major Shareholders ) Major Shareholders (Ditto,
page 7)
(H) Information Concerning (3 Information Concerning
Officers and Employees ) Officers and Employees
(Ditto, page 7)
(I) Description of Business and (4 Description of Business and
Outline of Operation ) Outline of Operation
(Ditto, page 17)
(J) Miscellaneous (5 Miscellaneous(Ditto, page
) 38)
With respect to Section IV the Financial Conditions of
the Fund in the original SRS, Item III Financial
Conditions of the Fund in the aforementioned Semi-annual
Report (Ditto, from page 39 and 56) is added to the
original SRS.
Part III. SPECIAL INFORMATION (page 136 of the original
Japanese SRS)
With respect to Section II the Financial Conditions of
the Investment Management Company in the original SRS,
Item IV Financial Conditions of the Investment Management
Company in the aforementioned Semi-annual Report (Ditto,
page 57 and 58) is added to the original SRS.
