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Previous: CONSILIUM INC, 4/A, 1998-12-15 |
Next: CONSILIUM INC, 5, 1998-12-15 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 5
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
[ ] Check box if no longer subject to Section 16.
Form 4 or Form 5 obligations may continue.
[ ] Form 3 Holdings Reported
[ ] Form 4 Transactions Reported
1. Name and Address of Reporting Person(s)
Hootnick, Laurence R.
485 CLYDE AVENUE
MOUNTAIN VIEW, CA 94043
2. Issuer Name and Ticker or Trading Symbol
CONSILIUM, INC (CSIM)
3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary)
4. Statement for Month/Year
10/98
5. If Amendment, Date of Original (Month/Year)
6. Relationship of Reporting Person(s) to Issuer (Check all applicable)
[X] Director [ ] 10% Owner
[X] Officer (give title below) [ ] Other (specify below)
President and CEO
7. Individual or Joint/Group Filing (Check Applicable Line)
[X] Form filed by One Reporting Person
[ ] Form filed by More than One Reporting Person
<TABLE>
<CAPTION>
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
- ------------------------------------------------------------------------------------------------------------------------------------
1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of
action action or Disposed of (D) Securities Indirect
Date Code A Beneficially D Beneficial
(Month/ or Owned at or Ownership
Day/Year) Code Amount D Price End of Year I
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C><C> <C> <C><C>
Common Stock 14,464 D Direct
Common Stock 138,000 I by Trust
<CAPTION>
Table II (PART 1) Derivative Securitites Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6)
- ------------------------------------------------------------------------------------------------------------------------------------
1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and
Security or Exercise action action Securities Acquired (A) Expiration Date
Price of Date Code or Disposed of (D)
Derivative
Security Code A D Exercisable Expiration
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Non-Qualified Stock Option $2.6250 05/19/07
(right to buy)
Non-Qualified Stock Option $3.0000 04/18/98 03/18/08
(right to buy)
Non-Qualified Stock Option $3.7500 03/26/07
(right to buy)
Non-Qualified Stock Option $5.0000 03/11/07
(right to buy)
Non-Qualified Stock Option $8.9400 01/30/97 01/30/06
(right to buy)
<CAPTION>
Table II (PART 2) Derivative Securitites Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11)
- ------------------------------------------------------------------------------------------------------------------------------------
1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of
Security action of Underlying of Deri- Derivative Indirect
Date Securities vative Securities D Beneficial
Amount or Security Beneficially or Ownership
Number of Owned at I
- Title Shares End of Year
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Non-Qualified Stock Option Common Stock 25,000 25,000 D Direct
(right to buy)
Non-Qualified Stock Option Common Stock 198,000 198,000 D Direct
(right to buy)
Non-Qualified Stock Option Common Stock 180,000 180,000 D Direct
(right to buy)
Non-Qualified Stock Option Common Stock 20,000 20,000 D Direct
(right to buy)
Non-Qualified Stock Option Common Stock 15,000 15,000 D Direct
(right to buy)
<FN>
Explanation of Responses:
- -
Reflects exempt purchase of shares under the Company's Employee Stock Purchase Plan, which satisfies the requirements of Rule 16b-3.
</FN>
</TABLE>
SIGNATURE OF REPORTING PERSON
/S/ Hootnick, Laurence R.
DATE
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