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REGISTRATION NO. 333-11395
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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Post-Effective Amendment No. 1 to
FORM S-3
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
UNITED ASSET MANAGEMENT CORPORATION
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(Exact Name of Registrant as Specified in Its Charter)
Delaware
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(State or Other Jurisdiction of Incorporation or Organization)
04-2714625
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(I.R.S. Employer Identification Number)
One International Place, Boston, Massachusetts 02110, (617) 330-8900
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(Address, Including Zip Code, and Telephone Number, Including
Area Code, of Registrant's Principal Executive Offices)
Joseph R. Ramrath, Esq., Senior Vice President and General Counsel
United Asset Management Corporation
One International Place, Boston, Massachusetts 02110, (617) 330-8900
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(Name and Address, Including Zip Code, and Telephone Number, Including
Area Code, of Agent for Service)
Copy to:
Terrence W. Mahoney, Esq., Hill & Barlow,
One International Place, Boston, Massachusetts 02110, (617) 428-3000
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Approximate date of commencement of proposed sale to the public:
September 4, 1996
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POST-EFFECTIVE AMENDMENT NO. 1 TO
REGISTRATION STATEMENT ON FORM S-3 (REG. NO. 333-11395)
UNITED ASSET MANAGEMENT CORPORATION
This Registration Statement on Form S-3 (Registration No. 333-11395) (the
"Registration Statement") registered 1,727,499 shares of Common Stock, par value
$0.01 per share (the "Shares"), of United Asset Management Corporation (the
"Company"). A total of 1,714,352 Shares were sold pursuant to the Registration
Statement.
Pursuant to Rule 478(a) promulgated under the Securities Act of 1933, as
amended, and undertaking A(3) contained in Part II of this Registration
Statement, the Company hereby deregisters the 13,147 Shares registered under the
Registration Statement which were not sold in the offering and hereby terminates
the Registration Statement.
2
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant
certifies that it has reasonable grounds to believe that it meets all of the
requirements for filing on Form S-3 and has duly caused this Post-Effective
Amendment No. 1 to the Registration Statement to be signed on its behalf by the
undersigned, thereunto duly authorized, in the City of Boston, Commonwealth of
Massachusetts, on December 1, 1998.
UNITED ASSET MANAGEMENT CORPORATION
(Registrant)
/s/ William H. Park
By: _____________________________________
William H. Park,
Executive Vice President and
Chief Financial Officer
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Pursuant to the requirements of the Securities Act of 1933, this
Post-Effective Amendment No. 1 to the Registration Statement has been signed by
the following persons in the capacities and on the date indicated.
<TABLE>
<CAPTION>
Signature Title Date
--------- ----- ----
<S> <C> <C>
/s/ Norton H. Reamer* Chairman and Chief Executive December 1, 1998
- -------------------------------- Officer, Director
Norton H. Reamer
/s/ Charles E. Haldeman, Jr. President, Director December 1, 1998
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Charles E. Haldeman, Jr.
/s/ William H. Park Executive Vice President and Chief December 1, 1998
- -------------------------------- Financial Officer (principal
William H. Park accounting officer)
Director
- --------------------------------
Harold J. Baxter
Director
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Francis Finlay
/s/ Robert J. Greenebaum* Director December 1, 1998
- --------------------------------
Robert J. Greenebaum
/s/ Beverly L. Hamilton* Director December 1, 1998
- --------------------------------
Beverly L. Hamilton
</TABLE>
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<TABLE>
<S> <C> <C>
/s/ George E. Handtmann, II* Director December 1, 1998
- --------------------------------
George E. Handtmann, II
- -------------------------------- Director
Brian M. Hanley, Jr.
/s/ Jay O. Light* Director December 1, 1998
- --------------------------------
Jay O. Light.
/s/ David I. Russell* Director December 1, 1998
- --------------------------------
David I. Russell
/s/ Philip Scaturro* Director December 1, 1998
- --------------------------------
Philip Scaturro
/s/ John A. Shane* Director December 1, 1998
- --------------------------------
John A. Shane
/s/ Barbara S. Thomas* Director December 1, 1998
- ---------------------------------
Barbara S. Thomas
</TABLE>
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