<PAGE> 1
As Filed with the Securities and Exchange Commission on December 14, 1998
REGISTRATION NO. 033-63350
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
-----------------------------
Post-Effective Amendment No. 1 to
FORM S-3
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
UNITED ASSET MANAGEMENT CORPORATION
- --------------------------------------------------------------------------------
(Exact Name of Registrant as Specified in Its Charter)
Delaware
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(State or Other Jurisdiction of Incorporation or Organization)
04-2714625
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(I.R.S. Employer Identification Number)
One International Place, Boston, Massachusetts 02110, (617) 330-8900
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(Address, Including Zip Code, and Telephone Number, Including
Area Code, of Registrant's Principal Executive Offices)
Joseph R. Ramrath, Senior Vice President and General Counsel
United Asset Management Corporation,
One International Place, Boston, Massachusetts 02110, (617) 330-8900
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(Name and Address, Including Zip Code, and Telephone Number, Including
Area Code, of Agent for Service)
Copy to:
Terrence W. Mahoney, Esq., Hill & Barlow,
One International Place, Boston, Massachusetts 02110, (617) 428-3000
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Approximate date of commencement of proposed sale to the public: As soon as
practicable after this Registration Statement becomes effective.
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POST-EFFECTIVE AMENDMENT NO. 1 TO
REGISTRATION STATEMENT ON FORM S-3 (REG. NO. 033-63350)
UNITED ASSET MANAGEMENT CORPORATION
This Registration Statement on Form S-3 (Registration No. 033-63350)
(the "Registration Statement") registered 8,000 shares of Common Stock, par
value $0.01 per share (the "Shares"), of United Asset Management Corporation
(the "Company"). A total of 8,000 Shares were sold pursuant to the Registration
Statement.
The total number of shares registered pursuant to the Registration
Statement have been sold. Accordingly, pursuant to Rule 478(a) promulgated under
the Securities Act of 1933, as amended, and undertaking A(3) contained in Part
II of this Registration Statement, the Company hereby terminates the
Registration Statement.
2
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SIGNATURES
----------
Pursuant to the requirements of the Securities Act of 1933, the
registrant certifies that it has reasonable grounds to believe that it meets all
of the requirements for filing on Form S-3 and has duly caused this
Post-Effective Amendment No. 1 to the Registration Statement to be signed on its
behalf by the undersigned, thereunto duly authorized, in the City of Boston,
Commonwealth of Massachusetts, on December 14, 1998.
UNITED ASSET MANAGEMENT CORPORATION
(Registrant)
By: /s/ William H.. Park
------------------------------------
William H. Park
Executive Vice President and
Chief Financial Officer
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Pursuant to the requirements of the Securities Act of 1933, this
Post-Effective Amendment No. 1 to the Registration Statement has been signed by
the following persons in the capacities and on the date indicated.
<TABLE>
<CAPTION>
Signature Title Date
--------- ----- ----
<S> <C> <C>
/s/ Norton H. Reamer* Chairman and Chief Executive December 14, 1998
- ------------------------------------- Officer, Director
Norton H. Reamer
/s/ Charles E. Haldeman, Jr. President, Director December 14, 1998
- -------------------------------------
Charles E. Haldeman, Jr.
/s/ William H. Park Executive Vice President and Chief December 14, 1998
- ------------------------------------- Financial Officer (principal
William H. Park accounting officer)
- ------------------------------------- Director
Harold J. Baxter
- ------------------------------------- Director
Francis Finlay
/s/ Robert J. Greenebaum* Director December 14, 1998
- -------------------------------------
Robert J. Greenebaum
- ------------------------------------- Director
Beverly L. Hamilton
</TABLE>
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<PAGE> 5
<TABLE>
<S> <C> <C>
- ------------------------------------- Director
George E. Handtmann, II
- ------------------------------------- Director
Brian M. Hanley, Jr.
/s/ Jay O. Light* Director December 14, 1998
- -------------------------------------
Jay O. Light.
/s/ David I. Russell* Director December 14, 1998
- -------------------------------------
David I. Russell
/s/ Philip Scaturro* Director December 14, 1998
- -------------------------------------
Philip Scaturro
/s/ John A. Shane* Director December 14, 1998
- -------------------------------------
John A. Shane
/s/ Barbara S. Thomas* Director December 14, 1998
- -------------------------------------
Barbara S. Thomas
Date: December 14, 1998
*By: /s/ William H. Park
-------------------------------------
William H. Park, Attorney-in-fact
</TABLE>
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