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REGISTRATION NO. 333-11397
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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Post-Effective Amendment No. 1 to
FORM S-3
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
UNITED ASSET MANAGEMENT CORPORATION
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(Exact Name of Registrant as Specified in Its Charter)
DELAWARE
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(State or Other Jurisdiction of Incorporation or Organization)
04-2714625
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(I.R.S. Employer Identification Number)
ONE INTERNATIONAL PLACE, BOSTON, MASSACHUSETTS 02110, (617) 330-8900
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(Address, Including Zip Code, and Telephone Number, Including
Area Code, of Registrant's Principal Executive Offices)
Joseph R. Ramrath, Esq., Senior Vice President and General Counsel
United Asset Management Corporation
ONE INTERNATIONAL PLACE, BOSTON, MASSACHUSETTS 02110, (617) 330-8900
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(Name and Address, Including Zip Code, and Telephone Number, Including
Area Code, of Agent for Service)
Copy to:
Terrence W. Mahoney, Esq., Hill & Barlow,
ONE INTERNATIONAL PLACE, BOSTON, MASSACHUSETTS 02110, (617) 428-3000
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Approximate date of commencement of proposed sale to the public:
September 4, 1996
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POST-EFFECTIVE AMENDMENT NO. 1 TO
REGISTRATION STATEMENT ON FORM S-3 (REG. NO. 333-11397)
UNITED ASSET MANAGEMENT CORPORATION
This Registration Statement on Form S-3 (Registration No. 333-11397)
(the "Registration Statement") registered 5,858,903 shares of Common Stock, par
value $0.01 per share (the "Shares"), of United Asset Management Corporation
(the "Company"). A total of 3,624,980 Shares were sold pursuant to the
Registration Statement.
Pursuant to Rule 478(a) promulgated under the Securities Act of 1933,
as amended, and undertaking A(3) contained in Part II of this Registration
Statement, the Company hereby deregisters the 2,233,923 Shares registered under
the Registration Statement which were not sold in the offering and hereby
terminates the Registration Statement.
2
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933,
the registrant certifies that it has reasonable grounds to believe that
it meets all of the requirements for filing on Form S-3 and has duly
caused this Post-Effective Amendment No. 1 to the Registration
Statement to be signed on its behalf by the undersigned, thereunto duly
authorized, in the City of Boston, Commonwealth of Massachusetts, on
March 15, 2000.
UNITED ASSET MANAGEMENT
CORPORATION
(Registrant)
By: /s/ William H. Park
-----------------------------
William H. Park,
Executive Vice President and
Chief Financial Officer
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Pursuant to the requirements of the Securities Act of 1933, this
Post-Effective Amendment No. 1 to the Registration Statement has been signed by
the following persons in the capacities and on the date indicated.
<TABLE>
<CAPTION>
Signature Title Date
--------- ----- ----
<S> <C> <C>
* Chairman and Chief March 15, 2000
- -------------------------------------------- Executive Officer, Director
Norton H. Reamer
/s/ William H. Park Executive Vice President and March 15, 2000
- ----------------------------------- Chief Financial Officer
William H. Park (principal accounting officer)
* Director March 15, 2000
- --------------------------------------------
Harold J. Baxter
Director March ____ , 2000
- --------------------------------------------
Francis Finlay
* Director March 15, 2000
- --------------------------------------------
Robert J. Greenebaum
Director March ____ , 2000
- --------------------------------------------
George E. Handtmann, III
Director March ____ , 2000
- --------------------------------------------
Beverly L. Hamilton
</TABLE>
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<TABLE>
<CAPTION>
<S> <C> <C>
* Director March 15, 2000
- --------------------------------------------
Jay O. Light
* Director March 15, 2000
- --------------------------------------------
David I. Russell
* Director March 15, 2000
- --------------------------------------------
Philip Scaturro
* Director March 15, 2000
- --------------------------------------------
John A. Shane
* Director March 15, 2000
- --------------------------------------------
Barbara S. Thomas
</TABLE>
DATE: March 15, 2000
*By: /s/ William H. Park
---------------------------------
William H. Park, Attorney-in-fact
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