UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 12 or 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 11, 2000
APA OPTICS, INC.
(Exact name of registrant as specified in its charter)
Minnesota 0-16106 41-1347235
(State or other jurisdiction of (Commission (IRS Employer
incorporation) File Number) Identification No.)
2950 NE 84th Lane
Blaine, Minnesota 55434
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (763) 784-4995
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Item 5. Other Events.
By supplements to Prospectus dated April 12, 2000, the Company reported
sales of its Common Stock pursuant to a Registration Statement on Form S-3 (SEC
No. 333-33966). Such prospectus supplements indicated the number of shares sold,
the price per share, and the net proceeds to the Company.
The net proceeds indicated in some of these supplements did not reflect
additional expenses incurred by Ladenburg Thalmann & Co., the selling agent, in
connection with such sales and reimbursed by the Company. Accordingly, we are
hereby reporting the actual net proceeds from these sales, after giving effect
to the additional expenses:
(i) Prospectus Supplement dated July 11, 2000, actual net proceeds
$8,536,000
(ii) Prospectus Supplement dated July 12, 2000, actual net proceeds
$3,750,665
(iii) Prospectus Supplement dated July 19, 2000, actual net proceeds
$3,695,237
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Date: November 7, 2000
APA OPTICS, INC.
(Registrant)
By: /s/ Anil K. Jain
-----------------------
Anil K. Jain
Chief Executive Officer
