File No. 811-4755
Securities and Exchange Commission
Washington, D.C. 20549
Amendment No. 3
to
Form N-8B-2
Registration Statement of Unit Investment Trust Pursuant
to Section 8(b) of the Investment Company Act of 1940
X Not the issuer of periodic payment plan certificates
Issuer of periodic payment plan certificates
First Trust Unit Investment Trust
_________________
The purpose of this Amendment No. 3 is to reflect (i) the change of
the name of the Registrant from Delaware Investments Unit Investment
Trust to First Trust Unit Investment Trust, (ii) the change in the name
of certain series of securities issued by the Registrant from Delaware-
Voyageur Tax-Exempt Trust, Series 1 through 12; Delaware Group Tax-Exempt
Trust, Series 13; Delaware Investments Tax-Exempt Trust, Series 14
through 15; Delaware-Voyageur Unit Investment Trust, Series 10; Delaware-
Voyageur Unit Investment Trust, Series 13; Delaware Investments Unit
Investment Trust, Series 17; and Delaware Investments Unit Investment
Trust, Series 19 to First Trust Tax-Exempt Trust, Series 1 through 12;
First Trust Tax-Exempt Trust, Series 13; First Trust Tax-Exempt Trust,
Series 14 through 15; First Trust Unit Investment Trust, Series 10; First
Trust Unit Investment Trust, Series 13; First Trust Unit Investment
Trust, Series 17; and First Trust Unit Investment Trust, Series 19;
respectively, and (iii) the addition of Nike Securities L.P. as Depositor
for First Trust Tax-Exempt Trust, Series 1 and certain subsequent Series;
First Trust Unit Investment Trust, Series 10; First Trust Unit Investment
Trust, Series 13; Delaware-Voyageur Unit Investment Trust, Series 14;
Delaware Group Unit Investment Trust, Series 15 through 16; First Trust
Unit Investment Trust, Series 17; Delaware Investments Unit Investment
Trust, Series 18; First Trust Unit Investment Trust, Series 19; and
Delaware Investments Unit Investment Trust, Series 20 and subsequent
Series.
I. Organization and General Information
1. (a) Furnish name of the trust and the Internal Revenue Service
Employer Identification Number. (According to security
designation or otherwise, if the trust does not have or does
not transact business under any other designation).
First Trust Unit Investment Trust
I.R.S. Employer Identification Number: None.
(b) Furnish title of each class or series of securities issued
by the trust.
Certificate of Ownership
--evidencing--
an undivided interest in
First Trust Unit Investment Trust, Series 1*
and
Certificate of Ownership
--evidencing--
an undivided interest in
First Trust Tax-Exempt Trust, Series 1*
2. Furnish name and principal business address and zip code and the
Internal Revenue Service Employer Identification Number of each
depositor of the trust.
For Voyageur Unit Investment Trust Series 1 through Series 3:
Dougherty, Dawkins, Strand & Yost Incorporated
100 Sough Fifth Street, Suite 2300
Minneapolis, Minnesota 55402.
I.R.S. Employer Identification Number: 41-1300840
For First Trust Tax-Exempt Trust, Series 1 through 15:
Nike Securities L.P.
1001 Warrenville Road
Lisle, Illinois 60532
I.R.S. Employers Identification Number: 36-3768815
For Delaware-Voyageur Unit Investment Trust, Series 1 through 9; and
Delaware-Voyageur Unit Investment Trust, Series 11:
Delaware Capital Management, Inc.
One Commerce Square
Philadelphia, Pennsylvania 19103
I.R.S. Employers Identification Number: 13-2751025
For First Trust Unit Investment Trust, Series 10; Delaware-Voyageur
Unit Investment Trust, Series 12; First Trust Unit Investment Trust,
Series 13; Delaware-Voyageur Unit Investment Trust, Series 14;
Delaware Group Unit Investment Trust, Series 15 through 16; First
Trust Unit Investment Trust, Series 17; Delaware Investments Unit
Investment Trust, Series 18; First Trust Unit Investment Trust,
Series 19 and Delaware Investments Unit Investment Trust, Series 20
through 22:
Nike Securities L.P.
1001 Warrenville Road
Lisle, Illinois 60532
I.R.S. Employers Identification Number: 36-3768815
3. Furnish name and principal business address and zip code and the
Internal Revenue Service Employer Identification Number of each
custodian or trustee of the trust, indicating for which class or
series of securities each custodian or trustee is acting.
For Voyageur Unit Investment Trust, Series 1 through Series 3:
The Bank of New York, Wall Street Trust division, 67 Broad Street,
New York, New York 1004, is the Trustee of the Trust acting for the
series of securities mentioned in the answer to Item 1(b) herein.
I.R.S. Employer Identification Number: 13-4941102.
For First Trust Tax-Exempt Trust, Series 1 through 15 and Subsequent
Series; Delaware-Voyageur Unit Investment Trust, Series 1 through
12; First Trust Unit Investment Trust, Series 13; Delaware-Voyageur
Unit Investment Trust, Series 14; Delaware Group Unit Investment
Trust, Series 15 through 16; First Trust Unit Investment Trust,
Series 17; Delaware Investments Unit Investment Trust, Series 18;
First Trust Unit Investment Trust, Series 19; and Delaware
Investments Unit Investment Trust, Series 20 and Subsequent Series:
The Chase Manhattan Bank, 4 New York Plaza, New York, New York 10004-
2413, is the Trustee of the Trust acting for the series of
securities mentioned in the answer to Item 1(b) herein.
I.R.S. Employer Identification Number: 13-4994650
5. Furnish name of state or other sovereign power, the laws of which
govern with respect to the organization of the trust.
The State of New York for Voyageur Unit Investment Trust, Series 1
through Series 3; First Trust Tax-Exempt Trust, Series 1 through 15
and Subsequent Series; Delaware-Voyageur Unit Investment Trust,
Series 1 through 12; First Trust Unit Investment Trust, Series 13;
Delaware-Voyageur Unit Investment Trust, Series 14; Delaware Group
Unit Investment Trust, Series 15 through 16; First Trust Unit
Investment Trust, Series 17; Delaware Investments Unit Investment
Trust, Series 18; First Trust Unit Investment Trust, Series 19; and
Delaware Investments Unit Investment Trust, Series 20 and Subsequent
Series.
7. Furnish in chronological order the following information with
respect to each change of name of the trust since January 1, 1930.
Former Name Approximate Date of Change
Voyageur Unit Investment Trust May 1, 1997
Delaware Investments Unit Investment Trust December 8, 1998
11. Describe briefly the kind or type of securities comprising the unit
of specified securities in which security holders have an interest.
Each Trust will consist of common stocks, preferred stocks, bonds,
notes, other fixed income securities, other evidences of
indebtedness, certificates of participation, mortgage-backed
securities or other obligations issued or guaranteed by the United
States of America or by any agency or instrumentality thereof (plus
Contract Obligations, Replacement Securities, additional Securities
and Substitute Securities, if any) (collectively referred to herein
as the Securities), all undistributed interest received or accrued
thereon and any undistributed cash realized from the sale,
redemption or other disposition of the Securities deposited in the
Trust.
Signatures
Pursuant to the requirements of the Investment Company Act of 1940,
Nike Securities L.P., the Sponsor of the Registrant, has duly caused this
Amendment to the Registration Statement to be signed on its behalf by the
undersigned thereunto duly authorized, in the Village of Lisle and the
State of Illinois on the 10th day of December, 1998.
First Trust Unit Investment Trust
By Nike Securities L.P.
Sponsor
By: Robert M. Porcellino
Senior Vice President
Pursuant to the requirements of the Securities Act of 1933, this
Amendment to the Registration Statement has been signed below by the
following persons in the capacities and on December 10, 1998.
Name Title* Date
Robert D. Van Kampen Director of )
Nike Securities )
Corporation, the ) December 10, 1998
General Partner )
Of Nike Securities L.P.)
)
Robert M. Porcellino
__________________
David J. Allen Director of Nike ) Attorney-in-Fact**
Securities Corporation,)
the General Partner of
Nike Securities L.P.
__________________________
* The title of the person named herein represents his capacity in and
relationship to Nike Securities L.P., the Depositor.
** An executed copy of the related power of attorney was filed with the
Securities and Exchange Commission in connection with Amendment No. 1 to
From S-6 of The First Trust Combined Series 258 (File No. 33-63483) and
the same is hereby incorporated herein by this reference.
_______________________________
* Or appropriate Subsequent Series Designation
