SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 12b - 25
NOTIFICATION OF LATE FILING
Commission File Number _0-15303____
(Check one)
[X] Form 10-K and Form 10-KSB
[ ] Form 20-F
[ ] Form 11-K
[ ] Form 10-Q and Form 10-QSB
[ ] Form N-SAR
For Period ended December 31, 1998___________________________________
[ ] Transition Report on Form 10-K and Form 10-KSB
[ ] Transition Report on Form 20-F
[ ] Transition Report on Form 11-K
[ ] Transition Report on Form 10-Q and Form 10-QSB
[ ] Transition Report on Form N-SAR
For the transition period ended ________________________________________
Read Attached Instruction Sheet Before Preparing Form. Please Print or Type.
Nothing in this form shall be construed to imply that the Commission
has verified any information contained herein.
If the notification related to a portion of the filing checked above,
identify the item(s) to which the notification relates:
________________________________________________________________
________________________________________________________________.
PART I
REGISTRANT INFORMATION
Full name of registrant __Unico, Inc._________________________________
Former name if applicable _________________________________________
Address if principal executive office
(Street and number) 1 Rockefeller Plaza, Suite 1600,
City, state and zip code New York, N.Y. 10020
RULE 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable
effort or expense and the \registrant seeks relief pursuant to
Rule 12b-25(b), the following should be completed. (check box if
appropriate.)
(a) The reasons described in reasonable detail in Part III of this form
could not be eliminated without unreasonable effort or expense;
(b) The subject annual report, semi-annual report, transition
report on Form 10-K, 10-KSB, 20-F, 11-K or Form N-SAR, or portion
thereof will be filed on or before the 15th calendar day following
the prescribed due date; or the subject quarterly report or
transition report on Form 10-Q, 10-QSB, or portion thereof will be
filed on or before the fifth calendar day following the prescribed
due date; and
(c) The accountant's statement or other exhibit required by
Rule 12b_-25(c) has been attached if applicable.
PART III
NARRATIVE
State below in reasonable detail the reasons why Form 10-K,
10-KSB, 11-K, 20-F, 10-Q, 10-QSB, N-SAR or the transition report
portion thereof could not be filed within the prescribed time
period. (Attach extra sheets if needed.)
Auditors for the year ended 1998 have not yet completed write-ups.
PART IV
OTHER INFORMATION
(1) Name and telephone number of person to contact in regard to
this notification.
_____Shane H. Sutton, Pres.________ (212) 265-4600______________
(Name) (Area Code) (Telephone Number)
(2) Have all other periodic reports required under Section 13 or 15(d)
or the Securities Exchange Act of 1934 or Section 30 of the Investment
Company Act of 1940 during the preceding 12 months or for such
shorter period that the registrant was required to file such report(s)
been filed? If the answer is no identity report(s).
[X ] Yes [ ] No
(3) Is it anticipated that any significant change in results of operations
from the corresponding period for the last fiscal year will be by the
earnings statements to be included in the subject report or portion
thereof?
[ ] Yes [X ] No
If no; attach an explanation of the anticipated change, both narratively
and uantitatively, and if appropriate, state the reasons why a reasonable
estimate of the results cannot be made.
_____________________Unico, Inc.____________________________________
(Name of Registrant as Specified in Charter)
Has caused this notification to be signed on its behalf by the undersigned
thereunto duly authorized.
Date __March 31, 1999________________ By Shane H. Sutton, President
Instruction. The form may be signed by an executive officer of
the registrant or by any other duly authorized representative. The name and
title of the person signing the form shall be typed or printed beneath
the signature. If the statement is signed on behalf of the registrant by
an authorized representative (other than an executive officer), evidence
of the representative's authority to sign on behalf of the registrant shall
be filled with the form.
ATTENTION
Intentional misstatements or omissions of fact constitute federal
criminal violations (see 18 U. S. C. 1001).
GENERAL INSTRUCTIONS
1. This form is required by Rule 12b-25 of the General Rules
and Regulations under the Securities Exchange Act of 1934.
2. One signed original and four conformed copies of this form
and amendments thereto must be completed and filed with the
Securities and Exchange Commission, Washington, DC 20549,
in accordance with Rule 0-3 of the general Rules and Regulations
under the Act. The information contained in or filed with the form
will be made a matter of the public record in the Commission files.
3. A manually signed copy of the form and amendments thereto
shall be filed with each national securities exchange on which any
class of securities of the registrant is registered.
4. Amendments to the notifications must also be filed on Form 12b-25
but need not restate information that has been correctly furnished.
The form shall be clearly identified as an amended notification.
5. Electronic Filers. This form shall not be used by electronic filers
unable to timely file a report solely due to electronic difficulties.
Filers unable to submit a report within the time period prescribed due to
difficulties in electronic filing should comply with either Rule 201
or Rule 202 of Regulation S-T or apply for an adjustment in filing
date pursuant to Rule 13(b) of Regulation S-T.