UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM U-6B-2
Certificate of Notification
Certificate is filed by: CSW Energy, Inc. This certificate is notice that
the above named company has issued, renewed or guaranteed the security or
securities described herein which issue, renewal or guaranty was exempted from
the provisions of Section 6(a) of the Act and was neither the subject of a
declaration or application on Form U-1 nor included within the exemption
provided by Rule U-48.
1. Type of the security or securities ("draft," "promissory note")*.
Guaranty for the benefit of Aalborg Industries, Inc.
2. Issue, renewal or guaranty.
Guaranty of certain obligations of Diversified Energy
Contractors Company, LLC, an indirect subsidiary of CSW
Energy, Inc., pursuant to a purchase order with Aalborg
Industries, Inc.
3. Principal amount of each security.
The Guaranty shall in no event exceed $7,915,774.
4. Rate of interest per annum of each security.
Not applicable.
5. Date of issue, renewal or guaranty of each security.
As of January 5, 2000.
6. If renewal of security, give date of original issue.
Not applicable.
7. Date of maturity of each security. (In the case of demand notes,
indicate "on demand.")
The Guaranty shall expire on the earliest of (a) the
satisfaction by Diversified Energy Contractors Company, LLC of
all its obligations under the aforementioned purchase order
that have been guaranteed, (b) the date on which the
aforementioned purchase order terminates by its terms and (c)
CSW Energy, Inc. has satisfied its liabilities to Aalborg
Industries, Inc.
under the guaranty.
8. Name of the person to whom each security was issued, renewed or guaranteed.
Aalborg Industries, Inc.
9. Collateral given with each security, if any.
None.
10. Consideration received for each security.
The rights of Diversified Energy Contractors Company, LLC
under the aforementioned purchase order.
11. Application of proceeds of each security.
Not applicable.
12. Indicate by a check after the applicable statement below whether the
issue, renewal or guaranty of each security was exempt from the
provisions of Section 6(a) because of
a. the provisions contained in the first sentence of Section 6 (b),
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b. the provisions contained in the fourth sentence of Section 6 (b),
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c. the provisions contained in any rule of the Commission other than Rule U-48.
X
(If reporting for more than one security insert the identifying symbol after
applicable statement.)
13. If the security or securities were exempt from the provisions of
Section 6(a) by virtue of the first sentence of Section 6(b), give the
figures which indicate that the security or securities aggregate
(together with all other then outstanding notes and drafts of a
maturity of nine months or less, exclusive of days of grace, as to
which such company is primarily or secondarily liable) not more than 5
per centum of the principal amount and par value** of the other
securities of such company then outstanding. (Demand notes, regardless
of how long they may have been outstanding, shall be considered as
maturing in not more than nine months for purposes of the exemption
from Section 6(a) of the Act granted by the first sentence of Section
6(b)).
Not applicable.
14. If the security or securities are exempt from the provisions of Section
6(a) because of the fourth sentence of Section 6(b), name the security
outstanding on January 1, 1935, pursuant to the terms of which the
security or securities herein described have been issued.
Not applicable.
15. If the security or securities are exempt from the provisions of Section
6(a) because of any rule of the Commission other than Rule U-48
designate the rule under which exemption is claimed.
Rule 52.
CSW ENERGY, INC.
By: /s/ TERRY D. DENNIS
Terry D. Dennis
President
Date: January 14, 2000
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*If reporting for more than one security each security may be
identified by symbol, which symbol should be used for each subsequent item. If
more convenient, information may be supplied by tabular statement using the
serial arrangement of this form.
**If a security had no principal amount or par value use the fair
market value as of date of issues of such security, and indicate how determined.
