SMITH ENVIRONMENTAL TECHNOLOGIES CORP /DE/
10-C, 1996-12-16
ENGINEERING SERVICES
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<PAGE>   1
                      SECURITIES AND EXCHANGE COMMISSION

                            Washington, D.C. 20549

                                  FORM 10-C

               REPORT BY ISSUER OF SECURITIES QUOTED ON NASDAQ

                         INTERDEALER QUOTATION SYSTEM

                 FILED PURSUANT TO SECTION 13 OR 15(d) OF THE

               SECURITIES EXCHANGE ACT OF 1934 AND RULE 13a-17

                             OR 15d-17 THEREUNDER

                 SMITH ENVIRONMENTAL TECHNOLOGIES CORPORATION
              -------------------------------------------------
                (Exact name of issuer as specified in charter)

                                      
                        3501 Jamboree Road, Suite 550
                           Newport Beach, CA  92660
              -------------------------------------------------
                   (Address of principal executive offices)

Issuer's telephone number, including area code  (714)737-7900
                                              ----------------------------------

                  I. CHANGE IN NUMBER OF SHARES OUTSTANDING

        Indicate any change (increase or decrease) of 5% or more in the number
of shares outstanding:

1. Title of security  
                      ----------------------------------------------------------

2. Number of shares outstanding before the change  
                                                   -----------------------------

3. Number of shares outstanding after the change  
                                                  ------------------------------
4. Effective date of change  
                             ---------------------------------------------------

5. Method of change:

        Specify method (such as merger, acquisition, exchange, distribution,
        stock split, reverse split, acquisition of stock for treasury, etc.)

              ------------------------------------------------------------------

              ------------------------------------------------------------------

        Give brief description of transaction   
                                               ---------------------------------

              ------------------------------------------------------------------

              ------------------------------------------------------------------

                         II. CHANGE IN NAME OF ISSUER

1. Name prior to change   Smith Environmental Technologies Corporation
                        --------------------------------------------------------
                       
2. Name after change  Smith Technology Corporation
                     -----------------------------------------------------------
                                                    
3. Effective date of charter amendment changing name  9/23/96
                                                     ---------------------------
                                                      
4. Date of shareholder approval of change, if required  N/A
                                                       -------------------------

Date 8/30/96                         /s/ W. Thomas Campbell
    ----------------------               --------------------------------------
                                         W. Thomas Campbell
                                         Vice President-Finance





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