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<PAGE> 1
OMB APPROVAL
---------------------------
OMB Number: 3235-0145
Expires: October 31, 1997
Estimated average burden
hours per response....14.90
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 4 )*
Applied Innovation Inc.
-----------------------------------------------------------------------------
(Name of Issuer)
Common Stock, $.01 par value
-----------------------------------------------------------------------------
(Title of Class of Securities)
037916 10 3
----------------------------------------
(CUSIP Number)
Check the following box if a fee is being paid with this statement [ ]. (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
SEC 1745 (2-95) Page 1 of 8 Pages
<PAGE> 2
13G
<TABLE>
CUSIP NO. 037916 10 3 PAGE ____OF____PAGES
<S> <C>
- -----------------------------------------------------------------------------------------------------------
| 1 | NAME OF REPORTING PERSON |
| | S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON |
| | |
| | Gerard B. Moersdorf, Jr. |
| | ###-##-#### |
|-----|---------------------------------------------------------------------------------------------------|
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] |
| | ---- |
| | (b) [ ] |
| | ---- |
|-----|---------------------------------------------------------------------------------------------------|
| 3 | SEC USE ONLY |
| | |
|-----|---------------------------------------------------------------------------------------------------|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION |
| | |
| | United States of America |
| | |
|-------------------------------|-------|-----------------------------------------------------------------|
| NUMBER OF | 5 | SOLE VOTING POWER |
| | | 5,558,188 |
| SHARES | | |
| |-------|-----------------------------------------------------------------|
| BENEFICIALLY | 6 | SHARED VOTING POWER |
| | | 183,000 |
| OWNED BY | | |
| |-------|-----------------------------------------------------------------|
| EACH | 7 | SOLE DISPOSITIVE POWER |
| | | |
| REPORTING | | 5,558,188 |
| | | |
| PERSON |-------|-----------------------------------------------------------------|
| | 8 | SHARED DISPOSITIVE POWER |
| WITH | | 183,000 |
| | | |
|-------------------------------|-------|-----------------------------------------------------------------|
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
| | |
| | 5,741,188 |
|-----|---------------------------------------------------------------------------------------------------|
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |
| | Gerard B. Moersdorf, Jr. expressly disclaims beneficial ownership of 775,716 shares |
| | held by his spouse |
|-----|---------------------------------------------------------------------------------------------------|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 |
| | 36.4% |
| | |
|-----|---------------------------------------------------------------------------------------------------|
| 12 | TYPE OF REPORTING PERSON* |
| | IN |
| | |
- -----------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 2 of 8 Pages
</TABLE>
<PAGE> 3
13G
<TABLE>
CUSIP NO. 037916 10 3 PAGE ____OF____PAGES
<S> <C>
- -----------------------------------------------------------------------------------------------------------
| 1 | NAME OF REPORTING PERSON |
| | S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON |
| | |
| | Linda S. Moersdorf |
| | ###-##-#### |
|-----|---------------------------------------------------------------------------------------------------|
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] |
| | ---- |
| | (b) [ ] |
| | ---- |
|-----|---------------------------------------------------------------------------------------------------|
| 3 | SEC USE ONLY |
| | |
|-----|---------------------------------------------------------------------------------------------------|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION |
| | |
| | United Kingdom |
| | |
|-------------------------------|-------|-----------------------------------------------------------------|
| NUMBER OF | 5 | SOLE VOTING POWER |
| | | 775,716 |
| SHARES | | |
| |-------|-----------------------------------------------------------------|
| BENEFICIALLY | 6 | SHARED VOTING POWER |
| | | 183,000 |
| OWNED BY | | |
| |-------|-----------------------------------------------------------------|
| EACH | 7 | SOLE DISPOSITIVE POWER |
| | | |
| REPORTING | | 775,716 |
| | | |
| PERSON |-------|-----------------------------------------------------------------|
| | 8 | SHARED DISPOSITIVE POWER |
| WITH | | 183,000 |
| | | |
|-------------------------------|-------|-----------------------------------------------------------------|
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
| | |
| | 994,716 |
|-----|---------------------------------------------------------------------------------------------------|
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |
| | Linda S. Moersdorf expressly disclaims beneficial ownership of 5,558,188 shares |
| | held by her spouse |
|-----|---------------------------------------------------------------------------------------------------|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 |
| | 6.3% |
| | |
|-----|---------------------------------------------------------------------------------------------------|
| 12 | TYPE OF REPORTING PERSON* |
| | IN |
| | |
- -----------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 2 of 8 Pages
</TABLE>
<PAGE> 4
SCHEDULE 13G
ITEM 1.
(a) Name of Issuer: Applied Innovation Inc.
(b) Address of Issuer's Principal Executive Offices:
Applied Innovation Inc.
5800 Innovation Drive
Dublin, Ohio 43017
ITEM 2.
(a) Name of Persons Filing:
(i) Gerard B. Moersdorf, Jr.
(ii) Linda S. Moersdorf
(b) Address of Principal Business Office, or, if none, Residence:
(i) Gerard B. Moersdorf, Jr.
Applied Innovation Inc.
5800 Innovation Drive
Dublin, Ohio 43017
(ii) Linda S. Moersdorf
6976 Constitution Place
Worthington, Ohio 43085
(c) Citizenship:
Gerard B. Moersdorf, Jr. is a citizen of the United States of
America, and Linda S. Moersdorf is a citizen of the United
Kingdom
(d) Title of Class of Securities: Common Stock, $.01 par value
(e) CUSIP Number: 037916 10 3
Page 4 of 7
<PAGE> 5
ITEM 3.
Item 3 is not applicable
ITEM 4. OWNERSHIP
(a) Amount Beneficially Owned:
(i) Gerard B. Moersdorf, Jr.: 5,741,188 shares
Gerard B. Moersdorf, Jr. expressly disclaims
beneficial ownership of 775,716 shares held directly
by his spouse, Linda S. Moersdorf, and 36,000 shares
subject to stock options held by his spouse, Linda
S. Moersdorf
(ii) Linda S. Moersdorf: 994,716
Linda S. Moersdorf expressly disclaims beneficial
ownership of 5,558,188 shares held directly by her
spouse, Gerard B. Moersdorf, Jr.
(b) Percent of Class:
(i) Gerard B. Moersdorf, Jr.: 36.4%
(ii) Linda S. Moersdorf: 6.3%
(c) Number of Shares as to which such person has:
(i) Sole power to vote or to direct the vote:
(A) Gerard B. Moersdorf, Jr.: 5,558,188 shares
(B) Linda S. Moersdorf: 775,716 shares
(ii) Shares power to vote or to direct the vote:
(A) Gerard B. Moersdorf, Jr.: 183,000 shares
(B) Linda S. Moersdorf: 183,000 shares
Page 5 of 7
<PAGE> 6
(iii) Sole power to dispose or to direct the disposition
of:
(A) Gerard B. Moersdorf, Jr.: 5,558,188 shares
(B) Linda S. Moersdorf: 775,716 shares
(iv) Shared power to dispose or to direct the disposition
of:
(A) Gerard B. Moersdorf, Jr.: 183,000 shares
(B) Linda S. Moersdorf: 183,000 shares
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Item 5 is not applicable
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Item 6 is not applicable
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED
THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Item 7 is not applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Item 8 is not applicable
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Item 9 is not applicable
ITEM 10. CERTIFICATION
Item 10 is not applicable
Page 6 of 7
<PAGE> 7
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 7, 1997 /s/ Gerard B. Moersdorf
------------------------------
Gerard B. Moersdorf, Jr.
Dated: February 7, 1997 /s/ Linda S. Moersdorf
------------------------------
Linda S. Moersdorf
Page 7 of 7
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