UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Stein Roe & Farnham Incorporated
Address: One South Wacker Drive
Chicago, Illinois 60606
Form 13F File Number: 28-01823
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Kenneth J. Kozanda
Title: Senior Vice President and Chief Compliance Officer
Phone: (312) 368-7851
Signature, Place, and Date of Signing:
/s/ Kenneth J. Kozanda Chicago, Illinois November 9, 1999
Report Type (Check only one.):
[XX] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this report
and a portion are reported by other reporting manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 699
Form 13F Information Table Value Total: $8,718,307
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file
number(s) of all institutional investment managers with respect
to which this report is filed, other than the manager filing this
report.
[If there are no entries in this list, state "NONE" and omit the
column headings and list entries.]
No. 13F File Number Name
1 28-33 Liberty Mutual Insurance Co.
2 28-6060 Harold J. McComas
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FORM 13F INFORMATION TABLE
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Name of Issuer Title Fair Mrkt Shares Voting Authority
of CUSIP Value or Prin Investment Other
Class Number ($000) Amount Discretion Managers (A) (B) (C)
Sole Shared None
------------------- ------ --------- -------- -------- ------- -------- ------- ------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
20TH CENTURY INDUST Common 901272203 8,218 424,155 DEFINED 1 331700 92455
99 CENTS ONLY STORE Common 65440K106 582 16,100 DEFINED 1 14300 1800
A O SMITH CORP Common 831865209 5,838 193,000 DEFINED 1 193000
A T & T CORP Common 001957109 49,499 1,137,913 DEFINED 1 9265 818463 310185
ABBOTT LABS Common 002824100 43,262 1,178,996 DEFINED 1 9160 117000 1052836
ACUSON CORP Common 005113105 14,110 1,106,700 DEFINED 1 1106700
ACXIOM CORP Common 005125109 950 48,355 DEFINED 1 39100 9255
ADELPHIA COMMUNICAT Common 006848105 7,352 125,000 DEFINED 1 125000
ADOBE SYSTEMS INC Common 00724F101 5,675 50,000 DEFINED 1 50000
ADVANCED OXYGEN TECH Common 00754B103 2 64,000 DEFINED 1 64000
AEGON N.V. ADR 007924103 1,914 22,127 DEFINED 1 143 21984
AEROFLEX INC Common 007768104 848 69,600 DEFINED 1 60800 8800
AES CORP Common 00130H105 71,479 1,211,500 DEFINED 1 29215 476200 706085
AES CORP Common 00130H105 77 1,300 DEFINED 2 1300
AES TRUST I CV Pfd 001033208 11,692 140,450 DEFINED 1 300 140150
AETNA INC Common 008117103 301 6,111 DEFINED 1 6111
AFLAC INC Common 001055102 8,699 207,733 DEFINED 1 159 200000 7574
AGCO CORP Common 001084102 5,200 400,000 DEFINED 1 400000
AHL SERVICES INC Common 001296102 626 24,000 DEFINED 1 24000
AIR PRODUCTS & CHEM Common 009158106 1,602 54,764 DEFINED 1 60 54704
ALBANY INTERNATIONA Common 012348108 3,885 256,840 DEFINED 1 256840
ALBERTSONS INC Common 013104104 2,042 51,606 DEFINED 1 2016 49590
ALCOA INC Common 013817101 1,994 32,128 DEFINED 1 31000 1128
ALEXANDER & BALDWIN Common 014482103 7,115 298,000 DEFINED 1 298000
ALKERMES INC Common 01642T108 542 18,800 DEFINED 1 16600 2200
ALLERGAN INC Common 018490102 605 5,500 DEFINED 1 5500
ALLIANCE CAPITAL MG Common 018548107 9,713 354,000 DEFINED 1 350000 4000
ALLIANT TECHSYSTEMS Common 018804104 1,092 15,750 DEFINED 1 13400 2350
ALLIEDSIGNAL INC Common 019512102 1,260 21,015 DEFINED 1 515 20500
ALLSCRIPTS INC Common 019886100 468 29,500 DEFINED 1 26200 3300
ALLSTATE CORP Common 020002101 26,518 1,063,368 DEFINED 1 18377 1044991
ALLTEL CORP Common 020039103 818 11,628 DEFINED 1 11628
ALPHARMA INC Common 020813101 1,985 56,200 DEFINED 1 49800 6400
ALZA CORP Common 022615108 23,412 546,846 DEFINED 1 7073 44000 495773
ALZA CORP Common 022615108 43 1,000 DEFINED 2 1000
AMER INTERNATIONAL Common 026874107 129,911 1,494,306 DEFINED 1 27336 904625 562345
AMERICA ONLINE INC Common 02364J104 43,467 417,939 DEFINED 1 2889 390000 25050
AMERICAN EXPRESS CO Common 025816109 15,837 117,600 DEFINED 1 1090 104000 12510
AMERICAN FREIGHTWAY Common 02629V108 673 37,000 DEFINED 1 32000 5000
AMERICAN GENL CORP Common 026351106 6,139 97,066 DEFINED 1 75 96991
AMERICAN HOME PRODU Common 026609107 25,328 610,320 DEFINED 1 941 410400 198979
AMERICAN MANAGEMENT Common 027352103 1,261 49,135 DEFINED 1 44100 5035
AMERICAN TOWER CORP Common 029912201 18,584 950,000 DEFINED 1 950000
AMERITECH CORP Common 030954101 12,625 188,560 DEFINED 1 250 88000 100310
AMES DEPT STORES IN Common 030789507 848 26,600 DEFINED 1 23600 3000
AMFM INC Common 001693100 1,221 20,065 DEFINED 1 65 20000
AMGEN INC Common 031162100 3,956 48,540 DEFINED 1 670 47870
ANADARKO PETE CORP Common 032511107 224 7,336 DEFINED 1 7336
ANALOG DEVICES Common 032654105 10,612 207,072 DEFINED 1 7200 199872
ANDREW CORP Common 034425108 18,312 1,053,900 DEFINED 1 1053900
ANHEUSER BUSCH Common 035229103 1,981 28,272 DEFINED 1 80 28192
ANNTAYLOR STORES CO Common 036115103 1,390 34,000 DEFINED 1 29600 4400
AON CORP Common 037389103 219 7,413 DEFINED 1 7413
APARTMENT INVT & MG Common 03748R101 1,599 41,800 DEFINED 1 41000 800
APPLEBEES INTERNATI Common 037899101 1,085 32,200 DEFINED 1 28700 3500
APPLIED INDUST TECH Common 03820C105 365 20,258 DEFINED 1 20258
APPLIED MATLS Common 038222105 50,094 643,540 DEFINED 1 4540 530000 109000
APPLIED POWER INC-C Common 038225108 745 24,540 DEFINED 1 22000 2540
APTARGROUP INC Common 038336103 1,432 53,520 DEFINED 1 120 47000 6400
ARACRUZ CELULOSE SA ADR-B 038496204 1,420 68,000 DEFINED 1 68000
ARCHSTN CV Pfd 039581202 7,221 271,200 DEFINED 1 271200
ARROW ELECTRONICS I Common 042735100 4,219 239,400 DEFINED 1 600 238800
ART TECHNOLOGY GROU Common 04289L107 2,036 53,500 DEFINED 1 47300 6200
ASSOCIATES FIRST CA Common 046008108 34,879 968,850 DEFINED 1 28100 187000 753750
AT&T CORP-LIBERTY M Common 001957208 38,309 1,030,721 DEFINED 1 1850 800000 228871
ATLANTIC RICHFIELD Common 048825103 2,707 30,549 DEFINED 1 125 30424
ATMEL CORP Common 049513104 10,144 300,000 DEFINED 1 300000
AUTOMATIC DATA PROCE Common 053015103 9,942 222,779 DEFINED 1 12535 210244
AVERY DENNISON CORP Common 053611109 2,453 46,504 DEFINED 1 200 45100 1204
AVON PRODUCTS INC Common 054303102 2,208 88,975 DEFINED 1 3735 80000 5240
AVX CORP Common 002444107 22,139 630,300 DEFINED 1 630300
B F GOODRICH CO Common 382388106 2,725 93,974 DEFINED 1 174 92600 1200
BAKER HUGHES INC Common 057224107 422 14,550 DEFINED 1 14550
BALDOR ELECTRIC Common 057741100 192 10,121 DEFINED 1 10121
BALL CORP Common 058498106 286 6,500 DEFINED 1 6500
BALT GAS& EL Pfd 059165779 219 2,000 DEFINED 1 2000
BANDAG INC Common 059815100 4,160 130,000 DEFINED 1 130000
BANK OF AMERICA COR Common 060505104 19,535 350,806 DEFINED 1 4624 139950 206232
BANK OF MONTREAL Common 063671101 329 6,434 DEFINED 1 6434
BANK ONE Common 06423A103 8,051 231,276 DEFINED 1 137 45000 186139
BANKAMER Pfd 066046202 202 8,400 DEFINED 1 8400
BARRETT RESOURCES C Common 068480201 1,160 31,400 DEFINED 1 27800 3600
BARRICK GOLD CORP Common 067901108 9,809 451,000 DEFINED 1 450000 1000
BATTERY TECHNOLOGIES Common 07132T102 1 10,000 DEFINED 1 10000
BAUSCH & LOMB INC Common 071707103 959 14,550 DEFINED 1 12000 2550
BAXTER INTERNATIONA Common 071813109 8,194 136,003 DEFINED 1 20 120000 15983
BECTON DICKINSON & Common 075887109 3,770 134,360 DEFINED 1 160 49400 84800
BELDEN INC Common 077459105 3,649 178,000 DEFINED 1 178000
BELL ATLANTIC CORP Common 077853109 15,492 230,150 DEFINED 1 60 190320 39770
BELLSOUTH CORP Common 079860102 7,839 174,195 DEFINED 1 760 104000 69435
BELO (AH) CORP Cl A 080555105 360 18,846 DEFINED 1 18846
BERKSHIRE HATH Cl B 084670207 2,707 1,459 DEFINED 1 10 1449
BERKSHIRE HATHAWAY Common 084670108 19,470 354 DEFINED 1 354
BEST BUY INC Common 086516101 12,847 207,000 DEFINED 1 207000
BESTFOODS Common 08658U101 4,117 84,771 DEFINED 1 1700 83071
BIOGEN INC Common 090597105 1,365 17,322 DEFINED 1 950 16000 372
BIOMET INC Common 090613100 447 17,000 DEFINED 1 17000
BLACK & DECKER CORP Common 091797100 274 6,000 DEFINED 1 6000
BLUESTONE SOFTWARE Common 09623P102 500 21,600 DEFINED 1 19100 2500
BMC SOFTWARE INC Common 055921100 7,313 102,185 DEFINED 1 1750 100000 435
BOEING CO Common 097023105 5,015 117,643 DEFINED 1 151 99600 17892
BORDERS GROUP INC Common 099709107 4,577 311,600 DEFINED 1 1600 310000
BOYKIN LODGING CO Common 103430104 133 10,000 DEFINED 1 10000
BP AMOCO PLC ADR 055622104 48,072 433,801 DEFINED 1 6268 191126 236407
BRISTOL-MYERS SQUIB Common 110122108 226,296 3,352,529 DEFINED 1 28678 301000 3022851
BROADCOM CORP Cl A 111320107 6,540 60,000 DEFINED 1 60000
BRUNSWICK CORP Common 117043109 3,632 146,000 DEFINED 1 146000
BURLINGTON NORTH SA Common 12189T104 5,507 200,246 DEFINED 1 200000 246
BURR-BROWN CORP Common 122574106 1,462 37,003 DEFINED 1 103 32700 4200
CAL DIVE INTERNATIO Common 127914109 781 22,800 DEFINED 1 20300 2500
CALPINE CORPORATION Common 131347106 14,750 173,400 DEFINED 1 171800 1600
CAMPBELL SOUP CO Common 134429109 492 12,576 DEFINED 1 12576
CANADIAN PACIFIC LTD Common 135923100 331 14,500 DEFINED 1 14500
CANANDAIGUA WINE CO Common 137219200 1,424 23,831 DEFINED 1 131 21500 2200
CAPITAL ONE FINANCI Common 14040H105 8,540 218,984 DEFINED 1 216000 2984
CARDIAC RESUSCITATOR Common 141409102 1 17,033 DEFINED 1 17033
CARDINAL HEALTH INC Common 14149Y108 57,251 1,050,476 DEFINED 1 5086 868000 177390
CARLISLE COS INC Common 142339100 11,535 292,025 DEFINED 1 292000 25
CARNIVAL CORP Cl A 143658102 13,117 301,555 DEFINED 1 455 300000 1100
CARPENTER TECHNOLOG Common 144285103 7,350 300,000 DEFINED 1 300000
CATALINA MARKETING Common 148867104 1,009 11,900 DEFINED 1 10500 1400
CATERPILLAR INC Common 149123101 1,570 28,651 DEFINED 1 671 27980
CBS CORP Common 12490K107 53,858 1,164,506 DEFINED 1 34994 61000 1068512
CCI PFD $3.11 Pfd 172967705 2,572 52,600 DEFINED 1 52600
CEC ENTERTAINMENT I Common 125137109 1,356 37,800 DEFINED 1 33400 4400
CEDAR FAIR LP Common 150185106 7,124 343,320 DEFINED 1 315000 28320
CENDANT CORPORATION Common 151313103 6,576 370,504 DEFINED 1 370504
CENT IL LT $5.85 SFP Pfd 153645882 203 2,000 DEFINED 1 2000
CENTURA BANKS INC Common 15640T100 443 10,700 DEFINED 1 9500 1200
CENTURYTEL INC Common 156700106 344 8,459 DEFINED 1 2920 5539
CHASE MANHATTAN COR Common 16161A108 62,877 834,183 DEFINED 1 28952 128800 676431
CHASE MANHTN $2.48 Pfd 16161A777 2,425 50,000 DEFINED 1 50000
CHECKFREE HOLDINGS Common 162816102 10,281 250,000 DEFINED 1 250000
CHEVRON CORP Common 166751107 6,192 69,766 DEFINED 1 255 69511
CHILDREN'S PLACE Common 168905107 692 26,000 DEFINED 1 26000
CHIRON Common 170040109 450 16,256 DEFINED 1 16256
CHROMAVISION MEDICA Common 17111P104 443 35,400 DEFINED 1 31500 3900
CIGNA CORP Common 125509109 675 8,688 DEFINED 1 900 7788
CIRCLE INTERNATIONA Common 172574105 456 22,300 DEFINED 1 17500 4800
CISCO SYSTEMS INC Common 17275R102 374,326 5,459,629 DEFINED 1 40353 2302900 3116376
CISCO SYSTEMS INC Common 17275R102 137 2,000 DEFINED 2 2000
CITIGROUP INC Common 172967101 189,503 4,306,889 DEFINED 1 66819 2345311 1894759
CITIGRP $2.932 Pfd 172967812 236 5,000 DEFINED 1 5000
CITIZENS UTILS CO DE Common 177342201 400 35,396 DEFINED 1 35396
CITRIX SYS INC Common 177376100 869 14,035 DEFINED 1 14000 35
CK WITCO CORP Common 12562C108 237 15,915 DEFINED 1 155 15760
CLEAR CHANNEL COMMU Common 184502102 93,114 1,165,751 DEFINED 1 17480 575000 573271
CLOROX CO Common 189054109 2,263 59,160 DEFINED 1 46200 12960
CN BIORA AB ADR 09065Q105 311 31,100 DEFINED 1 31100
COCA-COLA Common 191216100 70,051 1,454,720 DEFINED 1 11718 740000 703002
COCA-COLA Common 191216100 193 4,000 DEFINED 2 4000
COLGATE PALMOLIVE Common 194162103 20,617 450,648 DEFINED 1 2100 448548
COLUMBIA HEALTHCARE Common 197677107 8,579 404,900 DEFINED 1 404900
COMCAST Cl A 200300101 851 23,599 DEFINED 1 23599
COMCAST CORP-SPECIA Common 200300200 62,735 1,573,295 DEFINED 1 600 1263000 309695
COMMERCE BANCSHARES Common 200519106 627 15,100 DEFINED 1 13400 1700
COMPAQ COMPUTER COR Common 204493100 11,194 488,821 DEFINED 1 1359 195000 292462
COMPUTER ASSOC INTL Common 204912109 546 8,935 DEFINED 1 155 8780
COMSAT CORP Common 20564D107 296 10,000 DEFINED 1 10000
COMVERSE TECH Common 205862402 11,761 124,700 DEFINED 1 123200 1500
CONAGRA INC Common 205887102 269 11,938 DEFINED 1 11938
CONCORD EFS INC Common 206197105 1,981 96,042 DEFINED 1 94950 1092
CONEXANT SYSTEMS IN Common 207142100 11,119 153,040 DEFINED 1 150000 3040
CONOCO INC Cl B 208251405 5,481 200,232 DEFINED 1 181807 18425
CONOCO INC Cl A 208251306 6,809 245,370 DEFINED 1 104800 140570
CONSOLIDATED GRAPHI Common 209341106 1,011 24,000 DEFINED 1 21700 2300
CONSOLIDATED STORES Common 210149100 3,690 167,250 DEFINED 1 167250
CONTINENTAL AIRLINE Common 210795308 5,568 170,000 DEFINED 1 170000
COOPER INDS Common 216669101 978 20,928 DEFINED 1 20928
COOPER TIRE & RUBBE Common 216831107 5,288 300,000 DEFINED 1 300000
CORNING INCORPORATE Common 219350105 23,942 349,200 DEFINED 1 325000 24200
COSTCO WHOLESALE CRP Common 22160K105 7,211 100,149 DEFINED 1 850 99299
COVAD COMMUNICATION Common 222814204 610 14,000 DEFINED 1 14000
COYOTE NETWORK SYS Common 22406P108 58 11,000 DEFINED 1 11000
CROSS TIMBER OIL CO Common 227573102 15,744 1,166,225 DEFINED 1 1166225
CROWN CORK AND SEAL Common 228255105 8,148 336,000 DEFINED 1 336000
CTS CORP Common 126501105 1,530 26,600 DEFINED 1 24000 2600
CUBE MICROSYSTEMS I Common 125015107 1,827 42,000 DEFINED 1 36900 5100
CULLEN/FROST BANKER Common 229899109 1,346 53,839 DEFINED 1 39 48400 5400
CUMULUS MEDIA INC C Common 231082108 880 26,931 DEFINED 1 131 23300 3500
CYPRUS AMAX MINERAL Common 232809103 14,032 715,000 DEFINED 1 715000
CYTYC CORPORATION Common 232946103 1,153 29,800 DEFINED 1 26300 3500
D.R. HORTON INC. Common 23331A109 835 64,565 DEFINED 1 57700 6865
DAIMLERCHRYSLER AG Common D1668R123 938 14,578 DEFINED 1 208 14370
DANA CORP Common 235811106 5,591 150,594 DEFINED 1 150000 594
DAYTON HUDSON Common 239753106 1,450 24,149 DEFINED 1 35 24114
DELL COMPUTER CORPO Common 247025109 3,461 82,785 DEFINED 1 85 20000 62700
DELPHI AUTOMOTIVE Common 247126105 268 16,674 DEFINED 1 164 16510
DELUXE CORP Common 248019101 644 18,950 DEFINED 1 18950
DEVRY INC Common 251893103 2,153 107,660 DEFINED 1 101700 5960
DEXTER CORP Common 252165105 10,344 277,239 DEFINED 1 275000 2239
DIAMOND OFFSHORE DR Common 25271C102 5,654 169,400 DEFINED 1 92000 77400
DIONEX CORP Common 254546104 1,300 30,400 DEFINED 1 26800 3600
DLJ FRAPS A $2.97 Pfd 257661207 3,006 60,000 DEFINED 1 60000
DLJ FRAPS B $2.65 Pfd 257661306 2,048 42,000 DEFINED 1 42000
DOLLAR GEN CORP Common 256669102 58,524 1,895,519 DEFINED 1 51250 1844269
DOLLAR GEN(STRYPES) Convert 256678103 952 22,000 DEFINED 1 22000
DOLLAR TREE STORES Common 256747106 8,387 210,000 DEFINED 1 210000
DONNELLEY (RR) Common 257867101 428 14,818 DEFINED 1 18 14800
DOUBLECLICK INC Common 258609304 1,072 9,000 DEFINED 1 9000
DOVER CORP Common 260003108 20,810 509,111 DEFINED 1 31365 477746
DOW CHEMICAL Common 260543103 638 5,614 DEFINED 1 365 5249
DPL INC Common 233293109 290 16,430 DEFINED 1 675 15755
DUKE ENERGY $1.55 Pfd 264399718 208 8,250 DEFINED 1 8250
DUKE ENERGY CORP Common 264399106 422 7,658 DEFINED 1 7658
DUN & BRADSTREET Common 26483B106 398 13,332 DEFINED 1 230 13102
DYCOM INDUSTRIES IN Common 267475101 4,008 95,000 DEFINED 1 95000
E G & G INC Common 268457108 359 9,041 DEFINED 1 9041
E.W. BLANCH HOLDING Common 093210102 723 11,100 DEFINED 1 8300 2800
EASTMAN KODAK Common 277461109 639 8,454 DEFINED 1 85 8369
EATON CORP Common 278058102 5,488 63,582 DEFINED 1 59000 4582
ECLIPSE SURGICAL TE Common 278849104 442 26,800 DEFINED 1 23700 3100
ECOLAB INC Common 278865100 57,966 1,698,650 DEFINED 1 30710 410000 1257940
EDISON INTERNATIONAL Common 281020107 311 12,781 DEFINED 1 12781
EGLOBE INC Common 282339100 75 23,400 DEFINED 1 23400
EI DUPONT DE NEMOUR Common 263534109 11,052 181,999 DEFINED 1 3002 110201 68796
EL PASO ENER $2.375 Convert 283678209 1,092 20,850 DEFINED 1 20850
EL PASO ENERGY CORP Common 283905107 1,283 31,880 DEFINED 1 31880
ELAN CORP Spn ADR 284131208 4,087 121,784 DEFINED 1 184 116000 5600
ELECTRONIC DATA SYS Common 285661104 729 13,772 DEFINED 1 1250 12522
ELF AQUITAINE Common 286269105 216 2,359 DEFINED 1 469 1890
ELI LILLY & CO Common 532457108 35,549 555,448 DEFINED 1 4450 61500 489498
EMC CORP Common 268648102 152,320 2,132,776 DEFINED 1 26566 1491000 615210
EMERSON ELECTRIC CO Common 291011104 20,791 329,038 DEFINED 1 275 158000 170763
ENDESA SA ADR 29258N107 7,127 372,639 DEFINED 1 410 166000 206229
ENRON CORP Common 293561106 50,754 1,231,182 DEFINED 1 10812 1059000 161370
ENTRUST TECHNOLOGIE Common 293848107 754 33,600 DEFINED 1 29100 4500
ENZYMES AMERICAN HLD Common 293922100 2 206,000 DEFINED 1 206000
EQUANT N V NYregsh 294409107 16,275 200,000 DEFINED 1 200000
EQUIFAX INC Common 294429105 222 7,900 DEFINED 1 7900
EQUITY RES $2.15 CV PFD 29476L826 599 22,300 DEFINED 1 22300
EQUITY RESIDENTIAL Common 29476L107 3,504 82,693 DEFINED 1 73000 9693
ERICSSON L M TEL CO ADR B 294821400 75,962 2,430,778 DEFINED 1 22241 2408537
ERICSSON L M TEL CO ADR B 294821400 125 4,000 DEFINED 2 4000
ERICSSON L M TEL CV ADR CV 294821509 4,544 526,852 DEFINED 1 526852
ETHAN ALLEN INTERIO Common 297602104 1,288 40,500 DEFINED 1 35700 4800
EUR AMR BK $5.84 Pfd 29874F207 534 525 DEFINED 1 525
EURO AMR BK $6.01 Pfd 29874F306 1,029 1,000 DEFINED 1 1000
EXODUS COMMUNICATIO Common 302088109 3,632 50,400 DEFINED 1 50000 400
EXPEDITORS INTL WAS Common 302130109 735 22,900 DEFINED 1 18700 4200
EXPRESS SCRIPTS INC Common 302182100 8,748 111,800 DEFINED 1 110500 1300
EXXON Common 302290101 16,645 219,018 DEFINED 1 3450 215568
F-PORT MCMORAN COP Common 35671D857 9,338 600,000 DEFINED 1 600000
FANNIE MAE Common 313586109 166,051 2,648,870 DEFINED 1 20200 1175500 1453170
FANNIE MAE Common 313586109 94 1,500 DEFINED 2 1500
FED-MOGUL $3.50 CV Pfd 313552408 2,339 58,100 DEFINED 1 58100
FEDERAL-MOGUL CORP Common 313549107 1,411 51,200 DEFINED 1 51200
FEDERATED DEPT STOR Common 31410H101 4,412 101,000 DEFINED 1 1000 100000
FIFTH THIRD BANCORP Common 316773100 4,827 79,333 DEFINED 1 40 79293
FIRST DATA CORP Common 319963104 1,741 39,671 DEFINED 1 1024 38647
FIRST HEALTH GROUP Common 320960107 11,111 495,200 DEFINED 1 495200
FIRST UNION CORP Common 337358105 2,003 56,213 DEFINED 1 40 56173
FIRSTAR CORP Common 33763V109 1,398 54,538 DEFINED 1 54538
FIRSTMERIT CORP Common 337915102 399 15,728 DEFINED 1 15728
FISERV INC Common 337738108 13,814 425,040 DEFINED 1 425000 40
FLEET FINL GROUP INC Common 338915101 221 6,036 DEFINED 1 6036
FLEET FINL VIII Pfd 338915747 514 10,000 DEFINED 1 10000
FLOWSERVE CORP Common 34354P105 6,068 365,000 DEFINED 1 365000
FOCAL COMMUNICATION Common 344155106 1,176 45,900 DEFINED 1 40400 5500
FORD MOTOR CO Common 345370100 4,791 95,428 DEFINED 1 390 73000 22038
FOREST LABORATORIES Common 345838106 851 20,210 DEFINED 1 17000 3210
FOUNDRY NETWORKS IN Common 35063R100 5,040 40,000 DEFINED 1 40000
FREDDIE MAC Common 313400301 40,039 769,981 DEFINED 1 14830 389000 366151
FREEPRT MC C&G$1.75 Pfd 35671D501 404 22,900 DEFINED 1 22900
FRESENIUS MEDICAL CA Common 358029106 211 9,458 DEFINED 1 9458
FULTON FINANCIAL COM Common 360271100 515 27,472 DEFINED 1 27472
G & K SERVICES INC- Common 361268105 579 14,300 DEFINED 1 12700 1600
GANNETT Common 364730101 6,663 96,305 DEFINED 1 255 96050
GAP INC Common 364760108 1,903 59,469 DEFINED 1 59469
GARTNER GRP NEW Cl B 366651206 868 52,027 DEFINED 1 946 51081
GENENTECH INC Common 368710406 3,533 24,150 DEFINED 1 800 4000 19350
GENERAL DYNAMICS CO Common 369550108 3,624 58,040 DEFINED 1 58000 40
GENERAL ELECTRIC Common 369604103 313,697 2,645,839 DEFINED 1 26684 920000 1699155
GENERAL ELECTRIC Common 369604103 415 3,500 DEFINED 2 3500
GENERAL INSTRUMENT Common 370120107 229 4,765 DEFINED 1 1700 3065
GENERAL MILLS INC Common 370334104 2,445 30,144 DEFINED 1 23000 7144
GENERAL MOTORS Common 370442105 1,504 23,899 DEFINED 1 237 23662
GENERAL MOTORS Cl H 370442832 455 7,955 DEFINED 1 7955
GENTEX CORP Common 371901109 11,139 539,250 DEFINED 1 600 530900 7750
GENUINE PARTS Common 372460105 641 24,113 DEFINED 1 24113
GEON COMPANY Common 37246W105 1,079 41,900 DEFINED 1 37100 4800
GEORGIA PACIFIC (TI Common 373298702 1,768 77,300 DEFINED 1 75000 2300
GEORGIA PACIFIC COR Common 373298108 8,000 197,540 DEFINED 1 189000 8540
GEORGIA PWR $2.25 Pfd 373328202 1,002 40,000 DEFINED 1 40000
GIGA-TRONICS INC Common 375175106 42 15,032 DEFINED 1 15032
GILLETTE Common 375766102 60,662 1,787,470 DEFINED 1 25380 784400 977690
GILLETTE Common 375766102 170 5,000 DEFINED 2 5000
GLATFELTER (P.H.) C Common 377316104 3,419 208,000 DEFINED 1 208000
GLAXO WELLCOME PLC Common 37733W105 845 16,246 DEFINED 1 94 16152
GLOBAL TELESYSTEMS Common 37936U104 16,593 841,500 DEFINED 1 840000 1500
GLOBECOMM SYS INC Common 37956X103 197 18,832 DEFINED 1 18832
GOLDEN WEST FINANCI Common 381317106 15,121 153,900 DEFINED 1 153900
GOLDMAN SACHS GROUP Common 38141G104 11,758 192,750 DEFINED 1 2900 184600 5250
GOODYEAR TIRE & RUB Common 382550101 2,403 49,933 DEFINED 1 356 45000 4577
GRAINGER W W Common 384802104 501 10,420 DEFINED 1 10420
GTE CORP Common 362320103 15,433 200,754 DEFINED 1 2765 197989
H R BLOCK Common 093671105 315 7,250 DEFINED 1 2850 4400
H&Q LIFE SCIENCES Common 404053100 141 10,000 DEFINED 1 10000
HALLIBURTON Common 406216101 4,102 100,039 DEFINED 1 544 99495
HAMBRECHT&QUIST GRP Common 406545103 205 4,200 DEFINED 1 4200
HANNAFORD BROS CO Common 410550107 12,014 170,565 DEFINED 1 2000 168565
HARCOURT GENERAL INC Common 41163G101 358 8,600 DEFINED 1 8600
HARTE-HANKS COMMUNI Common 416196103 696 27,640 DEFINED 1 22100 5540
HARTFORD LIFE Cl A 416592103 227 4,600 DEFINED 1 4600
HASBRO INC Common 418056107 15,036 701,380 DEFINED 1 210 700000 1170
HEINZ H J Common 423074103 1,287 29,920 DEFINED 1 400 29520
HELLER FIN $6.687 Pfd 423328889 202 2,000 DEFINED 1 2000
HELLER FINANCIAL IN Common 423328103 1,440 64,000 DEFINED 1 64000
HELLER FINL $6.95 Pfd 423328871 1,553 15,000 DEFINED 1 15000
HERSHEY FOODS CORP Common 427866108 516 10,606 DEFINED 1 10606
HERTZ CORP Cl A 428040109 8,924 202,823 DEFINED 1 110000 92823
HEWLETT-PACKARD Common 428236103 61,702 679,907 DEFINED 1 14540 665367
HEWLETT-PACKARD Common 428236103 182 2,000 DEFINED 2 2000
HISPANIC BROADCASTI Common 43357B104 50,178 659,150 DEFINED 1 550000 109150
HOME DEPOT INC Common 437076102 221,823 3,232,390 DEFINED 1 28996 974000 2229394
HONEYWELL INC Common 438506107 11,352 101,985 DEFINED 1 185 84000 17800
HOUGHTON MIFFLIN Common 441560109 561 13,800 DEFINED 1 13800
HOUSEHOLD INTERNATI Common 441815107 24,393 607,932 DEFINED 1 3165 577300 27467
HOUSTON IND(TWX)ACES Common 442161204 3,845 37,700 DEFINED 1 37700
HUBBELL INC Cl A 443510102 208 6,200 DEFINED 1 6200
HUBBELL INC Cl B 443510201 13,373 419,554 DEFINED 1 120400 299154
IDEC PHARMACEUTICAL Common 449370105 978 10,397 DEFINED 1 8500 1897
IDEXX LABS INC Common 45168D104 687 39,900 DEFINED 1 35400 4500
ILL TOOL WORKS Common 452308109 13,572 182,018 DEFINED 1 1115 180903
IMCO RECYCLING INC Common 449681105 151 10,067 DEFINED 1 10067
IMPERIAL CHEM IND I Common 452704505 16,213 375,400 DEFINED 1 375400
IMS HEALTH INC Common 449934108 59,326 2,600,590 DEFINED 1 37870 1069000 1493720
IMS HEALTH INC Common 449934108 34 1,500 DEFINED 2 1500
INDEPENDENT ENERGY Common 45384X108 1,463 75,900 DEFINED 1 66400 9500
INET TECHNOLOGIES I Common 45662V105 1,397 35,000 DEFINED 1 35000
INKTOMI CORP Common 457277101 16,816 140,100 DEFINED 1 140000 100
INTEL CORP Common 458140100 198,907 2,676,627 DEFINED 1 33617 140000 2503010
INTEL CORP Common 458140100 386 5,200 DEFINED 2 5200
INTER-TEL, INC. Common 458372109 1,060 59,700 DEFINED 1 52400 7300
INTERIM SERVICES IN Common 45868P100 9,006 550,000 DEFINED 1 550000
INTERNET CAPITAL GR Common 46059C106 791 9,000 DEFINED 1 9000
INTERPUBLIC GROUP C Common 460690100 34,984 850,684 DEFINED 1 560 810800 39324
INTL BUSINESS MACHI Common 459200101 102,904 849,815 DEFINED 1 16729 203000 630086
INTL PAPER Common 460146103 714 14,866 DEFINED 1 148 14718
INTL SPPEDWAY CORP Common 460335201 3,679 70,000 DEFINED 1 70000
INTUIT INC Common 461202103 22,545 257,200 DEFINED 1 255000 2200
INVACARE CORP Common 461203101 6,918 353,650 DEFINED 1 353650
IRON MOUNTAIN INC Common 46284P104 1,978 58,400 DEFINED 1 55100 3300
ITC DELTACOM INC Common 45031T104 842 30,600 DEFINED 1 27300 3300
IVAX CORP Common 465823102 215 13,000 DEFINED 1 13000
J & J SNACK FOODS C Common 466032109 701 35,500 DEFINED 1 31900 3600
J P MORGAN Common 616880100 5,283 46,245 DEFINED 1 169 46076
JAPAN OTC EQUITY FD Common 471091108 175 13,500 DEFINED 1 13500
JAPAN OTC FUND INC Common 647305SDL 1,579 840 DEFINED 1 840
JDS UNIPHASE CORP Common 46612J101 3,517 30,900 DEFINED 1 30200 700
JERSEY P&L $8.65 Pfd 476556865 5,168 49,000 DEFINED 1 49000
JOHNSON & JOHNSON Common 478160104 102,297 1,113,432 DEFINED 1 6643 450000 656789
JOHNSON & JOHNSON Common 478160104 221 2,400 DEFINED 2 2400
JOHNSON CONTROL INC Common 478366107 214 3,220 DEFINED 1 220 3000
JONES APPAREL GROUP Common 480074103 8,627 300,065 DEFINED 1 300000 65
JONES INTERCABLE IN Common 480206200 946 17,500 DEFINED 1 15900 1600
JONES PHARMA INC Common 480236108 1,743 52,875 DEFINED 1 43050 9825
K MART CORP Common 482584109 2,466 211,000 DEFINED 1 210000 1000
K-SWISS Cl A 482686102 814 25,800 DEFINED 1 22600 3200
KANSAS CITY SOUTHN Common 485170104 13,741 295,900 DEFINED 1 295900
KELLOGG Common 487836108 1,329 35,508 DEFINED 1 8808 26700
KIMBERLY CLARK CORP Common 494368103 4,010 76,014 DEFINED 1 345 75669
KINDER MORGAN ENERG Common 494550106 11,298 260,854 DEFINED 1 400 87000 173454
KLA INSTRUMENTS COR Common 482480100 9,750 150,000 DEFINED 1 150000
KNIGHT RIDDER Common 499040103 353 6,410 DEFINED 1 6410
KOHLS CORP Common 500255104 65,596 992,000 DEFINED 1 1500 780000 210500
KONINKLIJKE PHILIPS Common 500472204 1,156 11,449 DEFINED 1 225 11100 124
KROGER CO Common 501044101 1,332 60,390 DEFINED 1 3030 57360
KRONOS INC Common 501052104 847 23,100 DEFINED 1 20650 2450
LAM RESEARCH CORP Common 512807108 604 9,900 DEFINED 1 9100 800
LASALL NAT $2.99 Pfd 518028790 1,781 35,000 DEFINED 1 35000
LASER VISION CENTER Common 51807H100 561 40,000 DEFINED 1 40000
LASON INC Common 51808R107 1,305 29,298 DEFINED 1 98 25700 3500
LEAR CORP Common 521865105 25,202 716,225 DEFINED 1 12380 300000 403845
LEGG MASON INC Common 524901105 1,613 42,100 DEFINED 1 36900 5200
LEVEL 3 COMMUNICATI Common 52729N100 17,023 326,000 DEFINED 1 326000
LEXMARK INTL Common 529771107 8,052 100,030 DEFINED 1 100000 30
LINCOLN NATL CORP Common 534187109 2,592 69,016 DEFINED 1 200 68816
LINEAR TECHNOLOGIES Common 535678106 468 7,955 DEFINED 1 7955
LINENS 'N THINGS IN Common 535679104 957 28,350 DEFINED 1 25000 3350
LITTLEFUSE INC Common 537008104 12,015 540,000 DEFINED 1 540000
LONGVIEW FIBRE CO Common 543213102 198 15,925 DEFINED 1 15925
LORAL SPACE & COMMU Common G56462107 10,612 617,400 DEFINED 1 600000 17400
LOUISIANA PACIFIC Common 546347105 234 14,972 DEFINED 1 14972
LOWES Common 548661107 998 20,470 DEFINED 1 670 19800
LUBRIZOL CORP Common 549271104 412 16,050 DEFINED 1 16050
LUCENT Common 549463107 145,947 2,249,669 DEFINED 1 19465 1312175 918029
LUCENT Common 549463107 130 2,000 DEFINED 2 2000
MACROMEDIA INC Common 556100105 1,478 36,160 DEFINED 1 30900 5260
MALLINCKRODT INC Common 561232109 5,253 174,000 DEFINED 1 170000 4000
MARSH & MCLENNAN Common 571748102 1,354 19,770 DEFINED 1 19770
MASCO CORP Common 574599106 1,750 56,465 DEFINED 1 56000 465
MATTEL INC Common 577081102 94,096 4,952,416 DEFINED 1 15215 4183000 754201
MAXIM INTEGRATED SE Common 57772K101 18,940 300,190 DEFINED 1 190 300000
MAY DEPT STORES Common 577778103 1,631 44,751 DEFINED 1 85 44666
MBNA CORP Common 55262L100 507 22,214 DEFINED 1 6447 15767
MCDERMOTT INTL INC Common 580037109 385 19,000 DEFINED 1 19000
MCDONALDS CORP Common 580135101 35,624 827,364 DEFINED 1 6691 637000 183673
MCGRAW-HILL Common 580645109 590 12,192 DEFINED 1 12192
MCI WORLDCOM INC Common 55268B106 205,706 2,862,000 DEFINED 1 44235 1366400 1451365
MCI WORLDCOM INC Common 55268B106 72 1,000 DEFINED 2 1000
MEDIAONE GROUP INC Common 58440J104 921 13,480 DEFINED 1 1000 12480
MEDICIS PHARMACEUTI Common 584690309 1,069 37,500 DEFINED 1 33200 4300
MEDIMMUNE INC Common 584699102 2,192 22,000 DEFINED 1 20800 1200
MEDQUIST INC Common 584949101 1,164 34,800 DEFINED 1 30700 4100
MEDTRONIC INC Common 585055106 163,986 4,614,556 DEFINED 1 64110 1910000 2640446
MERCK Common 589331107 76,077 1,173,805 DEFINED 1 30763 1143042
MERCK Common 589331107 130 2,000 DEFINED 2 2000
MERCURY INTERACTIVE Common 589405109 1,995 30,900 DEFINED 1 27400 3500
MERRILL LYNCH $2.25 Pfd 590188819 244 8,000 DEFINED 1 8000
MGIC INV CORP Common 552848103 5,582 116,905 DEFINED 1 12000 104905
MICREL INC Common 594793101 1,475 34,000 DEFINED 1 30000 4000
MICRON TECHNOLOGY I Common 595112103 24,661 370,500 DEFINED 1 370000 500
MICROSOFT CORP Common 594918104 258,170 2,850,734 DEFINED 1 41614 1160600 1648520
MICROSOFT CORP Common 594918104 638 7,050 DEFINED 2 7050
MICROSOFT CV PFD SRA CV Pfd 594918203 3,287 32,650 DEFINED 1 32650
MIDAMERICN ENERGY $7 Pfd 595620204 1,944 18,250 DEFINED 1 18250
MINERALS TECHNOLOGI Common 603158106 14,595 300,545 DEFINED 1 545 300000
MINNESOTA MINING & M Common 604059105 6,982 72,681 DEFINED 1 72681
MISSION CAP $2.46 Pfd 605034206 630 25,000 DEFINED 1 25000
MOBIL CORP Common 607059102 29,816 295,944 DEFINED 1 775 72000 223169
MOBIL CORP Common 607059102 101 1,000 DEFINED 2 1000
MOHAWK INDUSTRIES I Common 608190104 792 39,700 DEFINED 1 35100 4600
MOLEX Common 608554101 7,694 211,520 DEFINED 1 211520
MOLEX INC Cl A 608554200 23,209 716,878 DEFINED 1 6950 709928
MONSANTO Common 611662107 33,256 931,871 DEFINED 1 10295 175000 746576
MONSANTO Common 611662107 71 2,000 DEFINED 2 2000
MONSANTO ACES Common 611662305 558 15,500 DEFINED 1 15500
MONTANA POWER CO Common 612085100 292 9,584 DEFINED 1 9584
MORGAN JP $5.00 ARP- Pfd 616880209 211 2,625 DEFINED 1 2625
MORGAN ST DEAN WITT Common 617446448 1,013 11,355 DEFINED 1 11355
MOTIVEPOWER INDUSTR Common 61980K101 681 61,900 DEFINED 1 54400 7500
MOTOROLA INC Common 620076109 129,629 1,473,057 DEFINED 1 13785 688300 770972
MSC INDUSTRIAL DIREC Common 553530106 614 68,270 DEFINED 1 6700 61570
MUTUAL RISK MANAGEM Common 628351108 200 16,300 DEFINED 1 14500 1800
MYERS INDS INC Common 628464109 199 11,202 DEFINED 1 11202
NABISCO HLDGS CORP Common 629526104 14,058 406,750 DEFINED 1 12350 394400
NATIONAL CITY CORP Common 635405103 1,435 53,772 DEFINED 1 110 53662
NATIONAL COMPUTER S Common 635519101 1,679 43,800 DEFINED 1 39200 4600
NATIONAL INSTRUMENT Common 636518102 1,416 40,050 DEFINED 1 34800 5250
NATIONWIDE FINANCIA Common 638612101 12,194 344,712 DEFINED 1 250 37000 307462
NATIONWIDE HLTH PPTY Common 638620104 1,255 75,500 DEFINED 1 75500
NAVIGANT CONSULTING Common 63935N107 1,180 25,440 DEFINED 1 22800 2640
NCH CORP Common 628850109 298 6,600 DEFINED 1 6600
NETWORK APPLIANCE I Common 64120L104 7,163 100,000 DEFINED 1 100000
NETZERO INC Common 64122R109 525 20,200 DEFINED 1 17900 2300
NEWELL RUBBERMAID Common 651229106 11,935 417,848 DEFINED 1 6768 411080
NEXTEL COMMUNICATIO Common 65332V103 4,137 61,000 DEFINED 1 60000 1000
NEXTLINK COMMUNICAT Common 65333H707 5,184 100,000 DEFINED 1 100000
NO IND PB SVC $3.00 Pfd 665262879 265 5,500 DEFINED 1 5500
NOBLE AFFILIATES INC Common 654894104 319 11,000 DEFINED 1 11000
NOKIA CORP ADR 654902204 2,759 30,698 DEFINED 1 84 30614
NORDSTROM Common 655664100 327 12,108 DEFINED 1 12108
NORFOLK SOUTHERN COR Common 655844108 390 15,915 DEFINED 1 15915
NORTEL INVERSORA SA Common 656567302 1,823 37,100 DEFINED 1 37100
NORTEL NETWORKS Common 656569100 11,449 224,486 DEFINED 1 1026 223460
NORTHERN TR CORP Common 665859104 895 10,720 DEFINED 1 10720
NORTHERN TR CORP Common 665859104 334 4,000 DEFINED 2 4000
NOVA CORP/GEORGIA Common 669784100 675 27,000 DEFINED 1 27000
NOVARTIS AG ADR 66987V109 1,031 13,897 DEFINED 1 351 13546
NOVELL INC Common 670006105 45,722 2,210,105 DEFINED 1 82230 402000 1725875
NOVELLUS SYSTEMS IN Common 670008101 1,477 21,900 DEFINED 1 20400 1500
NUCOR CORP Common 670346105 362 7,596 DEFINED 1 76 7520
O'REILLY AUTOMOTIVE Common 686091109 1,463 30,700 DEFINED 1 27000 3700
O-SO CA ED $6.45 Pfd 842400780 2,176 20,950 DEFINED 1 20950
OCEAN ENERGY INC NEW Common 67481E106 2,270 222,858 DEFINED 1 222858
OFFICEMAX INC Common 67622M108 4,360 750,100 DEFINED 1 750000 100
OGE ENERGY CORP Common 670837103 426 19,132 DEFINED 1 19132
OM GROUP INC Common 670872100 17,633 459,500 DEFINED 1 459500
OMNICOM GROUP Common 681919106 34,783 439,245 DEFINED 1 2645 430000 6600
ORACLE CORP Common 68389X105 7,286 160,142 DEFINED 1 2370 135000 22772
ORTHODONTIC CENTERS Common 68750P103 6,746 385,500 DEFINED 1 378800 6700
OUTDOOR SYSTEMS Common 690057104 7,972 223,000 DEFINED 1 12950 210050
P P & L INC 6.75 Pfd 69349X888 254 2,400 DEFINED 1 2400
P P G Common 693506107 522 8,700 DEFINED 1 8700
P-ABN AMRO NOAMR Pfd 003714870 3,087 3,000 DEFINED 1 3000
P-ABN AMRO PF $7.035 Pfd 003714300 3,744 3,700 DEFINED 1 3700
PACIFIC CENTURY FINL Common 694058108 609 29,788 DEFINED 1 29788
PACIFICORP $7.48 Pfd 695114652 767 7,000 DEFINED 1 7000
PALL CORP Common 696429307 224 9,648 DEFINED 1 9648
PAPA JOHN'S INTL IN Common 698813102 6,806 165,000 DEFINED 1 165000
PARTNERRE LTD Common G6852T105 348 10,000 DEFINED 1 10000
PAYCHEX INC Common 704326107 28,982 849,295 DEFINED 1 840000 9295
PECO ENERGY CO $6.12 Pfd 693304701 355 3,500 DEFINED 1 3500
PENNEY(J.C.) CO.INC Common 708160106 469 13,580 DEFINED 1 400 13180
PEPSICO INC Common 713448108 23,829 783,502 DEFINED 1 3546 272000 507956
PEROT SYSTEMS Cl A 714265105 4,385 234,668 DEFINED 1 234668
PERRIGO CO Common 714290103 16,148 2,050,600 DEFINED 1 2050600
PETROLEUM GEO SERVI Common 716597109 6,146 322,400 DEFINED 1 322400
PFIZER Common 717081103 161,046 4,485,539 DEFINED 1 80685 2039000 2365854
PFIZER Common 717081103 108 3,000 DEFINED 2 3000
PHARMACIA & UPJOHN Common 716941109 2,688 54,170 DEFINED 1 50000 4170
PHILIP MORRIS CO IN Common 718154107 13,914 406,999 DEFINED 1 5597 287000 114402
PIER 1 IMPORTS Common 720279108 5,231 775,000 DEFINED 1 775000
PINNACLE CORP Common 72346N101 2,432 93,100 DEFINED 1 88000 5100
PIONEER HI BRED INTL Common 723686101 564 14,210 DEFINED 1 14210
PITNEY BOWES Common 724479100 11,900 195,284 DEFINED 1 1051 194233
PITTSTON BRINKS GRO Common 725701106 12,526 540,200 DEFINED 1 540200
PLEXUS CORP Common 729132100 959 31,300 DEFINED 1 27500 3800
PLUM CREEK TIMBER CO Common 729251108 9,607 306,213 DEFINED 1 600 305613
PMI GROUP INC Common 69344M101 3,066 75,000 DEFINED 1 75000
PNC BANK CORP Common 693475105 365 6,936 DEFINED 1 6936
POGO PRODUCING CO Common 730448107 1,226 59,100 DEFINED 1 51600 7500
POLARIS INDUSTRIES Common 731068102 765 22,094 DEFINED 1 94 19100 2900
POTOMAC EL $3.40 SFP Pfd 737679811 7,668 144,000 DEFINED 1 144000
PREFERRED INCOME OPP Common 74037H104 3,861 355,000 DEFINED 1 355000
PREMARK INTERNATIONA Common 740459102 281 5,570 DEFINED 1 5570
PRESIDENTIAL LIFE Common 740884101 174 10,133 DEFINED 1 10133
PRIORITY HEALTHCARE Common 74264T102 556 18,000 DEFINED 1 16000 2000
PRISM FINANCIAL COR Common 74264Q108 2,115 211,500 DEFINED 1 205600 5900
PROCTER & GAMBLE Common 742718109 125,740 1,341,225 DEFINED 1 13565 631000 696660
PROCTER & GAMBLE Common 742718109 281 3,000 DEFINED 2 3000
PROFIT RECOVERY GRO Common 743168106 669 15,000 DEFINED 1 13500 1500
PROGRESSIVE CORP OHI Common 743315103 1,190 14,571 DEFINED 1 14571
PROLOGIS TR $1.75 CV Convert 743410300 12,340 506,270 DEFINED 1 506270
PROVIDIAN FINANCIAL Common 74406A102 2,641 33,351 DEFINED 1 33351
PROXIM INC Common 744284100 4,600 100,000 DEFINED 1 100000
PUB SVC E&G $5.97 Pfd 744567736 2,210 22,000 DEFINED 1 22000
QLT PHOTOTHERAPEUTI Common 746927102 1,911 25,000 DEFINED 1 25000
QRS CORP Common 74726X105 814 12,700 DEFINED 1 11200 1500
QUAKER OATS Common 747402105 3,951 63,851 DEFINED 1 63851
QUALCOMM INC Common 747525103 10,012 52,920 DEFINED 1 2620 47000 3300
QUANTUM CORP-DLT & Common 747906204 575 40,900 DEFINED 1 900 40000
QWEST COMMUNICATION Common 749121109 17,469 590,910 DEFINED 1 1000 583050 6860
RADIO ONE INC Common 75040P108 510 12,300 DEFINED 1 11000 1300
RALCORP HOLDINGS, I Common 751028101 719 40,667 DEFINED 1 28200 12467
RALSTON PURINA GROUP Common 751277302 1,474 52,872 DEFINED 1 52872
RAYTHEON CO CLASS B Common 755111408 2,713 54,660 DEFINED 1 50 50000 4610
RECKSON ASSOC $1.91 Convert 75621K205 6,641 328,952 DEFINED 1 328952
RECKSON ASSOC REALT Common 75621K106 2,910 139,800 DEFINED 1 139800
REEBOK INTL LTD Common 758110100 1,186 111,000 DEFINED 1 111000
REGAL-BELOIT CORP Common 758750103 4,326 208,500 DEFINED 1 206000 2500
RELIANSTAR FINL CORP Common 75952U103 233 7,000 DEFINED 1 7000
RENAL CARE GROUP IN Common 759930100 881 40,200 DEFINED 1 35700 4500
REUTERS GRP PLC-ADR ADR 76132M102 9,781 142,014 DEFINED 1 142014
REXALL SUNDOWN INC Common 761648104 2,155 175,000 DEFINED 1 175000
RIVIERA HLDGS CORP Common 769627100 3,482 857,160 DEFINED 1 857160
ROBERTS PHARMACEUTI Common 770491108 1,630 53,900 DEFINED 1 48300 5600
ROCHE HLDG LTD Common 771195104 1,747 15,100 DEFINED 1 15100
ROCKWELL INTL Common 773903109 240 4,580 DEFINED 1 4580
ROYAL CARIBBEAN CRU Common V7780T103 16,200 360,000 DEFINED 1 360000
ROYAL DUTCH PETRO-NY Common 780257804 8,684 147,027 DEFINED 1 3696 20000 123331
ROYAL DUTCH PETRO-NY Common 780257804 165 2,800 DEFINED 2 2800
ROYAL GROUP TECHNOL Common 779915107 557 26,000 DEFINED 1 26000
RUBY TUESDAY INC Common 781182100 688 35,300 DEFINED 1 31000 4300
S&P DEPOSITORY RECE Common 595635103 6,006 84,000 DEFINED 1 84000
SABRE HOLDINGS CORP Common 785905100 10,750 250,000 DEFINED 1 250000
SAKS INCORPORATED Common 79377W108 3,462 227,974 DEFINED 1 227974
SALEM COMMUNICATION Common 794093104 1,002 39,300 DEFINED 1 33100 6200
SANMINA CORPX Common 800907107 9,287 120,020 DEFINED 1 120000 20
SANTA FE SNYDER COR Common 80218K105 982 109,100 DEFINED 1 96600 12500
SAPIENT CORPORATION Common 803062108 679 7,200 DEFINED 1 6400 800
SARA LEE CORP Common 803111103 9,763 417,174 DEFINED 1 2961 184000 230213
SBC COMMUNICATIONS Common 78387G103 9,249 181,123 DEFINED 1 2602 178521
SCHERING PLOUGH Common 806605101 21,704 497,509 DEFINED 1 7485 490024
SCHERING PLOUGH Common 806605101 209 4,800 DEFINED 2 4800
SCHLUMBERGER LTD Common 806857108 48,939 785,382 DEFINED 1 6945 507500 270937
SCIENTIFIC ATLANTA I Common 808655104 268 5,404 DEFINED 1 304 5100
SCOTTS COMPANY Common 810186106 748 21,600 DEFINED 1 19100 2500
SEAGATE TECHNOLOGY Common 811804103 5,739 186,250 DEFINED 1 300 185800 150
SEAGRAMS LTD Common 811850106 205 4,500 DEFINED 1 4500
SEALED AIR $1.00 CV Pfd 81211K209 362 7,132 DEFINED 1 7132
SEALED AIR CORP Common 81211K100 621 12,098 DEFINED 1 12098
SECURITY CAP GRP-B Common 81413P204 3,711 252,650 DEFINED 1 252650
SEI INVESTMENTS COM Common 784117103 1,223 13,700 DEFINED 1 11800 1900
SERVICESMASTER CO Common 81760N109 249 15,524 DEFINED 1 15524
SHAW INDUSTRIES Common 820286102 286 18,030 DEFINED 1 18030
SHELL TRANS&TRADE CO Common 822703609 373 8,206 DEFINED 1 90 8116
SHERWIN WILLIAMS Common 824348106 1,014 48,453 DEFINED 1 1000 47453
SHIRE PHARMACEUTICA Common 82481R106 6,742 234,000 DEFINED 1 234000
SIGMA ALDRICH CORP Common 826552101 2,026 63,800 DEFINED 1 63800
SILICON GAMING INC Common 827054107 10 48,123 DEFINED 1 48123
SILICON GRAPHICS Common 827056102 13,453 1,230,000 DEFINED 1 1230000
SKYWEST INC Common 830879102 935 42,600 DEFINED 1 38100 4500
SMITHFIELD FOODS IN Common 832248108 992 37,100 DEFINED 1 32600 4500
SMITHKLINE BEECHAM ADR-A 832378301 8,663 150,338 DEFINED 1 80 40000 110258
SMITHKLINE FRAPS B-2 Convert 83237C609 2,046 20 DEFINED 1 20
SMITHKLN $5.99ARP B3 Pfd 83237C708 1,529 15 DEFINED 1 15
SO CAL ED $7.23 SFP Pfd 842400798 2,435 23,000 DEFINED 1 23000
SO CALIF ED $1.02 PF Pfd 842400202 267 16,600 DEFINED 1 16600
SOLECTRON CORP Common 834182107 1,874 26,100 DEFINED 1 2700 22000 1400
SOLUTIA INC Common 834376105 184 10,305 DEFINED 1 10305
SONY CORP ADR NEW ADR 835699307 746 4,970 DEFINED 1 640 4330
SOUTHERN MINERAL CRP Common 843367202 3 10,000 DEFINED 1 10000
SOUTHTRUST CORP Common 844730101 3,437 95,800 DEFINED 1 95800
SPIEKER PROPERTIES Common 848497103 1,486 42,840 DEFINED 1 2000 40840
SPRINGS INDUSTRIES Common 851783100 4,276 126,000 DEFINED 1 126000
SPRINT CORP FON Common 852061100 2,275 41,929 DEFINED 1 175 41754
SPRINT CORP PCS Common 852061506 3,189 42,773 DEFINED 1 32000 10773
SPS TECHNOLOGIES, I Common 784626103 561 14,800 DEFINED 1 13200 1600
SPSS INC Common 78462K102 748 38,500 DEFINED 1 34900 3600
ST PAUL BANCORP INC Common 792848103 752 32,896 DEFINED 1 32896
STAPLES INC Common 855030102 207 9,497 DEFINED 1 6197 3300
STARBUCKS CORP Common 855244109 5,089 205,350 DEFINED 1 205350
STATE STREET CORP Common 857477103 207 3,200 DEFINED 1 3200
STEELCASE INC Cl A 858155203 5,505 395,000 DEFINED 1 395000
STEINER LEISURE LTD Common P8744Y102 8,750 350,000 DEFINED 1 350000
STEWART & STEVENSON Common 860342104 12,133 924,400 DEFINED 1 924400
STEWART ENTERPRISES Common 860370105 3,849 634,900 DEFINED 1 1400 633500
STILLWATER MINING C Common 86074Q102 640 23,800 DEFINED 1 22100 1700
SUN MICROSYSTEMS Common 866810104 82,846 890,815 DEFINED 1 4622 468000 418193
SUN MICROSYSTEMS Common 866810104 149 1,600 DEFINED 2 1600
SUNRISE ASSISTED LI Common 86768K106 481 18,100 DEFINED 1 16200 1900
SUNTRUST BKS INC Common 867914103 18,277 277,975 DEFINED 1 277975
SUPERIOR INDUSTRIES Common 868168105 17,786 635,200 DEFINED 1 635200
SYMANTEC CORP Common 871503108 1,133 31,500 DEFINED 1 27500 4000
SYSCO Common 871829107 512 14,600 DEFINED 1 14600
TCA CABLE Common 872241104 449 8,000 DEFINED 1 8000
TECHNE CORP Common 878377100 1,082 34,500 DEFINED 1 30200 4300
TELEBRAS-SPONS Spn ADR 879287308 1,434 19,140 DEFINED 1 19140
TELECOM ARGENTINA Common 879273209 953 35,700 DEFINED 1 35700
TELECOMUNICACOES BR Common 879287100 1 36,540 DEFINED 1 36540
TELEPHONE & DATA Common 879433100 29,575 333,000 DEFINED 1 333000
TELLABS INC Common 879664100 93,387 1,640,165 DEFINED 1 4875 1364000 271290
TEMPLETON FOREIGN Common 880196209 132 12,836 DEFINED 1 12836
TEPPCO PARTNERS L Common 872384102 352 17,600 DEFINED 1 17600
TERADYNE INC Common 880770102 987 28,000 DEFINED 1 28000
TETRA TECH Common 88162G103 651 39,000 DEFINED 1 34900 4100
TEXACO Common 881694103 1,105 17,498 DEFINED 1 17498
TEXAS INSTRUMENTS I Common 882508104 33,251 404,262 DEFINED 1 8990 350000 45272
TEXAS REGIONAL BANC Common 882673106 9,281 375,000 DEFINED 1 375000
TEXAS UTIL $4.625 Pfd 882848203 607 12,300 DEFINED 1 12300
THE BISYS GROUP INC Common 055472104 10,648 227,000 DEFINED 1 224100 2900
THOMAS & BETTS CORP Common 884315102 566 11,100 DEFINED 1 11100
TIDEWATER INC Common 886423102 5,891 231,000 DEFINED 1 231000
TIME WARNER INC Common 887315109 119,835 1,972,588 DEFINED 1 32913 958000 981675
TIMES MIRROR NEW SER Common 887364107 262 3,982 DEFINED 1 3982
TIMKEN CO Common 887389104 6,432 398,900 DEFINED 1 398900
TIPPERARY CORP Common 888002300 46 30,463 DEFINED 1 30463
TITAN EXPLORATION Common 888289105 731 148,000 DEFINED 1 132000 16000
TJX COMPANIES, INC Common 872540109 12,987 462,800 DEFINED 1 462800
TORCHMARK CORP Common 891027104 420 16,250 DEFINED 1 16250
TOWER AUTOMOTIVE IN Common 891707101 1,122 56,650 DEFINED 1 49900 6750
TOYS R US Common 892335100 323 21,524 DEFINED 1 560 20964
TRANSWITCH CORP Common 894065101 1,094 19,200 DEFINED 1 17000 2200
TRAVELERS PROPERTY Common 893939108 2,154 73,000 DEFINED 1 73000
TRIBUNE CO Common 896047107 7,837 157,525 DEFINED 1 100000 57525
TRICON GLOBAL REST Common 895953107 315 7,705 DEFINED 1 7705
TRNSCDA CAP $2.18 Pfd 893525204 3,930 160,000 DEFINED 1 160000
TRW Common 872649108 447 8,992 DEFINED 1 8992
TUESDAY MORNING COR Common 899035505 846 33,500 DEFINED 1 30100 3400
TYCO INT'L LTD Common 902124106 198,720 1,924,645 DEFINED 1 22188 1021034 881423
U S BANCORP Common 902973106 5,126 169,797 DEFINED 1 169797
U.S. TRUST CORP Common 91288L105 3,344 41,600 DEFINED 1 20900 20700
UNIFI INC Common 904677101 8,640 785,475 DEFINED 1 785475
UNILEVER N V ADR 904784709 1,823 26,754 DEFINED 1 25499 1255
UNION CARBIDE CORP Common 905581104 6,335 111,500 DEFINED 1 111100 400
UNION PAC RES GRP Common 907834105 213 13,091 DEFINED 1 13091
UNION PACIFIC Common 907818108 955 19,879 DEFINED 1 1176 18703
UNITED PARCEL SVC AM Common 911308104 2,035 39,902 DEFINED 1 39902
UNITED TECHNOLOGIES Common 913017109 3,664 61,779 DEFINED 1 363 54000 7416
UNIVERSAL CORP NA Common 913456109 366 14,000 DEFINED 1 14000
UNIVISION COMMUNICA Common 914906102 1,465 18,000 DEFINED 1 18000
UNOCAL 3.125 CV PFD CV Pfd 91528T207 981 18,255 DEFINED 1 18255
UNOCAL CORP Common 915289102 6,779 182,915 DEFINED 1 38000 144915
US INDUSTRIES INC Common 912080108 3,977 252,500 DEFINED 1 252500
US ONCOLOGY INC Common 90338W103 306 33,776 DEFINED 1 33776
US WEST INC Common 91273H101 1,362 23,873 DEFINED 1 20 23853
USFREIGHTWAYS CORPO Common 916906100 2,175 45,900 DEFINED 1 40700 5200
UST INC Common 902911106 205 6,800 DEFINED 1 6800
UTI ENERGY CORP Common 903387108 690 35,500 DEFINED 1 30100 5400
VA EL+PWR $5.58 Pfd 927804641 1,103 11,000 DEFINED 1 11000
VALASSIS COMM. INC Common 918866104 1,351 30,740 DEFINED 1 27200 3540
VERISIGN INC Common 92343E102 5,416 50,850 DEFINED 1 50000 850
VERITAS SOFTWRE Common 923436109 1,154 15,200 DEFINED 1 13400 1800
VIACOM INC Cl B 925524308 20,615 487,934 DEFINED 1 17720 470214
VISX INC Common 92844S105 14,079 178,000 DEFINED 1 177200 800
VITESSE SEMICONDUCT Common 928497106 2,412 28,250 DEFINED 1 450 25800 2000
VODAFONE AIRTOUCH P Common 92857T107 47,843 201,234 DEFINED 1 245 44400 156589
WAL-MART STORES INC Common 931142103 125,316 2,634,759 DEFINED 1 33345 470000 2131414
WALGREEN Common 931422109 74,465 2,934,581 DEFINED 1 22393 2265000 647188
WALGREEN Common 931422109 203 8,000 DEFINED 2 8000
WALT DISNEY PRODUCT Common 254687106 30,155 1,162,338 DEFINED 1 7895 530000 624443
WARNER-LAMBERT CO Common 934488107 53,215 801,735 DEFINED 1 12091 256000 533644
WASHINGTON MUTUAL Common 939322103 17,779 607,813 DEFINED 1 460600 147213
WASHINGTON POST Cl B 939640108 2,461 4,825 DEFINED 1 4825
WATSON PHARMACEUTIC Common 942683103 15,281 500,000 DEFINED 1 500000
WBK STRYPES TRUST Convert 929229102 1,475 50,000 DEFINED 1 50000
WEBS - JAPAN INDEX Common 92923H889 4,492 322,300 DEFINED 1 322300
WELLMAN INC Common 949702104 12,644 700,000 DEFINED 1 700000
WELLS FARGO $2.75 Pfd 949746200 3,721 80,900 DEFINED 1 80900
WELLS FARGO & CO Common 949746101 41,315 1,042,651 DEFINED 1 32350 136660 873641
WELLS FARGO 6.59SR H Pfd 949746309 1,703 34,000 DEFINED 1 34000
WESTPAC BANKING CP Common 961214301 382 12,416 DEFINED 1 12416
WESTWOOD ONE INC Common 961815107 1,205 26,700 DEFINED 1 23700 3000
WHITTMAN-HART INC Common 966834103 1,737 44,800 DEFINED 1 39800 5000
WILLAMETTE INDUSTRIE Common 969133107 782 18,132 DEFINED 1 18132
WILLIAMS COS INC DEL Common 969457100 9,218 244,998 DEFINED 1 125 244873
WILLIAMS SONOMA INC Common 969904101 677 13,940 DEFINED 1 12300 1640
WILMINGTON TR CORP D Common 971807102 510 10,509 DEFINED 1 10509
WISCONSIN CENT TRAN Common 976592105 1,870 136,650 DEFINED 1 136650
WM WRIGLEY JR CO Common 982526105 12,415 180,420 DEFINED 1 100 175000 5320
WOLVERINE WORLD WID Common 978097103 10,931 961,000 DEFINED 1 961000
XEROX Common 984121103 743 17,706 DEFINED 1 525 17181
XIRCOM INC Common 983922105 1,037 24,300 DEFINED 1 21500 2800
XOMED SURGICAL PROD Common 98412V107 650 11,400 DEFINED 1 8400 3000
YAHOO Common 984332106 210 1,170 DEFINED 1 170 1000
YOUNG & RUBICAM INC Common 987425105 5,054 114,870 DEFINED 1 3520 111350
ZALE CORP Common 988858106 1,237 32,300 DEFINED 1 28100 4200
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