UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Stein Roe & Farnham Incorporated
Address: One South Wacker Drive
Chicago, Illinois 60606
Form 13F File Number: 28-01823
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Joyce B. Riegel
Title: Vice President and Chief Compliance Officer
Phone: (312) 368-7727
Signature, Place, and Date of Signing:
/s/ Joyce B. Riegel Chicago, Illinois May 12, 2000
Report Type (Check only one.):
[XX] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this report
and a portion are reported by other reporting manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 707
Form 13F Information Table Value Total: $11,115,647
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file
number(s) of all institutional investment managers with respect
to which this report is filed, other than the manager filing this
report.
[If there are no entries in this list, state "NONE" and omit the
column headings and list entries.]
No. 13F File Number Name
1 28-33 Liberty Mutual Insurance Co.
2 28-6060 Harold J. McComas
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
REPORTING MANAGE
Stein Roe & Farnham, Inc.
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Name of Issuer Class CUSIP FMV SHRS Shared Other (A) (B) (C)
($000) Managers Sole Shared None
------------------- ------ --------- -------- -------- ------- -------- ------- ------- ---------
<C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AES TRUST I CV PFD CV Pfd 001033208 11,283 101,650 DEFINED 1 101650
AES CORP Common 00130H105 150,643 1,912,926 DEFINED 1 70725 1084000 758201
AES CORP Common 00130H105 102 1,300 DEFINED 2 1300
AMFM INC Common 001693100 3,552 57,180 DEFINED 1 11265 45915
AMR CORP Common 001765106 4,781 150,000 DEFINED 1 150000
A T & T CORP Common 001957109 16,529 293,853 DEFINED 1 9168 132963 151722
AT&T CORP-LIBERTY M Common 001957208 119,204 2,011,874 DEFINED 1 14000 1700000 297874
AVX CORP Common 002444107 19,734 260,300 DEFINED 1 260300
ABBOTT LAB Common 002824100 31,472 894,421 DEFINED 1 16770 877651
P-ABN AMRO PF $7.035 Pfd 003714300 3,710 3,700 DEFINED 1 3700
P-ABN AMRO NOAMR PFD Pfd 003714870 3,006 3,000 DEFINED 1 3000
ACME COMMUNICATIONS Common 004631107 558 24,400 DEFINED 1 20300 4100
ACTUATE CORPORATION Common 00508B102 2,965 55,100 DEFINED 1 48400 6700
ACUSON CORP Common 005113105 8,690 586,700 DEFINED 1 586700
ACXIOM CORP Common 005125109 313 9,400 DEFINED 1 9400
ADELPHIA COMMUNICAT Common 006848105 8,085 165,000 DEFINED 1 165000
ADVANCED OXYGEN TECH Common 00754B103 10 64,000 DEFINED 1 64000
AEROFLEX INC Common 007768104 1,238 25,000 DEFINED 1 25000
AEGON N.V. ARD ADR 007924103 1,458 18,101 DEFINED 1 143 17958
AES TR111 CVPFD 3.38 CV Pfd 00808N202 2,774 41,100 DEFINED 1 41100
AETNA INC Common 008117103 284 5,100 DEFINED 1 5100
AFFILIATED COMPUTER Common 008190100 2,470 65,000 DEFINED 1 65000
AGILENT TECHNOLOGIE Common 00846U101 7,904 76,000 DEFINED 1 74000 2000
AIM INTL EQUITY CL A Cl A 008882102 206 7,443 DEFINED 1 7443
AIR PRODUCTS & CHEM Common 009158106 7,262 255,354 DEFINED 1 650 200000 54704
ALAMOSA PCS HOLDING Common 011593100 555 14,700 DEFINED 1 12900 1800
ALASKA COMM SYSTEMS Common 01167P101 714 58,900 DEFINED 1 51900 7000
ALBERTSONS INC Common 013104104 822 26,516 DEFINED 1 2016 24500
ALCOA INC Common 013817101 3,331 47,418 DEFINED 1 450 46000 968
ALLEGIANCE TELECOM Common 01747T102 14,148 175,475 DEFINED 1 5475 170000
ALLERGAN INC Common 018490102 550 11,000 DEFINED 1 11000
ALLSCRIPTS INC Common 019886100 1,473 24,500 DEFINED 1 21300 3200
ALLSTATE CORP Common 020002101 5,707 239,680 DEFINED 1 6267 233413
ALLTEL CORP Common 020039103 724 11,483 DEFINED 1 255 11228
ALPHARMA INC Common 020813101 1,771 48,200 DEFINED 1 41800 6400
ALZA CORP Common 022615108 12,048 320,755 DEFINED 1 33273 287482
AMERICA ONLINE INC Common 02364J104 31,841 473,471 DEFINED 1 23246 300000 150225
AMCORE FINANCIAL INC Common 023912108 1,598 89,387 DEFINED 1 89387
AMERICAN EXPRESS CO Common 025816109 14,099 94,665 DEFINED 1 2955 80000 11710
AMERICAN FREIGHTWAY Common 02629V108 844 56,500 DEFINED 1 48000 8500
AMERICAN GENL CORP Common 026351106 5,362 95,531 DEFINED 1 40 95491
AMERICAN HOME PRODU Common 026609107 32,812 611,882 DEFINED 1 22916 410400 178566
AMER INTERNATIONAL Common 026874107 79,441 725,487 DEFINED 1 59727 79625 586135
AMERICAN MANAGEMENT Common 027352103 1,411 32,200 DEFINED 1 28400 3800
AMERICAN NATIONAL C Common 027714104 2,513 191,500 DEFINED 1 1000 167000 23500
AMERICAN STANDARD Common 029712106 2,706 73,125 DEFINED 1 11625 61500
AMERICAN TOWER CORP Common 029912201 69,273 1,403,000 DEFINED 1 3000 1400000
AMGEN INC Common 031162100 46,123 751,500 DEFINED 1 4460 635000 112040
ANADARKO PETE CORP Common 032511107 253 6,536 DEFINED 1 6536
ANALOG DEVICES Common 032654105 20,500 254,464 DEFINED 1 13600 240864
ANDREW CORP Common 034425108 17,474 763,900 DEFINED 1 763900
ANHEUSER BUSCH Common 035229103 1,587 25,487 DEFINED 1 395 25092
ANNTAYLOR STORES CO Common 036115103 469 20,400 DEFINED 1 18000 2400
APLACN PWR $5.92 SFP Pfd 037735859 1,994 20,000 DEFINED 1 20000
APPLE COMPUTER INC Common 037833100 46,391 341,580 DEFINED 1 1180 340000 400
APPLIED MATLS Common 038222105 114,379 1,213,570 DEFINED 1 33420 1030000 150150
APTARGROUP INC Common 038336103 1,714 64,230 DEFINED 1 830 55700 7700
ARCHSTN $2.07 CV PFD CV Pfd 039581202 7,667 285,300 DEFINED 1 285300
ARROW ELECTRONICS I Common 042735100 8,439 239,400 DEFINED 1 600 238800
ARROWPOINT COMMUNIC Common 042810101 2,141 19,700 DEFINED 1 17800 1900
ART TECHNOLOGY GROU Common 04289L107 1,655 25,200 DEFINED 1 22600 2600
ASPECT MEDICAL SYST Common 045235108 796 22,200 DEFINED 1 19800 2400
ASPEN TECHNOLOGY IN Common 045327103 1,231 30,500 DEFINED 1 27200 3300
ASPEON INC Common 045354107 1,452 71,700 DEFINED 1 63400 8300
ASSOCIATES FIRST Common 046008108 12,806 597,354 DEFINED 1 45595 551759
ASTEC INDUSTRIES IN Common 046224101 749 28,200 DEFINED 1 22800 5400
ATLANTIC RICHFIELD Common 048825103 2,970 34,941 DEFINED 1 6859 28082
ATMEL CORP Common 049513104 124,829 2,418,000 DEFINED 1 10500 2350000 57500
AUTOMATIC DATA PROCE Common 053015103 10,602 219,722 DEFINED 1 19948 199774
AVERY DENNISON CORP Common 053611109 1,987 32,537 DEFINED 1 1564 30100 873
AVON PRODUCTS INC Common 054303102 1,210 41,625 DEFINED 1 225 40000 1400
THE BISYS GROUP INC Common 055472104 1,796 27,000 DEFINED 1 24100 2900
BP AMOCO PLC-ADR ADR 055622104 46,141 869,558 DEFINED 1 68223 344252 457083
BAKER HUGHES INC Common 057224107 302 9,997 DEFINED 1 9997
BALDOR ELECTRIC Common 057741100 183 10,121 DEFINED 1 10121
BALT GAS&EL $7.125PF Pfd 059165779 206 2,000 DEFINED 1 2000
BANK OF AMERICA COR Common 060505104 13,180 251,350 DEFINED 1 4685 139950 106715
BANK OF MONTREAL Common 063671101 328 6,434 DEFINED 1 6434
BANK ONE CORP Common 06423A103 1,837 53,433 DEFINED 1 137 53296
BANK OF TOKYO-MITSU Common 065379109 1,206 85,000 DEFINED 1 85000
BARRETT RESOURCES C Common 068480201 614 20,600 DEFINED 1 18100 2500
BAXTER INTERNATIONA Common 071813109 7,245 115,574 DEFINED 1 1180 100000 14394
BECTON DICKINSON Common 075887109 2,147 81,600 DEFINED 1 81600
BED BATH & BEYOND I Common 075896100 5,906 150,000 DEFINED 1 150000
BELL ATLANTIC CORP Common 077853109 27,171 444,518 DEFINED 1 14762 393320 36436
BELLSOUTH CORP Common 079860102 3,654 77,755 DEFINED 1 17472 60283
BELO (AH) CORP CL-A Cl A 080555105 337 18,846 DEFINED 1 18846
BERKSHIRE HATHAWAY Common 084670108 20,192 353 DEFINED 1 353
BERKSHIRE HATH-CL B Cl B 084670207 1,310 720 DEFINED 1 7 713
BESTFOODS Common 08658U101 3,268 69,821 DEFINED 1 4500 65321
BINDLEY WESTERN IND Common 090324104 1,042 76,800 DEFINED 1 67600 9200
BIOMET INC Common 090613100 14,441 397,000 DEFINED 1 397000
BLACK & DECKER CORP Common 091797100 207 5,500 DEFINED 1 5500
BLAZE SOFTWARE INC Common 09347T109 559 19,600 DEFINED 1 17100 2500
H R BLOCK Common 093671105 324 7,250 DEFINED 1 2850 4400
BLUE WAVE SYSTEMS I Common 096081104 1,541 96,300 DEFINED 1 78700 17600
BLUESTONE SOFTWARE Common 09623P102 1,124 33,300 DEFINED 1 29300 4000
BOEING CO Common 097023105 4,001 105,462 DEFINED 1 99600 5862
BORDERS GROUP INC Common 099709107 5,328 310,000 DEFINED 1 310000
BRISTOL-MYERS SQUIB Common 110122108 184,860 3,201,046 DEFINED 1 55206 338000 2807840
BROADCOM CORP CL A Cl A 111320107 20,159 83,000 DEFINED 1 83000
BURLINGTON NORTH SA Common 12189T104 4,425 200,000 DEFINED 1 200000
BURNHAM CORP CL A Cl A 122295108 205 5,174 DEFINED 1 5174
BURR-BROWN CORP Common 122574106 2,444 44,950 DEFINED 1 39550 5400
CBS CORP Common 12490K107 61,571 1,087,351 DEFINED 1 67284 48000 972067
C-CUBE MICROSYSTEMS Common 125015107 1,624 22,300 DEFINED 1 19100 3200
CEC ENTERTAINMENT I Common 125137109 1,183 43,600 DEFINED 1 38400 5200
CIGNA CORP Common 125509109 635 8,378 DEFINED 1 900 7478
CK WITCO CORP Common 12562C108 224 22,000 DEFINED 1 22000
CMGI INC Common 125750109 4,578 40,400 DEFINED 1 40000 400
CSG SYSTEMS INTL IN Common 126349109 6,141 125,800 DEFINED 1 800 125000
CTS CORP Common 126501105 1,442 25,300 DEFINED 1 22200 3100
CAL DIVE INTERNATIO Common 127914109 1,330 26,200 DEFINED 1 22200 4000
CALPINE CORPORATION Common 131347106 18,810 200,110 DEFINED 1 110 200000
CAMPBELL SOUP CO Common 134429109 327 10,646 DEFINED 1 10646
CANANDAIGUA BRANDS Common 137219200 1,265 24,800 DEFINED 1 21900 2900
CAPITAL ONE FINANCI Common 14040H105 3,307 68,984 DEFINED 1 66000 2984
CARDIAC RESUSCITATOR Common 141409102 1 17,033 DEFINED 1 17033
CARDINAL HEALTH INC Common 14149Y108 384 8,374 DEFINED 1 1059 6000 1315
CARLISLE COS INC Common 142339100 11,248 281,200 DEFINED 1 281200
CARPENTER TECHNOLOG Common 144285103 4,579 220,000 DEFINED 1 220000
CATALINA MARKETING Common 148867104 1,205 11,900 DEFINED 1 10500 1400
CATERPILLAR INC Common 149123101 2,644 67,055 DEFINED 1 75 39000 27980
CEDAR FAIR LP Common 150185106 6,339 318,958 DEFINED 1 315000 3958
CENDANT CORPORATION Common 151313103 406 21,942 DEFINED 1 21942
CENTRAL & SOUTHWEST Common 152357109 196 11,458 DEFINED 1 3900 7558
CENTURYTEL INC Common 156700106 318 8,559 DEFINED 1 3020 5539
CERTICOM CORP Common 156915100 307 2,100 DEFINED 1 2100
CHARTER ONE FIN INC Common 160903100 670 31,895 DEFINED 1 8255 23640
CHARTER COMMUNICATI Common 16117M107 3,109 217,000 DEFINED 1 215000 2000
CHASE MANHATTAN COR Common 16161A108 87,430 1,002,785 DEFINED 1 62094 253800 686891
CHASE MANHTN$2.48PFD Pfd 16161A777 2,350 50,000 DEFINED 1 50000
CHEVRON CORP Common 166751107 5,663 61,259 DEFINED 1 2499 58760
CHICO'S FAS INC Common 168615102 719 42,400 DEFINED 1 38600 3800
CHIRON Common 170040109 811 16,256 DEFINED 1 16256
CHOICEPOINT INC Common 170388102 385 10,300 DEFINED 1 6700 3600
CHROMAVISION MEDICA Common 17111P104 833 54,600 DEFINED 1 47800 6800
CIRCLE INTERNATIONA Common 172574105 1,357 52,200 DEFINED 1 44300 7900
CISCO SYSTEMS INC Common 17275R102 643,029 8,317,267 DEFINED 1 141253 3301800 4874214
CISCO SYSTEMS INC Common 17275R102 278 3,600 DEFINED 2 3600
CINTAS CORP Common 172908105 8,664 221,100 DEFINED 1 217500 3600
CITIGROUP INC Common 172967101 234,193 3,948,459 DEFINED 1 127863 2243311 1577285
CITIGROUP INC Common 172967101 59 1,000 DEFINED 2 1000
CCI PFD $3.11 PFD H Pfd 172967705 2,512 52,600 DEFINED 1 52600
CITIGRP $2.932 PFD M Pfd 172967812 207 5,000 DEFINED 1 5000
CITIZENS UTILS CO DE Common 177342201 580 35,396 DEFINED 1 35396
CITRIX SYS INC Common 177376100 663 10,000 DEFINED 1 10000
CLARUS CORPORATION Common 182707109 2,091 29,600 DEFINED 1 25900 3700
CLEAR CHANNEL COMMU Common 184502102 130,973 1,896,436 DEFINED 1 51797 1229000 615639
CLICKACTION INC Common 18681E107 1,151 23,200 DEFINED 1 18700 4500
CLOROX CO Common 189054109 208 6,400 DEFINED 1 6400
COCA COLA CO Common 191216100 22,569 480,838 DEFINED 1 17823 463015
COCA COLA CO Common 191216100 188 4,000 DEFINED 2 4000
COGNEX CORP Common 192422103 213 3,699 DEFINED 1 3699
COLGATE PALMOLIVE Common 194162103 24,671 437,630 DEFINED 1 10350 427280
COLUMBIA/HCA HEALTH Common 197677107 10,256 405,180 DEFINED 1 280 404900
COMCAST CL A Cl A 200300101 817 19,799 DEFINED 1 19799
COMCAST CORP-SPECIA Common 200300200 19,077 439,818 DEFINED 1 1995 202000 235823
COMPAQ COMPUTER COR Common 204493100 15,151 569,067 DEFINED 1 252 395000 173815
COMPUTER ASSOC INTL Common 204912109 391 6,610 DEFINED 1 430 6180
COMVERSE TECH Common 205862402 49,140 260,000 DEFINED 1 260000
CONCORD CAMERA CORP Common 206156101 2,437 44,300 DEFINED 1 38600 5700
CONCORD EFS INC Common 206197105 3,680 160,457 DEFINED 1 2475 156950 1032
CONEXANT SYSTEMS IN Common 207142100 7,319 103,080 DEFINED 1 100000 3080
CONOCO INC-CL A Cl A 208251306 6,987 283,745 DEFINED 1 145 104800 178800
CONOCO INC -CL B Cl B 208251405 5,756 224,643 DEFINED 1 181807 42836
CONSOLIDATED EDISON Common 209115104 693 23,886 DEFINED 1 23886
CONTINENTAL AIRLINE Common 210795308 10,628 260,000 DEFINED 1 260000
COOPER INDS Common 216669101 732 20,928 DEFINED 1 20928
COOPER TIRE & RUBBE Common 216831107 3,518 280,000 DEFINED 1 280000
CORNING INCORPORATE Common 219350105 140,355 723,480 DEFINED 1 4950 693000 25530
COSTCO WHOLESALE CRP Common 22160K105 9,638 183,363 DEFINED 1 4125 179238
COX COMMUNICATIONS C Common 224044107 599 12,358 DEFINED 1 12358
COYOTE NETWORK SYS Common 22406P108 121 11,000 DEFINED 1 11000
CRAYFISH CO LTD-SPO Common 225226109 920 24,200 DEFINED 1 24200
CROSS TIMBER OIL CO Common 227573102 15,234 1,166,225 DEFINED 1 1166225
CROWN CASTLE INTL C Common 228227104 32,383 855,000 DEFINED 1 855000
CUMULUS MEDIA INC C Common 231082108 2,687 186,931 DEFINED 1 131 179200 7600
CYPRESS COMMUNICATI Common 232743104 911 37,200 DEFINED 1 32600 4600
CYTYC CORPORATION Common 232946103 1,515 31,400 DEFINED 1 27600 3800
DII GROUP INC Common 232949107 317 2,800 DEFINED 1 2800
DPL INC Common 233293109 396 17,850 DEFINED 1 2600 15250
DSP GROUP INC Common 23332B106 3,247 49,200 DEFINED 1 43800 5400
DAMARK INTL INC Common 235691102 789 20,700 DEFINED 1 18900 1800
CHINA.COM CORP -CL Cl A 243746SDL 275 3,400 DEFINED 1 3400
DELL COMPUTER Common 247025109 2,720 50,420 DEFINED 1 1585 48835
DELPHI AUTOMOTIVE Common 247126105 198 12,406 DEFINED 1 419 11987
DELUXE CORP Common 248019101 435 16,430 DEFINED 1 280 16150
DEVRY INC Common 251893103 15,250 500,000 DEFINED 1 500000
DEXTER CORP Common 252165105 12,574 237,239 DEFINED 1 235000 2239
DIAMOND TECH PARTNE Common 252762109 7,890 120,000 DEFINED 1 120000
DIGEX INC Common 253756100 1,664 15,000 DEFINED 1 15000
DIONEX CORP Common 254546104 1,001 30,400 DEFINED 1 26800 3600
WALT DISNEY PRODUCT Common 254687106 55,226 1,334,764 DEFINED 1 15300 800000 519464
DOLLAR GEN CORP Common 256669102 55,540 2,066,591 DEFINED 1 113083 1953508
DOLLAR GEN(STRYPES) Pfd 256678103 631 16,500 DEFINED 1 16500
DOLLAR TREE STORES Common 256747106 13,031 250,000 DEFINED 1 250000
DLJ FRAPS A $2.97 Pfd 257661207 2,975 60,000 DEFINED 1 60000
DLJ FRAPS B $2.65 Pfd 257661306 2,027 42,000 DEFINED 1 42000
DONNELLEY (RR) Common 257867101 293 14,000 DEFINED 1 14000
DOUBLECLICK INC Common 258609304 9,381 100,200 DEFINED 1 100000 200
DOVER CORP Common 260003108 26,613 555,882 DEFINED 1 58020 497862
DOW CHEMICAL Common 260543103 379 3,328 DEFINED 1 180 3148
EI DUPONT DE NEMOUR Common 263534109 12,628 238,826 DEFINED 1 2868 186370 49588
DUKE ENERGY $1.55SFP Pfd 264399718 207 8,250 DEFINED 1 8250
DUSA PHARMACEUTICAL Common 266898105 3,026 126,400 DEFINED 1 111100 15300
EMC CORP Common 268648102 223,248 1,785,984 DEFINED 1 57059 1214000 514925
EATON CORP Common 278058102 4,285 54,932 DEFINED 1 54000 932
ECOLAB INC Common 278865100 59,445 1,620,305 DEFINED 1 79185 516800 1024320
EDISON INTERNATIONAL Common 281020107 196 11,848 DEFINED 1 500 11348
EL PASO ENER $2.375 Convert 283678209 2,806 53,450 DEFINED 1 53450
EL PASO ENERGY CORP Common 283905107 7,186 177,974 DEFINED 1 975 150000 26999
ELAN CORP SPONS ADR Spn ADR 284131208 5,291 111,384 DEFINED 1 1784 104000 5600
ELANTEC SEMICONDUCT Common 284155108 794 10,800 DEFINED 1 9500 1300
ELECTRO SCIENTIFIC Common 285229100 1,670 28,800 DEFINED 1 25600 3200
ELECTROGLAS INC Common 285324109 1,415 41,300 DEFINED 1 36400 4900
ELOQUENT INC Common 290140102 880 43,200 DEFINED 1 38100 5100
EMERSON ELECTRIC CO Common 291011104 14,484 273,927 DEFINED 1 2104 154000 117823
EMISPHERE TECHNOLOG Common 291345106 1,359 26,200 DEFINED 1 23100 3100
ENDESA SA ADR 29258N107 4,028 171,872 DEFINED 1 171872
ENRON CORP Common 293561106 142,509 1,903,297 DEFINED 1 21427 1727000 154870
ENTRUST TECHNOLOGIE Common 293848107 1,702 20,000 DEFINED 1 20000
EQUANT N V NY SHARE NYRegSh 294409107 17,013 200,000 DEFINED 1 200000
EQUITY RESIDENTIAL P Common 29476L107 344 8,548 DEFINED 1 8548
EQUITY RES $2.15CVPF CV Pfd 29476L826 463 19,000 DEFINED 1 19000
ERICSSON (LM) TEL AD ADR B 294821400 275,468 2,936,369 DEFINED 1 37991 850000 2048378
ERICSSON (LM) TEL AD ADR B 294821400 375 4,000 DEFINED 2 4000
ERICSSON L M TEL CV ADR CV 294821509 11,769 452,652 DEFINED 1 452652
ESPEED INC-CL A Cl A 296643109 1,068 20,400 DEFINED 1 17900 2500
EUR AMR BK $5.84FRAP Pfd 29874F207 527 525 DEFINED 1 525
EURO AMR BK $6.01PFD Pfd 29874F306 997 1,000 DEFINED 1 1000
EXODUS COMMUNICATIO Common 302088109 17,675 125,800 DEFINED 1 125000 800
EXPEDITORS INTL WAS Common 302130109 910 22,900 DEFINED 1 18700 4200
EXTENSITY INC Common 302255104 883 18,400 DEFINED 1 16100 2300
EXXON MOBIL CORPORAT Common 30231G102 48,841 627,681 DEFINED 1 10932 127050 489699
EXXON MOBIL CORPORAT Common 30231G102 103 1,320 DEFINED 2 1320
FREDDIE MAC Common 313400301 23,173 524,426 DEFINED 1 31980 71000 421446
FED-MOGUL $3.50CVPFD CV Pfd 313552408 1,956 67,150 DEFINED 1 67150
FANNIE MAE Common 313586109 87,247 1,545,905 DEFINED 1 42365 200500 1303040
FANNIE MAE Common 313586109 85 1,500 DEFINED 2 1500
FEDERATED DEPT STOR Common 31410H101 10,903 261,150 DEFINED 1 1150 260000
FEDERATED INVESTOR Common 314211103 956 35,000 DEFINED 1 35000
FIFTH THIRD BANCORP Common 316773100 4,883 77,513 DEFINED 1 95 77418
FINANCIAL SEC ASSUR Common 31769P100 255 3,470 DEFINED 1 3470
FIRST DATA CORP Common 319963104 1,259 28,459 DEFINED 1 224 28235
FIRST HEALTH GROUP Common 320960107 15,661 495,200 DEFINED 1 495200
FIRST UNION CORP Common 337358105 1,795 48,195 DEFINED 1 6790 41405
FIRSTWORLD COMMUNIC Common 337625305 499 24,500 DEFINED 1 21400 3100
FIRSTAR CORP Common 33763V109 1,067 46,502 DEFINED 1 46502
FISERV INC Common 337738108 12,114 325,750 DEFINED 1 750 325000
FLEET FINL VIII PFD Pfd 338915747 501 10,000 DEFINED 1 10000
FLOWSERVE CORP Common 34354P105 4,699 365,000 DEFINED 1 365000
FOCAL COMMUNICATION Common 344155106 3,556 63,500 DEFINED 1 13000 50500
FORD MOTOR CO Common 345370100 4,257 92,660 DEFINED 1 895 73000 18765
FOREST LABORATORIES Common 345838106 12,862 152,210 DEFINED 1 145000 7210
FOUNDRY NETWORKS IN Common 35063R100 14,375 100,000 DEFINED 1 100000
FREEPRT MC C&G$1.75 Pfd 35671D501 332 22,400 DEFINED 1 22400
F-PORT MCMORAN COP Common 35671D857 3,619 300,000 DEFINED 1 300000
FRESENIUS MEDICAL CA Common 358029106 229 9,458 DEFINED 1 9458
FUJI PHOTO FILM Common 359586302 234 5,324 DEFINED 1 5324
FULTON FINANCIAL COM Common 360271100 579 27,472 DEFINED 1 27472
GTE CORP Common 362320103 11,871 167,200 DEFINED 1 6355 160845
GT GROUP TELECOM IN Common 362359408 668 32,000 DEFINED 1 32000
GANNETT Common 364730101 3,030 43,050 DEFINED 1 800 42250
GAP INC Common 364760108 2,856 57,332 DEFINED 1 57332
GENENTECH INC Common 368710406 85,048 559,528 DEFINED 1 12008 478600 68920
GENERAL ELECTRIC CO Common 369604103 381,604 2,458,990 DEFINED 1 57787 920000 1481203
GENERAL ELECTRIC CO Common 369604103 388 2,500 DEFINED 2 2500
GENERAL MILLS INC Common 370334104 1,105 30,524 DEFINED 1 100 23000 7424
GENERAL MOTORS Common 370442105 874 10,548 DEFINED 1 480 10068
GENERAL MOTORS CL H Cl H 370442832 437 3,513 DEFINED 1 3513
GENTEX CORP Common 371901109 9,180 247,700 DEFINED 1 600 244000 3100
GENUINE PARTS Common 372460105 257 10,776 DEFINED 1 10776
GENUS INC Common 372461103 945 68,100 DEFINED 1 60900 7200
GEON COMPANY Common 37246W105 1,032 48,000 DEFINED 1 40700 7300
GEORGIA PACIFIC COR Common 373298108 12,325 311,540 DEFINED 1 303000 8540
GEORGIA PACIFIC (TI Common 373298702 1,981 77,300 DEFINED 1 75000 2300
GETTHERE.COM INC Common 374266104 389 25,300 DEFINED 1 22300 3000
GIGA-TRONICS INC Common 375175106 168 15,032 DEFINED 1 15032
GILLETTE CO Common 375766102 21,614 573,495 DEFINED 1 32421 134400 406674
GILLETTE CO Common 375766102 188 5,000 DEFINED 2 5000
GLAXO WELLCOME PLC Common 37733W105 841 14,678 DEFINED 1 924 13754
GLOBALNET FINANCIAL Common 37937R209 900 25,100 DEFINED 1 22500 2600
GOLDEN WEST FINANCI Common 381317106 11,281 361,700 DEFINED 1 361700
GOLDMAN SACHS GROUP Common 38141G104 34,965 332,605 DEFINED 1 4530 320100 7975
GRAINGER W W Common 384802104 537 9,890 DEFINED 1 470 9420
GUIDANT CORP Common 401698105 32,126 546,250 DEFINED 1 43710 502540
H&Q LIFE SCIENCES Common 404053100 290 10,000 DEFINED 1 10000
HALL KINION & ASSOC Common 406069104 443 18,400 DEFINED 1 8800 9600
HALLIBURTON Common 406216101 4,299 104,845 DEFINED 1 5045 99800
HANNAFORD BROS CO Common 410550107 935 12,675 DEFINED 1 12675
HANOVER COMPRESSOR Common 410768105 2,321 40,800 DEFINED 1 36000 4800
HARCOURT GENERAL INC Common 41163G101 320 8,600 DEFINED 1 8600
HARLEY DAVIDSON Common 412822108 16,200 204,100 DEFINED 1 1100 200000 3000
HARMONIC INC Common 413160102 1,249 15,000 DEFINED 1 15000
HARTFORD FINANCIAL Common 416515104 297 5,624 DEFINED 1 1578 4046
HARTFORD LIFE CL A Cl A 416592103 216 4,600 DEFINED 1 4600
HASBRO INC Common 418056107 11,569 701,125 DEFINED 1 700000 1125
HEARST-ARGLYE TELVSN Common 422317107 560 23,954 DEFINED 1 23954
HEINZ H J Common 423074103 669 19,171 DEFINED 1 490 18681
HELLER FINL $6.95PFD Pfd 423328871 1,513 15,000 DEFINED 1 15000
HELLER FIN $6.687PFD Pfd 423328889 200 2,000 DEFINED 1 2000
HERSHEY FOODS CORP Common 427866108 517 10,606 DEFINED 1 10606
HERTZ CORP-CL A Cl A 428040109 7,535 221,200 DEFINED 1 150000 71200
HEWLETT-PACKARD CO Common 428236103 86,021 648,906 DEFINED 1 42305 606601
HEWLETT-PACKARD CO Common 428236103 265 2,000 DEFINED 2 2000
HISPANIC BROADCASTI Common 43357B104 57,111 504,295 DEFINED 1 45 430000 74250
HOME DEPOT INC Common 437076102 286,529 4,442,305 DEFINED 1 95815 1423500 2922990
HOMESEEKERS.COM INC Common 437605108 378 24,600 DEFINED 1 21900 2700
HONEYWELL INTERNATI Common 438516106 11,631 220,747 DEFINED 1 1372 157500 61875
HOUGHTON MIFFLIN Common 441560109 501 11,800 DEFINED 1 11800
HOUSEHOLD INTERNATI Common 441815107 22,650 607,022 DEFINED 1 2475 577300 27247
HOUSTON IND(TWX)ACES Common 442161204 6,432 40,450 DEFINED 1 40450
HUBBELL INC CL B Cl B 443510201 7,414 270,828 DEFINED 1 6804 70400 193624
IMS HEALTH INC Common 449934108 26,198 1,546,736 DEFINED 1 64420 144000 1338316
IMS HEALTH INC Common 449934108 25 1,500 DEFINED 2 1500
ITC DELTACOM INC Common 45031T104 1,090 30,600 DEFINED 1 27300 3300
ILLINOIS TOOL WORKS Common 452308109 44,409 803,776 DEFINED 1 39875 763901
ILLINOIS TOOL WORKS Common 452308109 55 1,000 DEFINED 2 1000
IMPERIAL BANCORP Common 452556103 1,146 36,983 DEFINED 1 32400 4583
IMPERIAL CHEM IND I Common 452704505 12,111 375,550 DEFINED 1 150 375400
INDEPENDENT ENERGY Common 45384X108 4,425 98,600 DEFINED 1 86600 12000
INFINEON TECHNOLOGI ADR 45662N103 2,119 36,900 DEFINED 1 36900
INFINITY BROADCASTNG Common 45662S102 11,016 340,269 DEFINED 1 55046 285223
INFONET SERVICES CO Cl B 45666T106 2,534 112,000 DEFINED 1 112000
INKTOMI CORP Common 457277101 52,299 268,200 DEFINED 1 3000 265000 200
INSITUFORM TECHNOLO Common 457667103 959 31,300 DEFINED 1 28000 3300
INTEL CORP Common 458140100 333,504 2,527,744 DEFINED 1 67136 145000 2315608
INTEL CORP Common 458140100 686 5,200 DEFINED 2 5200
INTER-TEL, INC. Common 458372109 1,634 59,700 DEFINED 1 52400 7300
INTERIM SERVICES IN Common 45868P100 10,957 590,300 DEFINED 1 585700 4600
INTERNAP NETWORK SE Common 45885A102 690 15,000 DEFINED 1 15000
INTL BUSINESS MACHI Common 459200101 108,374 918,424 DEFINED 1 44495 227000 646929
INTL PAPER Common 460146103 623 14,584 DEFINED 1 101 14483
INTL SPPEDWAY CORP Common 460335201 4,494 100,000 DEFINED 1 100000
INTERNET CAP GRP INC Common 46059C106 9,231 102,210 DEFINED 1 10230 91980
INTERPUBLIC GROUP C Common 460690100 6,782 143,524 DEFINED 1 800 121200 21524
INTERVOICE-BRITE IN Common 461142101 2,345 81,200 DEFINED 1 70700 10500
INTERVU INC Common 46114R106 918 10,200 DEFINED 1 9000 1200
INTRAWARE INC Common 46118M103 541 13,095 DEFINED 1 11500 1595
INTUIT INC Common 461202103 29,450 541,600 DEFINED 1 535000 6600
ION NETWORKS INC Common 46205P100 1,416 42,100 DEFINED 1 36000 6100
IVAX CORP Common 465823102 531 19,500 DEFINED 1 19500
JDS UNIPHASE CORP Common 46612J101 90,348 749,390 DEFINED 1 1740 746000 1650
JNI CORP Common 46622G105 1,160 22,800 DEFINED 1 20100 2700
JAPAN OTC EQUITY FD Common 471091108 200 18,500 DEFINED 1 18500
JERSEY P&L $8.65 PFD Pfd 476556865 5,023 49,000 DEFINED 1 49000
JOHNSON & JOHNSON Common 478160104 103,461 1,476,689 DEFINED 1 36278 800000 640411
JOHNSON & JOHNSON Common 478160104 168 2,400 DEFINED 2 2400
JONES PHARMA INC Common 480236108 1,106 36,413 DEFINED 1 28425 7988
KLA INSTRUMENTS COR Common 482480100 25,309 300,400 DEFINED 1 400 300000
KANSAS CITY SOUTHN Common 485170104 26,804 311,900 DEFINED 1 311900
KELLOGG Common 487836108 735 28,682 DEFINED 1 3482 25200
KEMET CORP Common 488360108 1,948 30,800 DEFINED 1 27100 3700
KIMBERLY CLARK CORP Common 494368103 3,790 67,673 DEFINED 1 1275 66398
KINDER MORGAN ENERG Common 494550106 9,152 230,604 DEFINED 1 1500 85000 144104
KINDER MORGAN INC Common 49455P101 21,563 625,000 DEFINED 1 625000
KNIGHT RIDDER Common 499040103 234 4,600 DEFINED 1 4600
KNIGHT/TRIMARK GROU Common 499068104 1,020 20,000 DEFINED 1 20000
KOHLS CORP Common 500255104 99,118 967,000 DEFINED 1 4000 871000 92000
KONINKLIJKE PHILIPS Common 500472204 1,479 8,633 DEFINED 1 41 8500 92
KORN/FERRY INTERNAT Common 500643200 4,611 155,000 DEFINED 1 155000
KRONOS INC Common 501052104 744 25,100 DEFINED 1 22650 2450
LSI LOGIC CORP Common 502161102 84,326 1,161,120 DEFINED 1 320 1150000 10800
LTX CORP Common 502392103 1,573 34,800 DEFINED 1 30700 4100
LASALL NAT $2.99 PFD Pfd 518028790 1,746 35,000 DEFINED 1 35000
LEAR CORP Common 521865105 13,192 469,050 DEFINED 1 2450 327000 139600
LEVEL 3 COMMUNICATI Common 52729N100 66,120 625,245 DEFINED 1 21580 440000 163665
LEXMARK INTL Common 529771107 10,575 100,000 DEFINED 1 100000
LIGHTPATH TECHNOLOG Common 532257102 1,164 25,800 DEFINED 1 22700 3100
LIGHTSPAN PARTNERSH Common 532262102 1,567 88,300 DEFINED 1 77300 11000
ELI LILLY & CO Common 532457108 28,500 452,378 DEFINED 1 7965 61500 382913
LINCOLN NATL CORP Common 534187109 2,235 66,716 DEFINED 1 66716
LINEAR TECHNOLOGIES Common 535678106 841 15,290 DEFINED 1 250 15040
LITTLEFUSE INC Common 537008104 19,628 535,000 DEFINED 1 535000
LONDON PACIFIC GROU Common 542073101 1,004 43,200 DEFINED 1 38000 5200
LONGVIEW FIBRE CO Common 543213102 223 15,125 DEFINED 1 15125
LOUISIANA PACIFIC Common 546347105 208 14,972 DEFINED 1 14972
LOWES Common 548661107 1,229 21,060 DEFINED 1 1260 19800
LUBRIZOL CORP Common 549271104 462 16,050 DEFINED 1 16050
LUCENT TECHNOLOGIES Common 549463107 27,569 453,816 DEFINED 1 25738 8000 420078
LUCENT TECHNOLOGIES Common 549463107 122 2,000 DEFINED 2 2000
LYCOS INC Common 550818108 6,330 90,108 DEFINED 1 108 90000
MBNA CORP Common 55262L100 2,288 89,727 DEFINED 1 4727 85000
MCI WORLDCOM INC Common 55268B106 169,020 3,730,104 DEFINED 1 119567 1893100 1717437
MCI WORLDCOM INC Common 55268B106 68 1,500 DEFINED 2 1500
MGIC INV CORP Common 552848103 12,645 289,865 DEFINED 1 200000 89865
MRV COMMUNICTIONS I Common 553477100 3,940 43,000 DEFINED 1 37700 5300
MACROMEDIA INC Common 556100105 3,224 35,700 DEFINED 1 31500 4200
MALLINCKRODT INC Common 561232109 5,003 174,000 DEFINED 1 170000 4000
MANUGISTICS GROUP I Common 565011103 1,269 25,200 DEFINED 1 22100 3100
MARSH & MCLENNAN CO Common 571748102 6,147 55,724 DEFINED 1 1274 36000 18450
MATRIXONE INC Common 57685P304 899 22,500 DEFINED 1 19700 2800
MATTEL INC Common 577081102 431 41,314 DEFINED 1 20000 21314
MAXIM INTEGRATED PR Common 57772K101 35,531 500,000 DEFINED 1 500000
MAY DEPT STORES Common 577778103 713 25,007 DEFINED 1 190 24817
MCDONALDS CORP Common 580135101 54,047 1,438,856 DEFINED 1 51689 862000 525167
MCGRAW-HILL Common 580645109 253 5,565 DEFINED 1 1665 3900
MCLEODUSA INC CL A Cl A 582266102 7,668 90,416 DEFINED 1 22466 67950
MEDIAONE GROUP INC Common 58440J104 1,332 16,447 DEFINED 1 4491 11956
MEDIA 100 INC Common 58440W105 2,030 58,200 DEFINED 1 50800 7400
MEDICIS PHARMACEUTI Common 584690309 1,500 37,500 DEFINED 1 33200 4300
MEDTRONIC INC Common 585055106 183,654 3,570,435 DEFINED 1 118168 1315000 2137267
MELLON FINANCIAL CRP Common 58551A108 217 7,356 DEFINED 1 7356
MERCK & CO INC Common 589331107 66,619 1,072,342 DEFINED 1 46343 60000 965999
MERCK & CO INC Common 589331107 124 2,000 DEFINED 2 2000
MERCURY INTERACTIVE Common 589405109 2,967 37,440 DEFINED 1 240 32800 4400
MERRILL LYNCH & CO Common 590188108 758 7,219 DEFINED 1 6719 500
MERRILL LYNCH $2.25 Pfd 590188819 229 8,000 DEFINED 1 8000
MESSAGEMEDIA INC Common 590787107 628 49,500 DEFINED 1 49500
METHODE ELECTRONICS Common 591520200 5,838 115,600 DEFINED 1 100100 15500
MICREL INC Common 594793101 1,104 11,500 DEFINED 1 10100 1400
MICROSOFT CORP Common 594918104 323,737 3,046,936 DEFINED 1 70770 1807600 1168566
MICROSOFT CORP Common 594918104 749 7,050 DEFINED 2 7050
MIDAMERICN ENERGY $7 Pfd 595620204 1,893 18,250 DEFINED 1 18250
MILLENIUM CHEMICALS Common 599903101 7,164 358,200 DEFINED 1 358200
MINERALS TECHNOLOGI Common 603158106 13,369 300,000 DEFINED 1 300000
MINNESOTA MINING & M Common 604059105 5,644 63,733 DEFINED 1 894 62839
MISSION CAP $2.46PFD Pfd 605034206 622 25,000 DEFINED 1 25000
MOLEX Common 608554101 11,874 202,106 DEFINED 1 925 201181
MOLEX INC CL A Cl A 608554200 18,648 420,228 DEFINED 1 2687 417541
MONSANTO Common 611662107 17,148 332,974 DEFINED 1 16388 100000 216586
MONSANTO Common 611662107 103 2,000 DEFINED 2 2000
MONSANTO ACES Convert 611662305 764 16,700 DEFINED 1 1200 15500
J P MORGAN Common 616880100 6,131 46,536 DEFINED 1 1572 44964
MORGAN ST DEAN WITT Common 617446448 2,051 25,149 DEFINED 1 1360 23789
MOTOROLA INC Common 620076109 218,876 1,537,317 DEFINED 1 39521 846300 651496
DATACRAFT ASIA LTD Common 624683SDL 1,395 149,200 DEFINED 1 149200
NCH CORP Common 628850109 299 6,600 DEFINED 1 6600
NTL INC Common 629407107 27,844 300,000 DEFINED 1 300000
NABISCO HLDGS CORP Common 629526104 4,934 153,285 DEFINED 1 8385 144900
NATIONAL CITY CORP Common 635405103 1,028 49,862 DEFINED 1 5400 44462
NATIONAL COMPUTER S Common 635519101 2,223 43,800 DEFINED 1 39200 4600
NATIONWIDE FIN CL A Cl A 638612101 331 11,300 DEFINED 1 11300
NATIONWIDE HLTH PPTY Common 638620104 729 69,800 DEFINED 1 69800
NET.GENESIS CORP Common 64107E107 2,067 46,200 DEFINED 1 40500 5700
NETAMERICA.COM CORP Common 64108J105 640 33,333 DEFINED 1 33333
NETWORK APPLIANCE I Common 64120L104 105,304 1,272,555 DEFINED 1 30705 832000 409850
NETWORK SOLUTIONS I Common 64121Q102 13,833 90,000 DEFINED 1 90000
NEWELL RUBBERMAID Common 651229106 8,358 336,840 DEFINED 1 5978 330862
NEXTEL PARTNERS INC Cl A 65333F107 1,813 62,500 DEFINED 1 60000 2500
NEXTLINK COMMUNICAT Common 65333H707 39,520 319,515 DEFINED 1 2640 275000 41875
99 CENTS ONLY STORE Common 65440K106 843 21,466 DEFINED 1 19066 2400
NOBLE AFFILIATES INC Common 654894104 361 11,000 DEFINED 1 11000
NOKIA CORP ADR ADR 654902204 72,892 335,520 DEFINED 1 346 315000 20174
NOBLE DRILLING CORP Common 655042109 6,216 150,000 DEFINED 1 150000
NORDSTROM Common 655664100 227 7,708 DEFINED 1 7708
NORFOLK SOUTHERN COR Common 655844108 168 11,698 DEFINED 1 3359 8339
NORTEL NETWORKS COR Common 656569100 27,987 222,116 DEFINED 1 4481 18400 199235
NO IND PB SVC $3.00 Pfd 665262879 238 5,500 DEFINED 1 5500
NORTHERN TRUST CORP Common 665859104 14,593 215,990 DEFINED 1 2150 200000 13840
NORTHERN TRUST CORP Common 665859104 541 8,000 DEFINED 2 8000
NOVARTIS AG ADR ADR 66987V109 785 11,473 DEFINED 1 247 11226
NOVELL INC Common 670006105 46,286 1,616,994 DEFINED 1 110735 1506259
NOVELLUS SYSTEMS IN Common 670008101 37,576 669,500 DEFINED 1 669500
NOVOSTE CORPORATION Common 67010C100 980 24,500 DEFINED 1 21800 2700
NUCOR CORP Common 670346105 2,330 46,600 DEFINED 1 45000 1600
OGE ENERGY CORP Common 670837103 375 19,544 DEFINED 1 19544
OM GROUP INC Common 670872100 18,650 409,900 DEFINED 1 409900
NUV CALIF QLTY INCM Common 670985100 157 10,500 DEFINED 1 10500
OCEAN ENERGY INC NEW Common 67481E106 1,953 135,890 DEFINED 1 135890
OFFICIAL PAYMENTS C Common 676235104 1,029 24,500 DEFINED 1 21700 2800
OMNICOM GROUP Common 681919106 1,857 19,875 DEFINED 1 6945 12930
ORACLE CORP Common 68389X105 95,621 1,224,930 DEFINED 1 4770 1162000 58160
OVERLAND DATA INC Common 690213103 1,447 102,900 DEFINED 1 91000 11900
PC-TEL INC Common 69325Q105 1,505 20,000 DEFINED 1 20000
PECO ENERGY CO $6.12 Pfd 693304701 350 3,500 DEFINED 1 3500
PMI GROUP INC Common 69344M101 3,558 75,000 DEFINED 1 75000
PNC FINL $3.025 PFD Pfd 693475709 4,007 80,000 DEFINED 1 80000
P P & L INC 6.75 Pfd 69349X888 247 2,400 DEFINED 1 2400
P P G Common 693506107 407 7,775 DEFINED 1 75 7700
PACIFIC CENTURY FINL Common 694058108 465 22,916 DEFINED 1 22916
PACIFICORP $7.48 PFD Pfd 695114652 749 7,000 DEFINED 1 7000
PACIFICORP PFD $7.70 Pfd 695114678 1,033 10,000 DEFINED 1 10000
PACKAGING CORP OF A Common 695156109 1,103 105,000 DEFINED 1 105000
PAINE WEBBER GROUP Common 695629105 4,400 100,000 DEFINED 1 100000
PALL CORP Common 696429307 219 9,739 DEFINED 1 445 9294
PAYCHEX INC Common 704326107 24,802 473,538 DEFINED 1 465000 8538
PEGASUS COMMUNICATI Common 705904100 1,408 10,000 DEFINED 1 10000
PEPSICO INC Common 713448108 19,568 566,156 DEFINED 1 3719 112000 450437
PERKINELMER INC Common 714046109 371 5,581 DEFINED 1 540 5041
PEROT SYSTEMS CL-A Cl A 714265105 3,824 190,000 DEFINED 1 190000
PETROCHINA CO LTD-A ADR 71646E100 2,323 141,300 DEFINED 1 141300
PETROLEUM GEO SERVI Common 716597109 5,582 322,400 DEFINED 1 322400
PHARMACIA & UPJOHN Common 716941109 3,024 51,034 DEFINED 1 570 50000 464
PFIZER INC Common 717081103 114,508 3,131,852 DEFINED 1 127066 1312000 1692786
PFIZER INC Common 717081103 110 3,000 DEFINED 2 3000
PHELPS DODGE CORP Common 717265102 4,081 85,908 DEFINED 1 85908
PHILIP MORRIS CO IN Common 718154107 5,742 271,817 DEFINED 1 1100 203000 67717
PINNACLE HOLDINGS I Common 72346N101 11,453 207,500 DEFINED 1 199600 7900
PITNEY BOWES INC Common 724479100 37,869 847,407 DEFINED 1 1991 675000 170416
PITNEY-BOWES CV PFD CV Pfd 724479308 228 275 DEFINED 1 275
PITTSTON BRINKS GRO Common 725701106 9,183 540,200 DEFINED 1 540200
PLEXUS CORP Common 729132100 2,125 31,900 DEFINED 1 28100 3800
PLUM CREEK TIMBER CO Common 729251108 8,948 363,355 DEFINED 1 2100 361255
POGO PRODUCING CO Common 730448107 2,011 70,399 DEFINED 1 4999 57900 7500
POTOMAC EL $3.40 SFP Pfd 737679811 7,380 144,000 DEFINED 1 144000
PRAXAIR INC Common 74005P104 4,165 100,060 DEFINED 1 100000 60
PRAXAIR $6.75 PFD Pfd 74005P302 751 7,500 DEFINED 1 7500
PREDICTIVE SYSTEMS Common 74036W102 447 9,800 DEFINED 1 8600 1200
PREFERRED INCOME OPP Common 74037H104 2,805 301,200 DEFINED 1 301200
PRESIDENTIAL LIFE Common 740884101 139 10,133 DEFINED 1 10133
PRIMUS TELECOMUNICA Common 741929103 5,220 101,000 DEFINED 1 87900 13100
PRIORITY HEALTHCARE Common 74264T102 1,965 39,100 DEFINED 1 34400 4700
PROCTER & GAMBLE CO Common 742718109 39,752 706,696 DEFINED 1 39951 131000 535745
PROCTER & GAMBLE CO Common 742718109 169 3,000 DEFINED 2 3000
PROFIT RECOVERY GRO Common 743168106 794 42,900 DEFINED 1 37500 5400
PROGRESSIVE CORP OHI Common 743315103 1,032 13,571 DEFINED 1 13571
PROLOGIS TR $1.75 CV Convert 743410300 11,985 499,395 DEFINED 1 2100 497295
PROSOFTTRAINING.COM Common 743477101 2,299 101,900 DEFINED 1 90500 11400
PROVIDIAN FINANCIAL Common 74406A102 2,443 28,202 DEFINED 1 28202
PROXIM INC Common 744284100 11,969 100,000 DEFINED 1 100000
PUB SVC E&G $5.97PFD Pfd 744567736 2,143 22,000 DEFINED 1 22000
PULITZER INC Common 745769109 387 9,456 DEFINED 1 9456
QRS CORP Common 74726X105 1,008 13,400 DEFINED 1 11900 1500
QUAKER OATS Common 747402105 3,799 62,671 DEFINED 1 62671
QUALCOMM INC Common 747525103 1,569 10,505 DEFINED 1 4850 5655
QWEST COMMUNICATION Common 749121109 28,708 591,914 DEFINED 1 1000 583050 7864
RF MICRO DEVICES IN Common 749941100 11,434 85,090 DEFINED 1 90 85000
RADIO ONE INC Common 75040P108 766 11,500 DEFINED 1 10200 1300
RALSTON PURINA GROUP Common 751277302 1,387 50,672 DEFINED 1 50672
RATIONAL SOFTWARE C Common 75409P202 17,595 230,000 DEFINED 1 230000
RECKSON ASSOC $1.91 Convert 75621K205 5,328 281,325 DEFINED 1 281325
REGISTER.COM Common 75914G101 7,694 110,700 DEFINED 1 107500 3200
RELIANSTAR FINL CORP Common 75952U103 237 7,000 DEFINED 1 7000
RESEARCH IN MOTION Common 760975102 7,455 70,000 DEFINED 1 70000
REUTERS HLDGS PLC S ADR 76132M102 15,938 133,513 DEFINED 1 6500 127013
REYNOLDS & REYNOLDS Common 761695105 8,100 300,000 DEFINED 1 300000
RIVIERA HLDGS CORP Common 769627100 6,107 857,160 DEFINED 1 857160
ROCHE HLDG LTD Common 771195104 1,434 13,200 DEFINED 1 13200
ROWAN COMPANIES INC Common 779382100 2,944 100,000 DEFINED 1 100000
ROYAL DUTCH PETRO-NY Common 780257804 7,093 123,217 DEFINED 1 7618 115599
ROYAL DUTCH PETRO-NY Common 780257804 161 2,800 DEFINED 2 2800
SBC COMMUNICATIONS Common 78387G103 17,364 413,434 DEFINED 1 25683 115808 271943
SDL INC Common 784076101 23,416 110,000 DEFINED 1 110000
SEI INVESTMENTS COM Common 784117103 2,065 18,200 DEFINED 1 15500 2700
S&P 500 DEPOSIT REPT Common 78462F103 452 3,000 DEFINED 1 3000
SPSS INC Common 78462K102 1,133 35,700 DEFINED 1 31400 4300
SABRE HOLDINGS CORP Common 785905100 6,035 163,397 DEFINED 1 163397
SAFEWAY INC Common 786514208 44,904 992,350 DEFINED 1 7350 980000 5000
SAKS INCORPORATED Common 79377W108 1,444 99,584 DEFINED 1 99584
SALEM COMMUNICATION Common 794093104 469 39,300 DEFINED 1 33100 6200
SALESLOGIX CORP Common 79466P105 528 19,500 DEFINED 1 17500 2000
SANMINA CORPX Common 800907107 20,269 300,000 DEFINED 1 300000
SANTA FE SNYDER COR Common 80218K105 1,168 121,400 DEFINED 1 108900 12500
SARA LEE CORP Common 803111103 5,835 324,157 DEFINED 1 4636 144000 175521
SAWTEK INC Common 805468105 1,051 20,000 DEFINED 1 20000
SCHERING-PLOUGH CORP Common 806605101 36,044 980,798 DEFINED 1 74062 906736
SCHERING-PLOUGH CORP Common 806605101 176 4,800 DEFINED 2 4800
SCHLUMBERGER LTD Common 806857108 15,846 207,139 DEFINED 1 5454 58000 143685
SCHWAB CHARLES CORP Common 808513105 319 5,615 DEFINED 1 988 4627
SCIENTIFIC ATLANTA Common 808655104 14,629 230,608 DEFINED 1 408 220000 10200
SEAGATE TECHNOLOGY Common 811804103 9,989 165,800 DEFINED 1 165800
SEAGRAMS LTD Common 811850106 243 4,080 DEFINED 1 4080
SEALED AIR CORP Common 81211K100 722 13,298 DEFINED 1 1400 11898
SEALED AIR $1.00CPFD CV Pfd 81211K209 370 7,132 DEFINED 1 7132
SECURITY CAP GRP-B Common 81413P204 3,684 255,200 DEFINED 1 255200
SENSAR CORPORATION Common 817253107 653 14,000 DEFINED 1 12300 1700
SERVICESMASTER CO Common 81760N109 1,655 147,122 DEFINED 1 131598 15524
SHAW INDUSTRIES Common 820286102 208 13,710 DEFINED 1 13710
SHELL TRANS&TRADE CO Common 822703609 569 11,604 DEFINED 1 5088 6516
SHERWIN WILLIAMS Common 824348106 532 24,268 DEFINED 1 1000 23268
SHIRE PHARMACEUTICA Common 82481R106 2,468 48,151 DEFINED 1 42834 5317
SIGMA ALDRICH CORP Common 826552101 1,330 49,500 DEFINED 1 49500
SILICON GAMING INC Common 827054107 21 48,123 DEFINED 1 48123
SILICON GRAPHICS Common 827056102 3,380 320,000 DEFINED 1 320000
SILICON VALLEY BANC Common 827064106 1,732 24,100 DEFINED 1 20900 3200
SKYWEST INC Common 830879102 2,250 57,500 DEFINED 1 48900 8600
SMITHKLINE BEECHAM ADR A 832378301 6,667 100,915 DEFINED 1 825 100090
SMITHKLINE FRAPS B-2 Convert 83237C609 2,000 20 DEFINED 1 20
SMITHKLN $5.99ARP B3 Pfd 83237C708 1,505 15 DEFINED 1 15
SOLECTRON CORP Common 834182107 992 24,750 DEFINED 1 24750
SONERA CORP-SPON AD Spn ADR 835433202 23,231 350,000 DEFINED 1 350000
SONICWALL INC Common 835470105 946 14,200 DEFINED 1 12500 1700
SONY CORP ADR NEW ADR 835699307 1,402 5,005 DEFINED 1 675 4330
SO CALIF ED $1.02 PF Pfd 842400202 228 16,600 DEFINED 1 16600
O-SO CA ED $6.45PF02 Pfd 842400780 2,129 20,950 DEFINED 1 20950
SO CAL ED $7.23 SFP Pfd 842400798 2,383 23,000 DEFINED 1 23000
SOUTHERN MINERAL CRP Common 843367202 2 10,000 DEFINED 1 10000
SOUTHTRUST CORP Common 844730101 2,437 95,800 DEFINED 1 95800
SOUTHWEST GAS CORP Common 844895102 960 50,384 DEFINED 1 50384
SPECTRASITE HOLDING Common 84760T100 1,416 50,000 DEFINED 1 50000
SPIEKER PROPERTIES Common 848497103 1,487 33,425 DEFINED 1 2000 31425
SPRINT CORP FON Common 852061100 9,722 154,311 DEFINED 1 22810 131501
SPRINT CORP PCS Common 852061506 5,215 79,846 DEFINED 1 200 60000 19646
STARBUCKS CORP Common 855244109 16,947 378,180 DEFINED 1 800 200000 177380
STEWART ENTERPRISES Common 860370105 340 68,900 DEFINED 1 68900
STILLWATER MINING C Common 86074Q102 2,204 55,100 DEFINED 1 48200 6900
SUIZA FOODS CORP Common 865077101 7,245 180,000 DEFINED 1 180000
SUN MICROSYSTEMS IN Common 866810104 123,215 1,314,950 DEFINED 1 38345 420000 856605
SUN MICROSYSTEMS IN Common 866810104 300 3,200 DEFINED 2 3200
SUNTRUST BKS INC Common 867914103 15,449 267,507 DEFINED 1 267507
SUPERIOR INDUSTRIES Common 868168105 10,463 330,200 DEFINED 1 330200
SYCAMORE NETWORKS I Common 871206108 1,419 11,000 DEFINED 1 11000
SYMANTEC CORP Common 871503108 1,788 23,800 DEFINED 1 21000 2800
SYSCO Common 871829107 504 14,115 DEFINED 1 115 14000
TEPPCO PARTNERS L Common 872384102 303 13,600 DEFINED 1 13600
TJX COMPANIES, INC Common 872540109 16,259 732,800 DEFINED 1 732800
TSI INTL SOFTWARE L Common 872879101 1,204 14,500 DEFINED 1 12700 1800
TMP WORLDWIDE INC Common 872941109 7,153 92,000 DEFINED 1 92000
TARGET CORP Common 87612E106 1,919 25,675 DEFINED 1 3625 22050
TELAXIS COMMUNICATI Common 879202109 439 7,300 DEFINED 1 6400 900
TELEBRAS-SPONS ADR Spn ADR 879287308 470 3,140 DEFINED 1 3140
TELECORP PCS INC Common 879299105 1,273 24,600 DEFINED 1 21600 3000
TELEFONICA SA-SPON Spn ADR 879382208 1,893 25,361 DEFINED 1 94 25260 7
TELEPHONE & DATA Common 879433100 15,873 143,000 DEFINED 1 143000
TELIGENT INC-CL A Cl A 87959Y103 9,354 140,000 DEFINED 1 140000
TELLABS INC Common 879664100 64,475 1,023,670 DEFINED 1 77000 133000 813670
TELOCITY INC Common 87971D103 1,995 161,200 DEFINED 1 146000 15200
TERADYNE INC Common 880770102 3,290 40,000 DEFINED 1 40000
TERRA NETWORKS SA-S ADR 88100W103 345 4,400 DEFINED 1 4400
TETRA TECH Common 88162G103 2,503 105,400 DEFINED 1 91600 13800
TEXACO Common 881694103 530 9,880 DEFINED 1 880 9000
TEXAS INSTRUMENTS I Common 882508104 116,338 727,110 DEFINED 1 12410 610000 104700
TEXAS REGIONAL BANC Common 882673106 9,539 375,000 DEFINED 1 375000
TEXAS UTIL $4.625 Pfd 882848203 501 12,700 DEFINED 1 12700
THERMA-WAVE INC Common 88343A108 867 25,500 DEFINED 1 22300 3200
THOMAS & BETTS CORP Common 884315102 314 11,100 DEFINED 1 11100
TIBCO SOFTWARE INC Common 88632Q103 24,532 301,000 DEFINED 1 300000 1000
TIDEWATER INC Common 886423102 4,167 131,000 DEFINED 1 131000
TIME WARNER INC Common 887315109 69,130 691,304 DEFINED 1 58276 8000 625028
TIME WARNER TELECOM Common 887319101 1,988 25,000 DEFINED 1 25000
TIMES MIRROR NEW SER Common 887364107 370 3,982 DEFINED 1 3982
TITAN CORP Common 888266103 4,223 82,800 DEFINED 1 72300 10500
TORCHMARK CORP Common 891027104 306 13,250 DEFINED 1 13250
TOYS R US Common 892335100 308 20,825 DEFINED 1 20825
TRNSCDA CAP $2.18PFD Pfd 893525204 3,640 160,000 DEFINED 1 160000
TRANSWITCH CORP Common 894065101 9,613 100,000 DEFINED 1 100000
TREND MICRO INC SPO Spn ADR 89486M107 556 32,000 DEFINED 1 32000
TRIBUNE CO Common 896047107 12,751 348,750 DEFINED 1 295000 53750
TUESDAY MORNING COR Common 899035505 620 43,100 DEFINED 1 37900 5200
TUT SYSTEMS INC Common 901103101 876 14,700 DEFINED 1 12900 1800
TWEETER HOME ENTERT Common 901167106 1,823 41,200 DEFINED 1 36300 4900
21ST CENTURY INS GRP Common 90130N103 745 34,655 DEFINED 1 34655
TYCO INT'L LTD Common 902124106 182,262 3,654,376 DEFINED 1 85473 2222068 1346835
U S BANCORP Common 902973106 4,467 204,197 DEFINED 1 500 203697
USA NETWORKS INC Common 902984103 9,034 400,400 DEFINED 1 400 400000
UTI ENERGY CORP Common 903387108 963 25,500 DEFINED 1 20100 5400
US ONCOLOGY INC Common 90338W103 118 26,276 DEFINED 1 26276
UNIFI INC Common 904677101 2,194 245,475 DEFINED 1 245475
UNION CARBIDE CORP Common 905581104 6,502 111,500 DEFINED 1 111100 400
UNION PACIFIC Common 907818108 1,071 27,374 DEFINED 1 1176 26198
UNITED PARCEL SVC AM Common 911308104 4,575 72,623 DEFINED 1 72623
US INDUSTRIES INC Common 912080108 2,793 252,500 DEFINED 1 252500
US WEST INC Common 91273H101 1,152 15,864 DEFINED 1 4372 11492
US TRUST CORP Common 91288L105 3,402 18,000 DEFINED 1 18000
UNITED TECHNOLOGIES Common 913017109 575 9,104 DEFINED 1 160 8944
UNIVERSAL CORP NA Common 913456109 211 14,000 DEFINED 1 14000
UNIVISION COMMUNICA Common 914906102 46,809 414,235 DEFINED 1 11060 343000 60175
UNOCAL CORP Common 915289102 4,155 139,665 DEFINED 1 100 139565
UNOCAL 3.125 CV PFD CV Pfd 91528T207 697 16,121 DEFINED 1 16121
USFREIGHTWAYS CORPO Common 916906100 1,569 41,900 DEFINED 1 36700 5200
UTSTARCOM INC Common 918076100 1,093 14,000 DEFINED 1 14000
VARIAN SEMICONDUCTO Common 922207105 3,016 47,400 DEFINED 1 41200 6200
VERITAS SOFTWRE Common 923436109 67,474 515,068 DEFINED 1 68 515000
VERISIGN INC Common 92343E102 12,229 81,800 DEFINED 1 100 80000 1700
VIACOM INC CL B Cl B 925524308 14,562 276,054 DEFINED 1 18070 257984
VIATEL INC Common 925529208 203 4,037 DEFINED 1 4037
VICAL INC Common 925602104 593 17,700 DEFINED 1 15700 2000
VODAFONE AIRTOUCH P Common 92857T107 134,440 2,419,622 DEFINED 1 20090 1687000 712532
VOICESTREAM WIRELES Common 928615103 9,661 75,000 DEFINED 1 75000
VULCAN MATERIALS CO Common 929160109 413 9,018 DEFINED 1 6498 2520
WBK STRYPES TRUST Pfd 929229102 1,430 47,650 DEFINED 1 47650
WEBS - JAPAN INDEX Common 92923H889 4,109 250,000 DEFINED 1 250000
WAL-MART STORES INC Common 931142103 135,975 2,449,995 DEFINED 1 63906 385000 2001089
WALGREEN CO Common 931422109 66,142 2,568,610 DEFINED 1 42710 1990000 535900
WALGREEN CO Common 931422109 206 8,000 DEFINED 2 8000
WARNER-LAMBERT CO Common 934488107 63,374 649,994 DEFINED 1 26505 150000 473489
WASHINGTON MUTUAL Common 939322103 11,645 439,447 DEFINED 1 382600 56847
WASHINGTON POST CL B Cl B 939640108 2,610 4,825 DEFINED 1 4825
WATCHGUARD TECHNOLO Common 941105108 1,890 21,000 DEFINED 1 18600 2400
WEIS MARKETS INC Common 948849104 272 8,000 DEFINED 1 8000
WELLS FARGO & CO Common 949746101 48,078 1,174,425 DEFINED 1 92514 193660 888251
WELLS FARGO $2.75ARP Pfd 949746200 3,519 80,900 DEFINED 1 80900
WELLS FARGO 6.59SR H Pfd 949746309 1,715 34,000 DEFINED 1 34000
WESTERN WIRELESS CO Cl A 95988E204 6,643 145,000 DEFINED 1 145000
WESTPAC BANKING CP Common 961214301 380 11,816 DEFINED 1 11816
WILLAMETTE INDUSTRIE Common 969133107 670 16,692 DEFINED 1 360 16332
WILLIAMS COMMUNICAT Common 969455104 9,827 189,670 DEFINED 1 11430 73300 104940
WILLIAMS COS INC DEL Common 969457100 15,400 350,498 DEFINED 1 3955 346543
WILMINGTON TR CORP D Common 971807102 460 9,459 DEFINED 1 9459
WIND RIVER SYSTEMS Common 973149107 1,316 36,306 DEFINED 1 31924 4382
WISCONSIN CENT TRAN Common 976592105 1,287 105,050 DEFINED 1 105050
WOLVERINE WORLD WID Common 978097103 8,041 731,000 DEFINED 1 731000
WRIGLEY Common 982526105 416 5,420 DEFINED 1 100 5320
XM SATELLITE RADIO Common 983759101 4,359 125,000 DEFINED 1 125000
XIRCOM INC Common 983922105 899 24,300 DEFINED 1 21500 2800
XEROX Common 984121103 384 14,756 DEFINED 1 315 14441
YAHOO Common 984332106 6,872 40,101 DEFINED 1 1446 38655
YOUNG & RUBICAM INC Common 987425105 14,237 302,905 DEFINED 1 50105 116800 136000
ZALE CORP Common 988858106 1,666 35,300 DEFINED 1 31100 4200
ZOLL MEDICAL CORP Common 989922109 226 4,400 DEFINED 1 4400
ACE LIMITED Common G0070K103 977 42,901 DEFINED 1 201 42700
GEMSTAR INTL GROUP Common G3788V106 47,300 550,000 DEFINED 1 550000
GLOBAL CROSSING LTD Common G3921A100 38,078 930,146 DEFINED 1 12500 900000 17646
INTERWAVE COMM INTL Common G4911N102 295 9,800 DEFINED 1 8600 1200
PARTNERRE LTD Common G6852T105 375 10,200 DEFINED 1 10200
TRANSOCEAN SEDCO FRX Common G90078109 835 16,277 DEFINED 1 135 16142
TRITON ENERGY CORP Common G90751101 1,318 37,600 DEFINED 1 33000 4600
SBS BROADCASTING Common L8137F102 246 4,000 DEFINED 1 4000
CHECK POINT SOFTWA Common M22465104 436 2,550 DEFINED 1 160 1890 500
ORBOTECH LTD Common M75253100 1,666 19,600 DEFINED 1 17100 2500
ORCKIT COMMUNICATIO Common M7531S107 958 14,300 DEFINED 1 13300 1000
STEINER LEISURE LTD Common P8744Y102 7,700 400,000 DEFINED 1 400000
ROYAL CARIBBEAN CRU Common V7780T103 4,900 175,000 DEFINED 1 175000
FLEXTRONICS INTL LT Common Y2573F102 69,029 980,000 DEFINED 1 980000
PACIFIC CEN CYBERWKS Common Y6801N100 46 20,000 DEFINED 1 20000
</TABLE>
