UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Stein Roe & Farnham Incorporated
Address: One South Wacker Drive
Chicago, Illinois 60606
Form 13F File Number: 28-01823
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Joyce B. Riegel
Title: Vice President and Chief Compliance Officer
Phone: (312) 368-7727
Signature, Place, and Date of Signing:
/s/ Joyce B. Riegel Chicago, Illinois November 13, 2000
Report Type (Check only one.):
[XX] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this report
and a portion are reported by other reporting manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 671
Form 13F Information Table Value Total: $10,630,817
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file
number(s) of all institutional investment managers with respect
to which this report is filed, other than the manager filing this
report.
[If there are no entries in this list, state "NONE" and omit the
column headings and list entries.]
No. 13F File Number Name
1 28-33 Liberty Mutual Insurance Co.
2 28-6060 Harold J. McComas
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
REPORTING MANAGE
Stein Roe & Farnham, Inc.
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Name of Issuer Class CUSIP FMV SHRS Shared Other (A) (B) (C)
($000) Managers Sole Shared None
------------------- ------ --------- -------- -------- ------- -------- ------- ------- ---------
<C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ACT MANUFACTORING I Common 000973107 4,304 81,600 DEFINED 1 70700 10900
AFLAC INC Common 001055102 247 3,850 DEFINED 1 3850
AES CORP Common 00130H105 222,331 3,245,708 DEFINED 1 168470 1328000 1749238
AES CORP Common 00130H105 178 2,600 DEFINED 2 2600
AMR CORP Common 001765106 5,887 180,100 DEFINED 1 100 180000
A T & T CORP Common 001957109 14,961 509,327 DEFINED 1 8524 374063 126740
AT&T CORP-LIBERTY M Common 001957208 82,461 4,581,173 DEFINED 1 62300 3912000 606873
AT & T WIRELESS COR Common 001957406 8,446 404,600 DEFINED 1 5350 61100 338150
AVX CORP Common 002444107 11,223 430,600 DEFINED 1 430600
ABBOTT LAB Common 002824100 37,251 783,202 DEFINED 1 15542 767660
P-ABN AMRO NOAMR PFD Pfd 003714870 2,700 3,000 DEFINED 1 3000
ACTUATE CORPORATION Common 00508B102 6,239 180,600 DEFINED 1 156400 24200
ACUSON CORP Common 005113105 6,045 265,700 DEFINED 1 265700
ACXIOM CORP Common 005125109 235 7,400 DEFINED 1 7400
ADVANCED LIGHTING T Common 00753C102 1,513 122,300 DEFINED 1 112500 9800
ADVANCED OXYGEN TECH Common 00754B103 3 64,000 DEFINED 1 64000
AEGON N.V. ARD AmRegSh 007924103 1,365 36,775 DEFINED 1 286 36489
AES TR111 CVPFD 3.38 CV Pfd 00808N202 3,488 33,700 DEFINED 1 33700
AETNA INC Common 008117103 247 4,250 DEFINED 1 550 3700
AFFILIATED COMPUTER Common 008190100 13,307 266,800 DEFINED 1 266800
AGILENT TECHNOLOGIE Common 00846U101 19,529 399,059 DEFINED 1 49714 74000 275345
AGILE SOFTWARE CORP Common 00846X105 1,403 15,600 DEFINED 1 13500 2100
AIR PRODUCTS & CHEM Common 009158106 9,169 254,704 DEFINED 1 200000 54704
ALBERTSONS INC Common 013104104 414 19,700 DEFINED 1 19700
ALCOA INC Common 013817101 2,365 93,436 DEFINED 1 92000 1436
ALLERGAN INC Common 018490102 929 11,000 DEFINED 1 11000
ALLSCRIPTS INC Common 019886100 444 31,400 DEFINED 1 27200 4200
ALLSTATE CORP Common 020002101 6,123 176,193 DEFINED 1 2250 173943
ALLTEL CORP Common 020039103 586 11,228 DEFINED 1 11228
ALPHARMA INC Common 020813101 1,094 17,900 DEFINED 1 15700 2200
ALTERA CORPATION Common 021441100 240 5,030 DEFINED 1 5030
ALZA CORP Common 022615108 48,333 558,764 DEFINED 1 27445 150000 381319
AMERADA HESS CORP Common 023551104 10,757 160,700 DEFINED 1 160700
AMERICA ONLINE INC Common 02364J104 160,315 2,982,606 DEFINED 1 54386 2696000 232220
AMCORE FINANCIAL INC Common 023912108 1,656 84,387 DEFINED 1 84387
AMERICAN EXPRESS CO Common 025816109 13,624 224,265 DEFINED 1 7690 181600 34975
AMERICAN GENL CORP Common 026351106 7,287 93,428 DEFINED 1 362 93066
AMERICAN HOME PRODU Common 026609107 49,043 867,052 DEFINED 1 21605 647400 198047
AMER INTERNATIONAL G Common 026874107 109,580 1,145,185 DEFINED 1 107204 111000 926981
AMER INTERNATIONAL G Common 026874107 96 1,000 DEFINED 2 1000
AMERICAN STANDARD Common 029712106 439 9,875 DEFINED 1 6225 3650
AMERICAN TOWER CORP Common 029912201 52,774 1,400,300 DEFINED 1 1400000 300
AMGEN INC Common 031162100 81,458 1,166,545 DEFINED 1 29815 890000 246730
ANADARKO PETE CORP Common 032511107 2,870 43,177 DEFINED 1 12092 31085
ANALOG DEVICES Common 032654105 18,977 229,849 DEFINED 1 25125 204724
ANDREW CORP Common 034425108 15,815 603,900 DEFINED 1 603900
ANHEUSER BUSCH Common 035229103 2,234 52,786 DEFINED 1 4150 48636
ANNTAYLOR STORES CO Common 036115103 2,399 62,400 DEFINED 1 54000 8400
AON CORP Common 037389103 5,048 128,613 DEFINED 1 127600 1013
APLACN PWR $5.92 SFP Pfd 037735859 2,000 20,000 DEFINED 1 20000
APPLE COMPUTER INC Common 037833100 19,457 755,600 DEFINED 1 755000 600
APPLIED MATLS Common 038222105 83,745 1,411,925 DEFINED 1 71705 944000 396220
APPLIED MATLS Common 038222105 89 1,500 DEFINED 2 1500
APROPOS TECHNOLOGY Common 038334108 425 47,200 DEFINED 1 33600 13600
APTARGROUP INC Common 038336103 1,597 66,720 DEFINED 1 120 58900 7700
ARCHER DANIELS MIDL Common 039483102 4,524 524,572 DEFINED 1 1567 523005
ARCHSTN $2.07 CV PFD CV Pfd 039581202 8,234 245,100 DEFINED 1 245100
ARROW ELECTRONICS I Common 042735100 8,155 239,400 DEFINED 1 600 238800
ART TECHNOLOGY GROU Common 04289L107 1,308 13,800 DEFINED 1 12000 1800
ASPECT MEDICAL SYST Common 045235108 423 34,200 DEFINED 1 29100 5100
ASPEN TECHNOLOGY IN Common 045327103 3,736 82,800 DEFINED 1 71800 11000
ASSOCIATES FIRST Common 046008108 26,128 687,581 DEFINED 1 75710 611871
ASTEC INDUSTRIES IN Common 046224101 483 44,200 DEFINED 1 35600 8600
ATLANTIC COAST AIRL Common 048396105 1,007 31,300 DEFINED 1 27100 4200
ATMEL CORP Common 049513104 164 10,800 DEFINED 1 10800
AURORA BIOSCIENCES Common 051920106 891 13,100 DEFINED 1 11000 2100
AUTOMATIC DATA PROCE Common 053015103 14,867 222,309 DEFINED 1 26017 196292
AVAYA INC Common 053499109 255 12,630 DEFINED 1 12630
AVERY DENNISON CORP Common 053611109 1,497 32,278 DEFINED 1 1560 30100 618
AVON PRODUCTS INC Common 054303102 4,145 101,400 DEFINED 1 100000 1400
AWARE INC/MASS Common 05453N100 1,336 34,700 DEFINED 1 30000 4700
THE BISYS GROUP INC Common 055472104 1,569 20,300 DEFINED 1 17400 2900
BP AMOCO PLC-ADR Spn ADR 055622104 48,758 919,963 DEFINED 1 85297 342970 491696
BAKER HUGHES INC Common 057224107 1,113 29,970 DEFINED 1 11120 18850
BALDOR ELECTRIC Common 057741100 206 10,121 DEFINED 1 10121
BALT GAS&EL $7.125PF Pfd 059165779 203 2,000 DEFINED 1 2000
BANK OF AMERICA COR Common 060505104 8,496 162,224 DEFINED 1 5042 57053 100129
BANK NEW YORK INC Common 064057102 347 6,182 DEFINED 1 1682 4500
BANK ONE CORP Common 06423A103 2,132 55,194 DEFINED 1 137 55057
BANK OF TOKYO-MITSU Common 065379109 993 85,000 DEFINED 1 85000
BAXTER INTERNATIONA Common 071813109 6,402 80,216 DEFINED 1 1700 66600 11916
BECTON DICKINSON Common 075887109 2,157 81,600 DEFINED 1 81600
BED BATH & BEYOND I Common 075896100 10,976 450,000 DEFINED 1 450000
BELLSOUTH CORP Common 079860102 2,594 64,459 DEFINED 1 12964 51495
BELO (AH) CORP CL-A Common 080555105 347 18,846 DEFINED 1 18846
BERKSHIRE HATHAWAY Common 084670108 22,733 353 DEFINED 1 353
BERKSHIRE HATH-CL B CL B 084670207 1,497 723 DEFINED 1 30 693
BESTFOODS Common 08658U101 1,403 19,287 DEFINED 1 19287
BINDLEY WESTERN IND Common 090324104 1,894 59,200 DEFINED 1 51100 8100
BIOMET INC Common 090613100 20,843 595,500 DEFINED 1 595500
BLOCK H & R INC Common 093671105 246 6,650 DEFINED 1 2850 3800
BLUE MARTINI SOFTWA Common 095698106 396 11,700 DEFINED 1 10100 1600
BLUE WAVE SYSTEMS I Common 096081104 537 106,800 DEFINED 1 89700 17100
BLUESTONE SOFTWARE Common 09623P102 514 29,600 DEFINED 1 25600 4000
BOEING CO Common 097023105 6,833 108,462 DEFINED 1 4000 99600 4862
BOOKHAM TECHOLOGY- Spn ADR 09856Q108 11,362 265,000 DEFINED 1 265000
BORDERS GROUP INC Common 099709107 4,042 290,000 DEFINED 1 290000
BOSTON SCIENTIFIC C Common 101137107 4,318 262,700 DEFINED 1 252400 10300
BRISTOL-MYERS SQUIB Common 110122108 121,685 2,130,158 DEFINED 1 65541 318000 1746617
BROADCOM CORP CL A CL A 111320107 19,256 79,000 DEFINED 1 79000
BROCADE COMMUNICATI Common 111621108 2,714 11,500 DEFINED 1 11500
BURLINGTON RES INC Common 122014103 1,840 49,995 DEFINED 1 1687 48308
C-CUBE MICROSYSTEMS Common 12501N108 642 31,300 DEFINED 1 24200 7100
CEC ENTERTAINMENT I Common 125137109 2,464 77,000 DEFINED 1 66700 10300
CIGNA CORP Common 125509109 1,021 9,778 DEFINED 1 2300 7478
CTS CORP Common 126501105 653 12,900 DEFINED 1 11200 1700
CAL DIVE INTERNATIO Common 127914109 2,762 48,300 DEFINED 1 41900 6400
CALPINE CORPORATION Common 131347106 141,034 1,351,220 DEFINED 1 220 1350000 1000
CAMPBELL SOUP CO Common 134429109 272 10,506 DEFINED 1 10506
CAPITAL ONE FINANCI Common 14040H105 3,640 51,959 DEFINED 1 49000 2959
CARDIAC RESUSCITATOR Common 141409102 1 17,033 DEFINED 1 17033
CARLISLE COS INC Common 142339100 10,176 245,200 DEFINED 1 3200 242000
CATALINA MARKETING Common 148867104 1,343 35,700 DEFINED 1 31500 4200
CATERPILLAR INC Common 149123101 2,232 66,140 DEFINED 1 39000 27140
CEDAR FAIR LP Common 150185106 5,862 317,958 DEFINED 1 315000 2958
CELGENE CORP Common 151020104 803 13,500 DEFINED 1 11800 1700
CENDANT CORP Common 151313103 2,797 257,201 DEFINED 1 250000 7201
CENTURYTEL INC Common 156700106 246 9,039 DEFINED 1 3500 5539
CHARTER ONE FIN INC Common 160903100 645 26,476 DEFINED 1 6904 19572
CHARTER COMMUNICATI Common 16117M107 3,575 219,800 DEFINED 1 800 215000 4000
CHASE MANHATTAN COR Common 16161A108 69,967 1,514,838 DEFINED 1 132304 410700 971834
CHASE MANHTN$2.48PFD Pfd 16161A777 2,300 50,000 DEFINED 1 50000
CHEVRON CORP Common 166751107 4,730 55,488 DEFINED 1 2249 53239
CHICO'S FAS INC Common 168615102 1,306 38,400 DEFINED 1 32200 6200
CHINA UNICOM-ADR ADR 16945R104 694 31,800 DEFINED 1 31800
CHIRON Common 170040109 723 16,056 DEFINED 1 16056
CHOICEPOINT INC Common 170388102 473 10,300 DEFINED 1 6700 3600
CHROMAVISION MEDICA Common 17111P104 405 42,600 DEFINED 1 37100 5500
CIENA Common 171779101 395 3,220 DEFINED 1 3220
CISCO SYSTEMS INC Common 17275R102 394,469 7,139,705 DEFINED 1 182321 2487400 4469984
CISCO SYSTEMS INC Common 17275R102 199 3,600 DEFINED 2 3600
CINTAS CORP Common 172908105 4,404 101,100 DEFINED 1 97500 3600
CITIGROUP INC Common 172967101 315,839 5,842,116 DEFINED 1 226992 3534947 2080177
CITIGROUP INC Common 172967101 108 2,000 DEFINED 2 2000
CCI PFD $3.11 PFD H Pfd 172967705 2,393 52,600 DEFINED 1 52600
CITIGRP $2.932 PFD M Pfd 172967812 209 5,000 DEFINED 1 5000
CITIZENS COMM CO Common 17453B101 464 34,530 DEFINED 1 34530
CLARUS CORPORATION Common 182707109 285 12,500 DEFINED 1 10700 1800
CLEAR CHANNEL COMMU Common 184502102 67,613 1,196,693 DEFINED 1 69121 509000 618572
CLICKACTION INC Common 18681E107 369 40,400 DEFINED 1 31400 9000
CLOROX CO Common 189054109 253 6,400 DEFINED 1 6400
CLOSURE MEDICAL COR Common 189093107 758 30,100 DEFINED 1 24900 5200
COASTAL CORP Common 190441105 215 2,900 DEFINED 1 900 2000
COCA COLA CO Common 191216100 23,582 427,786 DEFINED 1 27297 400489
COCA COLA CO Common 191216100 221 4,000 DEFINED 2 4000
COGNIZANT TECH SOLU Common 192446102 1,654 42,400 DEFINED 1 36700 5700
COLDWATER CREEK INC Common 193068103 2,811 104,100 DEFINED 1 90200 13900
COLGATE PALMOLIVE Common 194162103 21,273 450,697 DEFINED 1 43767 406930
COLUMBIA SPORTSWEAR Common 198516106 899 19,600 DEFINED 1 17100 2500
COMCAST CL A CL A 200300101 591 14,528 DEFINED 1 14528
COMCAST CORP-SPECIA CL A 200300200 55,693 1,360,444 DEFINED 1 3014 1171000 186430
COMPAQ COMPUTER COR Common 204493100 18,461 669,367 DEFINED 1 1945 525000 142422
COMPUTER ASSOCIATES Common 204912109 4,311 171,165 DEFINED 1 165300 5865
COMPUTER NETWORK TE Common 204925101 1,344 39,100 DEFINED 1 33900 5200
COMVERSE TECH Common 205862402 115,884 1,073,000 DEFINED 1 1072500 500
CONCORD CAMERA CORP Common 206156101 1,420 55,400 DEFINED 1 48000 7400
CONCORD EFS INC Common 206197105 4,142 116,637 DEFINED 1 2475 111950 2212
CONOCO INC-CL A CL A 208251306 8,412 321,990 DEFINED 1 990 104800 216200
CONOCO INC -CL B CL B 208251405 6,027 223,729 DEFINED 1 181807 41922
CONSOLIDATED EDISON Common 209115104 807 23,656 DEFINED 1 23656
CONSTELLATION BRAND Common 21036P108 3,519 64,800 DEFINED 1 56400 8400
CONTINENTAL AIRLINE Common 210795308 4,544 100,000 DEFINED 1 100000
COOPER INDS Common 216669101 738 20,928 DEFINED 1 20928
COOPER TIRE & RUBBE Common 216831107 2,818 280,000 DEFINED 1 280000
COR THERAPEUTICS IN Common 217753102 1,377 22,100 DEFINED 1 18700 3400
CORNING INCORPORATE Common 219350105 176,056 592,780 DEFINED 1 6250 561000 25530
COSINE COMMUNICATIO Common 221222102 1,472 26,500 DEFINED 1 26500
COSTCO WHOLESALE CRP Common 22160K105 10,103 289,168 DEFINED 1 39700 249468
COX COMMUNICATIONS C Common 224044107 473 12,358 DEFINED 1 12358
CRAYFISH CO LTD-SPO Spn ADR 225226109 267 79,000 DEFINED 1 79000
CRITICAL PATH INC Common 22674V100 3,153 51,900 DEFINED 1 45000 6900
CROMPTON CORPORATION Common 227116100 173 22,000 DEFINED 1 22000
CROSS TIMBER OIL CO Common 227573102 14,762 769,338 DEFINED 1 769338
CROSSWAVE COMMUNICA Common 227686102 444 43,300 DEFINED 1 300 37300 5700
CROWN CASTLE INTL C Common 228227104 6,213 200,000 DEFINED 1 200000
CUBIST PHARMAECEUTI Common 229678107 1,437 27,600 DEFINED 1 23900 3700
CULLEN/FROST BANKER Common 229899109 975 30,000 DEFINED 1 30000
CURON MEDICAL INC Common 231292103 450 39,100 DEFINED 1 33800 5300
DDI CORP/ CA Common 233162106 3,474 78,500 DEFINED 1 67500 11000
DPL INC Common 233293109 513 17,250 DEFINED 1 2000 15250
DSP GROUP INC Common 23332B106 1,555 41,600 DEFINED 1 38400 3200
DEERE & CO Common 244199105 3,327 100,050 DEFINED 1 750 96300 3000
DELL COMPUTER Common 247025109 1,583 51,365 DEFINED 1 3130 48235
DELUXE CORP Common 248019101 285 14,050 DEFINED 1 14050
DEVRY INC Common 251893103 8,872 235,800 DEFINED 1 235800
DEXTER CORP Common 252165105 12,500 200,000 DEFINED 1 200000
DIAMOND TECH PARTNE Common 252762109 12,629 170,090 DEFINED 1 90 170000
DIGITAL LIGHTWAVE I Common 253855100 726 10,000 DEFINED 1 10000
WALT DISNEY PRODUCT Common 254687106 51,232 1,339,391 DEFINED 1 19696 850000 469695
DOLLAR GEN CORP Common 256669102 40,449 2,414,885 DEFINED 1 174125 2240760
DOLLAR TREE STORES Common 256747106 11,155 275,000 DEFINED 1 275000
DLJ FRAPS A $2.97 Pfd 257661207 3,000 60,000 DEFINED 1 60000
DLJ FRAPS B $2.65 Pfd 257661306 2,084 42,000 DEFINED 1 42000
DONNELLEY (RR) Common 257867101 344 14,000 DEFINED 1 14000
DOVER CORP Common 260003108 26,004 554,016 DEFINED 1 76104 477912
DOW CHEMICAL Common 260543103 307 12,318 DEFINED 1 3489 8829
EI DUPONT DE NEMOUR Common 263534109 8,443 203,744 DEFINED 1 2285 157191 44268
DUKE ENERGY $1.55SFP Pfd 264399718 200 8,250 DEFINED 1 8250
DUSA PHARMACEUTICAL Common 266898105 2,850 92,500 DEFINED 1 79700 12800
DYNEGY INC Common 26816Q101 570 10,000 DEFINED 1 10000
EMC CORP Common 268648102 290,017 2,925,769 DEFINED 1 138598 1799000 988171
EMC CORP Common 268648102 119 1,200 DEFINED 2 1200
EOG RESOURCES INC Common 26875P101 4,031 103,690 DEFINED 1 10190 93500
EAST WEST BANC-CORP Common 27579R104 115 46,300 DEFINED 1 40400 5900
EASTMAN KODAK CO Common 277461109 5,286 129,328 DEFINED 1 562 127800 966
EBENX INC Common 278668108 1,640 145,000 DEFINED 1 125700 19300
ECOLAB INC Common 278865100 40,426 1,121,010 DEFINED 1 72905 506800 541305
EDEN BIOSCIENCE COR Common 279445100 647 19,600 DEFINED 1 17000 2600
EDISON INTERNATIONAL Common 281020107 213 11,050 DEFINED 1 11050
EDWARDS A G INC Common 281760108 261 4,998 DEFINED 1 2343 2655
EL PASO ENER $2.375 CV Pfd 283678209 4,035 51,650 DEFINED 1 51650
EL PASO ENERGY CORP Common 283905107 10,760 174,599 DEFINED 1 1600 150000 22999
ELAN CORP SPONS ADR Spn ADR 284131208 5,222 95,384 DEFINED 1 1784 88000 5600
ELASTIC NETWORKS IN Common 284159100 348 25,000 DEFINED 1 25000
ELECTRO SCIENTIFIC Common 285229100 2,434 69,300 DEFINED 1 60100 9200
ELECTRONIC DATA SYS Common 285661104 4,756 114,596 DEFINED 1 9600 96600 8396
EMERSON ELECTRIC CO Common 291011104 10,135 151,275 DEFINED 1 2914 54000 94361
ENDESA SA Spn ADR 29258N107 2,334 124,472 DEFINED 1 124472
ENERGIZER HLDGS INC Common 29266R108 348 14,224 DEFINED 1 14224
ENRON CORP Common 293561106 155,561 1,775,302 DEFINED 1 31282 1590000 154020
ENRON CORP/EOG RES Pfd 293561882 747 21,000 DEFINED 1 1800 19200
ENZON INC Common 293904108 4,330 65,610 DEFINED 1 56800 8810
EQUITY RESIDENTIAL P Common 29476L107 643 13,395 DEFINED 1 13395
ERICSSON (LM) TEL AD Spn ADR 294821400 167,480 11,306,677 DEFINED 1 206954 3050000 8049723
ERICSSON (LM) TEL AD Spn ADR 294821400 178 12,000 DEFINED 2 12000
ESPEED INC-CL A CL A 296643109 580 20,400 DEFINED 1 17900 2500
EURO PAC GROWTH FD Common 298706102 450 11,818 DEFINED 1 7981 3837
EXABYTE CORP Common 300615101 630 56,000 DEFINED 1 31000 25000
EXODUS COMMUNICATIO Common 302088109 14,200 287,600 DEFINED 1 285000 2600
EXPEDITORS INTL WAS Common 302130109 802 17,800 DEFINED 1 15400 2400
EXTENSITY INC Common 302255104 735 35,000 DEFINED 1 30700 4300
EXXON MOBIL CORPORAT Common 30231G102 57,614 646,440 DEFINED 1 19571 127050 499819
EXXON MOBIL CORPORAT Common 30231G102 118 1,320 DEFINED 2 1320
FREDDIE MAC Common 313400301 27,833 514,836 DEFINED 1 34030 56000 424806
FANNIE MAE Common 313586109 114,369 1,599,569 DEFINED 1 80849 192000 1326720
FANNIE MAE Common 313586109 143 2,000 DEFINED 2 2000
FEDERATED DEPT STOR Common 31410H101 5,503 210,650 DEFINED 1 650 210000
FEDERATED INVESTOR Common 314211103 990 40,000 DEFINED 1 40000
FIFTH THIRD BANCORP Common 316773100 6,205 115,173 DEFINED 1 75 115098
FIRST DATA CORP Common 319963104 1,174 30,057 DEFINED 1 3099 26958
FIRST HEALTH GROUP Common 320960107 14,358 445,200 DEFINED 1 445200
FIRST UNION CORP Common 337358105 1,189 36,925 DEFINED 1 2120 34805
FIRSTAR CORP Common 33763V109 4,585 204,902 DEFINED 1 180000 24902
FISERV INC Common 337738108 20,712 345,913 DEFINED 1 790 345000 123
FLEETBOSTON 3.295PFD Pfd 33901A504 502 10,000 DEFINED 1 10000
FLEET BOSTON FINL Common 339030108 351 8,996 DEFINED 1 3996 5000
FOCAL COMMUNICATION Common 344155106 313 20,300 DEFINED 1 200 11500 8600
FORD MOTOR COMPANY Common 345370860 14,862 587,147 DEFINED 1 60 564661 22426
FOREST LABORATORIES Common 345838106 14,589 127,210 DEFINED 1 120000 7210
FORWARD AIR CORPORA Common 349853101 1,080 30,700 DEFINED 1 24800 5900
FOUR SEASONS HOTEL Common 35100E104 12,442 170,000 DEFINED 1 170000
FREEPRT MC C&G$1.75 CV Pfd 35671D501 280 22,400 DEFINED 1 22400
FRESENIUS MEDICAL CA Common 358029106 283 9,458 DEFINED 1 9458
FULTON FINANCIAL COM Common 360271100 571 28,845 DEFINED 1 28845
GSI LUMONICS INC Common 36229U102 1,084 57,990 DEFINED 1 42600 15390
GANNETT Common 364730101 2,181 41,145 DEFINED 1 145 41000
GAP INC Common 364760108 26,108 1,297,315 DEFINED 1 800 1250000 46515
GEMSTAR-TV GUIDE IN Common 36866W106 45,773 525,000 DEFINED 1 525000
GENENTECH INC Common 368710406 35,913 193,403 DEFINED 1 11983 125000 56420
GENERAL DYNAMICS CO Common 369550108 917 14,600 DEFINED 1 14600
GENERAL ELECTRIC CO Common 369604103 439,751 7,622,991 DEFINED 1 225600 3182000 4215391
GENERAL ELECTRIC CO Common 369604103 433 7,500 DEFINED 2 7500
GENERAL MILLS INC Common 370334104 1,088 30,639 DEFINED 1 715 23000 6924
GENERAL MOTORS CORP Common 370442105 3,160 48,621 DEFINED 1 40000 8621
GENERAL MOTORS CL H CL H 370442832 465 12,513 DEFINED 1 600 11913
GENTEX CORP Common 371901109 11,068 442,700 DEFINED 1 600 439000 3100
GEORGIA PACIFIC COR Common 373298108 3,467 147,540 DEFINED 1 9000 130000 8540
GIGA-TRONICS INC Common 375175106 102 15,032 DEFINED 1 15032
GILLETTE CO Common 375766102 14,821 480,017 DEFINED 1 40896 134400 304721
GLAXO WELLCOME PLC Spn ADR 37733W105 914 15,119 DEFINED 1 2169 12950
GOLDEN WEST FINANCI Common 381317106 17,787 331,700 DEFINED 1 331700
GOLDMAN SACHS GROUP Common 38141G104 94,356 828,135 DEFINED 1 210 820100 7825
GUIDANT CORP Common 401698105 46,916 663,715 DEFINED 1 84081 579634
H&Q LIFE SCIENCES Common 404053100 313 10,000 DEFINED 1 10000
HCA-THE HEALTHCARE Common 404119109 10,577 284,900 DEFINED 1 284900
HALLIBURTON Common 406216101 5,776 118,035 DEFINED 1 10850 107185
J HANCOCK FINL SER Common 41014S106 682 25,389 DEFINED 1 25000 389
HARCOURT GENERAL INC Common 41163G101 507 8,600 DEFINED 1 8600
HARLEY DAVIDSON Common 412822108 19,040 397,700 DEFINED 1 1700 390000 6000
HARTFORD FINANCIAL Common 416515104 396 5,423 DEFINED 1 2103 3320
HEINZ H J Common 423074103 497 13,418 DEFINED 1 1010 12408
HELLER FINL $6.95PFD Pfd 423328871 1,515 15,000 DEFINED 1 15000
HERSHEY FOODS CORP Common 427866108 574 10,606 DEFINED 1 10606
HERTZ CORP-CL A CL A 428040109 4,578 144,200 DEFINED 1 90000 54200
HEWLETT-PACKARD CO Common 428236103 51,110 526,910 DEFINED 1 46449 480461
HEWLETT-PACKARD CO Common 428236103 194 2,000 DEFINED 2 2000
HISPANIC BROADCASTI Common 43357B104 28,268 1,014,090 DEFINED 1 15490 950000 48600
HOME DEPOT INC Common 437076102 228,293 4,302,337 DEFINED 1 146977 1382500 2772860
HONEYWELL INTL INC Common 438516106 3,049 85,575 DEFINED 1 2000 83575
HOUGHTON MIFFLIN Common 441560109 463 11,800 DEFINED 1 11800
HOUSEHOLD INTERNATI Common 441815107 51,700 913,028 DEFINED 1 3481 882300 27247
HUBBELL INC CL B CL B 443510201 4,269 170,348 DEFINED 1 6804 163544
HUGOTON RTY TR TEX Common 444717102 3,232 206,000 DEFINED 1 4000 202000
IDEC PHARMACEUTICALS Common 449370105 244 1,394 DEFINED 1 1394
IMS HEALTH INC Common 449934108 23,238 1,119,920 DEFINED 1 95395 1024525
ITC DELTACOM INC Common 45031T104 1,180 102,600 DEFINED 1 90400 12200
ILLINOIS TOOL WORKS Common 452308109 38,944 696,991 DEFINED 1 29415 667576
ILLINOIS TOOL WORKS Common 452308109 84 1,500 DEFINED 2 1500
ILLUMINA INC Common 452327109 2,269 50,000 DEFINED 1 43300 6700
IMMUNEX CORP Common 452528102 47,154 1,084,000 DEFINED 1 4000 1057000 23000
IMPERIAL BANCORP Common 452556103 669 34,983 DEFINED 1 30400 4583
IMPERIAL CHEM IND I Common 452704505 8,705 375,400 DEFINED 1 375400
INFINEON TECHNOLOGI ADR 45662N103 1,872 39,400 DEFINED 1 39400
INFINITY BROADCASTNG Common 45662S102 12,606 382,014 DEFINED 1 71391 310623
INFONET SERVICES CO CL B 45666T106 1,183 112,000 DEFINED 1 112000
INKTOMI CORP Common 457277101 12,939 113,500 DEFINED 1 113500
INSITUFORM TECHNOLO Common 457667103 1,705 50,700 DEFINED 1 43800 6900
INRANGE TECHNOLOGIE Common 45769V206 943 17,800 DEFINED 1 17800
INTEL CORP Common 458140100 186,557 4,488,218 DEFINED 1 180015 253600 4054603
INTEL CORP Common 458140100 366 8,800 DEFINED 2 8800
INTL BUSINESS MACHI Common 459200101 77,635 690,086 DEFINED 1 29412 165000 495674
INTL FIBERCOM INC Common 45950T101 1,117 76,400 DEFINED 1 66600 9800
INTL PAPER Common 460146103 418 14,584 DEFINED 1 101 14483
INTERNET CAP GRP INC Common 46059C106 343 19,675 DEFINED 1 6300 13375
INTERPUBLIC GROUP C Common 460690100 4,776 140,204 DEFINED 1 880 121200 18124
INTERWOVEN INC Common 46114T102 1,685 14,900 DEFINED 1 12900 2000
INTUIT INC Common 461202103 44,266 776,600 DEFINED 1 770000 6600
I2 TECHNOLOGIES Common 465754109 262 1,400 DEFINED 1 100 1300
IVAX CORP Common 465823102 437 9,500 DEFINED 1 9500
JDS UNIPHASE CORP Common 46612J101 88,612 935,835 DEFINED 1 12330 758800 164705
JDS UNIPHASE CORP Common 46612J101 71 750 DEFINED 2 750
JNI CORP Common 46622G105 2,163 24,300 DEFINED 1 21000 3300
JABIL CIRCUIT INC Common 466313103 1,703 30,000 DEFINED 1 30000
JERSEY P&L $8.65 Pfd 476556865 3,401 32,667 DEFINED 1 32667
JOHNSON & JOHNSON Common 478160104 182,699 1,944,896 DEFINED 1 49592 1300000 595304
JOHNSON & JOHNSON Common 478160104 225 2,400 DEFINED 2 2400
KLA INSTRUMENTS COR Common 482480100 12,373 300,400 DEFINED 1 400 300000
KELLOGG Common 487836108 642 26,547 DEFINED 1 1347 25200
KEMET CORP Common 488360108 1,749 63,300 DEFINED 1 55500 7800
KIMBERLY CLARK CORP Common 494368103 3,623 64,916 DEFINED 1 1768 63148
KINDER MORGAN ENERG Common 494550106 9,120 192,504 DEFINED 1 1500 50000 141004
KINDER MORGAN INC Common 49455P101 34,879 852,000 DEFINED 1 850000 2000
KNIGHT RIDDER Common 499040103 234 4,600 DEFINED 1 4600
KOHLS CORP Common 500255104 100,619 1,744,200 DEFINED 1 5000 1635000 104200
KORN/FERRY INTERNAT Common 500643200 9,075 240,000 DEFINED 1 240000
KROGER CO Common 501044101 545 24,160 DEFINED 1 20800 3360
LSI LOGIC CORP Common 502161102 37,855 1,294,200 DEFINED 1 200 1255000 39000
LTX CORP Common 502392103 420 22,200 DEFINED 1 19400 2800
LARGE SCALE BIOLOGY Common 517053104 1,362 41,600 DEFINED 1 36100 5500
LASALL NAT $2.99 Pfd 518028790 1,754 35,000 DEFINED 1 35000
ESTEE LAUDER CO Common 518439104 234 6,384 DEFINED 1 6384
LEAR CORP Common 521865105 5,820 283,025 DEFINED 1 1950 157000 124075
LEHMAN BROTHS HLD Common 524908100 1,593 10,781 DEFINED 1 220 10561
LEVEL 3 COMMUNICATI Common 52729N100 94,624 1,226,895 DEFINED 1 38480 850000 338415
ELI LILLY & CO Common 532457108 60,075 740,521 DEFINED 1 30900 61500 648121
LINCOLN NATL CORP Common 534187109 2,952 61,348 DEFINED 1 61348
LINEAR TECHNOLOGIES Common 535678106 989 15,275 DEFINED 1 1535 13740
LITTLEFUSE INC Common 537008104 15,734 530,000 DEFINED 1 530000
LONDON PACIFIC GROU Common 542073101 2,421 121,800 DEFINED 1 105600 16200
LONGVIEW FIBRE CO Common 543213102 182 15,125 DEFINED 1 15125
LOUIS DREYFUS NATUR Common 546011107 1,026 25,900 DEFINED 1 22700 3200
LOUISIANA PACIFIC Common 546347105 138 14,972 DEFINED 1 14972
LOWES Common 548661107 1,029 22,930 DEFINED 1 1630 21300
LUBRIZOL CORP Common 549271104 328 16,650 DEFINED 1 600 16050
LUCENT TECHNOLOGIES Common 549463107 24,887 814,306 DEFINED 1 16722 490000 307584
MBNA CORP Common 55262L100 30,393 789,437 DEFINED 1 4437 785000
MGIC INV CORP Common 552848103 17,016 278,386 DEFINED 1 205000 73386
MRV COMMUNICTIONS I Common 553477100 2,451 54,100 DEFINED 1 46800 7300
MARSH & MCLENNAN CO Common 571748102 7,331 55,224 DEFINED 1 1274 36000 17950
MATRIXONE INC Common 57685P304 6,668 166,700 DEFINED 1 144500 22200
MATTEL INC Common 577081102 20,376 1,821,314 DEFINED 1 1800000 21314
MAXIM INTEGRATED PR Common 57772K101 32,207 400,400 DEFINED 1 400 400000
MAY DEPT STORES Common 577778103 550 26,839 DEFINED 1 2022 24817
MCDONALDS CORP Common 580135101 30,660 1,015,664 DEFINED 1 24523 862000 129141
MCGRAW-HILL Common 580645109 352 5,530 DEFINED 1 1630 3900
MCLEODUSA INC CL A CL A 582266102 6,768 472,895 DEFINED 1 99565 373330
MEADE INSTRUMENTS C Common 583062104 929 46,000 DEFINED 1 40600 5400
MEDIA 100 INC Common 58440W105 461 41,900 DEFINED 1 36300 5600
MEDICINES COMPANY Common 584688105 1,169 34,200 DEFINED 1 29500 4700
MEDICIS PHARMACEUTI Common 584690309 1,691 27,500 DEFINED 1 23900 3600
MEDTRONIC INC Common 585055106 195,504 3,773,289 DEFINED 1 186668 1555000 2031621
MELLON FINANCIAL CRP Common 58551A108 341 7,356 DEFINED 1 7356
MERCK & CO INC Common 589331107 75,945 1,020,251 DEFINED 1 56785 64000 899466
MERCK & CO INC Common 589331107 149 2,000 DEFINED 2 2000
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MERRILL LYNCH & CO Common 590188108 792 12,000 DEFINED 1 11000 1000
MERRILL LYNCH $2.25 Pfd 590188819 226 8,000 DEFINED 1 8000
MESSAGEMEDIA INC Common 590787107 439 173,626 DEFINED 1 173626
METLIFE CAP TR 4.00 Common 59156R207 1,754 25,800 DEFINED 1 1000 24800
METRIS COMPANIES IN Common 591598107 1,587 40,186 DEFINED 1 186 40000
MICREL INC Common 594793101 1,461 21,800 DEFINED 1 20400 1400
MICROSOFT CORP Common 594918104 170,500 2,828,658 DEFINED 1 115111 1653000 1060547
MICROSOFT CORP Common 594918104 425 7,050 DEFINED 2 7050
MICROCHIP TECHNOLOGY Common 595017104 371 11,235 DEFINED 1 11235
MIDAMERICN ENERGY $7 Pfd 595620204 1,871 18,250 DEFINED 1 18250
S&P 400 MID-CAP DEP Common 595635103 1,867 19,000 DEFINED 1 19000
MILLENIUM CHEMICALS Common 599903101 3,468 234,100 DEFINED 1 234100
MINERALS TECHNOLOGI Common 603158106 13,800 300,000 DEFINED 1 300000
MINNESOTA MINING & M Common 604059105 5,919 64,952 DEFINED 1 4724 60228
MISSION CAP $2.46PFD Pfd 605034206 630 25,000 DEFINED 1 25000
MOBILE ELECTRONICS Common 60741U101 845 92,600 DEFINED 1 78200 14400
MOLEX Common 608554101 10,123 185,965 DEFINED 1 3635 182330
MOLEX INC CL A CL A 608554200 8,009 193,291 DEFINED 1 2824 190467
MONSANTO ACES CV Pfd 611662305 864 16,500 DEFINED 1 1200 15300
J P MORGAN Common 616880100 9,324 57,074 DEFINED 1 5922 51152
MORGAN STAN DN WT&CO Common 617446448 2,022 22,117 DEFINED 1 1000 21117
MOSSIMO INC Common 619696107 13 11,200 DEFINED 1 10200 1000
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DATACRAFT ASIA LTD Common 624683SDL 816 98,368 DEFINED 1 98368
MYERS INDS INC Common 628464109 128 10,063 DEFINED 1 10063
NCH CORP Common 628850109 233 6,600 DEFINED 1 6600
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NATIONAL CITY CORP Common 635405103 984 44,462 DEFINED 1 44462
NATIONWIDE FIN CL A Common 638612101 355 9,500 DEFINED 1 9500
NATIONWIDE HLTH PPTY Common 638620104 746 46,800 DEFINED 1 46800
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NET.GENESIS CORP Common 64107E107 348 40,100 DEFINED 1 34400 5700
NETEGRITY INC Common 64110P107 1,302 18,600 DEFINED 1 16050 2550
NETWORK APPLIANCE I Common 64120L104 145,985 1,146,105 DEFINED 1 52250 527000 566855
NEWEL FIN $2.625CVPF CV Pfd 651195307 323 8,850 DEFINED 1 8850
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NEWPORT CORP Common 651824104 1,099 6,900 DEFINED 1 6000 900
NEXTEL PARTNERS INC Common 65333F107 2,184 75,000 DEFINED 1 75000
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99 CENTS ONLY STORE Common 65440K106 1,077 21,466 DEFINED 1 19066 2400
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NOBLE DRILLING CORP Common 655042109 11,306 225,000 DEFINED 1 225000
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NO IND PB SVC $3.00 Pfd 665262879 231 5,500 DEFINED 1 5500
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OM GROUP INC Common 670872100 13,938 319,500 DEFINED 1 319500
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ONI SYSTEMS CORP Common 68273F103 1,295 15,000 DEFINED 1 15000
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ORATEC INTERVENTION Common 68554M108 263 21,500 DEFINED 1 18800 2700
OVERLAND DATA INC Common 690213103 1,035 116,600 DEFINED 1 95500 21100
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PECO ENERGY CO $6.12 Pfd 693304701 231 2,332 DEFINED 1 2332
PE BIOSYEMS Common 69332S102 201 1,725 DEFINED 1 1725
PE CORP-CELERA GENO Common 69332S201 8,020 80,500 DEFINED 1 500 80000
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PNC FINL $3.025 PFD Pfd 693475709 4,010 80,000 DEFINED 1 80000
P P & L INC 6.75 Pfd 69349X888 235 2,400 DEFINED 1 2400
P P G Common 693506107 306 7,700 DEFINED 1 7700
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PACIFICORP $7.48 PFD Pfd 695114652 743 7,000 DEFINED 1 7000
PACIFICORP PFD $7.70 Pfd 695114678 1,026 10,000 DEFINED 1 10000
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J C PENNEY CO Common 708160106 2,750 232,780 DEFINED 1 400 224600 7780
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PERKINELMER INC Common 714046109 583 5,581 DEFINED 1 540 5041
PETROCHINA CO LTD-A ADR 71646E100 2,988 151,300 DEFINED 1 151300
PETROLEUM GEO SERVI Common 716597109 5,561 322,400 DEFINED 1 322400
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PFIZER INC Common 717081103 135 3,000 DEFINED 2 3000
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PHELPS DODGE CORP Common 717265102 2,752 65,908 DEFINED 1 65908
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PHYSIOMETRIX INC Common 718928104 909 41,100 DEFINED 1 35500 5600
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PINNACLE HOLDINGS I Common 72346N101 5,392 202,500 DEFINED 1 194600 7900
PITNEY BOWES Common 724479100 5,190 131,593 DEFINED 1 111 131482
PITTSTON BRINKS GRO Common 725701106 8,373 540,200 DEFINED 1 540200
PLUM CREEK TIMBER CO Common 729251108 8,488 380,405 DEFINED 1 2100 378305
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POTOMAC EL $3.40 SFP Pfd 737679811 7,416 144,000 DEFINED 1 144000
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PRIDE PETROLEUM INT Common 741932107 787 29,700 DEFINED 1 26400 3300
PROCTER & GAMBLE CO Common 742718109 35,987 537,118 DEFINED 1 40015 198700 298403
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PROSOFTTRAINING.COM Common 743477101 1,452 101,900 DEFINED 1 90500 11400
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PULITZER INC Common 745769109 406 9,456 DEFINED 1 9456
QUAKER OATS Common 747402105 4,777 60,371 DEFINED 1 60371
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QWEST COMMUNICATION Common 749121109 29,601 615,877 DEFINED 1 6934 583050 25893
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RADIO ONE INC-CL D CL D 75040P405 553 78,300 DEFINED 1 65900 12400
RALSTON PURINA GROUP Common 751277302 1,200 50,672 DEFINED 1 50672
RATEXCHANGE CORPORA Common 754091106 106 33,333 DEFINED 1 33333
RATIONAL SOFTWARE C Common 75409P202 52,056 750,350 DEFINED 1 750000 350
RAYMOND JAMES FINAN Common 754730109 8,399 255,000 DEFINED 1 255000
RECKSON ASSOC $1.91 CV Pfd 75621K205 5,741 245,600 DEFINED 1 245600
RENT-A-CENTER INC Common 76009N100 1,020 29,400 DEFINED 1 25900 3500
RESEARCH IN MOTION Common 760975102 8,871 90,000 DEFINED 1 90000
RESONATE INC Common 76115Q104 359 9,100 DEFINED 1 7800 1300
REUTERS GRP PLC-ADR SPN ADR 76132M102 11,816 105,146 DEFINED 1 144 105002
REYNOLDS & REYNOLDS Common 761695105 5,565 280,000 DEFINED 1 280000
RIVIERA HLDGS CORP Common 769627100 6,107 857,160 DEFINED 1 857160
ROCHE HLDG LTD Common 771195104 1,112 12,650 DEFINED 1 12650
ROWAN COMPANIES INC Common 779382100 5,829 201,000 DEFINED 1 1000 200000
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ROYAL DUTCH PETRO-NY Common 780257804 168 2,800 DEFINED 2 2800
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SDL INC Common 784076101 31,422 102,010 DEFINED 1 580 100000 1430
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SECURITY CAP GRP-B Common 81413P204 3,670 193,800 DEFINED 1 193800
SERVICESMASTER CO Common 81760N109 556 56,336 DEFINED 1 41149 15187
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SHELL TRANS&TRADE CO Common 822703609 568 11,604 DEFINED 1 5088 6516
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SIPEX CORPORATION Common 829909100 7,298 173,500 DEFINED 1 160500 13000
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SOLECTRON CORP Common 834182107 781 16,930 DEFINED 1 16930
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SONY CORP ADR NEW Common 835699307 984 9,752 DEFINED 1 1092 8660
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SOUTHERN ENERGY IN Common 842816100 2,275 72,500 DEFINED 1 71500 1000
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STARBUCKS CORP Common 855244109 14,848 370,630 DEFINED 1 800 200000 169830
STATE STREET CORP Common 857477103 270 2,080 DEFINED 1 280 1800
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STILLWATER MINING C Common 86074Q102 1,529 56,500 DEFINED 1 49600 6900
STILWELL FINANCIAL Common 860831106 18,644 428,600 DEFINED 1 428600
SUIZA FOODS CORP Common 865077101 8,617 170,000 DEFINED 1 170000
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SUN MICROSYSTEMS IN Common 866810104 374 3,200 DEFINED 2 3200
SUNTRUST BKS INC Common 867914103 13,136 263,707 DEFINED 1 263707
SUPERIOR INDUSTRIES Common 868168105 6,906 230,200 DEFINED 1 230200
SYCAMORE NETWORKS I Common 871206108 1,188 11,000 DEFINED 1 11000
SYMANTEC CORP Common 871503108 559 12,700 DEFINED 1 11000 1700
SYNAVANT INC Common 87157A105 112 16,809 DEFINED 1 2969 13840
SYNTROLEUM CORP Common 871630109 556 27,300 DEFINED 1 23800 3500
SYSCO Common 871829107 654 14,115 DEFINED 1 115 14000
TJX COMPANIES, INC Common 872540109 9,000 400,000 DEFINED 1 400000
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TXU CORP $4.625 PFD CV Pfd 873168207 626 13,400 DEFINED 1 13400
TARGET CORP Common 87612E106 1,295 50,540 DEFINED 1 14840 35700
TELECOMMUNICATION S Common 87929J103 602 31,500 DEFINED 1 27200 4300
TELEFONICA SA-SPON SPN ADR 879382208 1,661 27,941 DEFINED 1 1685 22260 3996
TELEPHONE & DATA Common 879433100 15,830 143,000 DEFINED 1 143000
TELE1 EUROPE HOLDIN ADR 87944T201 159 17,612 DEFINED 1 17612
TELLABS INC Common 879664100 54,022 1,131,343 DEFINED 1 108548 150000 872795
TEMPLETON FOREIGN Common 880196209 273 26,702 DEFINED 1 16740 9962
TERADYNE INC Common 880770102 1,330 38,000 DEFINED 1 38000
TETRA TECH Common 88162G103 1,685 59,000 DEFINED 1 51100 7900
TEXACO Common 881694103 502 9,560 DEFINED 1 1355 8205
TEXAS INSTRUMENTS I Common 882508104 67,692 1,434,539 DEFINED 1 41974 1200000 192565
TEXAS REGIONAL BANC Common 882673106 10,641 375,000 DEFINED 1 375000
THERMA-WAVE INC Common 88343A108 1,311 45,600 DEFINED 1 40100 5500
TIFFANY & CO Common 886547108 6,941 180,000 DEFINED 1 180000
TIME WARNER INC Common 887315109 65,842 841,428 DEFINED 1 81409 48000 712019
TITAN CORP Common 888266103 503 30,500 DEFINED 1 25600 4900
TORCHMARK CORP Common 891027104 341 12,250 DEFINED 1 12250
TOSCO CORP Common 891490302 24,412 782,765 DEFINED 1 66415 716350
TOSCO FIN CVPFD$2.87 CV Pfd 891491409 3,464 67,750 DEFINED 1 500 67250
TOYS R US Common 892335100 310 19,075 DEFINED 1 19075
TRANSGENOMIC INC Common 89365K206 556 24,500 DEFINED 1 21300 3200
TRANSKARYOTIC THRPY Common 893735100 394 9,150 DEFINED 1 9150
TRANSWITCH CORP Common 894065101 7,331 115,000 DEFINED 1 115000
TREND MICRO INC SPO SPN ADR 89486M107 361 27,800 DEFINED 1 27800
TRIBUNE CO Common 896047107 15,635 358,392 DEFINED 1 300000 58392
TRIQUINT SEMICONDUC Common 89674K103 9,656 265,000 DEFINED 1 265000
TUESDAY MORNING COR Common 899035505 530 67,800 DEFINED 1 57400 10400
TWEETER HOME ENTERT Common 901167106 1,097 30,200 DEFINED 1 26500 3700
TYCO INT'L LTD Common 902124106 215,598 4,156,101 DEFINED 1 124424 2742060 1289617
USX-MARATHON GROUP Common 902905827 6,202 218,590 DEFINED 1 165 218300 125
U S BANCORP Common 902973106 4,097 180,097 DEFINED 1 180097
USA NETWORKS INC Common 902984103 7,687 350,400 DEFINED 1 400 350000
UTI ENERGY CORP Common 903387108 2,664 59,700 DEFINED 1 52000 7700
US ONCOLOGY INC Common 90338W103 105 23,246 DEFINED 1 23246
UNION PACIFIC Common 907818108 445 11,447 DEFINED 1 4784 6663
UNITED MICROELECTRO ADR 910873207 158 13,300 DEFINED 1 13300
UNITED PARCEL SVC AM Common 911308104 2,999 53,203 DEFINED 1 53203
UNITED PARCEL SVR B Common 911312106 299 5,305 DEFINED 1 2705 2600
US INDUSTRIES INC Common 912080108 2,509 252,500 DEFINED 1 252500
UNITED TECHNOLOGIES Common 913017109 478 6,904 DEFINED 1 260 6644
UNIVERSAL CORP NA Common 913456109 411 14,000 DEFINED 1 14000
UNIVISION COMMUNICA Common 914906102 23,194 620,580 DEFINED 1 54035 236000 330545
UNOCAL CORP Common 915289102 13,466 379,980 DEFINED 1 8215 200000 171765
UNOCAL 3.125 CV PFD CV Pfd 91528T207 1,300 27,021 DEFINED 1 27021
USFREIGHTWAYS CORPO Common 916906100 869 38,300 DEFINED 1 33100 5200
UTILICORP UTD INC Common 918005109 226 8,750 DEFINED 1 2000 6750
UTSTARCOM INC Common 918076100 680 32,500 DEFINED 1 32500
VALENCE TECHNOLOGY Common 918914102 1,183 68,700 DEFINED 1 61000 7700
VARIAN SEMICONDUCTO Common 922207105 2,456 65,600 DEFINED 1 57500 8100
VASTERA INC Common 92239N109 959 43,600 DEFINED 1 35300 8300
VERITAS SOFTWRE Common 923436109 30,341 213,667 DEFINED 1 67 213500 100
VERISIGN INC Common 92343E102 22,646 111,800 DEFINED 1 100 110000 1700
VERIZON COMMUNICATI Common 92343V104 26,682 550,849 DEFINED 1 15543 393320 141986
VIACOM INC CL A CL A 925524100 328 5,610 DEFINED 1 1150 4460
VIACOM INC CL B CL B 925524308 84,322 1,441,406 DEFINED 1 128105 52080 1261221
VICAL INC Common 925602104 673 26,000 DEFINED 1 22600 3400
VITESSE SEMICONDUCT Common 928497106 8,894 100,000 DEFINED 1 100000
VODAFONE GROUP PLC- SPN ADR 92857W100 52,677 1,423,692 DEFINED 1 33520 693000 697172
VULCAN MATERIALS CO Common 929160109 338 8,418 DEFINED 1 6498 1920
WAL-MART STORES INC Common 931142103 108,493 2,254,401 DEFINED 1 82871 335000 1836530
WAL-MART STORES INC Common 931142103 96 2,000 DEFINED 2 2000
WALGREEN CO Common 931422109 67,025 1,766,730 DEFINED 1 29595 1280000 457135
WALGREEN CO Common 931422109 304 8,000 DEFINED 2 8000
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WASHINGTON POST CL B CL B 939640108 2,564 4,858 DEFINED 1 33 4825
WEIS MARKETS INC Common 948849104 318 8,000 DEFINED 1 8000
WELLS FARGO & CO Common 949746101 84,588 1,841,368 DEFINED 1 110197 893660 837511
WELLS FARGO $2.75ARP Pfd 949746200 3,236 80,900 DEFINED 1 80900
WELLS FARGO 6.59SR H Pfd 949746309 1,666 34,000 DEFINED 1 34000
WESTERN WIRELESS CO Common 95988E204 891 25,000 DEFINED 1 25000
WILLAMETTE INDUSTRIE Common 969133107 446 15,932 DEFINED 1 15932
WILLIAMS COMMUNICAT Common 969455104 2,241 112,070 DEFINED 1 11130 73300 27640
WILLIAMS COS INC DEL Common 969457100 14,289 338,213 DEFINED 1 16340 321873
WILMINGTON TR CORP D Common 971807102 475 8,859 DEFINED 1 8859
WIND RIVER SYSTEMS Common 973149107 1,667 34,775 DEFINED 1 26400 8375
WOLVERINE WORLD WID Common 978097103 3,827 411,000 DEFINED 1 411000
WORLDCOM INC Common 98157D106 128,092 4,217,006 DEFINED 1 170303 2520600 1526103
WRIGLEY Common 982526105 406 5,420 DEFINED 1 100 5320
XM SATELLITE RADIO Common 983759101 5,383 125,000 DEFINED 1 125000
XILINX INC Common 983919101 25,381 296,425 DEFINED 1 18650 277775
XEROX Common 984121103 262 17,410 DEFINED 1 17410
YAHOO Common 984332106 6,676 73,365 DEFINED 1 9865 63500
YOUNG & RUBICAM INC Common 987425105 5,708 115,305 DEFINED 1 30805 16800 67700
ZALE CORP Common 988858106 1,145 35,300 DEFINED 1 31100 4200
ZOLL MEDICAL CORP Common 989922109 215 4,400 DEFINED 1 4400
ACE LIMITED Common G0070K103 2,159 55,000 DEFINED 1 55000
GLOBAL CROSSING LTD Common G3921A100 66,551 2,149,824 DEFINED 1 37574 2050000 62250
PARTNERRE LTD Common G6852T105 484 10,200 DEFINED 1 10200
TRANSOCEAN SEDCO FRX Common G90078109 797 13,593 DEFINED 1 256 13337
TRITON ENERGY CORP Common G90751101 679 17,400 DEFINED 1 14900 2500
TYCOM LTD Common G9144B106 2,260 58,900 DEFINED 1 58900
CHECK POINT SOFTWA Common M22465104 725 4,600 DEFINED 1 320 3280 1000
COMMTOUCH SOFTWARE Common M25596103 1,619 85,500 DEFINED 1 74400 11100
PRECISE SOFTWARE SO Common M41450103 858 19,900 DEFINED 1 11000 8900
ORBOTECH LTD Common M75253100 1,608 29,400 DEFINED 1 25650 3750
STEINER LEISURE LTD Common P8744Y102 8,950 400,000 DEFINED 1 400000
NIDO PETROLEUM LTD Common Q6811D109 1 59,000 DEFINED 1 59000
FLEXTRONICS INTL LT Common Y2573F102 18,889 230,000 DEFINED 1 230000
OMI CORP- NEW Common Y6476W104 680 81,200 DEFINED 1 70300 10900
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