UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Stein Roe & Farnham Incorporated
Address: One South Wacker Drive
Chicago, Illinois 60606
Form 13F File Number: 28-01823
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Joyce B. Riegel
Title: Vice President and Chief Compliance Officer
Phone: (312) 368-7727
Signature, Place, and Date of Signing:
/s/ Joyce B. Riegel Chicago, Illinois February 10, 2000
Report Type (Check only one.):
[XX] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this report
and a portion are reported by other reporting manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 697
Form 13F Information Table Value Total: $10,311,693
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file
number(s) of all institutional investment managers with respect
to which this report is filed, other than the manager filing this
report.
[If there are no entries in this list, state "NONE" and omit the
column headings and list entries.]
No. 13F File Number Name
1 28-33 Liberty Mutual Insurance Co.
2 28-6060 Harold J. McComas
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
REPORTING MANAGE
Stein Roe & Farnham, Inc.
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Name of Issuer Class CUSIP FMV SHRS Shared Other (A) (B) (C)
($000) Managers Sole Shared None
------------------- ------ --------- -------- -------- ------- -------- ------- ------- ---------
<C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AES TRUST I CV PFD Pfd Sto 001033208 12,884 122,700 DEFINED 1 300 122400
AES CORP Common 00130H105 95,408 1,276,365 DEFINED 1 50105 515200 711060
AES CORP Common 00130H105 97 1,300 DEFINED 2 1300
AMFM INC Common 001693100 4,795 61,280 DEFINED 1 3215 15000 43065
AMR CORP Common 001765106 5,043 75,260 DEFINED 1 260 75000
A T & T CORP Common 001957109 17,795 350,370 DEFINED 1 6319 132963 211088
AT&T CORP-LIBERTY M Common 001957208 105,742 1,862,788 DEFINED 1 6900 1400000 455888
AVT CORPORATION Common 002420107 851 18,100 DEFINED 1 14700 3400
AVX CORP Common 002444107 19,990 400,300 DEFINED 1 400300
ABBOTT LABS Common 002824100 39,883 1,098,337 DEFINED 1 19410 87000 991927
P-ABN AMRO PF $7.035 Pfd Sto 003714300 3,760 3,700 DEFINED 1 3700
P-ABN AMRO NOAMR PFD Pfd Sto 003714870 3,019 3,000 DEFINED 1 3000
ACME COMMUNICATIONS Common 004631107 389 11,700 DEFINED 1 10000 1700
ACTUATE CORPORATION Common 00508B102 3,053 71,200 DEFINED 1 62800 8400
ACUSON CORP Common 005113105 9,883 786,700 DEFINED 1 786700
ADELPHIA COMMUNICAT Common 006848105 13,125 200,000 DEFINED 1 200000
ADOBE SYSTEMS INC Common 00724F101 6,729 100,055 DEFINED 1 55 100000
ADVANCED OXYGEN TECH Common 00754B103 4 64,000 DEFINED 1 64000
AEGON N.V. ARD Common 007924103 1,977 20,703 DEFINED 1 143 20560
AES TR111 CVPFD3.375 Pfd Sto 00808N202 2,101 34,100 DEFINED 1 34100
AETNA INC Common 008117103 340 6,100 DEFINED 1 6100
AGILENT TECHNOLOGIE Common 00846U101 6,649 86,000 DEFINED 1 84000 2000
AIR PRODUCTS & CHEM Common 009158106 8,549 254,704 DEFINED 1 200000 54704
ALASKA COMM SYSTEMS Common 01167P101 729 58,900 DEFINED 1 51900 7000
ALBERTSONS INC Common 013104104 1,561 48,416 DEFINED 1 2016 46400
ALCOA INC Common 013817101 2,653 31,968 DEFINED 1 31000 968
ALKERMES INC Common 01642T108 938 19,100 DEFINED 1 16900 2200
ALLEGIANCE TELECOM Common 01747T102 337 3,650 DEFINED 1 3650
ALLERGAN INC Common 018490102 547 11,000 DEFINED 1 11000
ALLSCRIPTS INC Common 019886100 779 17,700 DEFINED 1 15600 2100
ALLSTATE CORP Common 020002101 7,059 293,352 DEFINED 1 9187 284165
ALLTEL CORP Common 020039103 928 11,228 DEFINED 1 11228
ALPHARMA INC Common 020813101 1,728 56,200 DEFINED 1 49800 6400
ALZA CORP Common 022615108 13,930 402,303 DEFINED 1 24523 44000 333780
AMERICA ONLINE INC Common 02364J104 94,021 1,245,212 DEFINED 1 10912 1050000 184300
AMCORE FINANCIAL INC Common 023912108 2,169 90,387 DEFINED 1 90387
AMERICAN EXPRESS CO Common 025816109 16,292 97,995 DEFINED 1 2085 84000 11910
AMERICAN FREIGHTWAY Common 02629V108 599 37,000 DEFINED 1 32000 5000
AMERICAN GENL CORP Common 026351106 7,264 95,731 DEFINED 1 40 95691
AMERICAN HOME PRODU Common 026609107 24,392 619,502 DEFINED 1 16103 410400 192999
AMER INTERNATIONAL Common 026874107 160,400 1,483,467 DEFINED 1 39016 854625 589826
AMERICAN MANAGEMENT Common 027352103 1,010 32,200 DEFINED 1 28400 3800
AMERICAN TOWER CORP Common 029912201 10,697 350,000 DEFINED 1 350000
AMES DEPT STORES IN Common 030789507 766 26,600 DEFINED 1 23600 3000
AMGEN INC Common 031162100 5,881 97,920 DEFINED 1 2180 95740
ANADARKO PETE CORP Common 032511107 223 6,536 DEFINED 1 6536
ANALOG DEVICES Common 032654105 18,025 193,822 DEFINED 1 10300 183522
ANDREW CORP Common 034425108 16,171 853,900 DEFINED 1 853900
ANHEUSER BUSCH Common 035229103 1,887 26,624 DEFINED 1 80 26544
ANNTAYLOR STORES CO Common 036115103 703 20,400 DEFINED 1 18000 2400
AON CORP Common 037389103 432 10,812 DEFINED 1 699 10113
APLACN PWR $5.92 SFP Pfd Sto 037735859 1,924 20,000 DEFINED 1 20000
APPLE COMPUTER INC Common 037833100 36,091 351,040 DEFINED 1 350000 1040
APPLEBEES INTERNATI Common 037899101 950 32,200 DEFINED 1 28700 3500
APPLIED INDUST TECH Common 03820C105 220 13,258 DEFINED 1 13258
APPLIED MATLS Common 038222105 82,830 653,810 DEFINED 1 4810 540000 109000
APTARGROUP INC Common 038336103 1,596 63,520 DEFINED 1 120 55700 7700
ARACRUZ CELULOSE SA ADR 038496204 1,082 41,200 DEFINED 1 41200
ARCHSTN $1.99 CV PFD Convert 039581202 7,802 277,400 DEFINED 1 277400
ARIBA INC Common 04033V104 7,982 45,000 DEFINED 1 45000
ARROW ELECTRONICS I Common 042735100 6,075 239,400 DEFINED 1 600 238800
ART TECHNOLOGY GROU Common 04289L107 2,258 17,400 DEFINED 1 15400 2000
ASSOCIATES FIRST CA Common 046008108 20,333 741,067 DEFINED 1 32920 187000 521147
ASTEC INDUSTRIES IN Common 046224101 482 25,600 DEFINED 1 20200 5400
ATLANTIC RICHFIELD Common 048825103 2,978 34,433 DEFINED 1 4929 29504
ATMEL CORP Common 049513104 23,657 800,250 DEFINED 1 250 800000
AUTOMATIC DATA PROCE Common 053015103 12,175 225,983 DEFINED 1 14760 211223
AVERY DENNISON CORP Common 053611109 3,471 47,632 DEFINED 1 1659 45100 873
AVON PRODUCTS INC Common 054303102 1,569 47,550 DEFINED 1 3700 40000 3850
THE BISYS GROUP INC Common 055472104 8,287 127,000 DEFINED 1 124100 2900
BP AMOCO PLC-ADR Common 055622104 51,888 874,817 DEFINED 1 47557 355252 472008
BMC SOFTWARE Common 055921100 654 8,185 DEFINED 1 1750 6435
BAKER HUGHES INC Common 057224107 295 13,997 DEFINED 1 1500 12497
BALDOR ELECTRIC Common 057741100 183 10,121 DEFINED 1 10121
BALL CORP Common 058498106 217 5,500 DEFINED 1 5500
BALT GAS&EL $7.125PF Pfd Sto 059165779 214 2,000 DEFINED 1 2000
BANK OF AMERICA COR Common 060505104 15,816 315,136 DEFINED 1 5986 139950 169200
BANK OF MONTREAL Common 063671101 317 6,434 DEFINED 1 6434
BANK ONE CORP Common 06423A103 4,992 155,999 DEFINED 1 137 155862
BANK OF TOKYO-MITSU Common 065379109 1,185 85,000 DEFINED 1 85000
BARRICK GOLD CORP Common 067901108 1,530 86,500 DEFINED 1 85000 1500
BARRETT RESOURCES C Common 068480201 889 30,200 DEFINED 1 26600 3600
BATTERY TECHNOLOGIES Common 07132T102 1 10,000 DEFINED 1 10000
BAXTER INTERNATIONA Common 071813109 8,621 137,249 DEFINED 1 1355 120000 15894
BECTON DICKINSON Common 075887109 2,284 84,800 DEFINED 1 84800
BELDEN INC Common 077459105 3,738 178,000 DEFINED 1 178000
BELL ATLANTIC CORP Common 077853109 19,531 317,247 DEFINED 1 9842 268320 39085
BELLSOUTH CORP Common 079860102 3,691 78,837 DEFINED 1 13892 64945
BELO (AH) CORP CL-A Common 080555105 359 18,846 DEFINED 1 18846
BERKSHIRE HATHAWAY Common 084670108 19,803 353 DEFINED 1 353
BERKSHIRE HATH-CL B Common 084670207 1,430 782 DEFINED 1 8 774
BESTFOODS Common 08658U101 3,997 76,046 DEFINED 1 700 75346
BIOGEN INC Common 090597105 287 3,392 DEFINED 1 2690 702
BIOMET INC Common 090613100 9,000 225,000 DEFINED 1 225000
BLACK & DECKER CORP Common 091797100 314 6,000 DEFINED 1 6000
E.W. BLANCH HOLDING Common 093210102 680 11,100 DEFINED 1 8300 2800
H R BLOCK Common 093671105 317 7,250 DEFINED 1 2850 4400
BLUESTONE SOFTWARE Common 09623P102 1,311 11,400 DEFINED 1 10100 1300
BOEING CO Common 097023105 4,599 110,697 DEFINED 1 99600 11097
BORDERS GROUP INC Common 099709107 4,979 310,000 DEFINED 1 310000
BOYKIN LODGING CO Common 103430104 109 10,000 DEFINED 1 10000
BRISTOL-MYERS SQUIB Common 110122108 214,945 3,348,697 DEFINED 1 45151 288000 3015546
BROADCOM CORP CL A Common 111320107 15,008 55,100 DEFINED 1 100 55000
BROADVISION INC Common 111412102 2,161 12,705 DEFINED 1 105 11100 1500
BROCADE COMMUNICATI Common 111621108 4,425 25,000 DEFINED 1 25000
BURLINGTON NORTH SA Common 12189T104 4,850 200,000 DEFINED 1 200000
BURR-BROWN CORP Common 122574106 2,200 60,905 DEFINED 1 155 53550 7200
CBS CORP Common 12490K107 71,924 1,124,911 DEFINED 1 50179 48000 1026732
C-CUBE MICROSYSTEMS Common 125015107 1,892 30,400 DEFINED 1 25800 4600
CEC ENTERTAINMENT I Common 125137109 1,237 43,600 DEFINED 1 38400 5200
CIGNA CORP Common 125509109 675 8,378 DEFINED 1 900 7478
CK WITCO CORP Common 12562C108 438 32,751 DEFINED 1 32751
CMGI INC Common 125750109 6,977 25,200 DEFINED 1 25000 200
CTS CORP Common 126501105 1,734 23,000 DEFINED 1 20400 2600
CACHEFLOW INC Common 126946102 653 5,000 DEFINED 1 4400 600
CAL DIVE INTERNATIO Common 127914109 818 24,700 DEFINED 1 20700 4000
CALPINE CORPORATION Common 131347106 23,738 370,910 DEFINED 1 110 369600 1200
CAMPBELL SOUP CO Common 134429109 449 11,596 DEFINED 1 11596
CANADIAN PACIFIC LTD Common 135923100 313 14,500 DEFINED 1 14500
CANANDAIGUA BRANDS Common 137219200 1,271 24,931 DEFINED 1 131 21900 2900
CAPITAL ONE FINANCI Common 14040H105 3,324 68,984 DEFINED 1 66000 2984
CARDIAC RESUSCITATOR Common 141409102 1 17,033 DEFINED 1 17033
CARDINAL HEALTH INC Common 14149Y108 405 8,459 DEFINED 1 86 6000 2373
CARLISLE COS INC Common 142339100 10,512 292,000 DEFINED 1 292000
CARNIVAL CORP-CL A Common 143658102 7,196 150,500 DEFINED 1 400 150000 100
CARPENTER TECHNOLOG Common 144285103 8,231 300,000 DEFINED 1 300000
CATALINA MARKETING Common 148867104 1,377 11,900 DEFINED 1 10500 1400
CATERPILLAR INC Common 149123101 2,675 56,842 DEFINED 1 862 28000 27980
CEDAR FAIR LP Common 150185106 6,574 339,320 DEFINED 1 315000 24320
CENDANT CORPORATION Common 151313103 987 37,148 DEFINED 1 1000 36148
CENT IL LT $5.85 SFP Pfd Sto 153645882 201 2,000 DEFINED 1 2000
CENTURYTEL INC Common 156700106 424 8,959 DEFINED 1 3420 5539
CHARTER ONE FIN INC Common 160903100 850 39,215 DEFINED 1 6575 32640
CHARTER COMMUNICATI Common 16117M107 4,747 217,000 DEFINED 1 215000 2000
CHASE MANHATTAN COR Common 16161A108 74,659 961,021 DEFINED 1 44607 228800 687614
CHASE MANHTN$2.48PFD Pfd Sto 16161A777 2,350 50,000 DEFINED 1 50000
CHECKFREE HOLDINGS Common 162816102 9,405 90,000 DEFINED 1 90000
CHEVRON CORP Common 166751107 5,450 62,920 DEFINED 1 852 62068
CHIRON Common 170040109 689 16,256 DEFINED 1 16256
CHROMAVISION MEDICA Common 17111P104 764 50,100 DEFINED 1 43300 6800
CIRCLE INTERNATIONA Common 172574105 1,117 50,200 DEFINED 1 42300 7900
CISCO SYSTEMS INC Common 17275R102 548,872 5,123,659 DEFINED 1 58592 2153900 2911167
CISCO SYSTEMS INC Common 17275R102 214 2,000 DEFINED 2 2000
CINTAS CORP Common 172908105 8,893 167,400 DEFINED 1 165000 2400
CITIGROUP INC Common 172967101 236,514 4,252,300 DEFINED 1 91629 2288311 1872360
CITIGROUP INC Common 172967101 56 1,000 DEFINED 2 1000
CCI PFD $3.11 PFD H Pfd Sto 172967705 2,420 52,600 DEFINED 1 52600
CITIGRP $2.932 PFD M Pfd Sto 172967812 207 5,000 DEFINED 1 5000
CITIZENS UTILS CO DE Common 177342201 502 35,396 DEFINED 1 35396
CITRIX SYS INC Common 177376100 1,722 14,000 DEFINED 1 14000
CLARUS CORPORATION Common 182707109 1,465 22,200 DEFINED 1 19700 2500
CLEAR CHANNEL COMMU Common 184502102 129,158 1,447,143 DEFINED 1 29057 809000 609086
CLOROX CO Common 189054109 653 12,960 DEFINED 1 12960
COCA COLA CO Common 191216100 89,918 1,543,657 DEFINED 1 17633 850000 676024
COCA COLA CO Common 191216100 233 4,000 DEFINED 2 4000
COLGATE PALMOLIVE Common 194162103 29,251 450,021 DEFINED 1 7990 442031
COLUMBIA/HCA HEALTH Common 197677107 11,869 404,900 DEFINED 1 404900
COMCAST CL A Common 200300101 972 20,299 DEFINED 1 20299
COMCAST CORP-SPECIA Common 200300200 76,581 1,522,223 DEFINED 1 850 1238000 283373
COMMERCE BANCORP IN Common 200519106 611 15,100 DEFINED 1 13400 1700
COMPAQ COMPUTER COR Common 204493100 12,456 460,266 DEFINED 1 252 195000 265014
COMPUTER ASSOC INTL Common 204912109 432 6,180 DEFINED 1 6180
COMVERSE TECH Common 205862402 32,537 224,782 DEFINED 1 82 223200 1500
CONAGRA INC Common 205887102 275 12,138 DEFINED 1 200 11938
CONCORD CAMERA CORP Common 206156101 680 29,900 DEFINED 1 25400 4500
CONCORD EFS INC Common 206197105 2,781 107,982 DEFINED 1 106950 1032
CONEXANT SYSTEMS IN Common 207142100 11,156 168,080 DEFINED 1 162000 6080
CONOCO INC-CL A Common 208251306 6,644 268,425 DEFINED 1 2525 104800 161100
CONOCO INC -CL B Common 208251405 5,687 228,643 DEFINED 1 181807 46836
CONTINENTAL AIRLINE Common 210795308 11,981 270,000 DEFINED 1 270000
COOPER INDS Common 216669101 846 20,928 DEFINED 1 20928
COOPER TIRE & RUBBE Common 216831107 4,669 300,000 DEFINED 1 300000
CORNING INCORPORATE Common 219350105 80,483 624,200 DEFINED 1 600000 24200
COSTCO WHOLESALE CRP Common 22160K105 8,726 95,629 DEFINED 1 1805 93824
COX COMMUNICATIONS C Common 224044107 635 12,330 DEFINED 1 12330
COYOTE NETWORK SYS Common 22406P108 60 11,000 DEFINED 1 11000
CROSS TIMBER OIL CO Common 227573102 10,569 1,166,225 DEFINED 1 1166225
CROWN CASTLE INTL C Common 228227104 2,409 75,000 DEFINED 1 75000
CULLEN/FROST BANKER Common 229899109 1,385 53,800 DEFINED 1 48400 5400
CUMULUS MEDIA INC C Common 231082108 2,920 57,531 DEFINED 1 131 53400 4000
CYBERSOURCE CORP Common 23251J106 1,082 20,900 DEFINED 1 18400 2500
CYTYC CORPORATION Common 232946103 1,423 23,300 DEFINED 1 20500 2800
DPL INC Common 233293109 284 16,430 DEFINED 1 675 15755
DAYTON HUDSON Common 239753106 1,773 24,149 DEFINED 1 35 24114
DEERE Common 244199105 209 4,825 DEFINED 1 1825 3000
DELL COMPUTER CORPO Common 247025109 30,807 604,050 DEFINED 1 537000 67050
DELPHI AUTOMOTIVE Common 247126105 226 14,360 DEFINED 1 14360
DELUXE CORP Common 248019101 538 19,600 DEFINED 1 650 18950
DEVRY INC Common 251893103 8,067 433,100 DEFINED 1 429200 3900
DEXTER CORP Common 252165105 11,020 277,239 DEFINED 1 275000 2239
DIAMOND OFFSHORE (DO Common 25271C102 226 7,400 DEFINED 1 7400
DIAMOND TECH PARTNE Common 252762109 1,719 20,000 DEFINED 1 20000
DIONEX CORP Common 254546104 1,252 30,400 DEFINED 1 26800 3600
WALT DISNEY PRODUCT Common 254687106 32,759 1,119,981 DEFINED 1 10075 530000 579906
DOLLAR GEN CORP Common 256669102 48,075 2,113,180 DEFINED 1 92607 2020573
DOLLAR GEN(STRYPES) Pfd Sto 256678103 777 21,500 DEFINED 1 21500
DOLLAR TREE STORES Common 256747106 12,109 250,000 DEFINED 1 250000
DLJ FRAPS A $2.97 Pfd Sto 257661207 3,000 60,000 DEFINED 1 60000
DLJ FRAPS B $2.65 Pfd Sto 257661306 2,042 42,000 DEFINED 1 42000
DONNELLEY (RR) Common 257867101 367 14,800 DEFINED 1 14800
DOUBLECLICK INC Common 258609304 2,050 8,100 DEFINED 1 8000 100
DOVER CORP Common 260003108 24,327 536,131 DEFINED 1 44135 491996
DOW CHEMICAL Common 260543103 608 4,549 DEFINED 1 30 4519
EI DUPONT DE NEMOUR Common 263534109 11,720 177,912 DEFINED 1 4720 114201 58991
DUKE ENERGY CORP Common 264399106 279 5,576 DEFINED 1 5576
DUKE ENERGY $1.55SFP Pfd Sto 264399718 207 8,250 DEFINED 1 8250
DUN & BRADSTREET Common 26483B106 463 15,687 DEFINED 1 2925 12762
DUSA PHARMACEUTICAL Common 266898105 992 34,800 DEFINED 1 31000 3800
EMC CORP Common 268648102 228,737 2,093,704 DEFINED 1 43889 1394000 655815
E-TEK DYNAMICS INC Common 269240107 1,346 10,000 DEFINED 1 10000
EASTMAN KODAK Common 277461109 515 7,778 DEFINED 1 300 7478
EATON CORP Common 278058102 4,472 61,582 DEFINED 1 59000 2582
ECOLAB INC Common 278865100 71,043 1,815,800 DEFINED 1 61010 416800 1337990
EDISON INTERNATIONAL Common 281020107 329 12,581 DEFINED 1 400 12181
EGLOBE INC Common 282339100 104 23,400 DEFINED 1 23400
EL PASO ENER $2.375 Convert 283678209 1,076 21,350 DEFINED 1 21350
EL PASO ENERGY CORP Common 283905107 5,345 137,724 DEFINED 1 2475 100000 35249
ELAN CORP SPONS ADR Common 284131208 3,404 115,384 DEFINED 1 784 109000 5600
ELECTRONIC DATA SYS Common 285661104 840 12,552 DEFINED 1 1350 11202
EMERSON ELECTRIC CO Common 291011104 17,477 304,614 DEFINED 1 750 154000 149864
ENDESA SA ADR Common 29258N107 6,513 322,644 DEFINED 1 126000 196644
ENRON CORP Common 293561106 82,186 1,852,082 DEFINED 1 12512 1457000 382570
ENTRUST TECHNOLOGIE Common 293848107 1,289 21,500 DEFINED 1 18900 2600
EQUANT N V NY SHARE Common 294409107 22,400 200,000 DEFINED 1 200000
EQUITY RESIDENTIAL Common 29476L107 3,481 81,548 DEFINED 1 73000 8548
EQUITY RES $2.15CVPF Pfd Sto 29476L826 495 19,000 DEFINED 1 19000
ERICSSON (LM) TEL AD Common 294821400 190,680 2,902,841 DEFINED 1 34741 650000 2218100
ERICSSON (LM) TEL AD Common 294821400 263 4,000 DEFINED 2 4000
ERICSSON L M TEL CV Pfd Sto 294821509 10,033 517,852 DEFINED 1 517852
ESPEED INC-CL A Common 296643109 349 9,800 DEFINED 1 8600 1200
ETHAN ALLEN INTERIO Common 297602104 1,299 40,500 DEFINED 1 35700 4800
EUR AMR BK $5.84FRAP Pfd Sto 29874F207 530 525 DEFINED 1 525
EURO AMR BK $6.01PFD Pfd Sto 29874F306 1,004 1,000 DEFINED 1 1000
EXODUS COMMUNICATIO Common 302088109 13,402 150,900 DEFINED 1 150000 900
EXPEDITORS INTL WAS Common 302130109 1,003 22,900 DEFINED 1 18700 4200
EXXON MOBIL CORPORAT Common 30231G102 53,545 664,645 DEFINED 1 7847 127050 529748
EXXON MOBIL CORPORAT Common 30231G102 106 1,320 DEFINED 2 1320
FREDDIE MAC Common 313400301 36,461 774,734 DEFINED 1 23125 396000 355609
FEDERAL-MOGUL CORP Common 313549107 1,030 51,200 DEFINED 1 51200
FED-MOGUL $3.50CVPFD Convert 313552408 2,512 75,550 DEFINED 1 75550
FANNIE MAE Common 313586109 115,270 1,846,167 DEFINED 1 22640 500500 1323027
FANNIE MAE Common 313586109 94 1,500 DEFINED 2 1500
FEDERATED DEPT STOR Common 31410H101 8,138 161,000 DEFINED 1 1000 160000
FIFTH THIRD BANCORP Common 316773100 5,764 78,558 DEFINED 1 40 78518
FIRST DATA CORP Common 319963104 1,956 39,671 DEFINED 1 1024 38647
FIRST HEALTH GROUP Common 320960107 13,309 495,200 DEFINED 1 495200
FIRST UNION CORP Common 337358105 2,594 78,768 DEFINED 1 6995 71773
FIRSTAR CORP Common 33763V109 1,156 54,738 DEFINED 1 600 54138
FISERV INC Common 337738108 14,367 375,000 DEFINED 1 375000
FLEET FINL VIII PFD Pfd Sto 338915747 510 10,000 DEFINED 1 10000
FLEET BOSTON FINL Common 339030108 251 7,220 DEFINED 1 7220
FLOWSERVE CORP Common 34354P105 6,205 365,000 DEFINED 1 365000
FOCAL COMMUNICATION Common 344155106 1,238 51,300 DEFINED 1 45300 6000
FORD MOTOR CO Common 345370100 5,135 96,148 DEFINED 1 2050 73000 21098
FOREST LABORATORIES Common 345838106 7,570 123,210 DEFINED 1 120000 3210
FOUNDRY NETWORKS IN Common 35063R100 12,068 40,000 DEFINED 1 40000
FREEPRT MC C&G$1.75 Pfd Sto 35671D501 437 22,900 DEFINED 1 22900
F-PORT MCMORAN COP Common 35671D857 8,450 400,000 DEFINED 1 400000
FRESENIUS MEDICAL CA Common 358029106 268 9,458 DEFINED 1 9458
FUJI PHOTO FILM Common 359586302 204 5,324 DEFINED 1 5324
FULTON FINANCIAL COM Common 360271100 494 27,472 DEFINED 1 27472
GTE CORP Common 362320103 13,761 195,015 DEFINED 1 4140 190875
GANNETT Common 364730101 7,757 95,105 DEFINED 1 255 94850
GAP INC Common 364760108 2,743 59,626 DEFINED 1 59626
GARTNER GRP NEW CL B Common 366651206 390 28,266 DEFINED 1 655 27611
GENENTECH INC Common 368710406 11,061 82,238 DEFINED 1 11438 70800
GENERAL ELECTRIC CO Common 369604103 403,656 2,608,437 DEFINED 1 34884 920000 1653553
GENERAL ELECTRIC CO Common 369604103 464 3,000 DEFINED 2 3000
GENERAL INSTRUMENT Common 370120107 2,973 34,980 DEFINED 1 4150 30830
GENERAL MILLS INC Common 370334104 1,325 37,049 DEFINED 1 1825 23000 12224
GENERAL MOTORS Common 370442105 1,002 13,791 DEFINED 1 480 13311
GENERAL MOTORS CL H Common 370442832 750 7,813 DEFINED 1 7813
GENTEX CORP Common 371901109 10,800 389,200 DEFINED 1 600 380900 7700
GENUINE PARTS Common 372460105 267 10,776 DEFINED 1 10776
GEON COMPANY Common 37246W105 1,667 51,300 DEFINED 1 45200 6100
GEORGIA PACIFIC COR Common 373298108 10,177 200,540 DEFINED 1 192000 8540
GEORGIA PACIFIC (TI Common 373298702 1,904 77,300 DEFINED 1 75000 2300
GETTHERE.COM INC Common 374266104 1,018 25,300 DEFINED 1 22300 3000
GIGA-TRONICS INC Common 375175106 107 15,032 DEFINED 1 15032
GILLETTE CO Common 375766102 27,931 678,151 DEFINED 1 21321 134400 522430
GILLETTE CO Common 375766102 206 5,000 DEFINED 2 5000
GLAXO WELLCOME PLC Common 37733W105 992 17,746 DEFINED 1 1994 15752
GLOBAL TELESYSTEMS Common 37936U104 31,197 901,000 DEFINED 1 900000 1000
GOLDEN WEST FINANCI Common 381317106 15,467 461,700 DEFINED 1 461700
GOLDMAN SACHS GROUP Common 38141G104 21,798 231,430 DEFINED 1 5580 220100 5750
GRAINGER W W Common 384802104 498 10,420 DEFINED 1 10420
GUIDANT CORP Common 401698105 20,760 441,710 DEFINED 1 29470 412240
H&Q LIFE SCIENCES Common 404053100 200 10,000 DEFINED 1 10000
HALLIBURTON Common 406216101 4,259 105,819 DEFINED 1 3694 102125
HANNAFORD BROS CO Common 410550107 5,914 85,330 DEFINED 1 85330
HARCOURT GENERAL INC Common 41163G101 346 8,600 DEFINED 1 8600
HARMONIC INC Common 413160102 949 10,000 DEFINED 1 10000
HARRIS INTERACTIVE Common 414549105 327 25,000 DEFINED 1 25000
HARTE-HANKS INC Common 416196103 600 27,600 DEFINED 1 22100 5500
HARTFORD FINANCIAL Common 416515104 304 6,424 DEFINED 1 2378 4046
HARTFORD LIFE CL-A Common 416592103 202 4,600 DEFINED 1 4600
HASBRO INC Common 418056107 13,369 701,335 DEFINED 1 210 700000 1125
HEINZ H J Common 423074103 1,223 30,725 DEFINED 1 2225 28500
HELLER FINL $6.95PFD Pfd Sto 423328871 1,520 15,000 DEFINED 1 15000
HELLER FIN $6.687PFD Pfd Sto 423328889 200 2,000 DEFINED 1 2000
HERSHEY FOODS CORP Common 427866108 522 11,006 DEFINED 1 400 10606
HERTZ CORP-CL A Common 428040109 10,080 201,089 DEFINED 1 110000 91089
HEWLETT-PACKARD CO Common 428236103 81,216 713,986 DEFINED 1 33135 680851
HEWLETT-PACKARD CO Common 428236103 228 2,000 DEFINED 2 2000
HISPANIC BROADCASTI Common 43357B104 49,194 533,445 DEFINED 1 45 455000 78400
HOME DEPOT INC Common 437076102 324,722 4,727,106 DEFINED 1 57448 1423500 3246158
HONEYWELL INTERNATI Common 438516106 12,253 212,400 DEFINED 1 847 157500 54053
HOUGHTON MIFFLIN Common 441560109 498 11,800 DEFINED 1 11800
HOUSEHOLD INTERNATI Common 441815107 22,616 607,137 DEFINED 1 2590 577300 27247
HOUSTON IND(TWX)ACES Common 442161204 4,886 40,550 DEFINED 1 40550
HUBBELL INC CL B Common 443510201 9,036 331,596 DEFINED 1 6804 70400 254392
IDEC PHARMACEUTICAL Common 449370105 1,621 16,494 DEFINED 1 13300 3194
IMS HEALTH INC Common 449934108 57,253 2,105,870 DEFINED 1 58950 714000 1332920
IMS HEALTH INC Common 449934108 41 1,500 DEFINED 2 1500
ITC DELTACOM INC Common 45031T104 845 30,600 DEFINED 1 27300 3300
IDEXX LABS INC Common 45168D104 300 18,600 DEFINED 1 16400 2200
ILLINOIS TOOL WORKS Common 452308109 40,310 596,640 DEFINED 1 31101 565539
ILLINOIS TOOL WORKS Common 452308109 68 1,000 DEFINED 2 1000
IMPERIAL CHEM IND I Common 452704505 15,981 375,460 DEFINED 1 60 375400
INDEPENDENT ENERGY Common 45384X108 4,717 141,600 DEFINED 1 121900 19700
INFINITY BROADCASTNG Common 45662S102 10,988 303,638 DEFINED 1 35338 268300
INET TECHNOLOGIES I Common 45662V105 1,887 27,000 DEFINED 1 27000
INFONET SERVICES CO Common 45666T106 2,940 112,000 DEFINED 1 112000
INFOSPACE.COM INC Common 45678T102 10,700 50,000 DEFINED 1 50000
INKTOMI CORP Common 457277101 26,732 301,200 DEFINED 1 3000 298000 200
INSITUFORM TECHNOLO Common 457667103 805 28,500 DEFINED 1 25200 3300
INTEGRATED SYSTEMS Common 45812M104 1,319 39,300 DEFINED 1 34700 4600
INTEL CORP Common 458140100 216,842 2,634,375 DEFINED 1 56891 135000 2442484
INTEL CORP Common 458140100 428 5,200 DEFINED 2 5200
INTER-TEL, INC. Common 458372109 1,493 59,700 DEFINED 1 52400 7300
INTERIM SERVICES IN Common 45868P100 13,736 555,000 DEFINED 1 555000
INTL BUSINESS MACHI Common 459200101 103,792 961,889 DEFINED 1 32932 227000 701957
INTL PAPER Common 460146103 939 16,644 DEFINED 1 2061 14583
INTL SPPEDWAY CORP Common 460335201 5,038 100,000 DEFINED 1 100000
INTERNET CAP GRP INC Common 46059C106 15,368 90,400 DEFINED 1 8560 81840
INTERPUBLIC GROUP C Common 460690100 54,208 939,684 DEFINED 1 560 915800 23324
INTERVOICE-BRITE IN Common 461142101 505 21,400 DEFINED 1 19200 2200
INTERVU INC Common 46114R106 2,363 22,500 DEFINED 1 19900 2600
INTERWOVEN INC Common 46114T102 632 5,200 DEFINED 1 4600 600
INTRAWARE INC Common 46118M103 981 12,400 DEFINED 1 10900 1500
INTUIT INC Common 461202103 41,932 699,600 DEFINED 1 693000 6600
ION NETWORKS INC Common 46205P100 615 27,500 DEFINED 1 24300 3200
IRON MOUNTAIN INC Common 46284P104 1,156 29,400 DEFINED 1 26100 3300
IVAX CORP Common 465823102 335 13,000 DEFINED 1 13000
JDS UNIPHASE CORP Common 46612J101 38,460 238,420 DEFINED 1 420 238000
JNI CORP Common 46622G105 812 12,300 DEFINED 1 10500 1800
JAPAN OTC EQUITY FD Common 471091108 219 18,500 DEFINED 1 18500
JERSEY P&L $8.65 PFD Pfd Sto 476556865 4,964 49,000 DEFINED 1 49000
JOHNSON & JOHNSON Common 478160104 115,700 1,241,525 DEFINED 1 18158 575000 648367
JOHNSON & JOHNSON Common 478160104 224 2,400 DEFINED 2 2400
JONES INTERCABLE IN Common 480206200 1,213 17,500 DEFINED 1 15900 1600
JONES PHARMA INC Common 480236108 2,236 51,475 DEFINED 1 42550 8925
KLA INSTRUMENTS COR Common 482480100 16,706 150,000 DEFINED 1 150000
K MART CORP Common 482584109 2,123 211,000 DEFINED 1 210000 1000
KANSAS CITY SOUTHN Common 485170104 22,455 300,900 DEFINED 1 300900
KEANE INC Common 486665102 4,763 150,000 DEFINED 1 150000
KELLOGG Common 487836108 1,015 32,948 DEFINED 1 6248 26700
KEMET CORP Common 488360108 996 22,100 DEFINED 1 19500 2600
KIMBERLY CLARK CORP Common 494368103 5,040 77,016 DEFINED 1 2395 74621
KINDER MORGAN ENERG Common 494550106 10,035 242,174 DEFINED 1 700 85000 156474
KINDER MORGAN INC Common 49455P101 505 25,000 DEFINED 1 25000
KNIGHT RIDDER Common 499040103 274 4,600 DEFINED 1 4600
KOHLS CORP Common 500255104 79,883 1,106,600 DEFINED 1 896000 210600
KONINKLIJKE PHILIPS Common 500472204 1,516 11,233 DEFINED 1 41 11100 92
KORN/FERRY INTERNAT Common 500643200 1,091 30,000 DEFINED 1 30000
KROGER CO Common 501044101 290 15,390 DEFINED 1 2030 13360
KRONOS INC Common 501052104 1,428 23,800 DEFINED 1 21350 2450
LSI LOGIC CORP Common 502161102 37,575 556,660 DEFINED 1 160 550000 6500
LTX CORP Common 502392103 1,125 50,300 DEFINED 1 44600 5700
LAM RESEARCH CORP Common 512807108 1,104 9,900 DEFINED 1 9100 800
LASALL NAT $2.99 PFD Pfd Sto 518028790 1,754 35,000 DEFINED 1 35000
LASON INC Common 51808R107 208 18,900 DEFINED 1 16400 2500
LEAR CORP Common 521865105 17,021 531,900 DEFINED 1 8250 347000 176650
LEGATO SYSTEMS INC Common 524651106 5,161 75,000 DEFINED 1 75000
LEGG MASON INC Common 524901105 1,620 44,700 DEFINED 1 38500 6200
LEVEL 3 COMMUNICATI Common 52729N100 36,107 441,000 DEFINED 1 4000 437000
LEXMARK INTL Common 529771107 9,050 100,000 DEFINED 1 100000
LIGHTPATH TECHNOLOG Common 532257102 548 29,300 DEFINED 1 24500 4800
ELI LILLY & CO Common 532457108 34,401 517,309 DEFINED 1 5235 61500 450574
LINCOLN NATL CORP Common 534187109 2,819 70,483 DEFINED 1 70483
LINEAR TECHNOLOGIES Common 535678106 567 7,920 DEFINED 1 7920
LINENS 'N THINGS IN Common 535679104 838 28,300 DEFINED 1 25000 3300
LITTLEFUSE INC Common 537008104 13,103 540,000 DEFINED 1 540000
LONGVIEW FIBRE CO Common 543213102 227 15,925 DEFINED 1 15925
LOUISIANA PACIFIC Common 546347105 211 14,972 DEFINED 1 14972
LOWES Common 548661107 1,205 20,160 DEFINED 1 360 19800
LUBRIZOL CORP Common 549271104 496 16,050 DEFINED 1 16050
LUCENT TECHNOLOGIES Common 549463107 163,044 2,177,074 DEFINED 1 33758 1262175 881141
LUCENT TECHNOLOGIES Common 549463107 150 2,000 DEFINED 2 2000
LYCOS INC Common 550818108 7,169 90,108 DEFINED 1 108 90000
MBNA CORP Common 55262L100 514 18,877 DEFINED 1 6210 12667
MCI WORLDCOM INC Common 55268B106 228,443 4,305,171 DEFINED 1 92609 2078100 2134462
MCI WORLDCOM INC Common 55268B106 80 1,500 DEFINED 2 1500
MGIC INV CORP Common 552848103 16,750 278,305 DEFINED 1 175000 103305
MRV COMMUNICTIONS I Common 553477100 3,659 58,200 DEFINED 1 51200 7000
MSC INDUSTRIAL DIREC Common 553530106 359 27,100 DEFINED 1 1800 25300
MACROMEDIA INC Common 556100105 2,640 36,100 DEFINED 1 30900 5200
MALLINCKRODT INC Common 561232109 5,535 174,000 DEFINED 1 170000 4000
MANAGEMENT NETWORK Common 561693102 480 14,700 DEFINED 1 12900 1800
MARSH & MCLENNAN Common 571748102 1,785 18,650 DEFINED 1 200 18450
MATTEL INC Common 577081102 22,041 1,679,314 DEFINED 1 1608000 71314
MAXIM INTEGRATED PR Common 57772K101 28,330 600,380 DEFINED 1 380 600000
MAXYGEN INC Common 577776107 838 11,800 DEFINED 1 10400 1400
MAY DEPT STORES Common 577778103 1,436 44,541 DEFINED 1 1075 43466
MCAFEE ASSOCIATES I Common 579062100 900 20,000 DEFINED 1 20000
MCDONALDS CORP Common 580135101 44,834 1,112,162 DEFINED 1 44534 612000 455628
MCGRAW-HILL Common 580645109 704 11,425 DEFINED 1 2050 9375
MCLEODUSA INC CL A Common 582266102 532 9,031 DEFINED 1 9031
MEDIAONE GROUP INC Common 58440J104 1,263 16,445 DEFINED 1 3965 12480
MEDIA 100 INC Common 58440W105 814 30,800 DEFINED 1 27400 3400
MEDICIS PHARMACEUTI Common 584690309 1,596 37,500 DEFINED 1 33200 4300
MEDIMMUNE INC Common 584699102 3,330 20,075 DEFINED 1 75 18800 1200
MEDQUIST INC Common 584949101 488 18,900 DEFINED 1 16500 2400
MEDTRONIC INC Common 585055106 140,716 3,861,849 DEFINED 1 88743 1310000 2463106
MERCK & CO INC Common 589331107 78,026 1,161,316 DEFINED 1 42306 1119010
MERCK & CO INC Common 589331107 134 2,000 DEFINED 2 2000
MERCURY INTERACTIVE Common 589405109 3,715 34,420 DEFINED 1 120 30800 3500
MERRILL LYNCH & CO Common 590188108 601 7,219 DEFINED 1 6719 500
MERRILL LYNCH $2.25 Pfd Sto 590188819 239 8,000 DEFINED 1 8000
MESSAGEMEDIA INC Common 590787107 696 49,500 DEFINED 1 49500
MICREL INC Common 594793101 1,435 25,200 DEFINED 1 22300 2900
MICROSOFT CORP Common 594918104 330,832 2,833,675 DEFINED 1 60847 1205600 1567228
MICROSOFT CORP Common 594918104 823 7,050 DEFINED 2 7050
MIDAMERICN ENERGY $7 Pfd Sto 595620204 1,910 18,250 DEFINED 1 18250
S&P DEPOSITORY RECE Common 595635103 6,815 84,000 DEFINED 1 84000
MILLENIUM CHEMICALS Common 599903101 7,074 358,200 DEFINED 1 358200
MINERALS TECHNOLOGI Common 603158106 12,019 300,000 DEFINED 1 300000
MINNESOTA MINING & M Common 604059105 6,471 66,111 DEFINED 1 1150 64961
MISSION CAP $2.46PFD Pfd Sto 605034206 620 25,000 DEFINED 1 25000
MOHAWK INDUSTRIES I Common 608190104 1,047 39,700 DEFINED 1 35100 4600
MOLEX Common 608554101 11,538 203,538 DEFINED 1 500 203038
MOLEX INC CL A Common 608554200 26,185 578,683 DEFINED 1 3725 574958
MONSANTO CO Common 611662107 21,579 608,151 DEFINED 1 8468 150000 449683
MONSANTO CO Common 611662107 71 2,000 DEFINED 2 2000
MONSANTO ACES Convert 611662305 513 15,500 DEFINED 1 15500
J P MORGAN Common 616880100 5,755 45,448 DEFINED 1 372 45076
MORGAN ST DEAN WITT Common 617446448 1,743 12,212 DEFINED 1 342 11870
MOTOROLA INC Common 620076109 200,456 1,361,328 DEFINED 1 20330 607300 733698
NCH CORP Common 628850109 294 6,600 DEFINED 1 6600
NTL INC Common 629407107 31,188 250,000 DEFINED 1 250000
NABISCO HLDGS CORP Common 629526104 9,275 294,460 DEFINED 1 10510 283950
NATIONAL CITY CORP Common 635405103 1,060 44,768 DEFINED 1 110 44658
NATIONAL COMPUTER S Common 635519101 1,648 43,800 DEFINED 1 39200 4600
NATIONAL INSTRUMENT Common 636518102 1,532 40,050 DEFINED 1 34800 5250
NATIONWIDE FIN CL A Common 638612101 3,770 134,934 DEFINED 1 134934
NATIONWIDE HLTH PPTY Common 638620104 968 70,400 DEFINED 1 70400
NETWORK APPLIANCE I Common 64120L104 38,997 469,490 DEFINED 1 8660 375000 85830
JAPAN OTC FUND INC Common 647305SDL 2,554 840 DEFINED 1 840
NEWELL RUBBERMAID Common 651229106 10,919 376,501 DEFINED 1 8753 367748
NEXTLINK COMMUNICAT Common 65333H707 8,306 100,000 DEFINED 1 100000
99 CENTS ONLY STORE Common 65440K106 616 16,100 DEFINED 1 14300 1800
NOBLE AFFILIATES INC Common 654894104 236 11,000 DEFINED 1 11000
NOKIA CORP ADR A Common 654902204 51,527 271,075 DEFINED 1 146 250000 20929
NOBLE DRILLING CORP Common 655042109 5,731 175,000 DEFINED 1 175000
NORDSTROM Common 655664100 255 9,708 DEFINED 1 9708
NORFOLK SOUTHERN COR Common 655844108 222 10,840 DEFINED 1 10840
NORTEL INVERSORA SA Common 656567302 2,045 33,450 DEFINED 1 33450
NORTEL NETWORKS Common 656569100 21,905 216,886 DEFINED 1 1026 215860
NO IND PB SVC $3.00 Pfd Sto 665262879 270 5,500 DEFINED 1 5500
NORTHERN TRUST CORP Common 665859104 10,030 189,240 DEFINED 1 400 175000 13840
NORTHERN TRUST CORP Common 665859104 424 8,000 DEFINED 2 8000
NOVA CORP/GEORGIA Common 669784100 852 27,000 DEFINED 1 27000
NOVARTIS AG ADR Common 66987V109 977 13,373 DEFINED 1 247 13126
NOVELL INC Common 670006105 69,829 1,748,445 DEFINED 1 82205 1666240
NOVELLUS SYSTEMS IN Common 670008101 2,071 16,900 DEFINED 1 15400 1500
NUCOR CORP Common 670346105 381 6,950 DEFINED 1 6950
OGE ENERGY CORP Common 670837103 371 19,544 DEFINED 1 19544
OM GROUP INC Common 670872100 15,824 459,500 DEFINED 1 459500
NUV CALIF QLTY INCM Common 670985100 140 10,500 DEFINED 1 10500
OCEAN ENERGY INC NEW Common 67481E106 1,567 202,178 DEFINED 1 202178
OFFICIAL PAYMENTS C Common 676235104 1,274 24,500 DEFINED 1 21700 2800
OMNICOM GROUP Common 681919106 56,035 560,345 DEFINED 1 4745 550000 5600
ORACLE CORP Common 68389X105 93,566 834,942 DEFINED 1 2170 706000 126772
O'REILLY AUTOMOTIVE Common 686091109 1,320 61,400 DEFINED 1 54000 7400
PECO ENERGY CO $6.12 Pfd Sto 693304701 350 3,500 DEFINED 1 3500
PMI GROUP INC Common 69344M101 3,661 75,000 DEFINED 1 75000
PNC BANK CORP Common 693475105 307 6,901 DEFINED 1 925 5976
P P & L INC 6.75 Pfd Sto 69349X888 248 2,400 DEFINED 1 2400
P P G Common 693506107 590 9,425 DEFINED 1 1225 8200
PACIFIC CENTURY FINL Common 694058108 557 29,788 DEFINED 1 29788
PACIFICORP $7.48 PFD Pfd Sto 695114652 743 7,000 DEFINED 1 7000
PACIFICORP PFD $7.70 Pfd Sto 695114678 1,038 10,000 DEFINED 1 10000
PALL CORP Common 696429307 262 12,144 DEFINED 1 2550 9594
PAYCHEX INC Common 704326107 33,942 848,538 DEFINED 1 840000 8538
PENNEY(J.C.) CO.INC Common 708160106 271 13,580 DEFINED 1 400 13180
PEPSICO INC Common 713448108 27,130 769,659 DEFINED 1 4433 272000 493226
PERKINELMER INC Common 714046109 210 5,041 DEFINED 1 5041
PEROT SYSTEMS CL-A Common 714265105 4,394 232,782 DEFINED 1 232782
PETROLEUM GEO SERVI Common 716597109 5,743 322,400 DEFINED 1 322400
PHARMACIA & UPJOHN Common 716941109 2,527 56,155 DEFINED 1 2150 50000 4005
PFIZER INC Common 717081103 131,690 4,059,818 DEFINED 1 90449 1882000 2087369
PFIZER INC Common 717081103 97 3,000 DEFINED 2 3000
PHELPS DODGE CORP Common 717265102 5,767 85,908 DEFINED 1 85908
PHILIP MORRIS CO IN Common 718154107 9,247 399,675 DEFINED 1 2000 293000 104675
PINNACLE HOLDINGS I Common 72346N101 4,343 102,500 DEFINED 1 94600 7900
PITNEY BOWES Common 724479100 8,327 172,354 DEFINED 1 251 172103
PITTSTON BRINKS GRO Common 725701106 11,884 540,200 DEFINED 1 540200
PLEXUS CORP Common 729132100 1,404 31,900 DEFINED 1 28100 3800
PLUM CREEK TIMBER CO Common 729251108 9,053 362,138 DEFINED 1 100 362038
POGO PRODUCING CO Common 730448107 1,415 69,099 DEFINED 1 4999 56600 7500
POTOMAC EL $3.40 SFP Pfd Sto 737679811 7,416 144,000 DEFINED 1 144000
PRAXAIR INC Common 74005P104 5,034 100,060 DEFINED 1 100000 60
PRESIDENTIAL LIFE Common 740884101 186 10,133 DEFINED 1 10133
PRIMUS TELECOMUNICA Common 741929103 1,243 32,500 DEFINED 1 29000 3500
PRIORITY HEALTHCARE Common 74264T102 521 18,000 DEFINED 1 16000 2000
PROCTER & GAMBLE CO Common 742718109 146,147 1,333,918 DEFINED 1 20912 631000 682006
PROCTER & GAMBLE CO Common 742718109 329 3,000 DEFINED 2 3000
PROFIT RECOVERY GRO Common 743168106 398 15,000 DEFINED 1 13500 1500
PROGRESSIVE CORP OHI Common 743315103 992 13,571 DEFINED 1 13571
PROLOGIS TR $1.75 CV Convert 743410300 12,189 492,480 DEFINED 1 492480
PROVIDIAN FINANCIAL Common 74406A102 2,900 31,851 DEFINED 1 31851
PROXIM INC Common 744284100 11,000 100,000 DEFINED 1 100000
PUB SVC E&G $5.97PFD Pfd Sto 744567736 2,167 22,000 DEFINED 1 22000
QRS CORP Common 74726X105 1,325 12,700 DEFINED 1 11200 1500
QUAKER OATS Common 747402105 4,126 62,871 DEFINED 1 62871
QUALCOMM INC Common 747525103 20,256 114,940 DEFINED 1 8460 94000 12480
QWEST COMMUNICATION Common 749121109 25,366 589,910 DEFINED 1 583050 6860
RADIO ONE INC Common 75040P108 1,352 14,700 DEFINED 1 13100 1600
RADIO UNICA CORP Common 75040Q106 693 24,000 DEFINED 1 21200 2800
RALSTON PURINA GROUP Common 751277302 1,474 52,872 DEFINED 1 52872
RECKSON ASSOC REALT Common 75621K106 2,866 139,800 DEFINED 1 139800
RECKSON ASSOC $1.91 Convert 75621K205 5,818 292,752 DEFINED 1 292752
RELIANSTAR FINL CORP Common 75952U103 274 7,000 DEFINED 1 7000
RENAL CARE GROUP IN Common 759930100 940 40,200 DEFINED 1 35700 4500
REUTERS GRP PLC-ADR Common 76132M102 10,657 131,873 DEFINED 1 131873
REYNOLDS & REYNOLDS Common 761695105 4,500 200,000 DEFINED 1 200000
RIVIERA HLDGS CORP Common 769627100 5,464 857,160 DEFINED 1 857160
ROCHE HLDG LTD Common 771195104 1,700 14,400 DEFINED 1 14400
ROCKWELL INTL Common 773903109 219 4,580 DEFINED 1 4580
ROWAN COMPANIES INC Common 779382100 2,169 100,000 DEFINED 1 100000
ROYAL DUTCH PETRO-NY Common 780257804 8,718 144,252 DEFINED 1 4981 20000 119271
ROYAL DUTCH PETRO-NY Common 780257804 169 2,800 DEFINED 2 2800
RUBY TUESDAY INC Common 781182100 642 35,300 DEFINED 1 31000 4300
SBC COMMUNICATIONS Common 78387G103 21,644 443,974 DEFINED 1 19724 115808 308442
SDL INC Common 784076101 7,630 35,000 DEFINED 1 35000
SEI INVESTMENTS COM Common 784117103 1,631 13,700 DEFINED 1 11800 1900
S & P 500 DEPOSITAR Common 78462F103 6,341 43,170 DEFINED 1 38000 5170
SPSS INC Common 78462K102 429 17,000 DEFINED 1 14800 2200
SABRE HOLDINGS CORP Common 785905100 12,813 250,000 DEFINED 1 250000
SAFEGUARD SCIENTIFI Common 786449108 5,684 35,075 DEFINED 1 35000 75
SAFEWAY INC Common 786514208 20,271 570,000 DEFINED 1 570000
SAKS INCORPORATED Common 79377W108 2,212 141,004 DEFINED 1 141004
SALEM COMMUNICATION Common 794093104 889 39,300 DEFINED 1 33100 6200
SALESLOGIX CORP Common 79466P105 731 17,800 DEFINED 1 15800 2000
SANMINA CORPX Common 800907107 12,484 125,000 DEFINED 1 125000
SANTA FE SNYDER COR Common 80218K105 873 109,100 DEFINED 1 96600 12500
SARA LEE CORP Common 803111103 9,028 409,217 DEFINED 1 5240 184000 219977
SCHERING-PLOUGH CORP Common 806605101 20,171 476,001 DEFINED 1 10377 465624
SCHERING-PLOUGH CORP Common 806605101 203 4,800 DEFINED 2 4800
SCHLUMBERGER LTD Common 806857108 14,299 254,590 DEFINED 1 8384 77500 168706
SCIENTIFIC ATLANTA I Common 808655104 308 5,504 DEFINED 1 404 5100
SCOTTISH PWR PLC ORD Common 81013T200 666 19,068 DEFINED 1 19068
SCOTTS COMPANY Common 810186106 833 20,700 DEFINED 1 18200 2500
SEAGATE TECHNOLOGY Common 811804103 8,651 185,800 DEFINED 1 185800
SEALED AIR CORP Common 81211K100 616 11,898 DEFINED 1 11898
SEALED AIR $1.00CPFD Convert 81211K209 360 7,132 DEFINED 1 7132
SECURITY CAP GRP-B Common 81413P204 3,198 255,800 DEFINED 1 255800
SENSAR CORPORATION Common 817253107 321 5,400 DEFINED 1 4800 600
SERVICESMASTER CO Common 81760N109 191 15,524 DEFINED 1 15524
SHAW INDUSTRIES Common 820286102 279 18,030 DEFINED 1 18030
SHELL TRANS&TRADE CO Common 822703609 569 11,604 DEFINED 1 5088 6516
SHERWIN WILLIAMS Common 824348106 942 44,853 DEFINED 1 1000 43853
SHIRE PHARMACEUTICA Common 82481R106 7,143 245,252 DEFINED 1 239934 5318
SIGMA ALDRICH CORP Common 826552101 1,608 53,500 DEFINED 1 53500
SILICON GAMING INC Common 827054107 6 48,123 DEFINED 1 48123
SILICON GRAPHICS Common 827056102 7,163 730,000 DEFINED 1 730000
SILICON VALLEY BANC Common 827064106 1,351 27,300 DEFINED 1 24100 3200
SIRIUS SATELLITE RA Common 82966U103 890 20,000 DEFINED 1 20000
SKYWEST INC Common 830879102 1,610 57,500 DEFINED 1 48900 8600
SMITHFIELD FOODS IN Common 832248108 614 25,600 DEFINED 1 21100 4500
SMITHKLINE BEECHAM Common 832378301 9,683 150,813 DEFINED 1 825 40000 109988
SMITHKLINE FRAPS B-2 Pfd Sto 83237C609 2,027 20 DEFINED 1 20
SMITHKLN $5.99ARP B3 Pfd Sto 83237C708 1,520 15 DEFINED 1 15
SOLECTRON CORP Common 834182107 277 2,909 DEFINED 1 2909
SONICWALL INC Common 835470105 394 9,800 DEFINED 1 8600 1200
SONY CORP ADR NEW Common 835699307 1,425 5,005 DEFINED 1 675 4330
SO CALIF ED $1.02 PF Pfd Sto 842400202 232 16,600 DEFINED 1 16600
O-SO CA ED $6.45PF02 Pfd Sto 842400780 2,142 20,950 DEFINED 1 20950
SO CAL ED $7.23 SFP Pfd Sto 842400798 2,401 23,000 DEFINED 1 23000
SOUTHTRUST CORP Common 844730101 3,622 95,800 DEFINED 1 95800
SOUTHWEST GAS CORP Common 844895102 1,389 60,384 DEFINED 1 60384
SPIEKER PROPERTIES Common 848497103 1,641 45,034 DEFINED 1 4000 41034
SPRINT CORP FON Common 852061100 3,057 45,414 DEFINED 1 990 44424
SPRINT CORP PCS Common 852061506 4,113 40,123 DEFINED 1 100 30000 10023
STARBUCKS CORP Common 855244109 4,479 184,700 DEFINED 1 184700
STATE STREET CORP Common 857477103 234 3,200 DEFINED 1 3200
STEWART & STEVENSON Common 860342104 7,395 624,400 DEFINED 1 624400
STEWART ENTERPRISES Common 860370105 1,300 273,600 DEFINED 1 1400 272200
STILLWATER MINING C Common 86074Q102 870 27,300 DEFINED 1 24100 3200
SUN MICROSYSTEMS IN Common 866810104 92,104 1,189,404 DEFINED 1 26714 320000 842690
SUN MICROSYSTEMS IN Common 866810104 248 3,200 DEFINED 2 3200
SUNTRUST BKS INC Common 867914103 18,997 276,075 DEFINED 1 276075
SUPERIOR INDUSTRIES Common 868168105 13,412 500,200 DEFINED 1 500200
SYMANTEC CORP Common 871503108 1,888 32,200 DEFINED 1 27700 4500
SYSCO Common 871829107 578 14,600 DEFINED 1 14600
TEPPCO PARTNERS L Common 872384102 321 16,600 DEFINED 1 16600
TJX COMPANIES, INC Common 872540109 11,911 582,800 DEFINED 1 582800
TRW Common 872649108 228 4,392 DEFINED 1 4392
TSI INTL SOFTWARE L Common 872879101 1,251 22,100 DEFINED 1 19600 2500
TELECOM ARGENTINA Common 879273209 1,223 35,700 DEFINED 1 35700
TELECOMUNICACOES BR Common 879287100 1 36,540 DEFINED 1 36540
TELEBRAS-SPONS ADR Common 879287308 2,459 19,140 DEFINED 1 19140
TELECORP PCS INC Common 879299105 935 24,600 DEFINED 1 21600 3000
TELEFONICA SA-SPON Common 879382208 1,999 25,362 DEFINED 1 95 25260 7
TELEGLOBE INC Common 87941V100 204 6,200 DEFINED 1 6200
TELEPHONE & DATA Common 879433100 22,428 178,000 DEFINED 1 178000
TELLABS INC Common 879664100 16,614 258,840 DEFINED 1 2350 214000 42490
TEMPLETON FOREIGN Common 880196209 150 13,335 DEFINED 1 13335
TERADYNE INC Common 880770102 3,960 60,000 DEFINED 1 60000
TETRA TECH Common 88162G103 400 26,000 DEFINED 1 23000 3000
TEXACO Common 881694103 885 16,288 DEFINED 1 1000 15288
TEXAS INSTRUMENTS I Common 882508104 80,075 827,140 DEFINED 1 12540 610000 204600
TEXAS REGIONAL BANC Common 882673106 10,875 375,000 DEFINED 1 375000
TEXAS UTIL $4.625 Pfd Sto 882848203 502 11,500 DEFINED 1 11500
THOMAS & BETTS CORP Common 884315102 369 11,575 DEFINED 1 475 11100
TIDEWATER INC Common 886423102 4,716 131,000 DEFINED 1 131000
TIME WARNER INC Common 887315109 58,640 810,906 DEFINED 1 55581 8000 747325
TIME WARNER TELECOM Common 887319101 1,248 25,000 DEFINED 1 25000
TIMES MIRROR NEW SER Common 887364107 267 3,982 DEFINED 1 3982
TITAN CORP Common 888266103 1,163 24,600 DEFINED 1 21600 3000
TORCHMARK CORP Common 891027104 385 13,250 DEFINED 1 13250
TOWER AUTOMOTIVE IN Common 891707101 874 56,600 DEFINED 1 49900 6700
TOYS R US Common 892335100 296 20,714 DEFINED 1 450 20264
TRNSCDA CAP $2.18PFD Pfd Sto 893525204 3,615 160,000 DEFINED 1 160000
TRANSWITCH CORP Common 894065101 980 13,500 DEFINED 1 11900 1600
TRIBUNE CO Common 896047107 8,670 157,450 DEFINED 1 100000 57450
TUESDAY MORNING COR Common 899035505 795 43,100 DEFINED 1 37900 5200
20TH CENTURY INDUSTR Common 901272203 1,731 89,655 DEFINED 1 89655
TYCO INT'L LTD Common 902124106 144,481 3,716,557 DEFINED 1 59908 1972068 1684581
U S BANCORP Common 902973106 3,465 145,497 DEFINED 1 400 145097
USA NETWORKS INC Common 902984103 11,061 200,200 DEFINED 1 200 200000
UTI ENERGY CORP Common 903387108 588 25,500 DEFINED 1 20100 5400
US ONCOLOGY INC Common 90338W103 191 38,776 DEFINED 1 38776
UNIFI INC Common 904677101 3,515 285,475 DEFINED 1 285475
UNION CARBIDE CORP Common 905581104 7,476 112,000 DEFINED 1 111100 900
UNION PACIFIC Common 907818108 1,207 27,629 DEFINED 1 1176 26453
UNITED PARCEL SVC AM Common 911308104 5,506 79,804 DEFINED 1 79804
US INDUSTRIES INC Common 912080108 3,535 252,500 DEFINED 1 252500
US WEST INC Common 91273H101 1,606 22,311 DEFINED 1 2757 19554
U.S. TRUST CORP Common 91288L105 4,587 57,200 DEFINED 1 34100 23100
UNITED TECHNOLOGIES Common 913017109 630 9,691 DEFINED 1 160 9531
UNIVERSAL CORP NA Common 913456109 319 14,000 DEFINED 1 14000
UNIVISION COMMUNICA Common 914906102 32,496 318,000 DEFINED 1 318000
UNOCAL CORP Common 915289102 4,942 147,240 DEFINED 1 2425 144815
UNOCAL 3.125 CV PFD Pfd Sto 91528T207 617 12,721 DEFINED 1 12721
USFREIGHTWAYS CORPO Common 916906100 2,006 41,900 DEFINED 1 36700 5200
VERITAS SOFTWRE Common 923436109 45,728 319,495 DEFINED 1 45 319450
VERISIGN INC Common 92343E102 19,419 101,800 DEFINED 1 100 100000 1700
VIACOM INC CL B Common 925524308 22,598 373,904 DEFINED 1 22220 351684
VIATEL INC Common 925529208 270 5,037 DEFINED 1 1000 4037
VA EL+PWR $5.58 PFD Pfd Sto 927804641 1,089 11,000 DEFINED 1 11000
VITESSE SEMICONDUCT Common 928497106 6,974 133,000 DEFINED 1 2400 126600 4000
VODAFONE AIRTOUCH P Common 92857T107 46,477 938,922 DEFINED 1 8335 177000 753587
VOICESTREAM WIRELES Common 928615103 5,693 40,000 DEFINED 1 40000
VULCAN MATERIALS CO Common 929160109 380 9,518 DEFINED 1 6998 2520
WBK STRYPES TRUST Pfd Sto 929229102 1,603 50,000 DEFINED 1 50000
WEBS - JAPAN INDEX Common 92923H889 4,654 285,300 DEFINED 1 285300
WAL-MART STORES INC Common 931142103 172,377 2,493,700 DEFINED 1 39766 415000 2038934
WALGREEN CO Common 931422109 88,397 3,022,105 DEFINED 1 32711 2365000 624394
WALGREEN CO Common 931422109 234 8,000 DEFINED 2 8000
WARNER-LAMBERT CO Common 934488107 76,170 929,617 DEFINED 1 21955 247000 660662
WASHINGTON MUTUAL Common 939322103 13,535 521,233 DEFINED 1 382600 138633
WASHINGTON POST CL B Common 939640108 2,682 4,825 DEFINED 1 4825
WEIS MARKETS INC Common 948849104 348 8,000 DEFINED 1 8000
WELLS FARGO & CO Common 949746101 44,558 1,101,905 DEFINED 1 59204 156660 886041
WELLS FARGO $2.75ARP Pfd Sto 949746200 3,560 80,900 DEFINED 1 80900
WELLS FARGO 6.59SR H Pfd Sto 949746309 1,700 34,000 DEFINED 1 34000
WESTERN WIRELESS CO Common 95988E204 8,010 120,000 DEFINED 1 120000
WESTINGHOUSE AIR BR Common 960386100 725 40,854 DEFINED 1 35904 4950
WESTPAC BANKING CP Common 961214301 427 12,416 DEFINED 1 12416
WESTWOOD ONE INC Common 961815107 2,029 26,700 DEFINED 1 23700 3000
WEYERHAEUSER Common 962166104 257 3,575 DEFINED 1 1175 2400
WILLAMETTE INDUSTRIE Common 969133107 796 17,132 DEFINED 1 17132
WILLIAMS COMMUNICAT Common 969455104 5,794 200,237 DEFINED 1 10530 73300 116407
WILLIAMS COS INC DEL Common 969457100 11,526 377,143 DEFINED 1 8200 368943
WILLIAMS SONOMA INC Common 969904101 920 20,000 DEFINED 1 20000
WILMINGTON TR CORP D Common 971807102 507 10,509 DEFINED 1 10509
WISCONSIN CENT TRAN Common 976592105 1,761 131,050 DEFINED 1 131050
WOLVERINE WORLD WID Common 978097103 8,323 761,000 DEFINED 1 761000
WM WRIGLEY JR CO Common 982526105 14,964 180,420 DEFINED 1 100 175000 5320
XIRCOM INC Common 983922105 1,823 24,300 DEFINED 1 21500 2800
XEROX Common 984121103 393 17,311 DEFINED 1 370 16941
XPEDIOR INC Common 98413B100 860 29,900 DEFINED 1 29900
YAHOO Common 984332106 810 1,872 DEFINED 1 272 1600
YOUNG & RUBICAM INC Common 987425105 16,794 237,370 DEFINED 1 9820 91800 135750
ZALE CORP Common 988858106 1,563 32,300 DEFINED 1 28100 4200
DAIMLERCHRYSLER AG Common D1668R123 1,018 13,201 DEFINED 1 128 13073
EL SITIO INC Common G30177102 360 9,800 DEFINED 1 8600 1200
GEMSTAR INTL GROUP Common G3788V106 7,125 100,000 DEFINED 1 100000
LORAL SPACE & COMMU Common G56462107 8,932 367,400 DEFINED 1 350000 17400
PARTNERRE LTD Common G6852T105 331 10,200 DEFINED 1 10200
TRANSOCEAN SEDCO FO Common G90078109 1,660 49,283 DEFINED 1 1618 15004 32661
ORBOTECH LTD Common M75253100 2,116 27,300 DEFINED 1 24000 3300
STEINER LEISURE LTD Common P8744Y102 6,675 400,000 DEFINED 1 400000
ROYAL CARIBBEAN CRU Common V7780T103 21,204 430,000 DEFINED 1 430000
FLEXTRONICS INTL LT Common Y2573F102 15,180 330,000 DEFINED 1 330000
PACIFIC CEN CYBERWKS Common Y6801N100 18 20,000 DEFINED 1 20000
</TABLE>
