UNITED STATES
SECURITIES AND EXCHANGE COMMISION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Pell Rudman Trust Co.,Inc.
Address: 100 Federal St.
37th Floor
Boston, Ma 02110
13F File Number: 28-80
The institutional investment manager filing this report and the
person by whom it is signed hereby represents that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Deserene Dixon
Title: Operations Manager
Phone: 617-357-9600
Signature, Place, and Date of Signing:
Deserene Dixon Boston, MA November 15, 1999
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934
<PAGE>
PELL RUDMAN TRUST CO., N.A.
FORM 13F SUMMARY PAGE
AS OF DATE: 09/30/99
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 540
FORM 13F INFORMATION TABLE VALUE TOTAL: $2,794,129,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
<PAGE>
<TABLE>
<C> <C>
PORTVUE-SEC13F.LNP PELL RUDMAN TRUST CO., N.A. PAGE 1
RUN DATE: 11/15/99 2:17 P.M.
FORM 13F INFORMATION TABLE
AS OF DATE: 09/30/99
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABBOTT LABS COM 002824100 4162 113456 SH SOLE 113456 0 0
ADAPTEC INC COM 00651F108 290 7300 SH SOLE 7300 0 0
ADELPHIA COMMUNICATIONS 5.500% CONVERTIBLE PREF 006848402 2605 14800 SH SOLE 14800 0 0
ADELPHIA COMMUNICATIONS CORPCL COM 006848105 3926 66750 SH DEFINED 64475 2275 0
ADVANCED FIBRE COMM INC COM COM 00754A105 303 13625 SH SOLE 13625 0 0
AEGON N V ORD AMER REG COM 007924103 391 4524 SH SOLE 4524 0 0
AETNA INC. COM 008117103 401 8144 SH DEFINED 4144 4000 0
AFFIL COMPUTER AFA 4.000% 03/1 CONVERTIBLE BOND 008190AD2 2855 2555000 PRN SOLE 2555000 0 0
AFFILIATED COMPUTER SVCS INCCL COM 008190100 5794 142630 SH DEFINED 137770 4860 0
AFLAC INC COM 001055102 6226 148680 SH DEFINED 143645 5035 0
AIR PRODS & CHEMS INC COM 009158106 214 7300 SH SOLE 7300 0 0
AIRTOUCH COMMUNICATIONS COM 00949T100 2655 24667 SH DEFINED 17875 4842 1950
AIRTOURS PLC CONV 5.750% 01/05 CONVERTIBLE BOND 047853304 3244 1887000 PRN SOLE 1887000 0 0
ALCOA INC COM COM 013817101 242 3900 SH DEFINED 300 3600 0
ALKERMES INC PFD CON EX 3.25 PREFERRED STOCKS 01642T405 840 15000 SH SOLE 15000 0 0
ALLAIRE CORP COM COM 016714107 2545 45445 SH SOLE 45445 0 0
ALLERGAN INC COM COM 018490102 737 6700 SH SOLE 6700 0 0
ALLIED SIGNAL INC COM 019512102 754 12574 SH DEFINED 6074 4600 1900
ALLSTATE CORP COM COM 020002101 360 14430 SH DEFINED 13512 918 0
ALLSTATE FINL I $25PFD A C11/0 PREFERRED STOCKS 020013207 489 20000 SH SOLE 20000 0 0
ALLTEL CORP COM COM 020039103 432 6140 SH DEFINED 3740 2400 0
ALTERA CORP COM 021441100 14509 334495 SH DEFINED 323145 11350 0
ALZA CORP 5.000% 05/01/06 CONVERTIBLE BOND 022615AD0 344 285000 PRN SOLE 285000 0 0
ALZA CORP COM COM 022615108 492 11500 SH DEFINED 0 11500 0
AMAZON COM INC COM COM 023135106 1243 15552 SH SOLE 15552 0 0
AMBAC FINL GROUP INC COM COM 023139108 4102 86580 SH DEFINED 83640 2940 0
AMERICA ONLINE CONV 144A 4.000 CONVERTIBLE BOND 02364JAA2 1223 150000 PRN SOLE 150000 0 0
AMERICA ONLINE INC COM 02364J104 271 2600 SH SOLE 2600 0 0
AMERICAN EXPRESS CO COM 025816109 540 4003 SH SOLE 4003 0 0
AMERICAN GEN CORP COM 026351106 842 13319 SH DEFINED 2974 10345 0
AMERICAN HERITAGE CNV PRIDE 8. CONVERTIBLE PREF 026522201 3580 42425 SH SOLE 42425 0 0
AMERICAN HOME PRODS CORP COM 026609107 5789 139486 SH DEFINED 134464 5022 0
AMERICAN INTL GROUP INC COM 026874107 29340 337486 SH DEFINED 330025 6476 984
AMERICAN INTL GROUP INC COM 026874107 348 4000 SH OTHER 0 4000 0
AMERICAN STORES CO NEW COM 030096101 0 27700 SH DEFINED 11700 16000 0
AMERICAN TOWER CORP CL A COM 029912201 4016 204631 SH DEFINED 197981 6650 0
AMERICAN TOWER O.I.D. 2.250% 1 CONVERTIBLE BOND 029912AC6 2997 4250000 PRN SOLE 4250000 0 0
AMERITECH CORP NEW COM 030954101 965 14464 SH SOLE 14464 0 0
AMFM INC COM 001693100 11551 190144 SH DEFINED 183844 6300 0
AMGEN INC COM 031162100 17595 215891 SH DEFINED 207366 8525 0
AMGEN INC COM 031162100 310 3800 SH OTHER 0 3800 0
AMSOUTH BANCORPORATION COM 032165102 1512 64524 SH SOLE 64524 0 0
ANADARKO PETE CORP COM COM 032511107 366 11967 SH SOLE 11967 0 0
ANALOG DEVICES INC COM 032654105 1129 22025 SH DEFINED 12025 10000 0
ANHEUSER-BUSCH COS INC COM 035229103 230 3280 SH DEFINED 1680 1600 0
APACHE CORP COM 037411105 2458 56915 SH DEFINED 54960 1955 0
APACHE CORP 6.500% 05/15/02 CONVERTIBLE PREF 037411600 1879 46975 SH SOLE 46975 0 0
APOLLO GROUP INC CL A COM 037604105 3763 178130 SH DEFINED 172405 5725 0
APPLIED MATLS INC COM 038222105 350 4500 SH DEFINED 0 4500 0
APTARGROUP INC COM 038336103 520 19450 SH SOLE 19450 0 0
ARBOR SOFTWARE CV DB 4.500% 03 CONVERTIBLE BOND 038918AC2 1112 1500000 PRN SOLE 1500000 0 0
PORTVUE-SEC13F.LNP PELL RUDMAN TRUST CO., N.A. PAGE 2
RUN DATE: 11/15/99 2:17 P.M.
FORM 13F INFORMATION TABLE
AS OF DATE: 09/30/99
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ARMSTRONG WORLD INDS INC COM 042476101 306 6800 SH SOLE 6800 0 0
ART ADVANCED RECOGNITION - SER PREFERRED STOCKS 99ARTSRB7 5 22562 SH SOLE 22562 0 0
AT HOME CORP 144A 0.5246% 12/2 CONVERTIBLE BOND 045919AA5 644 1000000 PRN SOLE 1000000 0 0
ATI/MediaOne PIES 6.25% CONVERTIBLE PREF 58440J401 7797 74300 SH SOLE 74300 0 0
ATLANTIC RICHFIELD COMPANY COM 048825103 766 8638 SH SOLE 8638 0 0
AT&T CORP COM 001957109 28868 663635 SH DEFINED 662460 1175 0
AT&T CORP COM 001957109 696 16000 SH OTHER 0 16000 0
AT&T - LIBERTY MEDIA GROUP COM 001957208 20003 536099 SH DEFINED 534899 1200 0
AT&T - LIBERTY MEDIA GROUP COM 001957208 388 10400 SH OTHER 0 10400 0
AT&T (MERRILL LYNCH) 1% CONV D CONVERTIBLE BOND 590188JY5 214 225000 PRN SOLE 225000 0 0
AUTOMATIC DATA PROCESSING COM 053015103 38003 851606 SH DEFINED 844756 6850 0
AUTOMATIC DATA PROCESSING COM 053015103 647 14500 SH OTHER 0 14500 0
AUTOMATIC DATA PROCESSING 0.00 CONVERTIBLE BOND 053015AC7 4561 3975000 PRN SOLE 3975000 0 0
AVERY DENNISON CORP COM 053611109 422 8000 SH DEFINED 0 8000 0
AVON PRODS INC COM 054303102 616 24832 SH DEFINED 24607 225 0
BANCTEC INC COM COM 059784108 0 13000 SH DEFINED 0 13000 0
BANK NEW YORK INC COM 064057102 1181 35312 SH SOLE 35312 0 0
BANK OF AMERICA COM 060505104 315 5650 SH SOLE 5650 0 0
BANK ONE CORP COM 06423A103 1285 36917 SH DEFINED 35586 1331 0
BANK SOUTH CAROLINA CORP COM COM 065066102 211 16200 SH SOLE 16200 0 0
BANKBOSTON CORP. COM 06605R106 463 10666 SH SOLE 10666 0 0
BAUSCH & LOMB INC COM 071707103 385 5833 SH SOLE 5833 0 0
BAXTER INTL INC COM 071813109 426 7071 SH SOLE 7071 0 0
BECKMAN COULTER INC COM COM 075811109 325 7200 SH DEFINED 0 7200 0
BED BATH & BEYOND INC COM 075896100 8584 245691 SH DEFINED 237791 7900 0
BELL ATLANTIC CORP COM 077853109 1016 15097 SH SOLE 15097 0 0
BELLSOUTH CORP COM 079860102 1641 36456 SH SOLE 36456 0 0
BERKSHIRE HATHAWAY INC DEL COM 084670108 294 5 SH SOLE 5 0 0
BERKSHIRE HATHAWAY INC DEL CL COM 084670207 1171 631 SH DEFINED 605 26 0
BEST SOFTWARE INC COM COM 086579109 430 21750 SH DEFINED 21000 750 0
BESTFOODS COM 08658U101 908 18693 SH SOLE 18693 0 0
BIOGEN INC COM 090597105 2443 31000 SH DEFINED 10400 20600 0
BIOTRANSPLANT INC COM 09066Y107 80 12500 SH SOLE 12500 0 0
BISYS GROUP INC COM 055472104 3664 78120 SH DEFINED 75485 2635 0
BJS WHSL CLUB INC COM COM 05548J106 5929 200550 SH DEFINED 193650 6900 0
BLYTH INDS INC COM COM 09643P108 3165 112770 SH DEFINED 108910 3860 0
BOCA RESH INC COM 096888102 199 30000 SH SOLE 30000 0 0
BOCA RESH INC COM 096888102 265 40000 SH OTHER 0 40000 0
BOSTON PROPERTIES INC COM 101121101 2409 78500 SH DEFINED 73500 5000 0
BOSTON SCIENTIFIC CORP COM 101137107 599 24209 SH DEFINED 21384 825 2000
BP AMOCO P L C ADR SPONSORED COM 055622104 32059 578620 SH DEFINED 570310 8310 0
BP AMOCO P L C ADR SPONSORED COM 055622104 445 8038 SH OTHER 0 8038 0
BRIGHT HORIZONS FAMILY SOLUTCO COM 109195107 450 28775 SH SOLE 28775 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 3662 54258 SH DEFINED 52798 1460 0
BRUNSWICK CORP COM COM 117043109 311 12500 SH SOLE 12500 0 0
BURLINGTON RESOURCES INC COM 122014103 285 7746 SH DEFINED 4681 3065 0
CABLE DESIGN TECHN CORP COM COM 126924109 1092 47859 SH DEFINED 0 47859 0
CABOT CORP COM 127055101 466 19605 SH SOLE 19605 0 0
CAMBREX CORP COM COM 132011107 4835 182875 SH DEFINED 177095 5780 0
CANADIAN NATL RY CNV PFD SECS CONVERTIBLE PREF 136375409 2088 40400 SH SOLE 40400 0 0
CAPITAL ONE FINL CORP COM COM 14040H105 6584 168820 SH DEFINED 163090 5730 0
PORTVUE-SEC13F.LNP PELL RUDMAN TRUST CO., N.A. PAGE 3
RUN DATE: 11/15/99 2:17 P.M.
FORM 13F INFORMATION TABLE
AS OF DATE: 09/30/99
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
CARDINAL HLTH INC COM 14149Y108 214 3924 SH DEFINED 1674 2250 0
CAREMATRIX CORP 6 1/4% CV. DEB CONVERTIBLE BOND 141706AC5 742 1400000 PRN SOLE 1400000 0 0
CARNIVAL CORP CL A COM 143658102 26185 601960 SH DEFINED 576560 23600 1800
CARNIVAL CORP CL A COM 143658102 481 11050 SH OTHER 0 11050 0
CATERPILLAR INC COM 149123101 329 6000 SH DEFINED 0 6000 0
CBS CORPORATION COM 12490K107 24373 526980 SH DEFINED 508930 18050 0
CBS CORPORATION COM 12490K107 453 9800 SH OTHER 0 9800 0
CENDANT CAPTL I MANDPUT 2/01 $ PREFERRED STOCKS 151311206 424 8300 SH SOLE 8300 0 0
CENTOCOR CV DEBS 4.750% 02/15/ CONVERTIBLE BOND 152342AE1 1048 800000 PRN SOLE 800000 0 0
CENTOCOR INC COM COM 152342101 996 17000 SH SOLE 17000 0 0
CERIDIAN CORP COM 15677T106 5960 239595 SH DEFINED 232105 7490 0
CHASE MANHATTAN CORP NEW COM 16161A108 511 6782 SH SOLE 6782 0 0
CHEVRON CORP COM 166751107 3824 43083 SH SOLE 43083 0 0
CHEVRON CORP COM 166751107 266 3000 SH OTHER 0 3000 0
CHUBB CORP COM 171232101 373 7509 SH DEFINED 2409 5100 0
CIGNA CORP COM 125509109 327 4200 SH SOLE 4200 0 0
CINTAS CORP COM 172908105 12297 212705 SH DEFINED 209805 1900 1000
CISCO SYS INC COM 17275R102 71137 1037556 SH DEFINED 1022831 10900 3825
CISCO SYS INC COM 17275R102 549 8000 SH OTHER 0 8000 0
CISCO SYS INC PUTS $52.5SP EXP OPTION - PUT 17275R8MX 95 800 SH PUT SOLE 800 0 0
CITRIX SYS INC COM COM 177376100 6096 98415 SH DEFINED 95040 3375 0
CITRIX SYSTEMS CV CTXS 000.000 CONVERTIBLE BOND 177376AB6 2400 5000000 PRN SOLE 5000000 0 0
CLAIRES STORES INC COM COM 179584107 166 10000 SH SOLE 10000 0 0
CLEAR CHANNEL COMMUNICATIONS COM 184502102 15420 193052 SH DEFINED 192702 350 0
CLEAR CHANNEL COMMUNICATIONS COM 184502102 308 3850 SH OTHER 0 3850 0
CLEAR CHANNEL CONV 2.625% 04/0 CONVERTIBLE BOND 184502AB8 5046 3670000 PRN SOLE 3670000 0 0
CLINTRIALS RESEARCH INC COM 188767107 62 11250 SH SOLE 11250 0 0
CLOSURE MED CORP COM COM 189093107 1180 87000 SH SOLE 87000 0 0
COASTAL CORP COM 190441105 319 7800 SH SOLE 7800 0 0
COCA COLA CO COM 191216100 10118 209705 SH DEFINED 199155 9950 600
COCA COLA CO COM 191216100 811 16800 SH OTHER 0 16800 0
COLGATE PALMOLIVE CO COM 194162103 83792 1831520 SH DEFINED 1821070 8250 2200
COLGATE PALMOLIVE CO COM 194162103 329 7200 SH OTHER 0 7200 0
COMCAST CORP CL A COM 200300101 513 14225 SH SOLE 14225 0 0
COMCAST CORP CL A SPL COM 200300200 26461 663594 SH DEFINED 650244 9850 3500
COMCAST CORP CL A SPL COM 200300200 652 16350 SH OTHER 0 16350 0
COMERICA INC COM 200340107 767 15143 SH SOLE 15143 0 0
COMMERCIAL CREDIT CO COM 201615101 0 15000 SH DEFINED 0 15000 0
COMPAQ COMPUTER CORP COM 204493100 1552 67867 SH DEFINED 63867 4000 0
COMPRESSION ENGINEERING INC. CONVERTIBLE PREF 99COMPRE9 128 25518 SH SOLE 25518 0 0
COMPUTER ASSOCIATE INTL INC COM 204912109 268 4388 SH DEFINED 0 4388 0
COMPUTER SCIENCES CORP COM COM 205363104 15996 227504 SH DEFINED 225104 2400 0
COMPUTER SCIENCES CORP COM COM 205363104 422 6000 SH OTHER 0 6000 0
COMPUTER TASK GROUP INC COM 205477102 310 21000 SH SOLE 21000 0 0
COMPUTER TASK GROUP INC COM 205477102 295 20000 SH OTHER 0 20000 0
COMSAT CORP COM SER 1 COM 20564D107 237 8000 SH DEFINED 0 8000 0
COMVERSE TECHNOLOGY INC COM PA COM 205862402 6837 72495 SH DEFINED 70120 2375 0
CONAGRA INC COM 205887102 271 12025 SH SOLE 10425 0 1600
CONCORD EFS INC COM COM 206197105 8010 388344 SH DEFINED 375534 12810 0
CONEXANT SYS INC COM COM 207142100 2750 75700 SH DEFINED 71850 3850 0
CONSOLIDATED GRAPHICS INC COM 209341106 4977 118145 SH DEFINED 114080 4065 0
PORTVUE-SEC13F.LNP PELL RUDMAN TRUST CO., N.A. PAGE 4
RUN DATE: 11/15/99 2:17 P.M.
FORM 13F INFORMATION TABLE
AS OF DATE: 09/30/99
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
COSTCO COMPANIES 0.000% 08/19/ CONVERTIBLE BOND 22160QAC6 2816 3200000 PRN SOLE 3200000 0 0
COX COMMUNICATIONS, INC 5.260% CONVERTIBLE PREF 224044404 3900 80000 SH SOLE 80000 0 0
CROWN CASTLE INTL CORP COM COM 228227104 5075 271106 SH DEFINED 262232 8874 0
CROWN CASTLE INTL DECS 7.250% CONVERTIBLE PREF 24366F203 3195 173900 SH SOLE 173900 0 0
CVS TR AUTOMATIC COM EXCH SC 6 CONVERTIBLE PREF 126645209 4564 60300 SH SOLE 60300 0 0
CYTYC CORP COM COM 232946103 1934 50000 SH SOLE 50000 0 0
DAIMLER BENZ AG - ADN 5.7500% CONVERTIBLE PREF 233829407 1035 15000 SH SOLE 15000 0 0
DANAHER CORP SHS BEN INT COM 235851102 5090 96610 SH DEFINED 93410 3200 0
DAYTON HUDSON CORP COM 239753106 32221 536460 SH DEFINED 535910 550 0
DAYTON HUDSON CORP COM 239753106 324 5400 SH OTHER 0 5400 0
DEVELOPERS DIVERSIFIED RLTY CO COM 251591103 2003 143050 SH SOLE 143050 0 0
DEVON ENERGY CO NEW CHEVRON 4. CONVERTIBLE BOND 25179MAB9 2925 2985000 PRN SOLE 2985000 0 0
DEVON ENERGY CORP NEW COM 25179M103 4286 103430 SH DEFINED 99860 3570 0
DEVRY INC COM 251893103 8919 445945 SH DEFINED 438480 7465 0
DIONEX CORP COM COM 254546104 6090 142451 SH DEFINED 133226 9225 0
DISNEY WALT PRODTNS COM 254687106 1592 61248 SH DEFINED 39048 19500 2700
DOLLAR GEN CORP COM 256669102 7983 258572 SH DEFINED 249909 8663 0
DOLLAR GENERAL STRYPES 8.500% CONVERTIBLE PREF 256678103 5422 125375 SH SOLE 125375 0 0
DOLLAR TREE STORES INC COM COM 256747106 6385 159875 SH DEFINED 154685 5190 0
DONALDSON INC COM 257651109 4947 213330 SH DEFINED 207425 5905 0
DONALDSON LUFKIN $50 PFD B C1/ PREFERRED STOCKS 257661306 238 5000 SH SOLE 5000 0 0
DONNELLEY R R & SONS CO COM 257867101 325 11250 SH DEFINED 1650 9600 0
DOUBLECLICK 144A CVT C03 4.750 CONVERTIBLE BOND 258609AA4 1861 1190000 PRN SOLE 1190000 0 0
DOUBLECLICK INC COM COM 258609304 3330 27955 SH DEFINED 27005 950 0
DOVER CORP COM 260003108 809 19780 SH DEFINED 0 19780 0
DOW CHEMICAL CORP COM 260543103 646 5686 SH DEFINED 1686 4000 0
DU PONT E I DE NEMOURS CO COM 263534109 1772 29290 SH DEFINED 21290 8000 0
DUKE ENERGY CORPORATION COM 264399106 221 4000 SH SOLE 4000 0 0
E M C CORP MASS COM 268648102 39177 548889 SH DEFINED 534389 8300 6200
E M C CORP MASS COM 268648102 707 9900 SH OTHER 0 9900 0
ECLIPSYS CORP COM COM 278856109 1139 79256 SH SOLE 79256 0 0
ELAN CORP 144A LYON 0.000% 12/ CONVERTIBLE BOND 284129AA1 3248 5800000 PRN SOLE 5800000 0 0
ELAN PLC ADR COM 284131208 923 27500 SH DEFINED 25700 1800 0
ELEC DE FRANCE LNDN CAPTL $25P PREFERRED STOCKS 268316205 963 40000 SH SOLE 40000 0 0
ELECTRONIC DATA SYSTEMS COM 285661104 243 4584 SH DEFINED 3384 1200 0
EMC CORP 144A 3.250% 03/15/02 CONVERTIBLE BOND 268648AC6 3293 555000 PRN SOLE 555000 0 0
EMC CORP CNV 3.250% 03/15/02 CONVERTIBLE BOND 26865YAA2 7251 1150000 PRN SOLE 1150000 0 0
EMERSON ELEC CO COM 291011104 17232 272718 SH DEFINED 269153 3565 0
EMERSON ELEC CO COM 291011104 480 7600 SH OTHER 0 7600 0
ENRON CORP COM 293561106 21109 514072 SH DEFINED 503147 10925 0
ENRON CORP COM 293561106 283 6900 SH OTHER 0 6900 0
ENTERCOM COMMUNICATIONS CORPCL COM 293639100 5158 143280 SH DEFINED 138155 5125 0
EQUITY INNS INC COM 294703103 307 36113 SH SOLE 36113 0 0
EQUITY OFFICE PPTYS TR COM COM 294741103 731 31429 SH SOLE 31429 0 0
EQUITY OFFICE PROPERTIES OPTION - CALL 99EOPSID0 3672 1579 SH CALL SOLE 1579 0 0
EXODUS COMM INC 144A 5.000% 03 CONVERTIBLE BOND 302088AC3 2464 763000 PRN SOLE 763000 0 0
EXODUS COMMUNICATIONS INC COM COM 302088109 7688 106683 SH DEFINED 103053 3630 0
EXXON CORP COM 302290101 12283 161614 SH DEFINED 132680 28934 0
EXXON CORP COM 302290101 1988 26160 SH OTHER 0 26160 0
FAIRCOM INC COM 303762108 0 77000 SH SOLE 77000 0 0
FANNIE MAE COM 313586109 19779 315511 SH DEFINED 307961 6500 1050
PORTVUE-SEC13F.LNP PELL RUDMAN TRUST CO., N.A. PAGE 5
RUN DATE: 11/15/99 2:17 P.M.
FORM 13F INFORMATION TABLE
AS OF DATE: 09/30/99
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
FANNIE MAE COM 313586109 445 7100 SH OTHER 0 7100 0
FARMERS GROUP CAP $25 PFD B C0 PREFERRED STOCKS 309900207 330 13500 SH SOLE 13500 0 0
FARMERS GROUP CAP $25PFD A C9/ PREFERRED STOCKS 309593200 370 15000 SH SOLE 15000 0 0
FEDERAL-MOGUL FIN TRUST REG 7. CONVERTIBLE PREF 313552408 1026 25500 SH SOLE 25500 0 0
FEDERATED DEPT STORES INC DECO COM 31410H101 232 5300 SH SOLE 5300 0 0
FILENET CORP COM COM 316869106 258 24100 SH DEFINED 100 24000 0
FINOVA FINANCE TRUST 5.500% 12 CONVERTIBLE PREF 31808E207 806 16000 SH SOLE 16000 0 0
FIRST AMERN CORP TENN COM COM 318900107 263 6040 SH SOLE 6040 0 0
FIRST DATA CORP COM 319963104 652 14868 SH DEFINED 7868 5300 1700
FIRSTAR CORPORATION COM 33763V109 27027 1054725 SH DEFINED 1052850 1875 0
FIRSTAR CORPORATION COM 33763V109 533 20800 SH OTHER 0 20800 0
FIRSTCOM CORP WTS 144A WARRANT AND RIGH 33763T112 0 19250 SH SOLE 19250 0 0
FISERV INC COM 337738108 9442 290520 SH DEFINED 281390 9130 0
FLEET FINL GROUP INC NEW COM 338915101 227 6200 SH SOLE 6200 0 0
FLEET FINL GRP $25 PFD V C01 7 PREFERRED STOCKS 338915796 232 9000 SH SOLE 9000 0 0
FOODMAKER INC NEW COM NEW COM 344839204 5570 223350 SH DEFINED 215705 7645 0
FOOTSTAR INC COM COM 344912100 267 7564 SH DEFINED 0 7564 0
FORD MTR CO CAP TR I $25 PFD C PREFERRED STOCKS 345343206 387 14300 SH SOLE 14300 0 0
FOUNDATION HEALTH SYSTEMS COM 350404109 116 12280 SH DEFINED 2200 10080 0
FRANKLIN RES INC COM COM 354613101 202 6624 SH DEFINED 2500 4124 0
FREDDIE MAC COM 313400301 24313 467567 SH DEFINED 464267 1950 1350
FREDDIE MAC COM 313400301 809 15550 SH OTHER 0 15550 0
GANNETT INC DEL COM 364730101 598 8646 SH DEFINED 4646 4000 0
GATX CORP COM 361448103 217 7000 SH DEFINED 0 7000 0
GC COS INC COM 36155Q109 6726 224205 SH SOLE 224205 0 0
GENERAL DYNAMICS CORP COM COM 369550108 25329 405670 SH DEFINED 404945 725 0
GENERAL DYNAMICS CORP COM COM 369550108 450 7200 SH OTHER 0 7200 0
GENERAL ELEC CO COM 369604103 20721 174772 SH DEFINED 162988 11784 0
GENERAL ELEC CO COM 369604103 2367 19968 SH OTHER 0 19968 0
GENERAL ELECTRIC CO 144A 1.250 CONVERTIBLE BOND 30149TAA3 207 225000 PRN SOLE 225000 0 0
GENERAL GROWTH PPTYS INC COM COM 370021107 236 7500 SH DEFINED 0 7500 0
GENERAL MLS INC COM 370334104 868 21398 SH DEFINED 17398 4000 0
GENERAL MTRS CORP COM 370442105 566 9000 SH DEFINED 5000 4000 0
GENTEX CORP COM COM 371901109 216 10460 SH DEFINED 0 10460 0
GENUINE PARTS CO COM 372460105 296 11160 SH DEFINED 9660 1500 0
GENZYME CORP COM 372917104 462 10250 SH SOLE 10250 0 0
GEORGIA PAC CORP COM COM 373298108 283 7000 SH DEFINED 0 7000 0
GILLETTE COMPANY COM 375766102 3472 102309 SH DEFINED 86257 14952 1100
GLOBAL TELESYSTEMS GROUP INCCD COM 37936U104 1662 84297 SH DEFINED 81587 2710 0
GLOBAL TELESYSTEMS GRP PFD 144 CONVERTIBLE PREF 37936U401 1744 42525 SH SOLE 42525 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 16426 269271 SH DEFINED 268771 500 0
GOLDMAN SACHS GROUP INC COM 38141G104 214 3500 SH OTHER 0 3500 0
GRAINGER W W INC COM 384802104 3523 73300 SH SOLE 73300 0 0
GREY ADVERTISING INC COM COM 397838103 210 570 SH DEFINED 0 570 0
GRUPO TELEVISA S A DE C V SPON COM 40049J206 339 8500 SH DEFINED 0 8500 0
GT INTERACTIVE SOFTWARE CORPCO COM 36236E109 230 79262 SH SOLE 79262 0 0
GTE CORP COM 362320103 423 5498 SH SOLE 5498 0 0
GTE DELAWARE $25 MIPS Z C10/99 PREFERRED STOCKS 36232E202 1000 40000 SH SOLE 40000 0 0
GULFSTREAM AEROSPC CORP NEW CO COM 402734107 0 10000 SH DEFINED 0 10000 0
HALLIBURTON CO COM COM 406216101 206 5026 SH DEFINED 2426 2600 0
HARCOURT GENERAL INC COM 990000135 93238 2239952 SH SOLE 2239952 0 0
PORTVUE-SEC13F.LNP PELL RUDMAN TRUST CO., N.A. PAGE 6
RUN DATE: 11/15/99 2:17 P.M.
FORM 13F INFORMATION TABLE
AS OF DATE: 09/30/99
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
HARLEY DAVIDSON INC COM 412822108 5169 103244 SH DEFINED 100129 3115 0
HEINZ H J CO COM 423074103 899 20900 SH DEFINED 20300 600 0
HEWLETT PACKARD CO COM 428236103 30580 336974 SH DEFINED 329393 6731 850
HEWLETT PACKARD CO COM 428236103 531 5850 SH OTHER 0 5850 0
HEWLETT PACKARD CO 0.000% 10/1 CONVERTIBLE BOND 428236AC7 2365 3925000 PRN SOLE 3925000 0 0
HEWLETT PACKARD CO 144A 0.000% CONVERTIBLE BOND 428236AA1 2594 3900000 PRN SOLE 3900000 0 0
HISPANIC BROADCASTING CO COM 43357B104 8518 111894 SH DEFINED 108109 3785 0
HLTH MGMT ASSOC INC NEW CL A COM 421933102 113 14550 SH DEFINED 11550 3000 0
HNC SOFTWARE CONV 4.750% 03/01 CONVERTIBLE BOND 40425PAA5 1023 1000000 PRN SOLE 1000000 0 0
HOME DEPOT INC COM 437076102 40750 593808 SH DEFINED 580487 12025 1296
HOME DEPOT INC COM 437076102 590 8600 SH OTHER 0 8600 0
HOME DEPOT, INC. CVT SUB DE 3. CONVERTIBLE BOND 437076AE2 3802 1285000 PRN SOLE 1285000 0 0
HOUSTON IND INC/TIME WARNER 7. CONVERTIBLE PREF 442161204 4575 44850 SH SOLE 44850 0 0
HUBBELL INC CL B COM 443510201 356 11173 SH SOLE 11173 0 0
I B M COM 459200101 37664 311274 SH DEFINED 308414 2860 0
I B M COM 459200101 532 4400 SH OTHER 0 4400 0
IGEN INTL SER B CVPFD RESTR 7. CONVERTIBLE BOND BLANK BLA 435 225000 PRN SOLE 225000 0 0
ILLINOIS TOOL WKS INC COM 452308109 10376 139155 SH DEFINED 138830 325 0
INGERSOLL-RAND CO / FING I GRO CONVERTIBLE PREF 456867308 4132 167800 SH SOLE 167800 0 0
INGRAM MICRO 0.000% 06/09/18 CONVERTIBLE BOND 457153AB0 0 500000 PRN SOLE 500000 0 0
INGRAM MICRO INC 144A 0.000% 0 CONVERTIBLE BOND 457153AA2 1001 3000000 PRN SOLE 3000000 0 0
INKTOMI CORP COM COM 457277101 2406 20045 SH DEFINED 19345 700 0
INTEL CORP COM 458140100 33182 446521 SH DEFINED 428321 16900 1300
INTEL CORP COM 458140100 1059 14250 SH OTHER 0 14250 0
INTERMET CORP COM COM 45881K104 185 21875 SH SOLE 21875 0 0
INTERNATIONAL CABLETEL 7.000% CONVERTIBLE BOND 459216AJ6 0 1100000 PRN SOLE 1100000 0 0
INTERNATIONAL PAPER CO COM 460146103 375 7800 SH SOLE 7800 0 0
INTERPUBLIC GROUP COS INC COM 460690100 27712 673837 SH DEFINED 662487 7750 3600
INTERPUBLIC GROUP COS INC COM 460690100 584 14200 SH OTHER 0 14200 0
INTERPUBLIC GRP 144A 1.800% 09 CONVERTIBLE BOND 460690AD2 0 1050000 PRN SOLE 1050000 0 0
IPG CONVERTIBLE DEBENTURE 144A CONVERTIBLE BOND 460690AG5 3395 3690000 PRN SOLE 3690000 0 0
ITT INDS INC IND COM COM 450911102 283 8900 SH DEFINED 0 8900 0
JACOR COMMUNICATIONS -LYONS 0. CONVERTIBLE BOND 469858AB0 5187 8400000 PRN SOLE 8400000 0 0
JDN RLTY CORP COM COM 465917102 1606 78355 SH SOLE 78355 0 0
JDS UNIPHASE COM COM 46612J101 10838 95231 SH DEFINED 92111 3120 0
JOHNSON & JOHNSON COM 478160104 17052 185604 SH DEFINED 179204 6400 0
JOHNSON & JOHNSON COM 478160104 735 8000 SH OTHER 0 8000 0
JONES APPAREL GROUP INC COM COM 480074103 5045 175465 SH DEFINED 169430 6035 0
KEANE INC COM COM 486665102 623 27324 SH SOLE 27324 0 0
KERR MCGEE CORP COM 492386107 391 7100 SH DEFINED 1300 5800 0
KERR-MCGEE CORP DECS DEVON 5.5 CONVERTIBLE PREF 492386305 1849 47400 SH SOLE 47400 0 0
KIMBERLY CLARK CORP COM 494368103 1709 32396 SH DEFINED 24396 8000 0
KINDER MORGAN EGY PTNS L P UT COM 494550106 3162 73000 SH SOLE 73000 0 0
KLA-TENCOR CORP COM COM 482480100 1105 17000 SH SOLE 17000 0 0
LA QUINTA INNS INC COM 504195108 0 10200 SH SOLE 10200 0 0
LAMAR ADVERTISING 5.250% 09/15 CONVERTIBLE BOND 512815AF8 3370 2850000 PRN SOLE 2850000 0 0
LANDS END INC COM COM 515086106 264 4000 SH DEFINED 0 4000 0
LASON INC COM COM 51808R107 5157 115804 SH DEFINED 111994 3810 0
LAUDER ESTEE COS INC CL A COM 518439104 402 10300 SH DEFINED 300 10000 0
LEHMAN 5% CISCO (YEELDS) CONVERTIBLE PREF 524908258 1295 14000 SH SOLE 14000 0 0
LERNOUT&HAUSPIE L&H CAP TR I 1 CONVERTIBLE PREF 501608202 465 15000 SH SOLE 15000 0 0
PORTVUE-SEC13F.LNP PELL RUDMAN TRUST CO., N.A. PAGE 7
RUN DATE: 11/15/99 2:17 P.M.
FORM 13F INFORMATION TABLE
AS OF DATE: 09/30/99
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
LEVEL 3 COMMUNICATIONS 6.000% CONVERTIBLE BOND 52729NAG5 2613 2500000 PRN SOLE 2500000 0 0
LEVEL ONE COMM (INTEL) 4.000% CONVERTIBLE BOND 527295AC3 3223 1465000 PRN SOLE 1465000 0 0
LEXMARK INTL GROUP INC CL A COM 529771107 17647 219220 SH DEFINED 211980 7240 0
LILLY, ELI AND COMPANY COM 532457108 777 12100 SH SOLE 12100 0 0
LINCARE HLDGS INC COM 532791100 5104 191465 SH DEFINED 185045 6420 0
LINCOLN NATL GROWTH PRIDES 1.8 CONVERTIBLE PREF 534187703 3468 182500 SH SOLE 182500 0 0
LINEAR TECHNOLOGY CORP COM 535678106 12301 209270 SH DEFINED 202160 7110 0
LONE STAR INDS INC COM COM 542290408 449 9000 SH SOLE 9000 0 0
LSI LOGIC 144A 4.250% 03/15/04 CONVERTIBLE BOND 502161AB8 3378 1895000 PRN SOLE 1895000 0 0
LTC PPTYS INC COM 502175102 1828 172025 SH SOLE 172025 0 0
LUCENT TECHNOLOGIES INC COM COM 549463107 7021 108228 SH SOLE 108228 0 0
LYCOS INC COM COM 550818108 761 15180 SH SOLE 15180 0 0
L-3 COMMUNICATIONS HLDGS INCCO COM 502424104 4510 119458 SH DEFINED 115623 3835 0
MARSH & MCLENNAN COS INC COM COM 571748102 2053 29965 SH SOLE 29965 0 0
MARS, INC. SERIES C CONVERTIBL CONVERTIBLE PREF 99MARSC03 241 130488 SH SOLE 130488 0 0
MASCO CORP COM COM 574599106 12055 388862 SH DEFINED 376562 10500 1800
MASCO CORP COM COM 574599106 223 7200 SH OTHER 0 7200 0
MATTEL INC COM 577081102 412 21701 SH DEFINED 11651 8350 1700
MAXIM INTEGRATED PRODS INC COM 57772K101 15150 240125 SH DEFINED 231915 8210 0
MBIA INC COM 55262C100 10333 221611 SH DEFINED 217361 3350 900
MBIA INC COM 55262C100 219 4700 SH OTHER 0 4700 0
MBNA CORP COM 55262L100 20270 888536 SH DEFINED 862374 22956 3206
MBNA CORP COM 55262L100 514 22530 SH OTHER 0 22530 0
MCDONALDS CORP COM 580135101 2466 57024 SH DEFINED 55024 2000 0
MCDONALDS CORP $25 PFD C12/01 PREFERRED STOCKS 580135804 490 20000 SH SOLE 20000 0 0
MCGRAW-HILL COMPANIES INC COM 580645109 28429 587680 SH SOLE 587680 0 0
MCGRAW-HILL COMPANIES INC COM 580645109 290 6000 SH OTHER 0 6000 0
MCI WORLDCOM COM 55268B106 24080 335028 SH DEFINED 334258 770 0
MCI WORLDCOM COM 55268B106 442 6150 SH OTHER 0 6150 0
MCKESSON FIN TR 5.000% 06/01/2 CONVERTIBLE PREF 58155P501 0 10300 SH SOLE 10300 0 0
MEDIAONE GROUP INC COM COM 58440J104 556 8133 SH DEFINED 4433 3700 0
MEDIAONE GROUP INC PFD SER D 4 CONVERTIBLE PREF 58440J203 6764 50100 SH SOLE 50100 0 0
MEDPARTNERS INC NEW COM COM 58503X107 0 24800 SH SOLE 24800 0 0
MEDQUIST INC COM 584949101 5534 165515 SH DEFINED 159865 5650 0
MEDTRONIC INC COM 585055106 29003 815548 SH DEFINED 805938 6610 3000
MEDTRONIC INC COM 585055106 683 19200 SH OTHER 0 19200 0
MENS WEARHOUSE INC COM COM 587118100 4361 202816 SH DEFINED 196141 6675 0
MERCK & CO INC COM 589331107 5666 87416 SH DEFINED 77366 10050 0
MGIC INVT CORP WIS COM COM 552848103 996 20850 SH DEFINED 4850 16000 0
MICROCHIP TECHNOLOGY INC COM 595017104 10453 203464 SH DEFINED 196814 6650 0
MICROSOFT CORP COM 594918104 5626 62123 SH DEFINED 61323 800 0
MINIMED INC COM 60365K108 16978 172805 SH DEFINED 166820 5985 0
MINNESOTA MNG & MFG CO COM 604059105 2294 23881 SH DEFINED 23681 200 0
MMC NETWORKS INC COM COM 55308N102 1749 56075 SH DEFINED 54150 1925 0
MOBIL CORP COM 607059102 882 8752 SH DEFINED 6752 2000 0
MOBIL CORP COM 607059102 363 3600 SH OTHER 0 3600 0
MOLEX INC CL A COM 608554200 1222 37760 SH SOLE 37760 0 0
MORGAN J.P. & CO INC COM 616880100 1788 15648 SH DEFINED 12548 3100 0
MORGAN STANLEY DEAN WITTER & C COM 617446448 506 5677 SH SOLE 5677 0 0
MORGAN STANLY DEAN WTTR $50PFD PREFERRED STOCKS 617446521 246 5000 SH SOLE 5000 0 0
MOTOROLA INC COM 620076109 4905 55740 SH DEFINED 54740 1000 0
PORTVUE-SEC13F.LNP PELL RUDMAN TRUST CO., N.A. PAGE 8
RUN DATE: 11/15/99 2:17 P.M.
FORM 13F INFORMATION TABLE
AS OF DATE: 09/30/99
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
MTI TECHNOLOGY CORP COM 553903105 231 10000 SH SOLE 10000 0 0
NALCO CHEMICAL CO COM 629853102 525 10400 SH DEFINED 2200 8200 0
NATIONAL CITY CORP COM 635405103 1733 64932 SH SOLE 64932 0 0
NATIONAL DATA CORP COM 635621105 3273 125880 SH DEFINED 121660 4220 0
NATIONAL DATA CORP CONV 5.000% CONVERTIBLE BOND 635621AA3 3662 3775000 PRN SOLE 3775000 0 0
NATIONAL HLTH INVS INC COM 63633D104 1536 93475 SH SOLE 93475 0 0
NAVIGANT CONSULTING INC COM COM 63935N107 7662 165215 SH DEFINED 159565 5650 0
NESTLE S A SPON ADR REG COM 641069406 235 2500 SH DEFINED 500 2000 0
NETSCOUT SYS INC COM COM 64115T104 264209 12324627 SH SOLE 12324627 0 0
NEW CENTY ENERGIES INC COM COM 64352U103 234 7000 SH SOLE 7000 0 0
NEW YORK TIMES CO CLASS A COM 650111107 12869 343180 SH SOLE 343180 0 0
NEWELL COMPANY COM 651192106 1915 41300 SH DEFINED 39300 2000 0
NEWELL FINL TR REG'D 5.250% 12 CONVERTIBLE PREF 651195307 805 20000 SH SOLE 20000 0 0
NEWELL RUBBERMAID INC. COM 651229106 1296 45373 SH SOLE 45373 0 0
NEWPARK RESOURCES INC COM 651718504 150 19350 SH SOLE 19350 0 0
NEWS AMERICA HLDGS CONV 0.000% CONVERTIBLE BOND 652478AS7 3949 6500000 PRN SOLE 6500000 0 0
NEXTEL COMM 144A 0.000% 12/23/ CONVERTIBLE PREF 65332V806 7894 11850 SH SOLE 11850 0 0
NIKE INC CL B COM 654106103 393 6918 SH SOLE 6918 0 0
NORFOLK SOUTHN CORP COM 655844108 347 14150 SH SOLE 14150 0 0
NORTHERN TR CORP COM 665859104 23923 286507 SH DEFINED 281578 3755 1174
NORTHERN TR CORP COM 665859104 388 4650 SH OTHER 0 4650 0
NOVA CORP GA COM COM 669784100 4442 177698 SH DEFINED 172048 5650 0
NTL INC COM 629407107 14346 186611 SH DEFINED 180380 6231 0
NTL INC 144A 7.000% 12/15/08 CONVERTIBLE BOND 629407AK3 6737 4028000 PRN SOLE 4028000 0 0
OMNICOM GROUP COM 681919106 411 5192 SH SOLE 5192 0 0
ORBOTECH LTD ORD COM M75253100 1330 21500 SH SOLE 21500 0 0
OUTDOOR SYS INC COM 690057104 9988 279391 SH DEFINED 269786 9605 0
PACIFICARE HLTH SYS INC DEL CO COM 695112102 2385 55150 SH DEFINED 53285 1865 0
PAGING NETWORK INC COM 695542100 806 781791 SH DEFINED 0 781791 0
PANJA INC COM COM 698493103 388 30000 SH SOLE 30000 0 0
PAPA JOHNS INTL INC COM COM 698813102 4479 108585 SH DEFINED 104850 3735 0
PARK PL ENTMT CORP COM COM 700690100 1303 104235 SH DEFINED 100692 3543 0
PATRIOT AMERN HOSPITALITY INPA COM 703352203 0 10100 SH SOLE 10100 0 0
PATTERSON DENTAL CO COM 703412106 7508 151484 SH DEFINED 146319 5165 0
PAYCHEX INC COM 704326107 9549 279830 SH DEFINED 270395 9435 0
PENNZENERGY CO 4.950% 08/15/08 CONVERTIBLE BOND 70931QAB5 1221 1200000 PRN SOLE 1200000 0 0
PENTAIR INC COM 709631105 5312 132393 SH DEFINED 128353 4040 0
PEPSICO INC COM 713448108 623 20428 SH DEFINED 19228 1200 0
PERSONNEL GROUP CONV 5.750% 07 CONVERTIBLE BOND 715338AE9 776 1100000 PRN SOLE 1100000 0 0
PETSMART INC COM 716768106 224 60203 SH SOLE 60203 0 0
PFIZER INC COM 717081103 4926 137320 SH SOLE 137320 0 0
PHARMACIA & UPJOHN INC COM 716941109 849 17103 SH SOLE 17103 0 0
PHILIP MORRIS COS INS COM 718154107 277 8100 SH DEFINED 5100 3000 0
PHILLIPS PETROLEUM COMPANY COM 718507106 234 4800 SH SOLE 4800 0 0
PIONEER HI BRED INTL INC COM 723686101 438 11025 SH DEFINED 7125 1650 2250
PITNEY BOWES INC COM 724479100 22613 371091 SH DEFINED 368491 2600 0
PITNEY BOWES INC COM 724479100 358 5883 SH OTHER 0 5575 308
PITTWAY CORP DEL CL A COM 725790208 2724 86467 SH SOLE 86467 0 0
PLANTRONICS INC NEW COM 727493108 8706 175005 SH DEFINED 167100 7905 0
PMC-SIERRA INC COM COM 69344F106 2313 25000 SH SOLE 25000 0 0
PPG INDS INC COM 693506107 524 8732 SH SOLE 8732 0 0
PORTVUE-SEC13F.LNP PELL RUDMAN TRUST CO., N.A. PAGE 9
RUN DATE: 11/15/99 2:17 P.M.
FORM 13F INFORMATION TABLE
AS OF DATE: 09/30/99
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
PRAXAIR INC COM COM 74005P104 306 6650 SH DEFINED 4950 500 1200
PREMARK INTL INC COM COM 740459102 631 12500 SH SOLE 12500 0 0
PREMIER PKS INC PREM INC EQ SE CONVERTIBLE PREF 740540307 2155 39900 SH SOLE 39900 0 0
PRISON RLTY TRUST INC COM COM 74264N105 343 31950 SH SOLE 31950 0 0
PROCTER & GAMBLE COMPANY COM 742718109 24278 258963 SH DEFINED 257323 990 650
PROCTER & GAMBLE COMPANY COM 742718109 281 3000 SH OTHER 0 3000 0
PROGRESSIVE CORP OHIO COM 743315103 507 6204 SH SOLE 6204 0 0
PROTECTIVE LIFE 6.500% FELINE CONVERTIBLE PREF 743674202 3429 70250 SH SOLE 70250 0 0
PROVIDIAN FINL CORP COM COM 74406A102 739 9327 SH DEFINED 7827 1500 0
QUALCOMM FIN 5.750% 03/01/12 CONVERTIBLE PREF 74752R402 5098 19275 SH SOLE 19275 0 0
QUALCOMM INC COM COM 747525103 14820 78333 SH DEFINED 78158 175 0
QUALCOMM INC COM COM 747525103 284 1500 SH OTHER 0 1500 0
RAYCHEM CORP COM COM 754603108 0 24900 SH DEFINED 1100 23800 0
RAYTHEON CO CL B COM 755111408 264 5316 SH SOLE 5316 0 0
READERS DIGEST ASSOC TRACES 1. CONVERTIBLE PREF 755271202 989 35000 SH SOLE 35000 0 0
REALNETWORKS INC COM COM 75605L104 50231 480396 SH SOLE 480396 0 0
REDBACK NETWORKS INC COM COM 757209101 224 2076 SH SOLE 2076 0 0
RELIANT ENRGY/TIME WRNR ZENS 2 CONVERTIBLE PREF 75952J207 1856 30000 SH SOLE 30000 0 0
RFS HOTEL INVS INC COM 74955J108 970 84357 SH SOLE 84357 0 0
ROYAL DUTCH PETROLEUM CO NEW 1 COM 780257804 818 13850 SH SOLE 13850 0 0
RYDER SYS INC COM 783549108 249 12200 SH DEFINED 0 12200 0
SAFEWAY INC COM NEW COM 786514208 19730 518370 SH DEFINED 517545 825 0
SAFEWAY INC COM NEW COM 786514208 386 10150 SH OTHER 0 10150 0
SAKS INC COM COM 79377W108 152 10000 SH DEFINED 0 10000 0
SANMINA CORP 144A 4.250% 05/01 CONVERTIBLE BOND 800907AA5 2398 2200000 PRN SOLE 2200000 0 0
SANMINA CORP COM COM 800907107 8302 107294 SH DEFINED 103819 3475 0
SARA LEE CORP COM 803111103 637 27260 SH DEFINED 3260 24000 0
SBC COMMUNICATIONS INC COM 78387G103 2365 46312 SH DEFINED 41542 4770 0
SCANDINAVIAN BROADCASTING SYOR COM L8137H108 0 10000 SH DEFINED 0 10000 0
SCHERING PLOUGH CORP COM 806605101 26395 605036 SH DEFINED 567236 33400 4400
SCHERING PLOUGH CORP COM 806605101 513 11750 SH OTHER 0 11750 0
SCHLUMBERGER COM 806857108 884 14183 SH DEFINED 6783 6500 900
SCHOLASTIC CORP 144A CONV 5.00 CONVERTIBLE BOND 999999999 0 900000 PRN SOLE 900000 0 0
SEAGRAMS VO ACES 7.500% 06/21/ CONVERTIBLE PREF 811850205 2944 63400 SH SOLE 63400 0 0
SEALED AIR CORP NEW PFD CONV A CONVERTIBLE PREF 81211K209 5014 98805 SH SOLE 98805 0 0
SECURITY CAP GROUP INC CL B COM 81413P204 667 45412 SH SOLE 45412 0 0
SENSORMATIC ELECTRS CORP COM 817265101 190 15000 SH DEFINED 0 15000 0
SEPRACOR INC 144A 7.000% 12/15 CONVERTIBLE BOND 817315AF1 3210 3470000 PRN SOLE 3470000 0 0
SERVICE CORP INTL COM 817565104 204 19360 SH DEFINED 17210 1800 350
SERVICEMASTER COMPANY COM 81760N109 6226 387635 SH DEFINED 316315 71321 0
SFX ENTMT INC CL A COM 784178105 4893 159784 SH DEFINED 154647 5138 0
SHAW INDS INC COM COM 820286102 279 17600 SH SOLE 17600 0 0
SHOP AT HOME INC COM NEW COM 825066301 2858 317590 SH DEFINED 153059 164531 0
SIGMA ALDRICH CORP COM 826552101 696 21925 SH DEFINED 20225 400 1300
SIMON PPTY GROUP INC NEW COM COM 828806109 1803 80350 SH SOLE 80350 0 0
SKYTEL COMMUNICATIONS INC PFD CONVERTIBLE PREF 83087Q302 1938 50500 SH SOLE 50500 0 0
SOFTKEY INTL CV DB 5.500% 11/0 CONVERTIBLE BOND 83402NAA7 1202 1250000 PRN SOLE 1250000 0 0
SOLECTRON CORP COM 834182107 16242 226175 SH DEFINED 213180 12995 0
SOLECTRON CORP 144A 0.000% 01/ CONVERTIBLE BOND 834182AG2 4340 7100000 PRN SOLE 7100000 0 0
SOLECTRON CORP CONV -144A 6.00 CONVERTIBLE BOND 834182AB3 1967 750000 PRN SOLE 750000 0 0
SOUTHTRUST CORP COM 844730101 1027 28625 SH SOLE 28625 0 0
PORTVUE-SEC13F.LNP PELL RUDMAN TRUST CO., N.A. PAGE 10
RUN DATE: 11/15/99 2:17 P.M.
FORM 13F INFORMATION TABLE
AS OF DATE: 09/30/99
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
SPRINT CORP COM 852061100 591 10900 SH DEFINED 1500 9400 0
SPRINT CORP PCS COM SER 1 COM 852061506 218 2925 SH DEFINED 575 2350 0
STAPLES INC COM 855030102 11584 531063 SH DEFINED 510888 20175 0
STATE STREET CORP COM 857477103 661 10224 SH DEFINED 7224 3000 0
STEWART ENTERPRISES INC CL A COM 860370105 86 14225 SH DEFINED 5225 9000 0
SUN MICROSYSTEMS INC COM 866810104 595 6400 SH DEFINED 5000 1400 0
SUNAMERICA CAP $25 TR PFD C9/0 PREFERRED STOCKS 867022204 287 11460 SH SOLE 11460 0 0
SYBRON INTL COM 87114F106 8371 311465 SH DEFINED 305175 6290 0
SYSCO CORP COM 871829107 28121 802017 SH DEFINED 791687 10330 0
SYSCO CORP COM 871829107 379 10800 SH OTHER 0 10800 0
S&P 500 PUT OPTS SP107.50 12/1 OPTION - PUT 7839359XH 10 400 SH PUT SOLE 400 0 0
TCF FINL CORP COM 872275102 5641 197500 SH DEFINED 190850 6650 0
TCI PACIFIC COMM PFD CL A 5.00 CONVERTIBLE PREF 872294202 1876 7000 SH SOLE 7000 0 0
TECHNOLOGY SOLUTIONS CO COM COM 87872T108 318 22500 SH SOLE 22500 0 0
TELEPHONE & DATA SYS INC COM 879433100 799 9000 SH DEFINED 0 9000 0
TELE-COMMUNICATIONS INTL CO 4. CONVERTIBLE BOND 87924HAA0 0 1200000 PRN SOLE 1200000 0 0
TERADYNE INC COM 880770102 860 24400 SH DEFINED 2000 22400 0
TEXACO INC COM 881694103 215 3400 SH SOLE 3400 0 0
TEXAS UTILS CO (HLDG) COM 882848104 246 6600 SH SOLE 6600 0 0
THERMO ELECTRON CO COM 883556102 157 11713 SH DEFINED 8601 1388 1725
TIFFANY & CO NEW COM 886547108 1067 17800 SH DEFINED 600 17200 0
TIME WARNER INC COM 887315109 2888 47532 SH DEFINED 43332 4200 0
TJX COS INC NEW COM 872540109 8268 294635 SH DEFINED 284610 10025 0
TOYS 'R' US INC COM 892335100 192 12813 SH DEFINED 813 12000 0
TRANSACTION SYS ARCHITECTS CL COM 893416107 3012 111830 SH DEFINED 108020 3810 0
TRAVELERS/AETNA CAP $25 PFD C0 PREFERRED STOCKS 893931204 363 14800 SH SOLE 14800 0 0
TRELLIX CORP SERIES A-2 CONVER CONVERTIBLE PREF 999342Z19 0 30000 SH SOLE 30000 0 0
TRELLIX CORP SERIES B PRFD PREFERRED STOCKS 999342Z27 0 12549 SH SOLE 12549 0 0
TRIARC COS INC CL A COM 895927101 212 9900 SH SOLE 9900 0 0
TRIBUNE CO COM 896047107 597 12000 SH DEFINED 0 12000 0
TRICON GLOBAL RESTAURANTS COM COM 895953107 240 5865 SH DEFINED 365 5500 0
TV GUIDE INC CL A COM 87307Q109 4682 119660 SH DEFINED 115510 4150 0
TYCO INTL LTD NEW COM COM 902124106 536 10382 SH DEFINED 1004 9378 0
U S FOODSERVICE COM COM 90331R101 4269 237164 SH DEFINED 229804 7360 0
UNION BANK OF SWITZERLAND FOREIGN COMMON S 99UBSWTZ7 93 10000 SH SOLE 10000 0 0
UNION PAC CAPTR 6.250% 04/01/2 CONVERTIBLE PREF 907824403 4178 90825 SH SOLE 90825 0 0
UNION PAC CORP COM 907818108 901 18752 SH SOLE 18752 0 0
UNITED ASSET MGMT CORP COM 909420101 7379 383341 SH SOLE 383341 0 0
UNITED HLTHCARE CORP COM 910581107 262 5375 SH SOLE 3275 700 1400
UNITED NAT FOODS INC COM COM 911163103 3513 400000 SH SOLE 400000 0 0
UNITED STATIONERS INC COM COM 913004107 3398 159430 SH DEFINED 153960 5470 0
UNITED STS CELLULAR CORP COM 911684108 9545 140365 SH DEFINED 135635 4730 0
UNITED STS CELLULAR CORP 0.000 CONVERTIBLE BOND 911684AA6 4977 7900000 PRN SOLE 7900000 0 0
UNITED TECHNOLOGIES CORP COM 913017109 25404 428308 SH DEFINED 423008 4000 1300
UNITED TECHNOLOGIES CORP COM 913017109 475 8000 SH OTHER 0 8000 0
UNIVISION COMMUNICATIONS INCCL COM 914906102 12515 153800 SH DEFINED 148505 5295 0
UNOCAL CORP 6.250% 09/01/26 CONVERTIBLE PREF 91528T207 4906 90025 SH SOLE 90025 0 0
UNOVA INC COM COM 91529B106 214 16000 SH DEFINED 0 16000 0
USA NETWORKS INC. COM 902984103 4801 123885 SH DEFINED 119710 4175 0
USX MARATHON GROUP COM 902905827 206 7050 SH DEFINED 6800 250 0
V I TECHNOLOGIES INC COM COM 917920100 119 25000 SH SOLE 25000 0 0
PORTVUE-SEC13F.LNP PELL RUDMAN TRUST CO., N.A. PAGE 11
RUN DATE: 11/15/99 2:17 P.M.
FORM 13F INFORMATION TABLE
AS OF DATE: 09/30/99
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
VALUEVISION INTL INC CL A COM 92047K107 650 25000 SH SOLE 25000 0 0
VARCO INTL INC COM COM 922126107 140 11500 SH SOLE 11500 0 0
VERIO INC 144A 6.750% SERIES CONVERTIBLE PREF 923433304 1728 41650 SH SOLE 41650 0 0
VERIO INC COM COM 923433106 2646 85350 SH DEFINED 82450 2900 0
VERITAS SOFTWARE CO COM COM 923436109 8197 107945 SH DEFINED 104260 3685 0
VERITAS SOFTWARE VRTS OID 1.85 CONVERTIBLE BOND 92343RAA1 3723 3550000 PRN SOLE 3550000 0 0
VIACOM INC CL B COM 925524308 307 7278 SH SOLE 6430 848 0
VISHAY INTERTECHNOLOGY INC COM COM 928298108 228 9594 SH SOLE 9594 0 0
VITESSE SEMICONDUCTOR CORP COM COM 928497106 9522 223068 SH DEFINED 215858 7210 0
VODAFONE AIRTOUCH PLC ADR COM 92857T107 42266 888873 SH DEFINED 886748 2125 0
VODAFONE AIRTOUCH PLC ADR COM 92857T107 844 17750 SH OTHER 0 17750 0
WAL MART STORES INC COM 931142103 2082 43767 SH DEFINED 43167 600 0
WALGREEN COMPANY COM 931422109 19118 753436 SH DEFINED 741786 7250 4400
WALGREEN COMPANY COM 931422109 231 9100 SH OTHER 0 9100 0
WARNER LAMBERT CO COM 934488107 24449 368340 SH DEFINED 353240 12850 2250
WARNER LAMBERT CO COM 934488107 458 6900 SH OTHER 0 6900 0
WEINGARTEN RLTY INVS COM 948741103 215 5760 SH SOLE 5760 0 0
WESTPAC BANKING COR/STRYPES 10 CONVERTIBLE PREF 929229102 2687 91100 SH SOLE 91100 0 0
WESTPOINT STEVENS INC COM COM 961238102 4721 199841 SH DEFINED 193476 6365 0
WEYERHAEUSER CO COM 962166104 236 4100 SH SOLE 4100 0 0
WILLIAMS COS INC COM 969457100 303 8054 SH SOLE 8054 0 0
WILMINGTON TR CORP COM 971807102 221 4550 SH SOLE 4550 0 0
WYNDHAM INTERNATIONAL, INC. SE CONVERTIBLE PREF 983101601 2200 2200000 SH SOLE 2200000 0 0
XEROX CORP COM 984121103 1900 45310 SH DEFINED 38810 6500 0
XEROX CORP 3.625% 04/21/18 CONVERTIBLE BOND 984121BB8 1399 2465000 PRN SOLE 2465000 0 0
XILINX INC COM 983919101 18050 275438 SH DEFINED 267948 7490 0
XL CAPITAL LTD. COM G98255105 225 5000 SH DEFINED 0 5000 0
XOMED SURGICAL PRODS INC COM COM 98412V107 1539 27000 SH SOLE 27000 0 0
YAHOO INC COM 984332106 819 4564 SH SOLE 4564 0 0
YOUNG & RUBICAM INC COM 987425105 7801 177304 SH DEFINED 171629 5675 0
LINE COUNT: 540
PELL RUDMAN TRUST CO., N.A.
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 540
FORM 13F INFORMATION TABLE VALUE TOTAL: $2,794,129,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
</TABLE>
