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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3) *
M/I Schottenstein Homes, Inc.
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(Name of Issuer)
Common Shares, $.01 Par Value
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(Title of Class of Securities)
55305B-10-1
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(CUSIP Number)
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
/ / Rule 13d-1(b)
/ / Rule 13d-1(c)
/X/ Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 7 Pages
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CUSIP NO. 55305B-10-1 13G PAGE 2 OF 7 PAGES
1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Members of the Irving E. Schottenstein family and trusts for
the benefit of members of such family are filing this Amendment No. 3 to
Schedule 13G as a group. The members of the group are Irving E. Schottenstein,
Robert H. Schottenstein, Steven Schottenstein, Gary L. Schottenstein, Linda S.
Fisher and certain trusts for the benefit of such members and/or their families.
2. CHECK THE APPROPRIATE BOX IF MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) X
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(b)
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3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
5. SOLE VOTING POWER
2,792,200
6. SHARED VOTING POWER
-0-
7. SOLE DISPOSITIVE POWER
2,792,200
8. SHARED DISPOSITIVE POWER
-0-
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,792,200
10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
Not Applicable
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
33.4%
12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
Page 2 of 7 Pages
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ITEM 1(a). NAME OF ISSUER.
M/I Schottenstein Homes, Inc.
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES.
3 Easton Oval
Columbus, Ohio 43219
ITEM 2(a). NAME OF PERSON FILING.
Pursuant to Rule 13d-1(k)(1)-(2) of Regulation 13D-G of the
General Rules and Regulations under the Securities Exchange Act of 1934, as
amended (the "Exchange Act"), members of the Irving E. Schottenstein family and
trusts for the benefit of members of such family are filing this Amendment No. 3
to Schedule 13G as a group.
The individual members of the group on behalf of whom this
Amendment No. 3 to Schedule 13G is being filed consist of:
Irving E. Schottenstein, individually and as trustee of trusts for the benefit
of his lineal descendants
Robert H. Schottenstein, individually and as trustee of trusts for the benefit
of his minor children
Steven Schottenstein, individually and as trustee of trusts for the benefit of
his minor children
Gary L. Schottenstein, individually and as trustee of trusts for the benefit of
his minor children
Linda S. Fisher, individually and as trustee of trusts for the benefit of her
minor children
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE.
c/o Irving E. Schottenstein
3 Easton Oval
Columbus, Ohio 43219
ITEM 2(c). CITIZENSHIP.
United States
ITEM 2(d). TITLE OF CLASS OF SECURITIES.
Common Shares, $.01 par value
ITEM 2(e). CUSIP NUMBER.
55305B-10-1
Page 3 of 7 Pages
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ITEM 3.
Not Applicable
ITEM 4. OWNERSHIP.
(a) Amount beneficially owned: 2,792,200 Common Shares
as of December 31, 1999 (1)
(b) Percent of class: 33.4% as of December 31, 1999 (1)
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:
2,792,200 as of December 31, 1999 (1)
(ii) Shared power to vote or to direct the vote:
None
(iii) Sole power to dispose or to direct the disposition
of:
2,792,200 as of December 31, 1999 (1)
(iv) Shared power to dispose or to direct the disposition
of:
None
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(1) The following information is provided as of December 31,
1999. As of such date, 2,680,300 of such shares are beneficially owned by Irving
E. Schottenstein. Irving E. Schottenstein is the trustee of (i) the Irving and
Frankie Schottenstein Trust which holds 478,300 shares (5.7%), and (ii) the
Steven Schottenstein Descendants Trust which holds 54,800 shares (0.7%), and
exercises all rights with regard to such shares. Irving E. Schottenstein is also
the trustee, pursuant to trust agreements dated August 1986, as amended, of
trusts for the benefit of his four children: Robert H. Schottenstein (550,000
shares) (6.6%), Steven Schottenstein (495,200 shares) (5.9%), Gary L.
Schottenstein (550,000 shares) (6.6%) and Linda S. Fisher (550,000 shares)
(6.6%). As trustee, Irving E. Schottenstein is empowered to exercise all rights
with regard to such shares, revoke each trust, and with the agreement of each
beneficiary, amend each trust. Irving E. Schottenstein also beneficially owns
2,000 shares (0.02%) that underlie exercisable stock options.
This amount also includes: 39,400 shares (0.5%) beneficially
owned by Robert H. Schottenstein; 39,400 shares (0.5%) beneficially owned by
Steven Schottenstein; 13,800 shares (0.2%) beneficially owned by Gary L.
Schottenstein; and 19,300 shares (0.2%) beneficially owned by Linda S. Fisher.
Page 4 of 7 Pages
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Each of the undersigned disclaims beneficial ownership of the
Common Shares owned by the other members of his or her family and this filing
shall not be an admission that any of the undersigned is, for purposes of
Section 13(d) or 13(g) of the Exchange Act, the beneficial owner of any such
shares of another of the undersigned.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
If this statement is being filed to report the fact that as of
the date hereof, the reporting person has ceased to be the beneficial owner of
more than five percent of the class of securities, check the following. / /
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
PERSON.
Not Applicable
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY
WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE
PARENT HOLDING COMPANY.
Not Applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE
GROUP.
In lieu of a separate exhibit, please see Item 2(a).
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
Not Applicable
ITEM 10. CERTIFICATIONS.
Not Applicable
Page 5 of 7 Pages
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SIGNATURE
After reasonable inquiry and to the best of our knowledge and
belief, we certify that the information set forth in this statement is true,
complete and correct.*
Dated: February 11, 2000
/s/ Irving E. Schottenstein
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Irving E. Schottenstein
individually and as trustee
By: /s/ Irving E. Schottenstein
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Name: Irving E. Schottenstein
Attorney-in-Fact for the
Following Persons:
Robert H. Schottenstein
individually and as trustee
Steven Schottenstein
individually and as trustee
Linda S. Fisher
individually and as trustee
/s/ Gary L. Schottenstein
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Gary L. Schottenstein
individually and as trustee
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* In accordance with Rule 13d-1(k)(1)(iii) of Regulation 13D-G
of the General Rules and Regulations under the Exchange Act, this Amendment No.
3 to the Schedule 13G filed on August 13, 1997 (as amended by Amendment No. 1
filed on October 17, 1997 and Amendment No. 2 filed on February 16, 1999, the
"Schedule 13G") with the Securities and Exchange Commission on behalf of the
above listed parties, is filed pursuant to an agreement among the above listed
parties, which is attached hereto as EXHIBIT A. The Powers of Attorney
authorizing Irving E. Schottenstein to act on behalf of each of the above listed
parties (other than Gary L. Schottenstein) are attached to the Schedule 13G.
Page 6 of 7 Pages
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EXHIBIT A
Pursuant to Rule 13d-1(k)(1)(iii) of Regulation 13D-G of the
General Rules and Regulations under the Securities Exchange Act of 1934, as
amended, the undersigned agree that the Amendment No. 3 to Schedule 13G, as
amended by Amendment No. 1 and Amendment No. 2, to which this EXHIBIT A is
attached is filed on behalf of each of the undersigned.
Dated: February 11, 2000
/s/ Irving E. Schottenstein
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Irving E. Schottenstein
individually and as trustee
By: /s/ Irving E. Schottenstein
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Name: Irving E. Schottenstein**
Attorney-in-Fact for the
Following Persons:
Robert H. Schottenstein
individually and as trustee
Steven Schottenstein
individually and as trustee
Linda S. Fisher
individually and as trustee
/s/ Gary L. Schottenstein
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Gary L. Schottenstein
individually and as trustee
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** The Powers of Attorney authorizing Irving E. Schottenstein
to act on behalf of each of the above listed parties (other than Gary L.
Schottenstein) are attached to the Schedule 13G.
Page 7 of 7 Pages
