SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 1)
JANEX INTERNATIONAL, INC.
-------------------------
(Name of Issuer)
COMMON STOCK
------------------------------
(Title of Class of Securities)
470883 10 9
--------------
(CUSIP Number)
Vincent W. Goett
2999 North 44th Street, Suite 225, Phoenix, Arizona 85018; (602) 808-8765
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(Name, Address and Telephone Number of Person
Authorized to Receive Notes and Communications)
December 11, 1998
--------------------------------
(Date of Event Which Requires
Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ].
Note: Schedules filed in paper format shall include a signed original and five
copies of the Schedule including all exhibits. See ss. 240.13d-7(b) for other
parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Exhibit index appears at end of text.
(Continued on following pages)
<PAGE>
CUSIP NO. 470883 10 9
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================================================================================
1 NAMES OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
FUTECH INTERACTIVE PRODUCTS, INC.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
WC, AF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
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6 CITZENSHIP OR PLACE OF ORGANIZATION
Arizona
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7 SOLE VOTING POWER
13,230,691
NUMBER OF ---------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY ---------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 13,230,691
PERSON ---------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
---------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,230,691
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
66.2%
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14 TYPE OF REPORTING PERSON*
CO
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*SEE INSTRUCTIONS
Page 2 of 13 Pages
<PAGE>
CUSIP NO. 470883 10 9
-----------
================================================================================
1 NAMES OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
VINCENT W. GOETT
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
PF, AF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
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6 CITZENSHIP OR PLACE OF ORGANIZATION
United States Citizen
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7 SOLE VOTING POWER
NUMBER OF ---------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 13,240,691
OWNED BY ---------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON ---------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
13,240,691
---------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,240,691
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
--------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
66.2%
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14 TYPE OF REPORTING PERSON*
IN
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================================================================================
*SEE INSTRUCTIONS
Page 3 of 13 Pages
<PAGE>
CUSIP NO. 470883 10 9
-----------
================================================================================
1 NAMES OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
MELISSA GOETT
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
AF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
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6 CITZENSHIP OR PLACE OF ORGANIZATION
United States Citizen
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7 SOLE VOTING POWER
NUMBER OF ---------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 13,240,691
OWNED BY ---------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON ---------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
13,240,691
---------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,240,691
--------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
--------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
66.2%
--------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------
================================================================================
*SEE INSTRUCTIONS
Page 4 of 13 Pages
<PAGE>
CUSIP NO. 470883 10 9
-----------
================================================================================
1 NAMES OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
KENDALL GOETT
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
AF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
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6 CITZENSHIP OR PLACE OF ORGANIZATION
United States Citizen
--------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF ---------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 13,230,691
OWNED BY ---------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON ---------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
13,230,691
---------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,230,691
--------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
--------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
66.2%
--------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------
================================================================================
*SEE INSTRUCTIONS
Page 5 of 13 Pages
<PAGE>
CUSIP NO. 470883 10 9
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================================================================================
1 NAMES OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
SAMANTHA GOETT
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
AF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------
6 CITZENSHIP OR PLACE OF ORGANIZATION
United States Citizen
--------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF ---------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 13,230,691
OWNED BY ---------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON ---------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
13,230,691
---------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,230,691
--------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
--------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
66.2%
--------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------
================================================================================
*SEE INSTRUCTIONS
Page 6 of 13 Pages
<PAGE>
CUSIP NO. 470883 10 9
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================================================================================
1 NAMES OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
BROOKE-ASHTON GOETT
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
AF
--------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------
6 CITZENSHIP OR PLACE OF ORGANIZATION
United States Citizen
--------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF ---------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 13,230,691
OWNED BY ---------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON ---------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
13,230,691
---------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,230,691
--------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
--------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
66.2%
--------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------
================================================================================
*SEE INSTRUCTIONS
Page 7 of 13 Pages
<PAGE>
ITEM 1. SECURITY AND ISSUER.
This Statement relates to the Common Stock, no par value (the "Common
Stock"), of Janex International, Inc. (the "Issuer"). The principal executive
offices of the Issuer are located at 615 Hope Road, Building One, Eatontown, New
Jersey 07724.
ITEM 2. IDENTITY AND BACKGROUND.
(a) Pursuant to Rules 13d-1(k)(1) and (2) promulgated under the Securities
Exchange Act of 1934, as amended (the "Act"), the undersigned hereby file this
statement on Schedule 13D on behalf of Futech Interactive Products, Inc.,
Vincent W. Goett, Melissa Goett, Kendall Goett, Samantha Goett and Brooke-Ashton
Goett. The foregoing persons are sometimes hereinafter referred to collectively
as the "Reporting Persons." The Reporting Persons are making this single, joint
filing because they may be deemed to constitute a "group" within the meaning of
Section 13(d)(3) of the Act, although neither the fact of this filing nor
anything contained herein shall be deemed to be an admission by any of the
Reporting Persons that such a "group" exists.
Futech Interactive Products, Inc.
(b)-(c) Futech Interactive Products, Inc. ("Futech") is an Arizona
corporation. The address of the principal executive offices of Futech is 2999
North 44th Street, Suite 225, Phoenix, Arizona 85018.
Vincent W. Goett
(b)-(c) Vincent W. Goett's business address is 2999 North 44th Street,
Suite 225, Phoenix, Arizona 85018, and his present principal occupation or
employment at such address is as Chairman and Chief Executive Officer of Futech
Interactive Products, Inc. and Chairman, President and Chief Executive Officer
of the Issuer.
Melissa Goett
(b)-(c) Melissa Goett's residence address is 6400 North 48th Street,
Paradise Valley, Arizona 85253, and her present principal occupation or
employment at such address is as a homemaker.
Kendall Goett
(b)-(c) Kendall Goett's residence address is 6400 North 48th Street,
Paradise Valley, Arizona 85253, and she is a minor child and has no present
principal occupation or employment.
Page 8 of 13 Pages
<PAGE>
Samantha Goett
(b)-(c) Samantha Goett's residence address is 6400 North 48th Street,
Paradise Valley, Arizona 85253, and she is a minor child and has no present
principal occupation or employment.
Brooke-Ashton Goett
(b)-(c) Brooke Ashton Goett's residence address is 6400 North 48th Street,
Paradise Valley, Arizona 85253, and she is a minor child and has no present
principal occupation or employment.
(d) To the best of the filing persons' knowledge, during the last five
years, none of the persons named in this Item 2 has been convicted in a criminal
proceeding (excluding traffic violations or similar misdemeanors).
(e) To the best of the filing persons' knowledge, during the last five
years, none of the persons named in this Item 2 has been or is subject to a
judgment, decree or final order enjoining future violations of, or prohibiting
or mandating activities subject to, federal or state securities laws or finding
any violation with respect to such laws.
(f) All of such persons identified in this Item 2 are citizens of the
United States of America.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
Pursuant to that certain Stock Purchase and Sale Agreement (the
"Agreement") dated September 30, 1998, by and between Les Friedland, Dan
Lesnick, Howard W. Moore and Helene Z. Moore, Trustees of the Howard W. Moore
and Helene Z. Moore Revocable Trust, dated November 1, 1996, Howard Moore
Associates, Inc. Defined Benefit Plan & Trust, Howard Moore Associates, Inc., a
Nevada corporation, and Howard W. Moore, Futech, and Vincent W. Goett, Futech
issued 3,750,000 shares of its Series A Preferred Stock and $750,000 in
promissory notes in exchange for the 5,219,046 shares of Common Stock of the
Issuer. Such promissory notes shall be due and payable on the later to occur of
(i) ninety (90) days after the date of the Stock Purchase and Sale Agreement or
(ii) thirty (30) days after the closing by Futech of Futech's anticipated
reverse merger into Issuer. The Issuer has issued to Futech 8,011,645 shares of
its Common Stock and 5,000,000 shares of its Series A Convertible Preferred
Stock as a conversion of receivables due Futech from the Issuer.
ITEM 4. PURPOSE OF TRANSACTION.
Futech and certain other parties have consummated the Agreement, which
provided for, among other things, the purchase by Futech of 5,219,046 shares of
the Common Stock of the Issuer. The Agreement also provided that, after the
closing of the transaction, the Issuer would cooperate with Futech in the
Page 9 of 13 Pages
<PAGE>
appointment of a new board of directors for the Issuer which would be selected
and/or approved by Futech. Pursuant thereto, Futech appointed three new
directors to the Board of the Issuer. In addition, the Issuer has issued to
Futech 8,011,645 shares of its Common Stock and 5,000,000 shares of its Series A
Convertible Preferred Stock as a conversion of receivables due Futech from the
Issuer. Futech currently plans to enter into a reverse merger with the Issuer,
with the Issuer being the surviving entity, as soon as practicable.
The Agreement is attached hereto as Exhibit 1 and is incorporated herein by
reference. The description of the Agreement set forth herein does not purport to
be complete and is qualified in its entirety by the provisions of the Agreement.
Except as described herein, Futech has no plans or proposals which would
result in the acquisition or disposition of the Issuer's Common Stock or any
other action enumerated in Item 4 of Schedule 13D.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
The following information provided in this statement is based upon a total
of 20,000,000 shares of Common Stock outstanding.
(a) The aggregate number and percentage of Common Stock beneficially owned
by Futech is 13,230,691 and 66.2% respectively. Vincent W. Goett, his wife
Melissa Goett and their three minor children (Kendall Goett, Samantha Goett and
Brooke-Ashton Goett) taken together beneficially own a total of 50,112,263
shares of the common stock of Futech or 42.9% of such shares. As such, if they
were deemed to be a "group" for purposes of Schedule 13D, they would have
indirect voting and investment control with respect to Futech's beneficial
ownership of Common Stock of the Issuer. The Goetts may, therefore, each be
deemed to be the beneficial owner of the 13,230,691 shares of Common Stock of
the Issuer being acquired by Futech. Vincent W. Goett also individually owns
10,000 shares of the Common Stock of the Issuer, which may be deemed to be
beneficially owned by Melissa Goett.
(b) See Items 7 through 10 on the Cover Pages of this Schedule 13D.
(c) Except for the execution and delivery of the Agreement, no transactions
with respect to the Issuer's Common Stock and involving the Reporting Persons
have taken place during the preceding 60 days.
(d) Not applicable.
(e) Not applicable.
Page 10 of 13 Pages
<PAGE>
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT
TO SECURITIES OF THE ISSUER.
Other than the Agreement, and any agreements referred to or contained
therein, and the anticipated reverse merger (see description in Item 4 above),
there are no contracts, arrangements, understandings or relationships between
the Reporting Persons and any other person, or, to the knowledge of Futech,
among any of Futech's executive officers and directors or between any of
Futech's executive officers and directors and any other person, with respect to
any securities of the Issuers.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS.
Exhibit 1. Stock Purchase and Sale Agreement. (Previously filed)
Page 11 of 13 Pages
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of our knowledge and belief,
we certify that the information set forth in this statement is true, complete
and correct.
Dated: January 13, 1999
FUTECH INTERACTIVE PRODUCTS, INC.
By: /s/ Vincent W. Goett
-----------------------------------
Its: Chief Executive Officer
-----------------------------------
/s/ Vincent W. Goett
----------------------------------------
Vincent W. Goett
/s/ Melissa Goett
----------------------------------------
Melissa Goett
/s/ Vincent W. Goett
----------------------------------------
Vincent W. Goett, as legal guardian
for Kendall Goett
/s/ Vincent W. Goett
----------------------------------------
Vincent W. Goett, as legal guardian
for Samantha Goett
/s/ Vincent W. Goett
----------------------------------------
Vincent W. Goett, as legal guardian
for Brooke-Ashton Goett
Page 12 of 13 Pages
<PAGE>
EXHIBIT INDEX
Exhibit No. Document Description
- ----------- --------------------
1. Stock Purchase and Sale Agreement dated September 30, 1998, by
and between Les Friedland, Dan Lesnick, Howard W. Moore and
Helene Z. Moore, Trustees of the Howard W. Moore and Helene Z.
Moore Revocable Trust, dated November 1, 1996, Howard Moore
Associates, Inc. Defined Benefit Plan & Trust, Howard Moore
Associates, Inc., a Nevada corporation, and Howard W. Moore,
Futech Interactive Products, Inc., an Arizona corporation, and
Vincent W. Goett. (Previously filed)
99.1.A Agreement pursuant to Rule 13d-1(k)(1)(iii).
Page 13 of 13 Pages
EXHIBIT A
Pursuant to Rule 13d-1(k)(1)(iii) of Regulation 13D-G of the General Rules
and Regulations of the Securities and Exchange Commission under the Securities
Exchange Act of 1934, as amended, the undersigned agree that the Statement to
which this Exhibit is attached is filed on behalf of each of them in the
capacities set forth below.
Dated: January 13, 1999
FUTECH INTERACTIVE PRODUCTS, INC.
By: /s/ Vincent W. Goett
-----------------------------------
Its: Chief Executive Officer
-----------------------------------
/s/ Vincent W. Goett
-----------------------------------
Vincent W. Goett
/s/ Melissa Goett
-----------------------------------
Melissa Goett
/s/ Vincent W. Goett
-----------------------------------
Vincent W. Goett, as legal
guardian for Kendall Goett
/s/ Vincent W. Goett
-----------------------------------
Vincent W. Goett, as legal
guardian for Samantha Goett
/s/ Vincent W. Goett
-----------------------------------
Vincent W. Goett, as legal
guardian for Brooke-Ashton Goett
