SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
(Amendment No. 2)*
FIND/SVP, INC.
(Name of Issuer)
COMMON STOCK, PAR VALUE $0.0001 PER SHARE
(Title of Class of Securities)
317718302000
(CUSIP Number)
Brian P. Friedman
Furman Selz SBIC L.P.
55 East 52nd Street
New York, New York 10055-0002
(212) 409-5600
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
February 23, 2000
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the
following box [ ]
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7(b) for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
SCHEDULE 13D
- ------------------------------------- ------------------------------
CUSIP No. 317718302000 Page 2
- ------------------------------------- -----------------------------
- -------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Furman Selz SBIC L.P. 13-3756825
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
/ / (a)
/ / (b)
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)
/ /
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- -------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 691,055 shares of Common Stock
OWNED BY ---------------------------------------------------
EACH
REPORTING
PERSON WITH 8 SHARED VOTING POWER
0 shares of Common Stock
----------------------------------------------------
9 SOLE DISPOSITIVE POWER
691,055 shares of Common Stock
----------------------------------------------------
10 SHARED DISPOSITIVE POWER
0 shares of Common Stock
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
691,055 shares of Common Stock
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.61%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- -------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT
<PAGE>
SCHEDULE 13D
- ------------------------------------- ------------------------------
CUSIP No. 317718302000 Page 3
- ------------------------------------- -----------------------------
- -------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Furman Selz SBIC Investments LLC 13-386604
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
/ / (a)
/ / (b)
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)
/ /
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- -------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0 shares of Common Stock
OWNED BY ---------------------------------------------------
EACH
REPORTING
PERSON WITH 8 SHARED VOTING POWER
691,055 shares of Common Stock
----------------------------------------------------
9 SOLE DISPOSITIVE POWER
0 shares of Common Stock
----------------------------------------------------
10 SHARED DISPOSITIVE POWER
691,055 shares of Common Stock
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
691,055 shares of Common Stock
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.61%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
- -------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT
<PAGE>
SCHEDULE 13D
- ------------------------------------- ------------------------------
CUSIP No. 317718302000 Page 4
- ------------------------------------- -----------------------------
- -------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Furman Selz Investments LLC 13-3863171
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
/ / (a)
/ / (b)
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)
/ /
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- -------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0 shares of Common Stock
OWNED BY ---------------------------------------------------
EACH
REPORTING
PERSON WITH 8 SHARED VOTING POWER
691,055 shares of Common Stock
----------------------------------------------------
9 SOLE DISPOSITIVE POWER
0 shares of Common Stock
----------------------------------------------------
10 SHARED DISPOSITIVE POWER
691,055 shares of Common Stock
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
691,055 shares of Common Stock
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.61%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
- -------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT
<PAGE>
SCHEDULE 13D
- ------------------------------------- ------------------------------
CUSIP No. 317718302000 Page 5
- ------------------------------------- -----------------------------
- -------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
ING Furman Selz Asset Management LLC 13-4038444
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
/ / (a)
/ / (b)
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)
/ /
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- -------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0 shares of Common Stock
OWNED BY ---------------------------------------------------
EACH
REPORTING
PERSON WITH 8 SHARED VOTING POWER
691,055 shares of Common Stock
----------------------------------------------------
9 SOLE DISPOSITIVE POWER
0 shares of Common Stock
----------------------------------------------------
10 SHARED DISPOSITIVE POWER
691,055 shares of Common Stock
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
691,055 shares of Common Stock
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.61%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
- -------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT
<PAGE>
SCHEDULE 13D
- ------------------------------------- ------------------------------
CUSIP No. 317718302000 Page 6
- ------------------------------------- -----------------------------
- -------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
ING (U.S.) Financial Holdings, Inc. 13-0262561
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
/ / (a)
/ / (b)
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)
/ /
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- -------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0 shares of Common Stock
OWNED BY ---------------------------------------------------
EACH
REPORTING
PERSON WITH 8 SHARED VOTING POWER
691,055 shares of Common Stock
----------------------------------------------------
9 SOLE DISPOSITIVE POWER
0 shares of Common Stock
----------------------------------------------------
10 SHARED DISPOSITIVE POWER
691,055 shares of Common Stock
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
691,055 shares of Common Stock
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.61%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
- -------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT
<PAGE>
SCHEDULE 13D
- ------------------------------------- ------------------------------
CUSIP No. 317718302000 Page 7
- ------------------------------------- -----------------------------
- -------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
ING BANK N.V.
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
/ / (a)
/ / (b)
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)
/ /
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
The Netherlands
- -------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0 shares of Common Stock
OWNED BY ---------------------------------------------------
EACH
REPORTING
PERSON WITH 8 SHARED VOTING POWER
691,055 shares of Common Stock
----------------------------------------------------
9 SOLE DISPOSITIVE POWER
0 shares of Common Stock
----------------------------------------------------
10 SHARED DISPOSITIVE POWER
691,055 shares of Common Stock
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
691,055 shares of Common Stock
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.61%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
BK
- -------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT
<PAGE>
SCHEDULE 13D
- ------------------------------------- ------------------------------
CUSIP No. 317718302000 Page 8
- ------------------------------------- -----------------------------
- -------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
ING GROEP N.V.
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
/ / (a)
/ / (b)
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)
/ /
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
The Netherlands
- -------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0 shares of Common Stock
OWNED BY ---------------------------------------------------
EACH
REPORTING
PERSON WITH 8 SHARED VOTING POWER
691,055 shares of Common Stock
----------------------------------------------------
9 SOLE DISPOSITIVE POWER
0 shares of Common Stock
----------------------------------------------------
10 SHARED DISPOSITIVE POWER
691,055 shares of Common Stock
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
691,055 shares of Common Stock
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.61%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IC
- -------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT
<PAGE>
The Statement on Schedule 13D, filed on November 12, 1996 (the "Schedule 13D")
with respect to the shares of common stock, par value $0.0001 per share ("Common
Stock"), of FIND/SVP, Inc., a New York corporation (the "Company"), is hereby
amended, supplemented and restated as set forth below.
ITEM 1. SECURITY AND ISSUER.
This statement on Schedule 13D, Amendment No. 2, relates to the Common
Stock of the Company.
ITEM 3. SOURCE AND AMOUNT OF FUNDS.
Item 3 is hereby amended to add the following thereto:
As of February 10, 2000, Furman Selz SBIC benefically owned 798,055
shares of Common Stock. From February 17, 2000 through February 28, 2000, Furman
Selz SBIC sold an aggregate of 107,000 shares of Common Stock for a net price of
$401,064.00.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
Item 5 is hereby amended to add the following thereto:
As of November 5, 1999, the Company had 7,121,919 shares of Common
Stock outstanding.
(a) As of the date of this Statement, Furman Selz SBIC is the direct
beneficial owner of 691,055 shares of Common Stock, or 8.61 % of 8,021,919
shares of Common Stock (which includes the 7,121,919 shares of Common Stock
outstanding on November 5, 1999 and the 900,000 shares of Common Stock
beneficially owned by Furman Selz SBIC on November 5, 1999).
(c) Schedule A hereto describes transactions in the Common Stock
effected during the 60 days preceeding February 23, 2000 and subsequently to the
date hereto.
<PAGE>
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 29, 2000
FURMAN SELZ SBIC L.P.
By: /s/ Brian P. Friedman
Name: Brian P. Friedman
Title: President of General Partner
FURMAN SELZ SBIC INVESTMENTS LLC
By: /s/ Brian P. Friedman
Name: Brian P. Friedman
Title: President
FURMAN SELZ INVESTMENTS LLC
By: /s/ Brian P. Friedman
Name: Brian P. Friedman
Title: President
ING FURMAN SELZ ASSET MANAGEMENT LLC
By: /s/ Robert Miller
Name: Robert Miller
Title: Executive Vice-President
ING (U.S.) FINANCIAL HOLDINGS, INC.
By: /s/ Robert Miller
Robert Miller, under Power of Attorney
ING BANK N.V.
By: /s/ Robert Miller
Robert Miller, under Power of Attorney
ING GROEP N.V.
By: /s/ Robert Miller
Robert Miller, under Power of Attorney
<PAGE>
Schedule A
The following table sets forth certain information concerning the Common Stock
sold by FS SBIC during the 60 days preceding February 23, 2000 and subsequently
to the date hereof. All sales were made through brokerage transactions on the
NASDAQ.
Approximate Sale Price Per
Date of Sale No. Of shares of Share Of Common Stock
Common Stock Sold (Exclusive of Commissions)
1/12/00 20,000 $3.0156
1/14/00 5,000 $2.8125
1/18/00 2,500 $2.4375
1/19/00 11,000 $2.5515
1/21/00 5,945 $2.6250
1/24/00 5,000 $3.2500
1/25/00 3,000 $3.1875
1/26/00 9,500 $3.2664
1/28/00 1,000 $3.1250
1/31/00 4,000 $3.1875
2/8/00 20,000 $3.2656
2/10/00 15,000 $3.3125
2/17/00 10,000 $3.2500
2/18/00 55,000 $3.6762
2/22/00 2,500 $4.0000
2/23/00 13,000 $4.0000
2/24/00 11,500 $4.0000
2/25/00 10,000 $3.9000
2/28/00 5,000 $3.8750
