<PAGE> 1
FORM 8-K
Securities and Exchange Commission
Washington, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) August 10, 1999
PRINCETON AMERICAN CORPORATION
(Exact name of registrant as specified in its charter)
Nevada 0-5141 22-1848644
- -------------------------------------------------------------------------------
(State or other Jurisdiction of (Commission File Number) (IRS Employer
Incorporation Identification Number
2222 E. Camelback Road, Suite 105, Phoenix, Arizona 86016
- -------------------------------------------------------------------------------
(Address of Principal Executive Offices) (Zip Code)
Registrant's Telephone Number, including area code: (602) 522-2444
<PAGE> 2
ITEM 3. BANKRUPTCY OR RECEIVERSHIP
Princeton American Corporation (the "Company") hereby attaches the
following orders from the United States Bankruptcy Court pursuant to the
Company's motion to disallow certain Shareholders' claims to the Company's
resulting common stock:
1. An Order dated February 3, 2000, attached as Exhibit A hereto,
disallowing the claims of the brokerage companies listed
therein;
2. An Order dated February 3, 2000, attached as Exhibit B hereto,
establishing the allowance or disallowance of certain claims
for shares of the individuals listed therein;
3. An Order dated February 3, 2000, attached as Exhibit C hereto,
allowing the claims of certain brokerage companies listed
therein; and
4. An Order dated February 3, 2000, attached as Exhibit D hereto,
allowing the claims of certain individuals listed therein.
The Company has notified both its transfer agent, American Stock
Transfer & Trust Company, and Cede & Co. (Depository Trust Company) of the
orders with instructions to cancel all disallowed shares and to adjust the
number of shares of those claimants subject to reverse splits or other claim
adjustments. The Company has instructed its transfer agent to reject the
transfer or attempted transfer of any cancelled shares.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as
amended, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
February 8, 2000
Princeton American Corporation
By: /s/ William C. Taylor
--------------------------
William C. Taylor
Chief Executive Officer
<PAGE> 3
EXHIBIT A
<PAGE> 4
EXHIBIT A
<PAGE> 5
[LEWIS AND ROCA LLP LAWYERS LOGO]
40 North Central Avenue
Phoenix, Arizona 85004-4429
Facsimile (602)262-5747
Telephone (602)262-5311
Gerald K. Smith State Bar No: 001428
Randolph J. Haines State Bar No. 00540
Attorneys for Princeton American Corporation
UNITED STATES BANKRUPTCY COURT
DISTRICT OF ARIZONA
In re: ) Chapter 11
)
PRINCETON AMERICAN ) Case No. 96-13675 PHX JMM
CORPORATION, )
) ORDER ON DEBTOR'S
Debtor, ) OBJECTION TO UNFILED
) PROOFS OF INTEREST (NO
EID: 22-1848644 ) RESPONSE RECEIVED)
__________________________________________)
Reorganized Debtor, Princeton American Corporation ("Princeton") filed its
Objection to Unfiled Proofs of Interest on December 30, 1999. Due notice of the
objection having been given, and no response having been received from the
claimants listed on Exhibit A, it is,
ORDERED, sustaining the Debtors objection, the claims of the brokerage
company's listed on Exhibit A are hereby disallowed.
DATED: FEB 3 , 2000
-----------------
JAMES M. MARLAR
-----------------------------------
Honorable James M. Marlar
United States Bankruptcy Judge
<PAGE> 6
EXHIBIT A
STOCK ISSUED AND REGISTERED IN "STREET NAME"
CEDE & CO (DEPOSITORY TRUST COMPANY)
<TABLE>
<CAPTION>
Account No. Brokerage Company No. of
Shares
<S> <C> <C>
792 ABN Amro Inc 17,500
208 S. La Salle St.
Chicago, IL 60604
188 Advanced Clearing, Inc. 105,085
c/o ADP Proxy Srvcs
107 Advest Inc. 5,115
90 Statehouse Sq.
Hartford, CT 06103
8072 Alpine Securities 10,010
440 East 400 South
Salt Lake City, UT 84111
216 American Enterprise Invest. 17,760
PO Box 9446
Minneapolis, MN 55440
424 BA Investment Services 5,000
185 Berry St 3rd Floor
San Francisco, CA 94107
901 Bank Of New York 110
925 Patterson Plank Rd.
Secaucus, NJ 07094
352 Bear, Stearns Securities Corp. 273,166
One Metrotech Center North
Brooklyn, NY 11201
632 BHC Security 116,059
C/O ADP Proxy Services
441 Bidwell & Company 6,135
209 S.W. Oak St
Portland, OR 97204
771 William Blair & Co. 56,160
C/O ADP Proxy Services
</TABLE>
Page 1 of 11
<PAGE> 7
<TABLE>
<S> <C> <C>
765 Bradford (J.C.) & Co 3,300
3310 Perimeter Hill Dr.
PO Box 308100
Nashville, TN 37230
13 Sanford C. Bernstein & Co. 17
C/O ADP Proxy Services
10 Brown Brothers Harriman&CO 300,000
63 Wall St, 8th Floor
New York, NY 10005
785 Brown & Co. Securities Corp 83,200
One Beacon Street, 18th Floor
Boston, MA 02108
573 BT Alex, Brown Incorporated 696,766
Proxy Dept
PO Box 1776
Baltimore, MD 21203
2023 Bankers Trust Co/First Miami 2
16 Wall Street, 5th Floor
New York, NY 10005
480 Burke, Christensen & Lewis 4,789
C/O ADP Proxy Services
5099 The Canadian Depository 44,927
2020 University St., Suite 1620
Montreal, PQ CA H3A 2L4
902 Chase Manhattan Bank 112
4 New York Plaza 13th Floor
New York, NY 10004
930 Chase Manhattan Bank/Chem 709
4 New York Plaza 13th Floor
New York, NY 10004
164 Charles Schwab & Co. 666,026
C/O ADP Proxy Services
438 CIBC Oppenheimer Corp. 110,172
1 Battery Park Plaza
New York, NY 10004
</TABLE>
2
<PAGE> 8
EXHIBIT A
STOCK ISSUED AND REGISTERED IN "STREET NAME"
CEDE & CO (DEPOSITORY TRUST COMPANY)
<TABLE>
<CAPTION>
Account No. Brokerage Company No. of
Shares
<S> <C> <C>
5030 CIBC Wood Gundy Securities 400
PO Box 500 BCE Place
161 Bay Street
Toronto ON CA M5J 2S8
908 Citibank N.A. 41
PO Box 30576
Tampa, FL 33630
563 Citicorp Securities Services 13,700
111 Wall Street 11th Floor
New York, NY 10005
265 Computer Clearing Services 300
C/O ADP Proxy Services
286 Cowen & Co. 485,458
C/O ADP Proxy Services
574 Crowell, Weedon & Co 1,004
C/O ADP Proxy Services
235 Dain Rauscher Incorp 144,840
312 South 3rd Street
Minneapolis, MN 55415
544 Datek Online Brokerage 26,600
100 Wood Ave South
Iselin, NJ 08830
715 Davenport & CO 22
C/O ADP Proxy Services
5028 Desjardins Securities 6,000
2020 University
15E Etage
Montreal PQ CA H3A 2A5
272 Dreyfus Brokerage Services 16,195
5757 Wilshire Blvd., Suite #3
Los Angeles, CA 90036
</TABLE>
Page 3 of 11
<PAGE> 9
<TABLE>
<S> <C> <C>
721 Dreyfus Investment Services 255
501 Grant Street
Union Trust Bldg. OM70
Pittsburg, PA 15259
650 E.D. & F. Man International 150
440 S. Lasalle St., 20th Floor
Chicago, IL 60605
201 A.G. Edwards & Sons, Inc. 102,262
1 North Jefferson
St. Louis, MO 63103
233 Ernst & Co 56,242
One Battery Park Plaza
New York, NY 10004
262 Evern Clearing Corp. 33,082
C/O Proxy Services
251 Fagenson & Co. Inc. Retail 10,000
C/O ADP Proxy Services
571 Fahestock & Co. 73,414
125 Broad Street
New York, NY 10004
108 Fleet Clearing Corp. 590
67 Wall Street
New York, NY 10005
546 Freeman Welwood & Co 3,545
PO Box 21886
Seattle, WA 98111
312 First Albany Corp. 6,200
30 South Pearl Street
Albany, NY 12207
309 First Southwest Company 2,268,670
1700 Pacific Ave., Suite 500
Dallas, TX 75201
26 First Union Brokerage Serv. 600
201 S. College St. 5th Floor
Charlotte, NC 28288
</TABLE>
4
<PAGE> 10
EXHIBIT A
STOCK ISSUED AND REGISTERED IN "STREET NAME"
CEDE & CO (DEPOSITORY TRUST COMPANY)
<TABLE>
<CAPTION>
Account No. Brokerage Company No. of
Shares
<S> <C> <C>
331 Fiserv Correspondent Serv. 291,733
1125 17th Street
Denver, CO 80202
8100 H.C. Denison CO. 100
618 N 7th Street
Sheboygan, WI 53081
327 Herzog, Heine, Geduld, Inc. 97,792
525 Washington Blvd.
Newport Tower 19th Floor
Jersey City, NJ 07310
768 J.J.B. Hilliard, W.L. Lyons Inc. 1,201
C/O ADP Proxy Services
477 Howe Barnes Investments Inc 1,200
135 S Lasalle St., Suite 1500
Chicago, IL 60603
746 Huntleigh Securities Corp 210
C/O ADP Proxy Services
267 ING (US) Securities, Futures 100
440 S. Lasalle St., Suite 2800
Chicago, IL 60605
346 Interstate/Johnson Lane Corp 1,150
5225 Seventy Seven Cente Dr.
Charlotte, NC 28217
374 Janney Montgomery Scott Inc 37,764
C/O ADP Proxy Services
8273 JB Oxford & CO. 86,310
9665 Wilshire Blvd. 3rd Floor
Beverly Hills, CA 90212
57 Edward D. Jones & Co. 2,942
201 Progress Parkway
Maryland Heights, MO 63043
</TABLE>
Page 5 of 11
<PAGE> 11
<TABLE>
<S> <C> <C>
194 JW Charles Clearing Corp 203,105
980 N. Federal HGY #210
Boca Raton, FL 33432
407 Kalb, Voorhis & Co. 1,000
27 William St 3rd Floor
New York, NY 10005
52 Kirpatrick, Pettis Smith Polian 40
10250 Regency Cir. #400
Omaha, NE 68114
371 Emmett A. Larkin & Co. 8,205
C/O ADP Proxy Services
740 Legg Mason Wood Walker 12,762
100 Light Street
PO Box 1476
Baltimore, MD 21203
74 Lehman Brothers, Inc. 13
C/O BSSC Att: Proxy Dept.
PO Box 29198
Brooklyn, NY 11202
277 Lewco Securities Corp. 1,190,389
34 Exchange Pl. Plaza 4th Fl.
Jersey City, NJ 07311
325 LIT Clearing Services 4,000
440 S. Lasalle St. 3rd Fl.
Chicago, IL 60605
799 McDonald & Co. Securities 1,001
800 Superior Ave
Cleveland, OH 44114
161 Merrill Lynch, Pierce Fenner 194,566
4 Corporate Place
Corp Park 287
Piscataway, NJ 08855
727 Mesirow Financial 100
350 N. Clark Street 2nd Fl.
Chicago, IL 60610
942 Midwest Securities Trust Co. 10
440 S. Lasalle St.
Chicago, IL 60605
</TABLE>
6
<PAGE> 12
EXHIBIT A
STOCK ISSUED AND REGISTERED IN "STREET NAME"
CEDE & CO (DEPOSITORY TRUST COMPANY)
<TABLE>
<CAPTION>
Account No. Brokerage Company No. of
Shares
<S> <C> <C>
5198 Merrill Lynch, Pierce Fenner 257,941
4 Corporate Place
Corp Park 287
Piscataway, NJ 08855
780 Morgan, Keegan & Co. 196,000
50 North Front Street
Memphis, TN 38103
50 Morgan Stanley & Co. 10
OnePierrepont Plaza, 7th Fl.
Brooklyn, NY 11201
226 National Financial Services 389,340
200 Liberty Street
New York NY, 10281
488 National Securities Corp 787
1001 Fourth Ave., Suite 2200
Seattle, WA 98154
773 Nationsbanc Montgomery 1,700
600 Montgomery St 4th Fl.
San Francisco, CA 94111
44 National Invester Services 292,952
55 Water Street
New York, NY 10041
5007 NBC Clearing Services 300
1155 Metcalfe
Montreal PQ CA H3B 4S9
957 NBD Bank 35
611 Woodward Ave.
Detroit, MI 48226
155 Neuberger & Berman, LLC 800
C/O ADP Proxy Services
25 Norwest Investment Services 121
C/O ADP Proxy Services
</TABLE>
Page 7 of 11
<PAGE> 13
<TABLE>
<S> <C> <C>
2669 Northern Trust Company 1
801 S. Canal C-IN
Chicago, IL 60607
756 Olde Discount Corp 40,759
751 Griswold Street
Detroit, MI 48226
143 Olsen, Payne & Company 2,000
215 S State St. #750
Salt Lake City, UT 84111
221 Paine Webber Inc. 982,687
1000 Harbor Blvd.
Weehawken, NJ 07087
234 Penson Financial Services 14,050
A/C The Leedy Corp.
749 N Garland Ave.
Orlando, FL 32801
8086 Perlman-Carley & Associates 280
3000 Farnam St. Twin Towers
Omaha, NE 68131
428 Pflueger & Baerwald Inc 2
220 Montgomery St. #1000
San Francisco, CA 94104
70 Philadelphia Depository Trust 1
C/O ADP Proxy Services
2616 PNC Bank, National Assoc. 50,000
1835 Market Street
11 Penn Center, 15th Floor
Philadelphia, PA 19103
608 Preferred Technology Inc. 5,000
220 Montgomery St. Suite 777
San Francisco, CA 94104
701 Primevest Financial Services 13,021
400 1st Street SO.
St. Cloud, MN 56301
30 Prudential Securities Inc. 151,451
C/O ADP Proxy Services
</TABLE>
8
<PAGE> 14
EXHIBIT A
STOCK ISSUED AND REGISTERED IN "STREET NAME"
CEDE & CO (DEPOSITORY TRUST COMPANY)
<TABLE>
<CAPTION>
Account No. Brokerage Company No. of
Shares
<S> <C> <C>
733 Ragen MacKenzie Inc. 2,842
C/O ADP Proxy Services
725 Raymond, James & Assoc. 17,560
880 Carilion Parkway
PO Box 12749
St. Petersburg, FL 33733
5002 RBC Dominion Securities 1,000
PO Box 21
Commerce Court East, 2nd Fl.
Toronto ON CA M5L 1A7
776 Regions Investment Company 1,120
PO Box 10247
Birmingham, AL 35202
403 Robb, Peck, McCooey & Co. 5,000
20 Broad Street
New York, NY 10006
276 Rocky Mountain Securities 7,800
1600 Stout St., Suite 920
Denver, CO 80202
706 Roney & Co. 2,607
1 Griswold Street
Detroit, MI 48226
5011 Scotia McLeod Inc. 500
Scottia Plaza
PO Box 4085, Station A
Toronto ON CA M5W 2X6
702 Scott & Stringfellow, Inc. 2,850
909 E. Main Street
Richmond, VA 23219
705 Scottsdale Securities 61,122
C/O ADP Proxy Services
</TABLE>
Page 9 of 11
<PAGE> 15
<TABLE>
<S> <C> <C>
501 Spear, Leeds & Kellogg 35,471
120 Broadway
New York, NY 10271
445 Stockcross, Inc. 1,650
One Washington Mall
Boston, MA 02108
223 R.J. Steocjen & Company 2,000
801 Nicollet Mall
Minneapolis, MN 55402
419 Stephens, Inc. 200
111 Center Street
Little Rock, AR 72201
750 Sterne, Agee & Leach, Inc. 100,000
CMT Plaza Suite 100-B
813 Shades Creek Parkway
Birmington, AL 35209
279 Southwest Securities Inc 29,026
C/O ADP Proxy Services
219 Summit Discount Brokerage 6,640
C/O ADP Proxy Services
5036 TD Securities 5,950
585 Middefield Rd Unit #33
Scarborough,
Ontario ON CA M4X 1J9
367 USAA Investment Manag. 309
9800 Fredrickburg Road
San Antonio, TX 78288
311 U.S. Bancorp Piper Jaffray 273,526
222 South Ninth Street
Piper Jaffray Tower
Minneapolis, MN 55402
158 Fleet Securities, Inc. 417,205
C/O ADP Proxy Services
703 Wayne Hummer Investments 1,200
300 South Wacker Drive
Chicago, IL 60606
</TABLE>
10
<PAGE> 16
EXHIBIT A
STOCK ISSUED AND REGISTERED IN "STREET NAME"
CEDE & CO (DEPOSITORY TRUST COMPANY)
<TABLE>
<CAPTION>
Account No. Brokerage Company No. of
Shares
<S> <C> <C>
719 Wachovia Investments, Inc. 6,320
301 N. Church Street
PO Box 110
Winston Salem, NC 27102
612 Wall Street Equities Inc. 41,800
40 Exchange Place
New York, NY 10005
103 Wedbush Morgan Securities 28,521
PO Box 30014
Los Angeles, CA 90030
22 Weiss, Peck & Greer, LLC 1,000
C/O ADP Proxy Services
141 Wheat, First Securities Inc 363,882
10700 North Park Drive
Glen Allen, VA 23060
283 Wilson-Davis & Co., Inc. 17,650
39 West Market St., #300
Salt Lake City, UT 84101
15 Dean Witter Reynolds, Inc 89,905
5690 West Cypress St.
Tampa, FL 33607
196 Fifth Third/The Ohio Co. 60
155 Broad St
Columbus, OH 43215
</TABLE>
Page 11 of 11
<PAGE> 17
EXHIBIT B
<PAGE> 18
LEWIS
AND
ROCA
LLP
__________
LAWYERS
40 North Central Avenue
Phoenix, Arizona 85004-4429
Facsimile (602) 262-5747
Telephone (602) 262-5311
Gerald K. Smith State Bar No: 011428
Randolph J. Haines State Bar No. 00540
Attorneys for Princeton American Corporation
IN THE UNITED STATES BANKRUPTCY COURT
DISTRICT OF ARIZONA
In re: ] Chapter 11
]
PRINCETON AMERICAN ] Case No. 96-13675 PHX JMM
CORPORATION ]
] ORDER ON DEBTOR'S OMNIBUS
Debtor, ] OBJECTION TO PROOFS OF
] INTEREST AND/OR PROOFS OF
EID: 22-1848644 ] CLAIM (NO RESPONSE
] RECEIVED)
_________________________]
Reorganized Debtor, Princeton American Corporation ("Princeton") filed an
Omnibus Objection to Proofs of Interest and Proofs of Claim on December 30,
1999. Due notice of this objection having been given, the following claimants
having failed to file a response, therefore,
IT IS ORDERED, Princeton's objection is sustained and the interests shall
be allowed or disallowed only for the numbers of shares as set forth on
Exhibits A-F attached hereto.
DATED: FEB 3, 2000
_________
JAMES M. MARLAR
______________________________
Honorable James M. Marlar
United States Bankruptcy Judge
<PAGE> 19
EXHIBIT A
OBJECTION TO PROOF OF INTEREST/PROOF OF CLAIMS FILED IN
PRE REVERSE SPLIT SHARE AMOUNT
<TABLE>
<CAPTION>
CLAIM NO. NAME & ADDRESS NO. SHARES
OF CLAIMANT ALLOWED
<S> <C> <C>
795 Adams, Randolph 1,000
12425 SE Alchar Dr
Milwaukie, OR 97222
122 Alonso, Cynthia G. 3
7206 N. 2LST ST.
Tampa, FL 33610
520 Anderson, Renee L. 1
2910 S. 112th St.
Omaha, NE 68144
249 Ansari MD LTD 1,000
Profit Share Plan & Trust
623 W.Washington
Pittsfield, AL 62363
250 Ansari, Ansar & Shehnaz 2,000
425 Meadow Creek Rd
Pittsfield, AL 62363
443 Anstadt, Frank & Ester TTEES 50
Of 1990 Living Trust
2925 Golf Links Dr.
Las Vegas, NV 89134
120 Arms, George W. 100
70 Barkledge Ct.
Cheshire, CT 06410
16 Armstrong, Dr. C. 6
Trustee M. Brown Trust
c/o Robert J. Patton, Esq.
222 N. Lasalle St.
Chicago, Il 60601
745 Aruther D. Little Anc. 679
ATT: General Counsel
25 Acorn Park
Cambridge, MA 02140
</TABLE>
Page 1 of 21
<PAGE> 20
<TABLE>
<S> <C> <C>
861 Bakken, Alfred M & Beverly M 2
19 Pocono Rd., Apt 437A
Denville, NJ 07834
892 Bakken, Robert A. 39
8012 W. Corning Ave.
Peotone, IL 60468
47 Barlow, Bill 120
PO Box 91191
Louisvill, KY 40291
196 Barton, Joy V. 20
1334 S. Ash
Casper, WY 82601
129 Bax, Bob J. 210
2266 Romaine Creek Rd.
Fenton, MO 63026
793 Benjamin G. Dettling Const Anc 1,000
140 Via Del Mar
Aptos, CA 95003
671 Bennett, Burt S. 4
508 Mansfield Ave.
Levittown, NY 11756
342 Bianco, Joseph 16
1105 Lewis O. Gray Dr.
Saugus, MA 01906
517 Bisca, Robert A. 16
2410 Harbourside Dr., #152
Longboat Key, FL 34228
202 Bishop, William & Mary 30
9 Littlefield St.
Pawtucket, RI 02861
200 Black, Anthony 3
423 Maple Ave.
Westmont, NJ 08108
617 Blair, Byron 50
3 State Farm Plaza South, M-2
Bloomington, IL 61791
832 Bonds, Albert C. 26
27810 Royal Forest Dr.
Westlake, OH 44145
</TABLE>
2
<PAGE> 21
EXHIBIT A
OBJECTION TO PROOF OF INTEREST/PROOF OF CLAIMS FILED IN
PRE REVERSE SPLIT SHARE AMOUNT
<TABLE>
<CAPTION>
CLAIM NO. NAME & ADDRESS NO. SHARES
OF CLAIMANT ALLOWED
<S> <C> <C>
659 Borger, Jack L. -IRA 10
PO Box 7445
Amarillo, TX 79114
797 Boukis, Gus Eileen 100
39639 Bruning St
Freemont, CA 96538
396 Brakss, John & Marlene 800
610 N Jackson
Pierre, SD 57501
134 Browning, J.A. & Laura JT TEN 8,000
2001 W. 10th Place
Tempe, AZ 85281
160 Buchin, Isadore & Margaret 200
318 Ellis Rd.
Willow Grove, PA 19090
176 Buell JR., Charles H 500
10340 Almayo Ave #3
Los Angeles, CA 90064
177 Buell JR., Charles H 100
10340 Almayo Ave #3
Los Angeles, CA 90064
178 Buell, Charles H 330
10340 Almayo Ave #3
Los Angeles, CA 90064
55 Burton, Charlotte F. 300
8607 American Dr.
Louisville, KY 40299
460 Busch, Lenorad 100
179 Western Dr
Short Hills, NJ 07078
</TABLE>
Page 3 of 21
<PAGE> 22
<TABLE>
<S> <C> <C>
395 Busma, Llyod H 200
5409 Castle Knoll Rd
LaCanada, CA 91011
201 Campagna, Jospeh 5
100 Townline Rd.
Pearl River, NY 10965
700 Cantrell, Lois & Robert Roy 300
5 Palo Christi Rd.
Kingman, AZ 86401
673 Capital One Corp. 100
c/o I. Marshall Gan, Esq.
4435 N. 12th St., #125
Phoenix, AZ 85014
409 Carroll, Mary J. & 2
Doyle, Kathryn JT
30. 83. 29St.
Astoria, NY 11102
265 Casida, Gary & Ursula 50
9750 Eloy
Shawnee Mission, KS 66212
149 Castor, Duane & Cynthia 1,000
8 Saxon Ln
Mayhill, NM 88339
633 Castor, Duane & Cynthia 1,000
8 Saxon Ln
Mayhill, NM 88339
103 Chaletzky, George S. 210
587 Beacon St.
Boston, MA 02215
635 Chandler, Herbert G. (IRA) 200
Everen Clearing Corp.Cust FOB
300 Ruth Ave.
Mansfield, OH 44907
174 Charm Auto Sales Inc. 100
c/o Mr. Chet Zymroz, Tr
766 South Hampton.
Westfield, MA 01085
</TABLE>
4
<PAGE> 23
EXHIBIT A
OBJECTION TO PROOF OF INTEREST/PROOF OF CLAIMS FILED IN
PRE REVERSE SPLIT SHARE AMOUNT
<TABLE>
<CAPTION>
CLAIM NO. NAME & ADDRESS NO. SHARES
OF CLAIMANT ALLOWED
<S> <C> <C>
699 Charm Auto Sales, Inc TTEE 100
c/o Chester Zymroz
41 Old Barn Rd.
West Springfiel, MA 01089
756 Clarke, Gordon B 4,150
5302 N 24th Pl.
Phoenix, AZ 85016
260 Clute, Frederick N. 10
14624 W. 83 Terr.
Lenexa, KS 66215
73 Collings, Merle L. 1
1749 Virginia Rd
San Marion, CA 91108
89 Combest, Lewis T. & Caroline A 10
19413 N. 33rd Ave.
Phoenix, AZ 85027
398 Conant, D. Sue 2
340 S Eagel Nest Lane
Danville, CA 94506
79 Conti, Patrick 2,000
4763 Vista De Oro
Woodland Hills, CA 91364
119 Cook, Thomas B. 6
18650 Pad Court
Newhall, CA 91321
75 Cook, Thomas C. & Jewel E. 20
48-513 Via Amistad
La Quinta, CA 92253
630 Coschignano, Patrick J. 110
5250 Sky Trail
Littleton, CO 80123
</TABLE>
Page 5 of 21
<PAGE> 24
<TABLE>
<S> <C> <C>
649 Coursen, Tom 50
RT 4 Box 169
Excelsior Springs, MO 64024
266 Daley, Joseph G. 10,000
AKA Gerard, Gary
c/o Richard B. Murphy, Esq.
100 W. Clarendon #700
Phoenix, AZ 85013
224 Daley, Richard M. MD 5,000
2023 W Bethany Home Rd
Phoenix, AZ 85015
256 Daveanne, Inc. 200
c/o David M. Kerr
PO Box 320536
Cocoa Beach, FL 32932
401 DeMenna, Jane & 200
Katherin Fierro
5666 N 12th St
Phoenix, AZ 85014
498 Dennen, John 4
5115 Peninsula.
Zephyrhills, FL 33541
84 Devaney, Jeff 46
730 Duck Creek Ave.
Grand Marsh, WI 53936
561 Digati, Virginia T. 10
P O Box 3056
Shawnee, KS 66203
360 DiMari, John F 220
9407 Jamaica Bch.
Galveston, TX 77554
33 Doucette, Howard 500
2646 Daytona
Lake Havasu City, AZ 86403
239 Durr, Jr. Herman & Marguerite 4
128 Sykesville Rd.
Wrightstown, NJ 08562
399 Eastman, Gregory 57,500
4721 W. Greenway Rd
Glendale, AZ 85306
</TABLE>
6
<PAGE> 25
EXHIBIT A
OBJECTION TO PROOF OF INTEREST/PROOF OF CLAIMS FILED IN
PRE REVERSE SPLIT SHARE AMOUNT
<TABLE>
<CAPTION>
CLAIM NO. NAME & ADDRESS NO. SHARES
OF CLAIMANT ALLOWED
<S> <C> <C>
404 Egan, Matthew & Nancy J 100
615 Calle Fierros
San Clemente, CA 92673
159 Evans, Ralph Charles 700
4006 Timberbrook Ct.
Arlington, TX 76015
142 Evey Enginering Co. 2
714 SW Blvd
Vinland, NJ 08360
45 Ewart, David E 1
29961 Oberlin Ct
Laguna Beach, CA 92677
65 Farley, Paul & Pearl JTWROS 10
6401 Estes Ct.
Riverside, CA 92506
746 Feucht, Earl & Margret 150
317 Wheatley St.
Princeville, IL 61559
391 Folkerts, Robert J. 10
109 Coventry Dr., #3
Belleville, IL 62223
78 Fox, William P. & Anna Mae 3
701 Ingham St.
Freeland, PA 18224
102 Fruhling, Blanche 2
246 Colfax Rd.
North Brunswick, NJ 08902
150 Gauthier, Philip F 300
702 E Herring Ave
West Covina, CA 91790
</TABLE>
Page 7 of 21
<PAGE> 26
<TABLE>
<S> <C> <C>
205 Gedstad, Donald 100
1373 Stacey Dr.
Flemington, MO 65650
448 Giordano, Anthony 250
14 Dellword Dr.
Florham Park, NJ 07932
372 Goldfarb & Fleece PSP 20
Richard Snider
345 Park Ave 33rd floor
New York, NY 10154
336 Gorfinkle, IRA 50
4 Stanton Cir,
Boxford, MA 01921
96 Gray, David B. 1,000
9909 Pinhurst Dr.
Sun City, AZ 85351
310 Gray, Lee TTEE 293
1009 E 69th St
Raytown, MO 64133
333 Greenfield, D. Tyler & Anne 50
1057 Sussex Dr.
Kingsport, TN 37660
41 Griffin, Stephen R & Marian A. 320
5416 N 43rd
Tacoma, WA 98407
290 Gross, Robert E 200
360 Central Ave Apt 228
Lawrence, NY 11559
397 Grossman, Joseph J 150
132 E Gorham
Madison, WI 53703
42 Haight II, Merlyn W 20
PO Box 424
Sutton, NE 68979
878 Hammerman, Alan 500
640 N. Lasalle St., #390
Chicago, IL 60610
</TABLE>
8
<PAGE> 27
EXHIBIT A
OBJECTION TO PROOF OF INTEREST/PROOF OF CLAIMS FILED IN
PRE REVERSE SPLIT SHARE AMOUNT
<TABLE>
<CAPTION>
CLAIM NO. NAME & ADDRESS NO. SHARES
OF CLAIMANT ALLOWED
<S> <C> <C>
147 Hammett, Brad 14
608 Elm St
Wamego, KS 66547
484 Hart, Terresa 5,000
2563 River Glen Cir
Dunwoody, GA 30338
495 Henderson, Paul B & Naomi L 1
RD#3 Box 260BB
Greensburg, PA 15601
750 Hill, Lewis Marce 350
c/o David Ingrassia Esq.
1314 N 3rd St #210
Phoenix, AZ 85004
241 Holladay, Rita S. 4
1580 White Ash Dr.
Carmel, IN 46033
77 Hotchkiss, III, Eugene 100
738 Rosemary Rd.
Lake Forest, IL 60045
80 Hunstad, Thomas A. 2
2200 Windsor Lake Dr.
Minnetonka, MN 55305
93 Jelinek, Debra R. 500
626 E. Fordham Dr.
Scottsdale, AZ 85258
39 Johnson, Clyde W., M.D. 1
24445 Arcadia S
Newhall, CA 91321
616 Johnson, Phyllis 1
1488 W. Summit
Muskegon, MI 49441
</TABLE>
Page 9 of 21
<PAGE> 28
<TABLE>
<S> <C> <C>
558 Jones, Bethel G. 5
9022 Marchand Ave.
Garden Grove, CA 92841
38 Jones, Dean H & Margret, TRS 60
of the Jones Family Trust
1549 #9 Oakmont Dr.
Walnut Creek, CA 94595
351 Kanauka, Algirdas & Lilly 100
28202 S. Ridgefern Ct.
Rancho Palos Verdes, CA 90275
127 Kapjian, Andy & Mable JTWRO 473
1220 Tasman Dr. #268
Sunnyvale, CA 94089
478 Karol, Reuben H 20
133 Chichester Rd.
Jamesburg, NJ 08831
235 Katsin, Anita M. 2
7 S. Rohallion Dr.
Rumson, NJ 07760
109 Kearney, Joseph W. 1
10 Myrtle Ave.
Caldwell, NJ 07006
899 Keith, Lewis & Mary R 100
9614 Meadowhill Dr
Dallas, TX 75238
268 Kerr, David & Ann 200
PO Box 320536
Coco Beach, FL 32932
319 Kesanen, Wilbert A & Gail A. 550
RT 1 Box 413
Calumet, MI 49913
67 Klar, Jules 2,260
1110 E Missouri, #510
Phoenix, AZ 85014
125 Knowles, Virginia Ann Cook aka 4
Mrs. Daniel P. Knowles
15140 Kittridge St.
Van Nuys, CA 91405
</TABLE>
10
<PAGE> 29
EXHIBIT A
OBJECTION TO PROOF OF INTEREST/PROOF OF CLAIMS FILED IN
PRE REVERSE SPLIT SHARE AMOUNT
<TABLE>
<CAPTION>
CLAIM NO. NAME & ADDRESS NO. SHARES
OF CLAIMANT ALLOWED
<S> <C> <C>
442 Kolasinski, Thomas E. 20
2517 S. 94th St.
West Allis, WI 53227
841 Korz, George 700
1469 Blue Jay Way
Los Angeles, CA 90069
839 Kozak, Dol & Kathleen 40
22129 Martinez
Woodland Hills, CA 91364
87 KRT Growth Stocks, Inc. 5,000
13300 Old Blanco Rd., #326
San Antonio, TX 78216
285 Kriese, Peggy O. 6,667
4908 W. 111th St.
Minneapolis, MN 55437
105 Kukowski, Richard 1,778
8338 Woodley Pl. #3
Sepulveda, CA 91343
692 Lai, Paul & Ying Yip 5
25 Sunset Blvd.
Albany, NY 12205
40 Lai, Poon Ting 150
Gitens, Anna K. JTTEN
1924 E. Apollo Ave.
Tempe, AZ 85283
61 Lansing, Robert T.E. 1,200
250 MArket Square
Lake Forest, AL 60045
191 Laubach, Carl & Sally 400
77 Union St
Fieldboro, NJ 08505
</TABLE>
Page 11 of 21
<PAGE> 30
<TABLE>
<S> <C> <C>
95 Legrant, Juanita J. 500
9909 Pinehurst Dr.
Sun City, AZ 85351
765 Lesser, Joseph & Arlyne 1
119 Buckingham Rd.
Tenafly, NJ 07670
245 Lewis, Ramond S. 18
121 River Crest Dr
Piscitaway, NJ 08854
72 Licalsi, Anthony N. 18
1 Andre Lane
Cortlandt Manor, NY 10566
126 Lockard, Ruth M(FKA Heuzen) 100
10674 Stone Bridge Blvd.
Boca Raton, FL 33498
197 Long, Ruth V. 1
34031 Amber Lantern
Dana Point, CA 92629
165 Lowry, Phillip Scott 220
11715 So. Fifth St.
Jenks, OK 74037
337 Lubich, Milton & Bernice 1
10 Overlook Terr. Apt 1A
New York, NY 10033
190 Lyons, Harold C 1
1416 E. Glen Eagles Way
Rockledge, FL 32955
341 Magnuson, Gregory & Lynn 50
1650 Glenwood Lane
Ishpeming, MI 49849
228 Mahoney, Joseph 150
Nurses Fine
PO Box 207
Point Lookout, NY 11569
229 Mahoney, Joseph & Ellen M. 1,000
PO Box 207
106 Lynbrook Ave.
Point Lookout, NY 11569
</TABLE>
12
<PAGE> 31
EXHIBIT A
OBJECTION TO PROOF OF INTEREST/PROOF OF CLAIMS FILED IN
PRE REVERSE SPLIT SHARE AMOUNT
<TABLE>
<CAPTION>
CLAIM NO. NAME & ADDRESS NO. SHARES
OF CLAIMANT ALLOWED
<S> <C> <C>
221 Malleos, Denise 200
19 Fairview Pl.
Decatur IL 62522
216 Malleos, Thomas 1,500
1344 W. Eldorado
Decatur, AL 62522
750 Hill, Lewis Marce 350
c/o David Ingrassia Esq.
1314 N 3rd St #210
Phoenix, AZ 85004
114 Marchlenski, Joseph & Sharon 100
11 Forest Hills
Wheeling, WV 26003
665 Marchlenski, Joseph & Sharon 100
1219 Chapline St
Wheeling, WV 26003
152 Marlo, Howard 50
15837 SW 16th Street
Hollywood, FL 33027
94 Martin, Walter & Elizabeth 40
13014 Castlebar Dr.
Sun City West, AZ 85375
332 Mason, Paul E 1,000
849 E Blithdale Ave
Mill Valley, CA 94941
321 Mason, Paul E & Blanch M 2,000
849 Blithdale Ave
Mill Valley, CA 94941
639 Mavian, Garo E & Nancy B 2
1176 Salt Marsh Circle
Ponte Vedra Bea FL 32082
</TABLE>
Page 13 of 21
<PAGE> 32
<TABLE>
<S> <C> <C>
225 Mayer, Ilse 150
PO Box 685
Taos, NM 87571
53 McClelland, Robert E. 200
818 Fourth Ave.
Williamsport, PA 17701
589 Meister, John H. 40
1930 Rexville Gr Rd.
Mount Vernon, WA 98273
559 Mento, Rosemarie C/F 3
Andrew S. Mento
1 Chamberlin Ct.
Cranbury, NJ 08512
510 Minasian, Mary 2
72 College Ave
Arlington, MA 02174
34 Miyamoto, Bob T 40
2000 W Spruce Ave
Orange, CA 92868
300 Moore, Costello & Hart for 3,333
Timothy C. Cook
701 4th Ave. S. #1350
Minneapolis, MN 55415
259 Morgan, Jr., Robert H. 50
13208 Lazy Glen Lane
Herndon, VA 201712
184 Moser, Alvin L. & Rita H 1
5 Eileen Ct
East Brunswick, NJ 08816
82 Moss, Paul (custodian) 20
1131 Cedar Ave.
Scranton, PA 18505
48 Muccili, Bernardine M 1
PO Box 89
8 Montgomery Ave
Rocky Hill, NJ 08553
499 Nafziger, Dale A. 1,000
39-106 Moronga Canyon Dr.
Palm Desert, CA 92260
</TABLE>
14
<PAGE> 33
EXHIBIT A
OBJECTION TO PROOF OF INTEREST/PROOF OF CLAIMS FILED IN
PRE REVERSE SPLIT SHARE AMOUNT
<TABLE>
<CAPTION>
CLAIM NO. NAME & ADDRESS NO. SHARES
OF CLAIMANT ALLOWED
<S> <C> <C>
502 Nafziger, Harriett L. 1,600
Palm Desert Greens
39106 Moronga Cyn. Dr.
Palm Desert, CA 92260
503 Nahmias, Bob & Catharine E. 2
PO Box 803
Redlands, CA 92373
585 Nakatsuma, Frank & Meiji 2
1520 N. Gravois
Los Angeles, CA 90063
230 Nayes, Jerry Brent 2
2168 Parkway Ave
Salt Lake City, UT 84109
59 NEC America, Inc. 105
Att: Timothy M. Donovan
8 Corporate Center Dr.
Melville, NY 11747
64 Newquist, Doris J. 4
1435 Rubio Dr.
San Marino, CA 91108
406 Nigro, Orlando M. 80
20-C Kingsborro
Pueblo, CO 81005
161 Nordquist, Alan R. 20
9302 S. Taylor Dr.
Tempe, AZ 85284
115 Norkin, Howard 200
11008 NW 3rd St.
Coral Springs, FL 33071
</TABLE>
Page 15 of 21
<PAGE> 34
<TABLE>
<S> <C> <C>
181 Norkin, Hyman & Julia 200
Ashby A, #31
Deerfield Beach, FL 33442
58 Nugent, Thomas 300
63 Piersoll Rd.
Old Bridge, NJ 08857
148 Opachinski, Michael N 40
11 Bay Farm Rd
Kingston, MA 02364
267 Orlowski, Eileen 200
26 Cressy St.
Beverly, MA 01915
212 Ortiz, John E. 20
840 CY Ave.
Casper, WY 82601
124 Parsons, John L. 500
33822 N. 54th St.
Cave Creek, AZ 85331
121 Pasciuto, Frank 4
14 Viking Rd.
Winchester, MA 01890
632 Pedulla, Michael V. 2
371 Carpenter Ave.
Sea Cliff, NY 11579
237 Pierpont, Richard Mr & Mrs 20
84 Stonehenge Dr.
New Canaan, CT 06840
425 Priest, Virginia H. 10
PO Box 583
Balboa, CA 92661
186 Provest, Ralph & Connie I 10
12301 Vista Pandarama
Santa Ana, CA 92705
204 Ratliff, Howard G. 220
71 Fordham Cr.
Pueglo, CO 81005
83 Ratliff, Mike 5,000
18804 E. Union Pl.
Aurora, CO 80015
</TABLE>
16
<PAGE> 35
EXHIBIT A
OBJECTION TO PROOF OF INTEREST/PROOF OF CLAIMS FILED IN
PRE REVERSE SPLIT SHARE AMOUNT
<TABLE>
<CAPTION>
CLAIM NO. NAME & ADDRESS NO. SHARES
OF CLAIMANT ALLOWED
<S> <C> <C>
66 Revoir, Albert & Joann 900
11101 E. University Dr. SP201
Apache Junction, AZ 85220
293 Richardson, Steven 100
501 Plantation St Apt 320
Worchester, MA 01605
106 Rinke-Noonan 150
PO Box 1497
Saint Cloud, MN 56302
214 Rosenthal, Cynthia 2
263 Continental Dr.
New Hyde Park, NY 11040
203 Rua, Dennis 20
229 Wood St.
New Bedford, MA 02745
244 S&S Printing SVS Inc. 135
81 Redmond St
New Brunswick, NJ 08901
669 San Souci LTD 100
c/o Dominic Bronell
Law office of Jeff D Ferentz
4921 Birch St., #110
Newport Beach, CA 92660
636 Schernikau, David & Rebecca A 379
1313 N. 8th Ave.
Seward, NE 68434
791 Schlegel, Fred D. 500
10569 I-25 Frontage Rd.
Longmont, CO 80504
97 Schneider, Jerry B. 10
5003 45th Ave NE
Seattle, WA 98105
</TABLE>
Page 17 of 21
<PAGE> 36
<TABLE>
<S> <C> <C>
271 Schrager, Dorothy & Elliot 200
35 E 85th St
Ney York, NY 10028
373 Schutzbank, Syra & 100
Dabrow, Henrietta
William Penn House # 1906
1919 Chestnut St
Philadelphia, PA 19013
90 Seaman, Mark 150
3512 N. Greenway Ave.
Chicago, IL 60657
768 Sepe, Antonio & Carmen 100
83 Wellets Dr.
Syosset, NY 11791
799 Sgaralto Laboratories 25,000
237 Amendra Ave
Los Gatos, CA 95030
226 Sicinski, Daniel (Taylor UGWA) 100
126 Country Village Lane
East Islip, NY 11730
54 Simpson, Ronald & Pamela 4
211 Brae Bourn Rd
Huntington Vall, PA 19006
501 Slovensky, JR., Edward & Luna 60
151 Burnette Dr.
Grants Pass, OR 97527
50 Smith, George 100
705 NW 10th St
Mineral Wells, TX 76076
264 Smith, Mark A. 100
8477 Thunder Mtn. Rd., #80
Juneau, AK 99801
581 Sotos, Peter 10
18512 Durfee Ln.
Villa Park, CA 92861
154 Spina, Pasquale A. 300
11 Setalcott Pl.
East Setauket, NY 11733
</TABLE>
18
<PAGE> 37
EXHIBIT A
OBJECTION TO PROOF OF INTEREST/PROOF OF CLAIMS FILED IN
PRE REVERSE SPLIT SHARE AMOUNT
<TABLE>
<CAPTION>
CLAIM NO. NAME & ADDRESS NO. SHARES
OF CLAIMANT ALLOWED
<S> <C> <C>
844 Spina, Pasquale A. 300
512 Beach 136th St.
Belleharbor, NY 11694
157 Stone, Donald S. 0
205 N. Midway
Prescott, AZ 86301
292 Studebaker, E. Grant TTEE, 1,600
FOB Trust
444 Muir Field Dr.
Lake Worth, FL 33462
743 Studer, Janet Ann Laurinec 1,000
25645 RCR 54
Steamboat Springs, CO 80487
211 Suoboda & Henk, Inc. 500
Godfathers Pizza
1201 S. Locust
Grand Island, NE 68801
98 Susich, Gary Lee 50
420 Oak St.
Wapello, IA 52653
726 Sutton, Marcus 50
926 W. Wagner Dr.
Gilbert, AZ 85233
57 Thielker, Charles & 340
Wilcox, Sharon
PO Box 32
Lonedell, MO 63060
526 Thompson, Cena 10
17411 S. Walter St.
Gardner, KS 66030
</TABLE>
Page 19 of 21
<PAGE> 38
<TABLE>
<S> <C> <C>
145 Thompson, John B 40
4025 Orme
Plao Alto, CA 94306
179 Valiollah, Agheli 200
PO Box 742
Montclair, NJ 07042
741 Valley Financial Corp 12,000
c/o Wayne Crumpley
PO Box 2600
Barersfield, CA 93304
843 Van Der Kar, Peter 500
1910 Mayview Dr.
Los Angeles, CA 90027
69 Warren, John R. 714
552 W. Thunderbird Rd.
Phoenix, AZ 85023
62 Warren, Stella 714
2023 W. Cortez St.
Phoenix, AZ 85029
364 Weir, Jerry A & Reba 15
4480 Willow Cave
Allen Park, MI 48101
672 Weiss, Deborah E. 500
18 Maywood Court
N. Caldwell, NJ 07000
642 Weissman, Alfred (deceased) & Ann G. 1
1620 Ave. I, Apt 221
Brooklyn, NY 11230
185 Westberry, Harry L 39
6521 E Thunderbird
Scottsdale, AZ 85254
187 White, Darryl 235
99 Hillside Ave.13G
New York, NY 10040
387 Winn, Gary A 6
6721 S. Benecia Dr.
Salt Lake City, UT 84121
</TABLE>
20
<PAGE> 39
EXHIBIT A
OBJECTION TO PROOF OF INTEREST/PROOF OF CLAIMS FILED IN
PRE REVERSE SPLIT SHARE AMOUNT
<TABLE>
<CAPTION>
CLAIM NO. NAME & ADDRESS NO. SHARES
OF CLAIMANT ALLOWED
<S> <C> <C>
643 Wolf, Ronald G & Shelia 10
9534 Aldea Ave.
Northridge, CA 91325
238 Wolfe, Carma C. and 5
Cole, Priscilla Jean
PO Box 873
Springdale, AR 72765
56 Wong, Arthur & Phillis 2
3224 Fermi Dr.
Topanga, CA 90290
74 Young, Vernon & Bonnie 100
621 Bischoff Rd.
New Carlisle, OH 45344
390 Zero Corp. 2
c/o B. Grygiel
PO Box 325
Milwaukee, WI 53201
132 Zuckerman, Sara 2
3456 Praire Ave.
Miami Beach, FL 33140
118 Zupancic, Jerry L. 50
1942 Aspen Circle
Pueblo, CO 81006
</TABLE>
Page 21 of 21
<PAGE> 40
EXHIBIT B
OBJECTIONS TO MINCO CLAIMS:
<TABLE>
<CAPTION>
CLAIM NO. NAME & ADDRESS NO. SHARES
OF CLAIMANT ALLOWED
<S> <C> <C>
783 Acosta, Joe 27
4869 E. Lafayette Blvd.
Phoenix, AZ 85018
784 Acosta, Michael A 27
4869 E. Lafayette Blvd.
Phoenix, AZ 85018
785 Acosta, Joe Successor 177
to Acosta Enterprises, Inc.
4869 E. Lafayette Blvd.
Phoenix, AZ 85018
786 Acosta, Steven B. 27
4869 E. Lafayette Blvd.
Phoenix, AZ 85018
479 Axt, Edward & Mary Charlotte 19
10177 Del Rico
Yuma, AZ 85367
60 Barnes, III, Eugene & Mary H. 12
7132 N. Via DeAlegria
Scottsdale, AZ 85258
560 Bright, Robert D & Ruth B 10
1725 Rockville Rd.
Suisun City, CA 94585
601 Brock, P 228
5402 E Winsor Ave #20
Phoenix, AZ 85008
836 CA Russell Revoc Trust, The 5
1021 Regent St.
Alameda, CA 94501
553 Caran, Jerome 5
90 San Jacinto Way.
San Francisco, CA 94127
</TABLE>
Page 1 of 3
<PAGE> 41
<TABLE>
<S> <C> <C>
634 Cook, Joann B & Roger Scott 16
98 Main St., #602
Tiburon, CA 94920
528 Czerwinski, Clifford J & Mary B 20
355 Schuck Ln
Dunmor, KY 42339
289 Emmanuele, Salvatore & Virginia 10
4826 Meadowbrook Dr
Richmond, CA 94803
723 Forbes, Barry 160
1037 E. Vinedo Ln.
Tempe, AZ 85284
541 Hamilton, V Eileen Cummings 3
N. 301 Raymond # 3
Spokane, WA 99206
140 Hoffmann, Victor & Sandra 3
PO Box 544
Weimar, CA 95736
43 Jazwinski, Utako 26
212 Santa Susana
San Leandro, CA 94579
537 Jala, Charles T. 5
HC68 Box 315
Hillsborough, NH 03244
744 Koziol, Christopher 50
9654 E Ironwood Dr
Scottsdale, AZ 85258
579 Moyer, Milton A. 100
9606 Lee Blvd.
Leawood. KS 66206
735 Novak, Mini & Mark 5
10321 Pharlap Dr
Coupertino, CA 95014
465 Ogata, Chizuye & Tamaki 5
616 Stendhal Lane
Cupertion, CA 95014
</TABLE>
2
<PAGE> 42
EXHIBIT B
OBJECTIONS TO MINCO CLAIMS:
<TABLE>
<CAPTION>
CLAIM NO. NAME & ADDRESS NO. SHARES
OF CLAIMANT ALLOWED
<S> <C> <C>
782 Pederson, Morris & Mildred 20
W. 3242 Holyoke
Spokane, WA 99208
781 Pederson, Morris B. 10
W. 3242 Holyoke
Spokane, WA 99208
770 Sofos, Art A & Andrina 58
56 Sequoia Ct.
San Carlos, CA 94070
651 Speckman, Walter 100
5304 Vardon, Way
FT Collins, CO 80528
68 Wenger, Hans Ernest 5
1240 Woodside Rd. #30
Redwood City, CA 94061
877 Wyse, Mark A. MD 4,996
4319 N 32nd St.
Phoenix, AZ 85018
</TABLE>
Page 3 of 3
<PAGE> 43
EXHIBIT C
OBJECTION TO DUPLICATE CLAIMS
<TABLE>
<CAPTION>
CLAIM NO. NAME & ADDRESS OF DUPLICATE OF
TO BE CLAIMANT CLAIM #
DISALLOWED
<S> <C> <C>
710 Beale, Graham 100
Can Beya Atajo 24,S'Arraco
Mallorca, Spain 07159
530 Benjamin G. Dettling Const. Co 793
140 Via Del Mar
Aptos, CA 95003
655 Benjamin G. Dettling Const. Co 793
140 Via Del Mar
Aptos, CA 95003
370 Byron, W/Margaret Richards 371
Box 14 Site 20 RRZ
Calgary, AB T2P 2G5 Canada
801 Clarke, Gordon B 756
5302 N 24th Place
Phoenix, AZ 85016
869 Dziadosz, Henry 173
7412 Kentucky
Dearborn, MA 48126
375 Emmanuele, Salavadore & Virgina 289
4826 Meadowbrook Dr.
Richmond, CA 94803
900 Glennevis Anvestment Pty. 662
c/o McKAy & Allen Pty LTD
GPO Box 1079
Brisbane, Queensland
Austrailia 4001
</TABLE>
Page 1 of 2
<PAGE> 44
<TABLE>
<CAPTION>
CLAIM NO. NAME & ADDRESS OF DUPLICATE OF
TO BE CLAIMANT CLAIM #
DISALLOWED
<S> <C> <C>
887 James, Patricia R. 886
PO Box 4311
Boise, ID 83711
325 Legaspi, Gerald 324
1585 Oak Horne Dr.
Harbor City, CA 90710
894 Legaspi, Gerald 324
1585 Oak Horne Dr.
Harbor City, CA 90710
777 McBride, Shirley Estell 524
PO Box 982
Florence, AZ 85232
475 Townsend, Beryl A & Amelia 468
7537 Noahs Landing
Gregory, MI 48137
867 Ufberg, Melvin S. Dr. 660
609 Cobb Ave.
Scranton, PA 18505
330 Wagner, Paul TTEE 328
Verma Trust #2
One Buckhead Plaza #1530
3060 Peachtree Rd. NW
Atlanta, GA 30305
713 Whalley, Kathryn Sarah T. 99
Can Beya, Atajo 24, S'Arraco
Mallorca, Spain 07159
576 Willingham, C.H. 578
6739 E. Calle Cadena
Tucson, AZ 85715
</TABLE>
Page 2 of 2
<PAGE> 45
EXHIBIT D
OBJECTION BASED ON INSUFFICIENT DOCUMENTATION:
<TABLE>
<CAPTION>
CLAIM NO. NAME & ADDRESS OF CLAIMANT NO. SHARES
ALLOWED
<S> <C> <C>
615 Bode, Martha - Trust 0
Bode, Arthur
364 Ledroit St.
Laguna Beach, CA 92651
358 Condon, John F & Mary 0
147 Lee Ave
Yonkers, NY 10705
383 Cotton, Ralph L. 0
130 Vine St.
Denver, CO 80206
737 Crumpley, Wayne 0
PO Box 2600
Bakersfield, CA 93303
213 Degour, John Michael, IRA 0
12943 Foothill Blvd.
Sylmar, CA 91342
603 Dunham, Kenneth & Cheryl 0
American Embassy
CMR 1014
FPO AA 34055
609 Ebersole, James P. 0
Garden Dist., #334
3635 Greenacres Place Dr.
Bossier City, LA 71111
168 Gill, Ray 0
PO Box 21C
Henrietta, MO 64036
169 Gill, Ray 0
PO Box 21C
Henrietta, MO 64036
170 Gill, Ray 0
PO Box 21C
Henrietta, MO 64036
171 Gill, Ray 0
PO Box 21C
Henrietta, MO 64036
</TABLE>
Page 1 of 5
<PAGE> 46
<TABLE>
<S> <C> <C>
163 Gipp, Ronald R. 0
147 Willow Ave.
Laurium, MI 49913
846 Gipp, Ronald R. 0
147 Willow Ave
Laurium, MI 49913
222 Gottfredson, Burt 0
1282 Brookway Cir
Salt Lake City, UT 84117
263 Greco, Raymond F. 0
1371 Caxambas Ct.
Marco Island, FL 34145
361 Gurgovits, Stephen 0
591 Buhl Blvd.
Sharon, PA 16146
128 Haze, Alan J. 0
PO Box 10644
Sedona, AZ 86339
856 Hegyi, Loraine 0
7 Ridgemont Dr
Weaverville, NC 28787
845 Hegyi, Lorraine 0
7 Ridgemont Dr
Weaverville, NC 28787
749 Hill, Lewis Marce 0
c/o David Ingrassia Esq.
1314 N 3rd St #210
Phoenix, AZ 85004
544 Kehres, Neil A 0
86 Maple Lane
Lantana, FL 33462
591 Klare, Charles 0
144 Biabou Dr.
Toms River, NJ 08757
</TABLE>
- 2 -
<PAGE> 47
EXHIBIT D
OBJECTION BASED ON INSUFFICIENT DOCUMENTATION:
<TABLE>
<CAPTION>
CLAIM NO. NAME & ADDRESS OF CLAIMANT NO. SHARES
ALLOWED
<S> <C> <C>
63 Kurshan, Jerome 0
73 Random Rd.
Princeton, NJ 08540
787 Lannon, William BZY Trust 0
8390 E. Via De Ventura
F110-127
Scottsdale, AZ 85258
586 Lanoue, Donald & Eleanor 0
4733 W. Hayward Ave.
Glendale, AZ 85301
219 Malleos, Thomas & Mary & 0
Effie Riley
1344 W. Eldorado
Decatur, AL 62522
112 Manning, Jack C. 0
417 Sun Belt #H
Corpus Christi, TX 78408
753 Marguand, Charles & Joy 0
2030 Mars Ct.
Decatur, IL 62526
299 Mata, Ferando V 0
4210 NE 25th Ave
Fort Lauderdale, FL 33308
880 Norton, Aone & Elbert 0
PO Box 927
Vista, CA 92084
426 Pacific State Capital Corp. 0
PO Box 2600
Bakersfield, CA 93303
739 Pacific States Capital 0
PO Box 2600
Bakersfield, CA 93303
</TABLE>
Page 3 of 5
<PAGE> 48
<TABLE>
<S> <C> <C>
740 Pan American Energy Corp 0
c/o Wayne Crumpley
PO Box 2600
Bakersfield, CA 93303
210 Payne, Lee 0
4122 N. 46th Place
Phoenix, AZ 85018
85 Salem, Lincoln & Marion Rev. 0
1433 E. Bayview Dr.
Tempe, AZ 85283
86 Salem, William L. 0
c/o Consumers Choice
2609 N. 24th St.
Phoenix, AZ 85008
428 San Joaquin Construction 0
PO Box 2600
Bakersfield, CA 93303
736 Scott, Christine 0
1705 28th St
Bakersfield, CA 93303
135 Slater, Arthur J 0
5962 E Teton Cir
Mesa, AZ 85215
554 Spasou, Rumen 0
71-11 Yellowstone Blvd.
Forest Hills, NY 11375
623 Spaulding, April 0
19108 N. 93rd Way
Scottsdale, AZ 85255
621 Spaulding, April 0
19108 N. 93rd Way
Scottsdale, AZ 85255
136 Strick, John 0
511 N 6th Street
Kansas City KS 66101
463 Unger, William & Joan 0
735 Ridgewood Dr
Coshocton, OH 43812
</TABLE>
- 4 -
<PAGE> 49
EXHIBIT D
OBJECTION BASED ON INSUFFICIENT DOCUMENTATION:
<TABLE>
<CAPTION>
CLAIM NO. NAME & ADDRESS OF CLAIMANT NO. SHARES
ALLOWED
<S> <C> <C>
427 Valley Financial Corp 0
PO Box 2600
Bakersfield, CA 93303
833 White, James L. 0
630 Hall St.
Abingdon, VA 24210
420 Zaker, James A. Sr. 0
72 Carolyn St.
Lowell, MA 01850
</TABLE>
Page 5 of 5
<PAGE> 50
EXHIBIT E
OBJECTIONS TO PROOFS OF INTEREST FILED FOR NUMBER OF SHARES GREATER THAN NUMBER
RECORDED ON THE STOCK REGISTRY.
<TABLE>
<CAPTION>
CLAIM NO. NAME & ADDRESS OF NO. SHARES
CLAIMANT ALLOWED
<S> <C> <C>
381 Bays, David 24,500
9407 N. 87th St
Scottsdale, AZ 85258
629 Targosz, Eugene F. 30,000
21011 N. 16th Pl.
Phoenix, AZ 85024
755 Weese, William C. 14,000
2525 E. Montebello
Phoenix, AZ 85016
</TABLE>
Page 1 of 1
<PAGE> 51
EXHIBIT F
OBJECTION TO PROOFS OF INTEREST AND PROOFS OF
CLAIMS FILED IN A DOLLAR AMOUNT
<TABLE>
<CAPTION>
CLAIM NAME & ADDRESS OF FILE $ AMOUNT NO. SHARES
NO. CLAIMANT DATE CLAIMED ALLOWED
<S> <C> <C> <C> <C>
138 Ramsay, Stuart 7/18/97 $10,000 41,588
6-Cannon Drive
Currumbin Waters,
Queensland, Australia
4223-
</TABLE>
<PAGE> 52
EXHIBIT C
<PAGE> 53
[LEWIS AND ROCA LLP LAWYERS LETTERHEAD]
40 North Central Avenue
Phoenix, Arizona 85004-4429
Facsimile (602) 262-5747
Telephone (602) 262-5311
Gerald K. Smith State Bar No: 001428
Randolph J. Haines State Bar No. 00540
Attorneys for Princeton American Corporation
UNITED STATES BANKRUPTCY COURT
DISTRICT OF ARIZONA
In Re: ) Chapter 11
)
PRINCETON AMERICAN ) CASE NO. 96-13675 PHX JMM
CORPORATION, )
) ORDER ON DEBTOR'S
Debtor, ) OBJECTION TO UNFILED
) PROOFS OF INTEREST
EID: 22-1848644 ) (FORMAL OR INFORMAL
) RESPONSE RECEIVED)
________________________________________)
Reorganized Debtor, Princeton American Corporation ("Princeton") filed an
Objection to Unfiled Proofs of Interest on December 30, 1999. Due notice of the
objection having been given, Princeton having received a formal or informal
response from the claimant; Princeton after reviewing the responses accepts the
claims for proofs of interest. Therefore,
IT IS ORDERED, that the claims listed on attached Exhibit A are allowed in
the number of shares of Princeton American Corporation as indicated.
DATED: Feb. 3, 2000.
JAMES M. MARLAR
---------------------------------------
Honorable James M. Marlar
United States Bankruptcy Judge
<PAGE> 54
EXHIBIT A
STOCK ISSUED AND REGISTERED IN "STREET NAME"
CEDE & CO (DEPOSITORY TRUST COMPANY)
<TABLE>
<CAPTION>
Account No. Brokerage Company No. of Shares
Allowed
<S> <C> <C>
5046 Canaccord Capital Corp. 23,022
PO Box 10337, STK Exchange
609 Granville Street
Vancouver BC CA V7Y 1H2
443 Donaldson, Lufkin & Jenrette 694,281
Securities Corporation
1 Pershing Plaza
Jersey City, NJ 07399
385 E*Trade Securities 98,318
Four Embarcadero Place
24 Gena Road
Palo Alto, CA 94303
690 First Options of Chicago Inc. 2,500
440 S Lasalle St 3rd Floor
Chicago, IL 60605
2689 Resources Trust Company 50
8051 E. Maplewood Ave
Englewood, CO 80111
418 Smith Barney Inc. 70,500
333 W. 34th Street
New York, NY 10001
793 Stifel, Nicolaus & Company 155
500 N. Broadway
St. Louis, MO 63102
</TABLE>
<PAGE> 55
EXHIBIT D
<PAGE> 56
[LEWIS AND ROCA LETTERHEAD]
UNITED STATES BANKRUPTCY COURT
DISTRICT OF ARIZONA
In re: ) Chapter 11
)
PRINCETON AMERICAN ) Case No. 96-13675 PHX JMM
CORPORATION, )
) ORDER ON DEBTOR'S OMNIBUS
Debtor, ) OBJECTION TO PROOFS OF INTEREST
) AND/OR PROOFS OF CLAIM (FORMAL
EID: 22-1848644 ) OR INFORMAL RESPONSE RECEIVED)
- -----------------------------
Reorganized Debtor, Princeton American Corporation ("Princeton") filed an
Omnibus Objection to Proofs of Interest and/or Proofs of Claim on December 30,
1999. Due notice of the objection having been given, and Princeton having
received a formal or informal response from the claimant, and Princeton after
reviewing the responses, having withdrawn its objection,
IT IS ORDERED that the claims and interests listed on Exhibit A attached
are allowed as interests in the numbers of shares of Princeton American
Corporation as indicated.
DATED: FEB 3, , 2000.
----------------
JAMES M. MARLAR
---------------------------------
Honorable James M. Marlar
United States Bankruptcy Judge
<PAGE> 57
EXHIBIT A
OBJECTION BASED ON INSUFFICIENT DOCUMENTATION:
<TABLE>
<CAPTION>
CLAIM NO. NAME & ADDRESS OF NO. SHARES
CLAIMANT ALLOWED
<S> <C> <C>
435 Alexander, Melvena 24,000
6564 Smoke Tree Ln.
Scottsdale, AZ 85253
891 Armstrong, Claresa DR. 56,160
AKA Brown
1301 N. Astor, #3
Chicago, Al 60610
349 Bergold, Jean M. Mrs. 21,000
20506 Atlanta Ln.
West Lake, OH 44145
317 Cotton, Ralph A 51,488
130 Vine ST
Denver, CO 80206
598 Crehore, Charles 20,000
6308 E Joshua Tree Lane
Paradise Valley, AZ 85253
393 Diamond, Stephen D. 39,400
32 Mayhew Dr.
Livingston NJ 07039
757 Dunn Jr., Clarence 0
527 E. 72nd St. Apt 3B.
New York, NY 10021
173 Dziadosz, Henry 40,000
7412 Kentucky
Dearborn, MA 48126
771 Ehrenfelt, Mary Lee 25,000
PO Box 41
Wellman, AA 52356
262 Farley, Jr., Robert Francis 17,000
8246 Old Post Rd. E.
East Amherst, NY 14051
</TABLE>
1
<PAGE> 58
EXHIBIT A
OBJECTION BASED ON INSUFFICIENT DOCUMENTATION:
<TABLE>
<CAPTION>
CLAIM NO. NAME & ADDRESS OF NO. SHARES
CLAIMANT ALLOWED
<S> <C> <C>
893 Fong Yam, Margaret & 16,000
Rhodes, Gary W
174 Old English Rd
Pittsburgh, PA 15237
236 Fox, Jan & Steven 110,000
15 Kimball Ave.
Yonkers, NY 10704
811 Frederick, Wayne & Kristie 12,000
429 E. 5th St.
Red Wing, MN 55066
251 Giles, Kevin & Jeanne 15,000
76 W. Main St
Robins, IA 52328
751 Goldstein, Charles, M.D. LTD 10,800
Defined Benefit Pension Plan
4478 E. Mockingbird Lane
Scottsdale, AZ 85252
693 Griffin, Arlen 2
42961 Home wood St.
Fremont, CA 94538
496 Hale, Sterling Rough (IRA) 12,000
2563 Riverglenn Circle
Atlanta GA, 30338
348 Heiner, Doyle P & Betty May 20,000
1885 W. Old Hwy. Rd.
Morgan, UT 84050
343 Hubert J. Brown, Anc. MPPP 14,000
Brown, Hubert & Claire,
TTEES 120 Foxridge Dr.
Atlanta, GA 30327
294 Hurd, Calvin 20,000
1754 35th Ave
San Francisco, CA 94122
</TABLE>
2
<PAGE> 59
EXHIBIT A
OBJECTION BASED ON INSUFFICIENT DOCUMENTATION:
<TABLE>
<CAPTION>
CLAIM NO. NAME & ADDRESS OF NO. SHARES
CLAIMANT ALLOWED
<S> <C> <C>
674 Kellermeyer, Harold 65,000
201 S. Camino Seco # 3214
Tucson, AZ 85710
803 Koller, Clinton & Christon 35,000
15002 SE 179th ST Apt F
Renton, WA 98058
269 Langford, Jim D & Lillian K 20,000
3412 W. Mac Arthur Blvd #B
Santa Ana, CA 92704
323 Langford, Roy D & Jim D 39,000
15301 Dogwood St
Westminster, CA 92683
297 Lanzano, Giancarlo 12,000
4294 Onzida Dr.
Bronx, NY 10470
304 Mandelbaum, William 12,500
1007 S. End
Woodmere, NY 11598
565 Mathews, James L. 50,000
1987 Camino De Los Robles
Menlo Park, CA 94025
529 McCabe, Chester C. 100,000
255 Fairville Rd.
Chadds Ford, PA 19317
223 Miller, Marty 20,000
27239 5th St., Suite A
Highland, CA 92346
374 Nelson, Martin H 56,000
10716 206th St. SE
Snohomish, WA 98296
379 Nelson, Martin H , TTEE 14,500
10716 206th St. SE
Snohomish, WA 98296
</TABLE>
3
<PAGE> 60
EXHIBIT A
OBJECTION BASED ON INSUFFICIENT DOCUMENTATION:
<TABLE>
<CAPTION>
CLAIM NO. NAME & ADDRESS OF NO. SHARES
CLAIMANT ALLOWED
<S> <C> <C>
666 Piper, Mebel & Wendell J 35,000
P.O.A.
5699 Wena Way
Westerville OH 43081
667 Piper, Wendell J. 259,000
5699 Wena Way
Westerville, OH 43081
486 Porter, John G 20,000
625 Janick Cir West
Stevens Point, WA 54481
547 Riophram USA Inc. 25,000
PO Box 48187
Los Angeles, CA 90048
233 Rowe, John B & John M, JT 100,000
826 Loper St.
Houston, TX 77017
738 San Joaquin Construction Corp 6,000
PO Box 2600
Bakersfield, CA 93303
327 Tachibana, Rick Glenn 25,000
3116 Taper Ave
Santa Clara, CA 95051
166 Testasecca, Laurence J. 50,000
5669 Walnut Ridge.
W. Bloomfield, MI 48322
820 Torosian, Kenneth 55,000
13 N. Washington St.
Tarrytown, NY 10591
660 Ufberg, Melvin S. Dr. 15,000
609 Cobb St.
Scranton, PA 18505
</TABLE>
4
<PAGE> 61
EXHIBIT A
OBJECTION BASED ON INSUFFICIENT DOCUMENTATION:
<TABLE>
<CAPTION>
CLAIM NO. NAME & ADDRESS OF NO. SHARES
CLAIMANT ALLOWED
<S> <C> <C>
328 Wagner, Paul TTEE 14,000
Verma Trust #1
One Buckhead Plaza #1530
3060 Peachtree Rd. NW
Atlanta, GA 30305
380 Webber, Albert Jr. 75,000
14725 Ingersoll Rd..
Sterling, NY 13156
194 Wietsma, Steven E 50,000
4576 Cedar Hill Rd
Coconut Creek, FL 33066
303 Wisniewski, John J 10,500
9 Myrtle Ln
Levittown, PA 19054
318 Woodward, Reginal R 3,000
2775 Mesa Verde E.NO E-205
Costa Mesa, CA 92626
288 Yu, Zhongquing & Ping Huang 200,000
7465 Calamus Ave #2FL
Flushing, NY 11373
</TABLE>
5
