SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
Commission File Number 0-16304
(Check one)
X Form 10-K and Form 10-KSB Form 11-K
Form 20-F Form 10-Q and Form 10-QSB
Form N-SAR
For period ended October 31, 1997
Transition Report on Form 10-K and Form 10-KSB
Transition Report on Form 20-F
Transition Report on Form 11-K
Transition Report on Form 10-Q and Form 10-QSB
Transition Report on Form N-SAR
For the transition period ended
Read attached instruction sheet before preparing form. Please
print or type.
Nothing in this form shall be construed to imply that the
Commission has verified any information contained herein.
If the notification relates to a portion of the filing
checked above, identify the item(s) to which the notification
relates:
PART I
REGISTRATION INFORMATION
Full name of registrant: Optek Technology, Inc.
Former name if applicable:
Address of principal executive office (Street and number):
1215 West Crosby Road
City, state and zip code:
Carrollton, Texas 75006
PART II
RULE 12b-25(b) and (c)
If the subject report could not be filed without
unreasonable effort or expense and the registrant seeks relief
pursuant to Rule 12b-25(b), the following should be completed
(Check box if appropriate).
(a) The reasons described in reasonable detail in Part III
of this form could not be eliminated without
unreasonable effort or expense;
X (b) The subject annual report, semi-annual report,
transition report on Form 10-K, 10-KSB, 20-F, 11-K or
Form N-SAR, or portion thereof will be filed on or
before the 15th calendar day following the prescribed
due date; or the subject quarterly report or transition
report on Form 10-Q, 10-QSB, or portion thereof will be
filed on or before the fifth calendar day following the
prescribed due date; and
(c) The accountant's statement or other exhibit required by
Rule 12b-25(c) has been attached if applicable.
PART III
NARRATIVE
State below in reasonable detail the reasons why Form 10-K,
10-KSB, 11-K, 20-F, 10-Q, 10-QSB, N-SAR or the transition report
portion thereof could not be filed within the prescribed time
period. (Attach extra sheets if needed).
Due to the length of the attached exhibits and the
requirements to convert documents from various formats, final
testing of the Form 10-K resulted in registrant being unable to
fail to commence transmission to EDGAR for 27 minutes after the
5:30 E.S.T. cutoff. Although registrant was able to transmit
shortly thereafter, its attempt to ensure an error free document
resulted in this small delay.
PART IV
OTHER INFORMATION
(1) Name and telephone number of person to contact in
regard to this notification.
Christopher Hewitt 214 969-0250
(Name) (Area Code) (Telephone number)
(2) Have all other periodic reports required under Section
13 or 15(d) or the Securities Exchange Act of 1934 or Section 30
of the Investment Company Act of 1940 during the preceding 12
months or for such shorter period that the registrant was
required to file such report(s) been filed? If the answer is no,
identify report(s).
Yes X No
If so: attach an explanation of the anticipated change,
both narratively and quantitatively, and, if appropriate, state
the reasons why a reasonable estimate of the results cannot be
made.
(Name of Registrant as Specified in Charter)
Optek Technology, Inc.
Has caused this notification to be signed on its behalf by
the undersigned thereunto duly authorized.
Date: January 29, 1998 By: /s/ Christopher M. Hewitt
Secretary
