This Filing lists securities holdings reported on the Form 13F filed
on August 13, 1999 pursuant to a request for confidential treatment and for
which confidential treatment expired on August 13, 2000.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F CONFIDENTIAL COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
Check here if Amendment [ X ]; Amendment Number: 1
This Amendment (Check only one.): [ ] is a restatement
[ X ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Lehman Brothers Holdings Inc.
Address: 3 World Financial Center
New York, New York 10285
Form 13F File Number: 28-3182
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained is true, correct and complete, and
that it is understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Oliver Budde
Title: Vice President
Phone: 212 526-1988
Signature, Place and Date of Signing:
/s/ Oliver Budde New York, NY August 14, 2000
------------------ ------------ ---------------
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by another reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a
portion are reported by other reporting manager(s).)
<PAGE>
FORM 13F CONFIDENTIAL SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 95
Form 13F Information Table Value Total 2,420,788
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1 28-1159 Lehman Brothers Inc.
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------------------------- -------- --------- -------- ------- --- ---- ---------- -------- -------- -------- --------
ABACUS DIRECT CORP COMMON 002553105 26205 286400 SH DEFINED 01 286400 0 0
ALIANT COMMUNICATIONS INC COMMON 016090102 1745 37800 SH DEFINED 01 37800 0 0
ALLERGAN SPECIALTY COMMON 018494104 940 86500 SH DEFINED 01 86500 0 0
ALZA CORP COMMON 022615108 126236 2481300 SH DEFINED 01 2481300 0 0
ALZA CORP SUB LIQUID YIELD OPT CBONDCNV 022615AC2 3262 5000000 SH DEFINED 01 5000000 0 0
AMERICAN MOBILE SATELLITE CORP COMMON 02755R103 327 20000 SH DEFINED 01 20000 0 0
AQUARION CO COMMON 03838W101 7645 220000 SH DEFINED 01 220000 0 0
ASSOCIATED GROUP INC-CL B CLASS 045651205 2020 31000 SH DEFINED 01 31000 0 0
AT HOME CORP-SER A COMMON 045919107 12405 230000 SH DEFINED 01 230000 0 0
ATLANTIC RICHFIELD CO COMMON 048825103 124407 1488800 SH DEFINED 01 1488800 0 0
AVATAR HOLDINGS INC CBONDCNV 053494AD2 6162 6800000 SH DEFINED 01 6800000 0 0
AVONDALE INDUSTRIES INC COMMON 054350103 4212 108000 SH DEFINED 01 108000 0 0
WTS BJ SERVICES CO WARRANT 055482111 799 26000 SH DEFINED 01 26000 0 0
BANKBOSTON CORP COMMON 06605R106 27939 546500 SH DEFINED 01 546500 0 0
CD RADIO INC COMMON 125127100 2598 85300 SH DEFINED 01 85300 0 0
CNB BANCSHARES INC-IND COMMON 126126101 8789 154200 SH DEFINED 01 154200 0 0
CISCO SYSTEMS INC COMMON 17275R102 344 5339 SH DEFINED 01 5339 0 0
CITYSCAPE FINANCIAL CORP COMMON 178778106 0 82100 SH DEFINED 01 82100 0 0
CORAM HEALTHCARE CORP COMMON 218103109 3500 2000000 SH DEFINED 01 2000000 0 0
CRESCENDO PHARMACEUTICALS CORP COMMON 225637107 5348 310081 SH DEFINED 01 310081 0 0
CRYSTAL OIL CO-$0.06 CONV SR PREFCONV 229385307 787 1574195 SH DEFINED 01 1574195 0 0
DIALOGIC CORP COMMON 252499108 8924 203400 SH DEFINED 01 203400 0 0
E I DU PONT DE NEMOURS & CO COMMON 263534109 51917 760000 SH DEFINED 01 760000 0 0
EASTERN UTILITIES ASSOCIATES COMMON 277173100 12206 419100 SH DEFINED 01 419100 0 0
EDISON BROTHERS STORES INC NEW COMMON 280875303 11 227122 SH DEFINED 01 227122 0 0
WTS EDISON BROTHERS STORES INC WARRANT 280875113 0 45051 SH DEFINED 01 45051 0 0
EVEREN CAPITAL CORP COMMON 299761106 15854 531800 SH DEFINED 01 531800 0 0
EXCEL TECHNOLOGY INC COMMON 30067T103 5447 411100 SH DEFINED 01 411100 0 0
EXXON CORP COMMON 302290101 40961 531100 SH DEFINED 01 531100 0 0
C WTS FEDERATED DEPARTMENT WARRANT 31410H119 14378 505600 SH DEFINED 01 505600 0 0
D WTS FEDERATED DEPARTMENT WARRANT 31410H127 8961 335000 SH DEFINED 01 335000 0 0
FIRST AUSTRALIA FUND INC COMMON 318652104 1901 239600 SH DEFINED 01 239600 0 0
FIRST AMERICAN CORP-TENN COMMON 318900107 19110 459800 SH DEFINED 01 459800 0 0
FIRST SECURITY CORP-DEL COMMON 336294103 22974 843100 SH DEFINED 01 843100 0 0
FRANCE GROWTH FUND INC COMMON 35177K108 5890 428400 SH DEFINED 01 428400 0 0
FRONTIER CORP COMMON 35906P105 76700 1300000 SH DEFINED 01 1300000 0 0
JOHN HANCOCK BANK & THRIFT COMMON 409735107 536 56500 SH DEFINED 01 56500 0 0
HEARTLAND PARTNERS LP COMMON 422357103 2857 187400 SH DEFINED 01 187400 0 0
HONEYWELL INC COMMON 438506107 124067 1070700 SH DEFINED 01 1070700 0 0
I C H CORP NEW COMMON 44926L300 190 13100 SH DEFINED 01 13100 0 0
***INTERNATIONAL COMFORT COMMON 458978103 9100 800000 SH DEFINED 01 800000 0 0
IONA TECHNOLOGIES PLC ADR 46206P109 1666 105000 SH DEFINED 01 105000 0 0
ITALY FUND INC COMMON 465395101 491 33600 SH DEFINED 01 33600 0 0
KNOLL INC COMMON 498904101 24622 924800 SH DEFINED 01 924800 0 0
LIMITED INC COMMON 532716107 36300 800000 SH DEFINED 01 800000 0 0
***MACMILLAN BLOEDEL LTD COMMON 554783209 31626 1757000 SH DEFINED 01 1757000 0 0
MASON DIXON BANCSHARES INC COMMON 575207105 604 12600 SH DEFINED 01 12600 0 0
MEDPARTNERS INC NEW COMMON 58503X107 5293 700000 SH DEFINED 01 700000 0 0
MERCANTILE BANCORPORATION-MO COMMON 587342106 119831 2097700 SH DEFINED 01 2097700 0 0
PAYMENTECH INC COMMON 704384106 1289 50800 SH DEFINED 01 50800 0 0
PIONEER HI-BRED INTERNATIONAL COMMON 723686101 123914 3182400 SH DEFINED 01 3182400 0 0
***PREMIER FARNELL PLC PREFCONV 74050U206 2603 136586 SH DEFINED 01 136586 0 0
QUALCOMM INC COMMON 747525103 17507 122000 SH DEFINED 01 122000 0 0
RAYCHEM CORP COMMON 754603108 67295 1818800 SH DEFINED 01 1818800 0 0
REPUBLIC NEW YORK CORP COMMON 760719104 96648 1417400 SH DEFINED 01 1417400 0 0
ST PAUL BANCORP INC COMMON 792848103 10340 405500 SH DEFINED 01 405500 0 0
SOUTHWEST GAS CORP COMMON 844895102 17432 609000 SH DEFINED 01 609000 0 0
UTS SPIROS DEV CORP II INC/ UNTWCMP 848935201 3862 441400 SH DEFINED 01 441400 0 0
SWISS HELVETIA FUND INC COMMON 870875101 9602 689000 SH DEFINED 01 689000 0 0
TCA CABLE TV INC COMMON 872241104 34831 627600 SH DEFINED 01 627600 0 0
U S T CORP COMMON 902900109 25824 853700 SH DEFINED 01 853700 0 0
UNITED TECHNOLOGIES CORP COMMON 913017109 51494 718313 SH DEFINED 01 718313 0 0
VARLEN CORP COMMON 922248109 8893 219600 SH DEFINED 01 219600 0 0
WTS VIACOM INC (5YR WT TO PUR WARRANT 925524134 3515 190000 SH DEFINED 01 190000 0 0
***VODAFONE AIRTOUCH PLC ADR 92857T107 818929 4157000 SH DEFINED 01 4157000 0 0
WESTERN BANCORP COMMON 957683105 15855 364500 SH DEFINED 01 364500 0 0
*** GLOBALSTAR COMMON G3930H104 2418 104300 SH DEFINED 01 104300 0 0
***LORAL SPACE & COMMON G56462107 30 1700 SH DEFINED 01 1700 0 0
AIRTOUCH COMMUNICATIONS INC PREFCONV 00949T308 19316 130791 SH DEFINED 01 130791 0 0
ECHOSTAR COMMUNICATIONS CORP PREFCONV 278762307 14818 47800 SH DEFINED 01 47800 0 0
FEDERAL MOGUL CORP COMMON 313549107 52 1000 SH DEFINED 01 1000 0 0
HECLA MINING CO COMMON 422704106 508 246500 SH DEFINED 01 246500 0 0
***HOME DEPOT INC CBONDCNV 437076AE2 138 50000 SH DEFINED 01 50000 0 0
ICG COMMUNICATIONS INC-DEL COMMON 449246107 42 2000 SH DEFINED 01 2000 0 0
ITC DELTACOM INC COMMON 45031T104 1414 50500 SH DEFINED 01 50500 0 0
MAGNA INTERNATIONAL INC CBONDCNV 559222AE4 1721 1579000 SH DEFINED 01 1579000 0 0
METRICOM INC CBONDCNV 591596AC5 137 100000 SH DEFINED 01 100000 0 0
MICRON TECHNOLOGIES CBONDCNV 595112AB9 2521 2460000 SH DEFINED 01 2460000 0 0
MINDSPRING ENTERPRISES INC COMMON 602683104 248 5600 SH DEFINED 01 5600 0 0
PEP BOYS MANNY MOE & JACK SUB CBONDCNV 713278AJ8 687 1250000 SH DEFINED 01 1250000 0 0
***PHILIPPINE LONG DISTANCE PREFCONV 718252703 676 13000 SH DEFINED 01 13000 0 0
PREMIER PARKS INC NEW COMMON 740540208 4898 133300 SH DEFINED 01 133300 0 0
QUANEX CORP COMMON 747620102 855 30000 SH DEFINED 01 30000 0 0
SCANDINAVIAN BROADCASTING SYS CBONDCNV 805906AA2 1599 1438000 SH DEFINED 01 1438000 0 0
TCI PACIFIC COMMUNICATIONS INC PREFCONV 872294202 1024 3000 SH DEFINED 01 3000 0 0
THERMO FIBERGEN INC COMMON 88355U109 722 63500 SH DEFINED 01 63500 0 0
RTS THERMO FIBERGEN INC RIGHT 88355U117 209 152500 SH DEFINED 01 152500 0 0
THERMO FIBERTEK INC COMMON 88355W105 223 31300 SH DEFINED 01 31300 0 0
THERMO FIBERTEK INC CBONDCNV 88355WAA3 75 90000 SH DEFINED 01 90000 0 0
***THERMO ELECTRON CORP CBONDCNV 883556AF9 834 929000 SH DEFINED 01 929000 0 0
THERMO OPTEK CORP CBONDCNV 883582AA6 9984 10060000 SH DEFINED 01 10060000 0 0
THERMOQUEST CORP CONV CBONDCNV 883655AB8 122 125000 SH DEFINED 01 125000 0 0
UNITED STATES CELLULAR CORP CBONDCNV 911684AA6 3842 7608000 SH DEFINED 01 7608000 0 0
WMX TECHNOLOGIES INC CBONDCNV 92929QAF4 32963 30381000 SH DEFINED 01 30381000 0 0
WINSTAR COMMUNICATIONS INC COMMON 975515107 792 16260 SH DEFINED 01 16260 0 0
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