This Filing lists securities holdings reported on the Form 13F filed
on May 14, 1999 pursuant to a request for confidential treatment and for which
confidential treatment expired on May 14, 2000.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F CONFIDENTIAL COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 1999
Check here if Amendment [ X ]; Amendment Number: 1
This Amendment (Check only one.): [ ] is a restatement
[ X ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Lehman Brothers Holdings Inc.
Address: 3 World Financial Center
New York, New York 10285
Form 13F File Number: 28-3182
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained is true, correct and complete, and
that it is understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jennifer Marre
Title: Vice President & Secretary
Phone: 212 526-1988
Signature, Place and Date of Signing:
/s/Jennifer Marre New York, NY May 15, 2000
- ------------------ ------------ ------------
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by another reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a
portion are reported by other reporting manager(s).)
<PAGE>
FORM 13F CONFIDENTIAL SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 98
Form 13F Information Table Value Total 2,095
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1 28-1159 Lehman Brothers Inc.
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
NAME OF ISSUER TITLE OF CUSIP VALUE SHRS OR SH/PUT INVSTMT OTHER VOTING AUTHORITY
CLASS (x$1000) PRN AMT PRN CALL DISCRETN MGRS SOLE
***NEW DIMENSION SOFTWARE COMMON M74295102 1348 26000 SH DEFINED 1 26000
LTD
J RAY MCDERMOTT SA COMMON P646581000 373 12500 SH DEFINED 1 12500
AFC CABLE SYSTEMS INC COMMON 950105 11900 400000 SH DEFINED 1 400000
AEROQUIP-VICKERS INC COMMON 7869100 9055 158000 SH DEFINED 1 158000
AGOURON PHARMACEUTICALS INC COMMON 8488108 67875 1200000 SH DEFINED 1 1200000
AIRTOUCH COMMUNICATIONS INC COMMON 00949T100 330061 3415900 SH DEFINED 1
3415900
ALIANT COMMUNICATIONS INC COMMON 160901020 1547 37800 SH DEFINED 1 37800
ALLERGAN SPECIALTY COMMON 184941040 865 86500 SH DEFINED 1 86500
ALZA CORP SUB LIQUID YIELD CBONDCNV 022615AC2 2550 5000000 SH DEFINED 1
5000000
AMERICA ONLINE INC-DEL COMMON 02364J1040 19110 130000 SH DEFINED 1 130000
AMERICAN BANKERS INSURANCE COMMON 244561050 61880 1190000 SH DEFINED 1 1190000
AMERICAN ELECTRIC POWER CO COMMON 255371010 3294 83000 SH DEFINED 1 83000
INC
AMERICAN MOBILE SATELLITE COMMON 02755R103 1644 219300 SH DEFINED 1 219300
CORP
AMERICAN STORES CO NEW COMMON 30096101 99330 3010000 SH DEFINED 1 3010000
AMERIN CORP COMMON 03070X106 1826 89900 SH DEFINED 1 89900
ASCEND COMMUNICATIONS INC COMMON 43491109 173518 2073400 SH DEFINED 1 2073400
***ASTRA AB-SPONSORED ADR ADR 46298105 1935 84400 SH DEFINED 1 84400
AVATAR HOLDINGS INC NDCBOND 0053494AD2 6001 6800000 SH DEFINED 1 6800000
CNV
WTS BJ SERVICES CO WARRANT 55482111 503 26000 SH DEFINED 1 26000
BANK OF COMMERCE-SAN DIEGO COMMON 61589107 1358 67500 SH DEFINED 1 67500
CA
BANKERS TRUST CORP COMMON 66365107 80748 915000 SH DEFINED 1 915000
CD RADIO INC COMMON 125127100 2217 85300 SH DEFINED 1 85300
CENTURY COMMUNICATIONS CORP CLASS 156503104 320 6900 SH DEFINED 1 6900
CITYSCAPE FINANCIAL CORP COMMON 178778106 82100 SH DEFINED 1 82100
CORAM HEALTHCARE CORP COMMON 218103109 3876 2000000 SH DEFINED 1 2000000
CRESCENDO PHARMACEUTICALS COMMON 225637107 4521 317292 SH DEFINED 1 317292
CORP
CRYSTAL OIL CO NEW COMMON 229385703 229 6890 SH DEFINED 1 6890
CRYSTAL OIL CO-$0.06 CONV PREFCONV 229385307 590 1574195 SH DEFINED 1 1574195
SR
EAGLE HARDWARE & GARDEN INC COMMON 26959B101 35243 922900 SH DEFINED 1 922900
EDISON BROTHERS STORES INC COMMON 280875303 71 227122 SH DEFINED 1 227122
NEW
WTS EDISON BROTHERS STORES WARRANT 280875113 23 45051 SH DEFINED 1 45051
INC
EMCOR GROUP INC COMMON 29084Q100 2336 135951 SH DEFINED 1 135951
EMERALD FINANCIAL CORP COMMON 290927102 5742 307300 SH DEFINED 1 307300
EXCEL TECHNOLOGY INC COMMON 30067T103 4265 411100 SH DEFINED 1 411100
EXCITE INC COMMON 300904109 8792 62800 SH DEFINED 1 62800
C WTS FEDERATED DEPARTMENT WARRANT 31410H119 7773 505600 SH DEFINED 1 505600
D WTS FEDERATED DEPARTMENT WARRANT 31410H127 5192 335000 SH DEFINED 1 335000
FIRST AUSTRALIA FUND INC COMMON 318652104 2253 305500 SH DEFINED 1 305500
FRANCE GROWTH FUND INC COMMON 35177K108 5536 408200 SH DEFINED 1 408200
FRONTIER CORP COMMON 35906P105 15821 305000 SH DEFINED 1 305000
RTS FUSION SYSTEMS CORP RIGHT 361129117 100800 SH DEFINED 1 100800
GTE CORP COMMON 362320103 15730 260000 SH DEFINED 1 260000
GETCHELL GOLD CORP COMMON 374265106 7759 296300 SH DEFINED 1 296300
GREENPOINT FINANCIAL CORP COMMON 395384100 2882 82956 SH DEFINED 1 82956
JOHN HANCOCK BANK & THRIFT COMMON 409735107 515 56500 SH DEFINED 1 56500
HEARTLAND PARTNERS LP COMMON 422357103 2787 187400 SH DEFINED 1 187400
I C H CORP NEW COMMON 44926L300 162 19220 SH DEFINED 1 19220
ITALY FUND INC COMMON 465395101 729 48400 SH DEFINED 1 48400
JACOR COMMUNICATIONS INC CLASS 469858401 14462 190300 SH DEFINED 1 190300
KNOLL INC COMMON 498904101 549 22300 SH DEFINED 1 22300
LIMITED INC COMMON 532716107 40980 1034200 SH DEFINED 1 1034200
***LOEWEN GROUP INC COMMON 54042L100 906 500000 SH DEFINED 1 500000
MASON DIXON BANCSHARES INC COMMON 575207105 573 12600 SH DEFINED 1 12600
MEDPARTNERS INC NEW COMMON 58503X107 3325 700000 SH DEFINED 1 700000
MERIDIAN INDUSTRIAL TRUST COMMON 589643105 676 29100 SH DEFINED 1 29100
INC
METRICOM INC COMMON 591596101 412 64000 SH DEFINED 1 64000
FRED MEYER INC-DEL NEW COMMON 592907109 72386 1229500 SH DEFINED 1 1229500
MOBIL CORP COMMON 607059102 177223 2013900 SH DEFINED 1 2013900
NEW GERMANY FUND INC COMMON 644465106 7470 625771 SH DEFINED 1 625771
***NEWCOURT CREDIT GROUP COMMON 650905102 37763 1395400 SH DEFINED 1 1395400
INC
NEXSTAR PHARMACEUTICALS INC COMMON 65333B106 9278 543800 SH DEFINED 1 543800
NINE WEST GROUP INC COMMON 65440D102 11736 475400 SH DEFINED 1 475400
NORTH CAROLINA NATURAL GAS COMMON 658221106 4434 146000 SH DEFINED 1 146000
PACIFICORP COMMON 695114108 11711 678900 SH DEFINED 1 678900
PIONEER HI-BRED ITNL COMMON 723686101 70377 1870500 SH DEFINED 1
1870500
POOL ENERGY SERVICES CO COMMON 732788104 15313 1000000 SH DEFINED 1 1000000
***PREMIER FARNELL PLC PREFCONV 74050U206 2424 136586 SH DEFINED 1 136586
QUALCOMM INC COMMON 747525103 7586 61000 SH DEFINED 1 61000
ST JOHN KNITS INC COMMON 790289102 10937 414700 SH DEFINED 1 414700
SKANEATELES BANCORP INC COMMON 830506101 895 40000 SH DEFINED 1 40000
SONAT INC COMMON 835415100 26856 895200 SH DEFINED 1 895200
UTS SPIROS DEV CORP II INC/ UNTWCMP 848935201 3751 441400 SH DEFINED 1 441400
SUNDSTRAND CORP COMMON 867323107 78826 1134200 SH DEFINED 1 1134200
SWISS HELVETIA FUND INC COMMON 870875101 9371 666400 SH DEFINED 1 666400
TIG HOLDINGS INC COMMON 872469101 15158 929200 SH DEFINED 1 929200
TRANSAMERICA CORP COMMON 893485102 195306 2750800 SH DEFINED 1 2750800
UNION CAMP CORP COMMON 905530101 120898 1801100 SH DEFINED 1 1801100
VANGUARD CELLULAR SYSTEMS CLASS 922022108 25103 919100 SH DEFINED 1 919100
INC
WTS VIACOM INC (5YR WT TO WARRANT 925524134 3016 190000 SH DEFINED 1 190000
PUR
AT&T CORP COMMON 001957109 24 310 SH DEFINED 1 310
AGRIBIOTECH INC-NEV COMMON 008494106 388 62200 SH DEFINED 1 62200
AIRTOUCH COMMUNICATIONS PREFCONV 00949T209 2901 36846 SH DEFINED 1 36846
INC
AIRTOUCH COMMUNICATIONS PREFCONV 00949T308 14228 105791 SH DEFINED 1 105791
INC
CHECKPOINT SYSTEMS INC CBONDCNV 162825AA1 733 0 SH DEFINED 1 0
CITRIX SYSTEMS INC COMMON 177376100 236 6200 SH DEFINED 1 6200
COMVERSE TECHNOLOGY INC CBONDCNV 205862AE5 28368 0 SH DEFINED 1 0
ECHOSTAR COMMUNICATIONS PREFCONV 278762307 10297 62600 SH DEFINED 1 62600
CORP
HUTCHINSON TECHNOLOGY COMMON 448407106 656 26400 SH DEFINED 1 26400
INC
NTL INC COMMON 629407107 1057 13000 SH DEFINED 1 13000
SCANDINAVIAN CBONDCNV 805906AA2 1937 715000 SH DEFINED 1 715000
BROADCASTING SYS
THERMO FIBERGEN INC COMMON 88355U109 587 63500 SH DEFINED 1 63500
RTS THERMO FIBERGEN INC RIGHT 88355U117 419 152500 SH DEFINED 1 152500
THERMO FIBERTEK INC CBONDCNV 88355WAA3 3305 025000 SH DEFINED 1 025000
THERMO INSTRUMENTS CBONDCNV 883559AE6 3225 976000 SH DEFINED 1 976000
SYSTEMS INC
THERMO OPTEK CORP CBONDCNV 883582AA6 481 500000 SH DEFINED 1 500000
***THERMOQUEST CORP CFGNCNV 883655AA0 5420 574000 SH DEFINED 1 574000
THERMOQUEST CORP CONV CBONDCNV 883655AB8 121 125000 SH DEFINED 1 125000
WMX TECHNOLOGIES INC CBONDCNV 92929QAF4 28687 000000 SH DEFINED 1 000000
</TABLE>
