C&D TECHNOLOGIES INC
3, 1998-11-05
MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES
Previous: C&D TECHNOLOGIES INC, 3, 1998-11-05
Next: STEIN ROE INVESTMENT TRUST, 497, 1998-11-05



<TABLE>
<CAPTION>
- ------
FORM 3                                 U.S. SECURITIES AND EXCHANGE COMMISSION 
- ------                                           Washington D.C.  20549  
                                                                           
                              INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                    
                       Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
                         Section 17(a) of the Public Utility Holding Company Act of 1935 or 
                                  Section 30(f) of the Investment Company Act 1940  
- --------------------------------------------------------------------------------------------------------------------------------
|1.Name and Address of Reporting Person  |2.Date of Event Re-  |4. Issuer Name and Ticker or Trading Symbol                    |
|                                        |  quiring Statement  |                                                               |
|    Roberts, Jr.  Wade       H.         |  (Month/Day/Year)   |  C&D TECHNOLOGIES, INC.   (CHP)                               |
|----------------------------------------|   10/22/98          |---------------------------------------------------------------|
|   (Last)        (First)        (MI)    |---------------------|5.Relationship of Reporting Person to Issurer|6.If Amendment,  |
|                                        |3.IRS or Social Se-  |         (Check all applicable)              | Date of Original|
|    1385 Eaves Spring Road              |  curity Number of   | _X_ Director        ___ 10% Owner           | (Month/Day/Year)|
|----------------------------------------|  Reporting Person   | _X_ Officer (give   ___ Other (specify      |                 |
|          (Street)                      |  (Voluntary)        |       title below)             below)       |-----------------|
|                                        |                     |                                             |7. Individual or |
|                                        |                     | President and Chief Operating Officer       | Joint/Group     |
|                                        |                     |                                             | Filing (Check   |
|                                        |                     |                                             | applicable line)|
|                                        |                     |                                             |_X_Form filed by |
|    Malvern,         PA       19355     |                     |                                             | One Reporting   |
|----------------------------------------|---------------------|---------------------------------------------| Person          |
|  (City)            (State)    (Zip)    |                                                                   |___Form filed by |
|                                        |        TABLE I - Non-Derivative Securities Owned                  | More than One   |
|                                        |                                                                   | Reporting Person|
|----------------------------------------|-------------------------------------------------------------------|-----------------|
|1.Title of Security         |2.Amount of Securities      | 3. Ownership             |4.Nature of Indirect Beneficial Ownership|
|  (Instr. 4)                |  Beneficially Owned        |    Form: Direct (D)      |  (Instr. 5)                             |
|                            |  (Instr. 4)                |    or Indirect (I)       |                                         |
|                            |                            |    (Instr. 5)            |                                         |
|----------------------------|----------------------------|--------------------------|-----------------------------------------|
 <S>                           <C>                          <C>                        <C>  
|                            |                            |                          |                                         |
|                            |                            |                          |                                         |
|----------------------------|----------------------------|--------------------------|-----------------------------------------|
|                            |                            |                          |                                         |
|                            |                            |                          |                                         |
|                            |                            |                          |                                         |
|----------------------------|----------------------------|--------------------------|-----------------------------------------|
|                            |                            |                          |                                         |
|                            |                            |                          |                                         |
|                            |                            |                          |                                         |
|----------------------------|----------------------------|--------------------------|-----------------------------------------|
|                            |                            |                          |                                         |
|                            |                            |                          |                                         |
|                            |                            |                          |                                         |
|----------------------------|----------------------------|--------------------------|-----------------------------------------|
|                            |                            |                          |                                         |
|                            |                            |                          |                                         |
|                            |                            |                          |                                         |
- --------------------------------------------------------------------------------------------------------------------------------
</TABLE>
Reminder: Report of a separate line for each class securities owned directly or
          indirectly.
                                                                  SEC1473 (8-92)
                                                                   PAGE: 1 of 2
<PAGE>

<TABLE>
<CAPTION>
FORM 3 (continued)        TABLE II - Derivative Securities Beneficially Owned
                                  (e.g., puts, calls, warrants, options, covertible security)  
- --------------------------------------------------------------------------------------------------------------------------------
|1.Title of Derivative Security      |2.Date Exer-     |3.Title and Amount of Securities |4.Conver- |5.Owner-  |6.Nature of In-|
|  (Instr. 4)                        |  cisable and    |  Underlying Derivative Security |  sion or | ship     |  direct       |
|                                    |  Expiration     |  (Instr. 4)                     |  Exercise| Form of  |  Beneficial   |
|                                    |  Date (Month/   |                                 |  Price of| Deriv-   |  Ownership    |
|                                    |  Day/Year)      |                                 |  Deri-   | ative    |               |
|                                    |-----------------|---------------------------------|  vative  | Security |               |
|                                    |Date    |Expira- |                       | Amount  |  Security| Direct   |               |
|                                    |Exer-   |tion    |        Title          | or      |          | (D) or   |               |
|                                    |cisable |Date    |                       | Number  |          | Indirect |               |
|                                    |        |        |                       |of Shares|          | (I)      |               |
|                                    |        |        |                       |         |          | (Instr 5)|               |
|------------------------------------|--------|--------|-----------------------|---------|----------|----------|---------------|
 <S>                                   <C>      <C>      <C>                    <C>        <C>        <C>   
|Employee Stock Option               |        | 10/22/ |                       |         |          |          |               |
|Right to Buy                        | (1)    |  2008  | Common Stock          |25,000   | 24.75    | D        |               |
|------------------------------------|--------|--------|-----------------------|---------|----------|----------|---------------|
|                                    |        |        |                       |         |          |          |               |
|                                    |        |        |                       |         |          |          |               |
|------------------------------------|--------|--------|-----------------------|---------|----------|----------|---------------|
|                                    |        |        |                       |         |          |          |               |
|                                    |        |        |                       |         |          |          |               |
|------------------------------------|--------|--------|-----------------------|---------|----------|----------|---------------|
|                                    |        |        |                       |         |          |          |               |
|                                    |        |        |                       |         |          |          |               |
|------------------------------------|--------|--------|-----------------------|---------|----------|----------|---------------|
|                                    |        |        |                       |         |          |          |               |
|                                    |        |        |                       |         |          |          |               |
|------------------------------------|--------|--------|-----------------------|---------|----------|----------|---------------|
|                                    |        |        |                       |         |          |          |               |
|                                    |        |        |                       |         |          |          |               |
|------------------------------------|--------|--------|-----------------------|---------|----------|----------|---------------|
|                                    |        |        |                       |         |          |          |               |
|                                    |        |        |                       |         |          |          |               |
|-------------------------------------------------------------------------------------------------------------------------------
</TABLE>
Explanation of Responses:
(1)  Option to buy shares of C&D TECHNOLOGIES, INC. Common Stock exercisable
     33 1/3% on 10/22/1999, 33 1/3% on 10/22/2000 and 33 1/3% on 10/22/2001,
     subject to acceleration if Reporting Person's employment agreement is
     terminated pursuant to sections 9(g) or 9(h) thereof.

                                    /s/ Wade H. Roberts, Jr.         11/3/98
                                    ------------------------------- ----------
                                    **Signature of Reporting Person   Date   

**Intentional misstatements or omissions of facts constitute Federal Criminal
  Violations.  See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this form, one of which must be manually signed.
      If space provided is insufficient, see Instruction 6 for procedure.

                                                                  SEC1473 (8-92)
                                                                     PAGE 2


© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission