<PAGE>
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended June 30, 2000
--------------
Check here if Amendment [ ]: Amendment Number: ______________________
This Amendment (Check only one):
[_] is a restatement.
[_] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: David M. Knott
---------------
Address: 485 Underhill Boulevard
------------------------
Suite 205
----------
Syosset, NY 11791
-------------------
Form 13F File Number: 28-
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person signing
the report is authorized to submit it, that all information contained
herein is true, correct and complete, and that it is understood that
all required items, statements, schedules, lists and tables are
considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Reporting Manager:
Name: David M. Knott
---------------
Title: Investment Manager
-------------------
Phone: (516) 364-0303
--------------
Signature, Place and Date of Signing:
/s/ David M. Knott
------------------------
[Signature]
Syosset, New York
-----------------
[City, State]
August 10, 2000
---------------
[Date]
Report Type (Check only one.):
[x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion
are reported by other reporting manager(s).)
<PAGE>
Form 13F Summary Page
Report Summary:
Number of Other Included Managers:
0
----------------
Form 13F Information Table Entry Total:
176
----------------
Form 13F Information Table Value Total:
$ 272,278 (thousands)
----------------
List of Other Included Managers: NONE
Page 2 of 10
<PAGE>
<TABLE>
<CAPTION>
Form 13F Information Table
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Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title of CUSIP Value Shrs or SH/PRN Put/Call Investment Other Voting Authority
Class ($) prn amt discretion Managers
------------------------------------------------------------------------------------------------------------------------------------
Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
4 Kids Entertainment Common 350865101 156,360 6,000 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
4 Kids Entertainment Common 350865101 302,325 11,600 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Abbott Laboratories Common 002824100 1,433,151 32,300 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Abbott Laboratories Common 002824100 2,116,687 47,700 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Ackerly Group Inc. Common 004527107 1,077,475 91,700 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Ackerly Group Inc. Common 004527107 1,983,400 168,800 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Action Performance Co.'s Common 004933107 44,225 6,100 SH DEFINED X
Inc.
------------------------------------------------------------------------------------------------------------------------------------
Action Performance Co.'s Common 004933107 241,425 33,300 SH SOLE X
Inc.
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Alberta Energy Company Ltd. Common 012873105 872,424 21,600 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Alberta Energy Company Ltd. Common 012873105 581,602 14,400 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Ambac Financial Group Inc. Common 023139108 4,209,408 76,800 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Ambac Financial Group Inc. Common 023139108 5,481,250 100,000 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
American Express Common 025816109 7,818 150 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
American Express Common 025816109 4,331,587 83,100 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
American Home Products Common 026609107 235,000 4,000 SH DEFINED X
Corp.
------------------------------------------------------------------------------------------------------------------------------------
American Home Products Common 026609107 352,500 6,000 SH SOLE X
Corp.
------------------------------------------------------------------------------------------------------------------------------------
American Int'l Group Inc. Common 026874107 17,902,300 152,360 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
American Int'l Group Inc. Common 026874107 15,007,687 127,725 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Aristotle Corp. Common 040448201 19,435 3,380 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Banc One Corp. Common 06423A103 520,625 19,600 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Bank of NY Inc. Common 064057102 10,541,550 226,700 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Bank of NY Inc. Common 064057102 16,926,000 364,000 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Bayview Capital Corporation Common 07262L101 486,576 49,600 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Bayview Capital Corporation Common 07262L101 722,200 73,600 SH SOLE X
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</TABLE>
Page 3 of 10
<PAGE>
<TABLE>
<CAPTION>
Form 13F Information Table
------------------------------------------------------------------------------------------------------------------------------------
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title of CUSIP Value Shrs or SH/PRN Put/Call Investment Other Voting Authority
Class ($) prn amt discretion Managers
------------------------------------------------------------------------------------------------------------------------------------
Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Borders Group Inc. Common 099709107 625,512 40,200 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Borders Group Inc. Common 099709107 930,637 59,800 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
CheckFree Holding Common 162816102 474,375 9,200 SH SOLE X
Corporation
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Children's Place Retail Common 168905107 30,750 1,500 SH DEFINED X
Stores
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Children's Place Retail Common 168905107 820,000 40,000 SH SOLE X
Stores
------------------------------------------------------------------------------------------------------------------------------------
CIENA Corporation Common 771779101 1,533,525 9,200 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Closure Medical Corp. Common 189093107 73,600 3,200 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Closure Medical Corp. Common 189093107 243,800 10,600 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Coca-Cola Co. Common 191216100 574,375 10,000 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Columbia Labs Inc. Common 197779101 2,415,000 420,000 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Columbia Labs Inc. Common 197779101 1,966,500 342,000 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Connetics Corporation Common 208192104 2,498,385 172,500 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Connetics Corporation Common 208192104 3,692,878 255,000 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Conseco Inc. Common 208464107 244 25 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Conseco Inc. Common 208464107 1,420,575 145,700 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Copytele Inc. Common 217721109 97,812 62,600 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Crystallex Int'l Corp. Common 22942F101 34,726 19,400 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Delphi Automotive Systems Common 247126105 288,288 19,800 SH DEFINED X
Corp.
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Delphi Automotive Systems Common 247126105 586,869 40,300 SH SOLE X
Corp.
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Duramed Pharm. Inc. Common 266354109 254,048 46,700 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Duramed Pharm. Inc. Common 266354109 398,569 73,300 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Egghead. Com Inc. Common 282329101 14,700 5,000 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Egghead.Com Inc. Common 282329101 240,875 82,000 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
EntreMed Inc. Common 29382F103 149,700 5,000 SH DEFINED X
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</TABLE>
Page 4 of 10
<PAGE>
<TABLE>
<CAPTION>
Form 13F Information Table
------------------------------------------------------------------------------------------------------------------------------------
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title of CUSIP Value Shrs or SH/PRN Put/Call Investment Other Voting Authority
Class ($) prn amt discretion Managers
------------------------------------------------------------------------------------------------------------------------------------
Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
EntreMed Inc. Common 29382F103 221,537 7,400 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Envision Development Corp. Common 29410N102 77,000 3,500 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Fifth Third Bancorp Common 316773100 6,558,076 103,685 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Fifth Third Bancorp Common 316773100 9,441,264 149,269 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Finet.com Inc. Common 317922300 134,062 195,000 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
First Keystone Financial Common 320655103 432,306 43,800 SH DEFINED X
Inc.
------------------------------------------------------------------------------------------------------------------------------------
First Keystone Financial Common 320655103 837,400 84,800 SH SOLE X
Inc.
------------------------------------------------------------------------------------------------------------------------------------
Firstar Corp. Common 33763V109 7,274,798 345,432 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Firstar Corp. Common 33763V109 10,110,000 480,000 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Friede Goldman Halter, Inc. Common 358430106 232,375 26,000 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Frontier Airlines Inc. Common 359065109 463,644 32,400 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Frontier Airlines Inc. Common 359065109 729,937 51,000 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Furniture Brands Common 360921100 201,096 13,300 SH DEFINED X
International
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Furniture Brands Common 360921100 282,837 18,700 SH SOLE X
International
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Geltex Pharmaceuticals Common 368538104 65,408 3,200 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Geltex Pharmaceuticals Common 368538104 498,675 24,400 SH SOLE X
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Genesco Inc. Common 371532102 197,538 12,300 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Genesco Inc. Common 371532102 305,187 19,000 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Gentiva Health Services Common 37247A102 1,357,664 167,200 SH DEFINED X
Inc.
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Gentiva Health Services Common 37247A102 2,019,062 248,500 SH SOLE X
Inc.
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Gobal Light Common 37934X100 782,210 71,500 SH DEFINED X
Telecommunications
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Gobal Light Common 37934X100 1,156,094 105,700 SH SOLE X
Telecommunications
------------------------------------------------------------------------------------------------------------------------------------
Goldenstar Resources Convertible 38119TAAZ 1,057,078 773,000 PRN DEFINED X
Debentures
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</TABLE>
Page 5 of 10
<PAGE>
<TABLE>
<CAPTION>
Form 13F Information Table
------------------------------------------------------------------------------------------------------------------------------------
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title of CUSIP Value Shrs or SH/PRN Put/Call Investment Other Voting Authority
Class ($) prn amt discretion Managers
------------------------------------------------------------------------------------------------------------------------------------
Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Goldenstar Resources Convertible 38119TAAZ 1,848,860 1,352,000 PRN SOLE X
Debentures
------------------------------------------------------------------------------------------------------------------------------------
Goldenstar Resources Warrants 38119T148 41,920 209,600 Call DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Goldenstar Resources Warrants 38119T148 54,080 270,400 Call SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Gulf Indonesia Resources Common 402284103 1,514,400 189,300 SH DEFINED X
Ltd.
------------------------------------------------------------------------------------------------------------------------------------
Gulf Indonesia Resources Common 402284103 1,544,800 193,100 SH SOLE X
Ltd.
------------------------------------------------------------------------------------------------------------------------------------
Handleman Co. Common 410252100 1,005,000 80,400 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Handleman Co. Common 410252100 1,495,000 119,600 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Hanover Compressor Co. Common 410768105 653,600 17,200 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Hanover Compressor Co. Common 410768105 410,400 10,800 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Haven Bancorp Inc. Common 419352109 798,080 43,000 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Haven Bancorp Inc. Common 419352109 1,178,719 63,500 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Hollinger International Common 435569108 3,784,998 277,900 SH DEFINED X
Inc.
------------------------------------------------------------------------------------------------------------------------------------
Hollinger International Common 435569108 5,539,925 406,600 SH SOLE X
Inc.
------------------------------------------------------------------------------------------------------------------------------------
Homestead Bancorp. Inc. Common 437698103 284,925 39,300 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Homestead Bancorp. Inc. Common 437698103 435,000 60,000 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Household Int'l Inc. Common 441815107 1,728,896 41,600 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Household Int'l Inc. Common 441815107 2,240,219 53,900 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Hudson City Bancorp. Common 443683107 427 25 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
IDT Corp. Common 448947101 305,460 9,000 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
IDT Corp. Common 448947101 1,554,337 45,800 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
IVillage Inc. Common 46588H105 180,616 21,400 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
IVillage Inc. Common 46588H105 340,875 40,400 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
JCC Holding Co. Common 46611Q205 23,166 28,600 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
Page 6 of 10
<PAGE>
<TABLE>
<CAPTION>
Form 13F Information Table
------------------------------------------------------------------------------------------------------------------------------------
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title of CUSIP Value Shrs or SH/PRN Put/Call Investment Other Voting Authority
Class ($) prn amt discretion Managers
------------------------------------------------------------------------------------------------------------------------------------
Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
JCC Holding Co. Common 46611Q205 41,112 50,600 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Kerr McGee Corp. Common 492386107 1,296,680 22,000 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Kerr McGee Corp. Common 492386107 1,049,087 17,800 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Keyspan Corporation Common 49337W100 845,625 27,500 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Keyspan Corporation Common 49337W100 1,060,875 34,500 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
LML Payment Systems Inc. Common 50208P109 678,480 33,000 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
LML Payment Systems Inc. Common 50208P109 1,172,062 57,000 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
MBIA, Inc. Common 55262C100 438,529 9,100 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
MBIA, Inc. Common 55262C100 645,712 13,400 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Medicis Pharmaceutical Common 584690309 128,250 2,250 SH DEFINED X
Corp.
------------------------------------------------------------------------------------------------------------------------------------
Medicis Pharmaceutical Common 584690309 256,500 4,500 SH SOLE X
Corp.
------------------------------------------------------------------------------------------------------------------------------------
Mellon Financial Common 58551A108 2,915,200 80,000 SH DEFINED X
Corporation
------------------------------------------------------------------------------------------------------------------------------------
Mellon Financial Common 58551A108 4,336,062 119,000 SH SOLE X
Corporation
------------------------------------------------------------------------------------------------------------------------------------
Mercury General Corp. Common 589400100 571,604 24,200 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Mercury General Corp. Common 589400100 848,137 35,900 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Mesa Air Group Inc. Common 590479101 265,440 48,000 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Mesa Air Group Inc. Common 590479101 439,734 79,500 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Methode Electronics Inc. Common 591520200 254,925 6,600 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Methode Electronics Inc. Common 591520200 370,800 9,600 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Murphy Oilcorp. Common 626717102 416,063 7,000 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Net 2 Phone Inc. Common 64108N106 107,070 3,000 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Net 2 Phone Inc. Common 64108N106 210,556 5,900 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Nextcard, Inc. Common 65332K107 269,450 31,700 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Noble Affiliates Inc. Common 654894104 149,000 4,000 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
Page 7 of 10
<PAGE>
<TABLE>
<CAPTION>
Form 13F Information Table
------------------------------------------------------------------------------------------------------------------------------------
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title of CUSIP Value Shrs or SH/PRN Put/Call Investment Other Voting Authority
Class ($) prn amt discretion Managers
------------------------------------------------------------------------------------------------------------------------------------
Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Ocean Energy Inc. Common 67481E106 1,233,111 86,900 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Ocean Energy Inc. Common 67481E106 1,196,006 84,300 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Oneida Ltd. Common 682505102 1,031,275 58,100 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Oneida Ltd. Common 682505102 1,917,000 108,000 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Osicom Technologies Common 688271501 676,960 8,000 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Osicom Technologies Common 688271501 1,015,500 12,000 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Pediatrix Medical Group Common 705324101 319,550 27,500 SH DEFINED X
Inc.
------------------------------------------------------------------------------------------------------------------------------------
Pediatrix Medical Group Common 705324101 1,162,500 100,000 SH SOLE X
Inc.
------------------------------------------------------------------------------------------------------------------------------------
Penwest Pharmaceuticals Co. Common 709754105 243,452 24,200 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Penwest Pharmaceuticals Co. Common 709754105 345,144 34,300 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Per-se Technologies Inc. Common 713569309 386,981 41,300 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Per-se Technologies Inc. Common 713569309 576,562 61,500 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Picturetel Corp. Common 720035302 252,044 96,200 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Picturetel Corp. Common 720035302 474,075 180,600 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
PLC Systems Inc. Common 69341D104 53,550 40,800 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Polaroid Corp. Common 731095105 363,006 20,100 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Polaroid Corp. Common 731095105 540,069 29,900 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Progressive Corp. Common 743315103 2,719,500 37,000 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
PYR Energy Corp. Common 693677106 238,066 50,800 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
PYR Energy Corp. Common 693677106 461,259 97,900 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Reebok Int'l Common 758110100 637,500 40,000 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Rehabilicare Inc. Common 758944102 345,068 122,800 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Rehabilicare Inc. Common 758944102 644,062 229,000 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Ryder Systems Inc. Common 783549108 429,938 22,700 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
Page 8 of 10
<PAGE>
<TABLE>
<CAPTION>
Form 13F Information Table
------------------------------------------------------------------------------------------------------------------------------------
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title of CUSIP Value Shrs or SH/PRN Put/Call Investment Other Voting Authority
Class ($) prn amt discretion Managers
------------------------------------------------------------------------------------------------------------------------------------
Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Ryder Systems Inc. Common 783549108 611,681 32,300 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Salton Inc. Common 795757103 907,002 24,600 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Salton Inc. Common 795757103 1,803,187 48,900 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Southdown Inc. Common 841297104 1,253,175 21,700 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Southdown Inc. Common 841297104 1,767,150 30,600 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Splash Technology Holdings Common 848623104 433,637 55,100 SH DEFINED X
Inc.
------------------------------------------------------------------------------------------------------------------------------------
Splash Technology Holdings Common 848623104 649,687 82,500 SH SOLE X
Inc.
------------------------------------------------------------------------------------------------------------------------------------
Stamps.com Inc. Common 852857101 445,910 61,000 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Stamps.com Inc. Common 852857101 793,406 108,500 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Stone Energy Corp. Common 861642106 1,625,200 27,200 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Stone Energy Corp. Common 861642106 3,202,600 53,600 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Sunrise Tech Inc. Common 86769L103 1,236,000 123,600 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Sycamore Networks Inc. Common 871206108 2,030,900 18,400 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Talisman Energy Inc. Common 87425E103 424,064 12,800 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Talisman Energy Inc. Common 87425E103 238,522 7,200 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Tegal Corp. Common 879008100 146,302 22,100 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Tegal Corp. Common 879008100 233,200 35,200 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Union Pacific Res. Group Common 907834105 1,878,800 85,400 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Union Pacific Res. Group Common 907834105 2,081,200 94,600 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Uniview Technologies Corp. Common 915282206 212,275 121,300 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Uniview Technologies Corp. Common 915282206 312,725 178,700 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Unocal Corp. Common 915289102 927,360 28,000 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Unocal Corp. Common 915289102 804,937 24,300 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Valassis Communications Co. Common 918866104 3,299,286 86,550 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
Page 9 of 10
<PAGE>
<TABLE>
<CAPTION>
Form 13F Information Table
------------------------------------------------------------------------------------------------------------------------------------
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title of CUSIP Value Shrs or SH/PRN Put/Call Investment Other Voting Authority
Class ($) prn amt discretion Managers
------------------------------------------------------------------------------------------------------------------------------------
Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Valassis Communications Co. Common 918866104 4,780,875 125,400 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Valence Tech. Inc. Common 918914102 71,916 3,900 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Valence Tech. Inc. Common 918914102 114,312 6,200 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Vialog Corp. Common 92552X106 155,574 40,200 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Vialog Corp. Common 92552X106 232,500 60,000 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Wells Fargo & Co. Common 949746101 8,211,125 211,900 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Wells Fargo & Co. Common 949746101 11,547,500 298,000 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Winn Dixie Common 974280109 178,906 12,500 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
Zions Bancorp Common 989701107 2,731,648 59,526 SH DEFINED X
------------------------------------------------------------------------------------------------------------------------------------
Zions Bancorp Common 989701107 4,589,062 100,000 SH SOLE X
------------------------------------------------------------------------------------------------------------------------------------
GRAND TOTAL: 272,278,459 14,787,777
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</TABLE>
Page 10 of 10
