UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b)
(Amendment No. 3)*
DIGITAL LINK CORPORATION
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(Name of Issuer)
COMMON STOCK
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(Title of Class of Securities)
253856 10 8
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(CUSIP Number)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 9
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SCHEDULE 13G
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CUSIP No. 253856 10 8 Page 2 of 9 Pages
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NAME OF REPORTING PERSON
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
VINITA GUPTA
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A
2 GROUP* (a)
(b) |X|
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
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5 SOLE VOTING POWER
NUMBER
OF 0
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SHARES 6 SHARED VOTING POWER
BENEFICIALLY 4,048,021 (BENEFICIAL OWNERSHIP OF 916,500
OWNED OF THESE SHARES IS DISCLAIMED)
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BY 7 SOLE DISPOSITIVE POWER
EACH
REPORTING 0
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PERSON 8 SHARED DISPOSITIVE POWER
WITH 4,048,021 (BENEFICIAL OWNERSHIP OF 916,500
OF THESE SHARES IS DISCLAIMED)
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,048,021* (BENEFICIAL OWNERSHIP OF 916,500 OF THESE SHARES IS
DISCLAIMED)
*13,334 SHARES ARE SUBJECT TO OPTIONS THAT ARE EXERCISABLE WITHIN 60
DAYS OF DECEMBER 31, 1997
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
42.9%
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12 TYPE OF REPORTING PERSON*
IN
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<PAGE>
Item 1. Issuer's Name and Address of Principal Executive Offices:
(a) Digital Link Corporation
(b) 217 Humboldt Court, Sunnyvale, California 94089
Item 2. Information Concerning Person Filing:
(a) Vinita Gupta
(b) 217 Humboldt Court, Sunnyvale, California 94089
(c) U.S.A.
(d) Common Stock
(e) 253856 10 8
Item 3. Status of Person Filing:
Not applicable.
Item 4. Ownership:
(a) 4,048,021*
(b) 42.9%
(c) (i) Sole power to vote or to direct vote: 0 shares*
(ii) Shared power to vote or to direct vote: 4,048,021 shares*
(iii) Sole power to dispose or to direct the disposition:
0 shares*
(iv) Shared power to dispose or to direct the disposition:
4,048,021 shares*
*Beneficial ownership of all or some of these shares is disclaimed
as set forth on Page 2 of this statement.
Item 5. Ownership of Five Percent or Less of a Class:
Not applicable.
Item 6. Ownership of More Than Five Percent on Behalf of Another Person:
(a) As of December 31, 1997, 2,857,387 of these shares and 13,334
shares subject to options that are exercisable within 60 days
of December 31, 1997 were beneficially owned by Vinita Gupta
and her spouse, Narendra Gupta.
(b) As of December 31, 1997, 862,500 of these shares were held in
trust for the benefit of the filing person's children. The
filing person, her spouse and a third party, Kalyan Dutta, are
trustees of the trust.
(c) As of December 31, 1997, an aggregate of 54,000 of
these shares were held in custodial accounts for the benefit of the
filing person's two children (27,000 for each child).
(d) As of December 31, 1997, 260,800 of these shares were held
in trust for the benefit of filing person's living trust. The
filing person and her spouse are settlors and trustees of the
trust.
Item 7. Identification and Classification of Subsidiary:
Not applicable.
Item 8. Identification and Classification of Group:
Not applicable.
Item 9. Notice of Dissolution of Group:
Not applicable.
Item 10. Certification:
Not applicable.
<PAGE>
SCHEDULE 13G
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CUSIP No. 253856 10 8 Page 4 of 9 Pages
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NAME OF REPORTING PERSON
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
NARENDRA K. GUPTA
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A
2 GROUP* (a)
(b) |X|
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
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5 SOLE VOTING POWER
NUMBER
OF 0
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SHARES 6 SHARED VOTING POWER
BENEFICIALLY 4,048,021 (BENEFICIAL OWNERSHIP OF 916,500
OWNED OF THESE SHARES IS DISCLAIMED)
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BY 7 SOLE DISPOSITIVE POWER
EACH
REPORTING 0
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PERSON 8 SHARED DISPOSITIVE POWER
WITH 4,048,021 (BENEFICIAL OWNERSHIP OF 916,500
OF THESE SHARES IS DISCLAIMED)
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,048,021* (BENEFICIAL OWNERSHIP OF 916,500 OF THESE SHARES IS
DISCLAIMED)
*13,334 SHARES ARE SUBJECT TO OPTIONS THAT ARE EXERCISABLE WITHIN
60 DAYS OF DECEMBER 31, 1997
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
- --------- ---------------------------------------------------------------------
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
42.9%
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12 TYPE OF REPORTING PERSON*
IN
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<PAGE>
Item 1. Issuer's Name and Address of Principal Executive Offices:
(a) Digital Link Corporation
(b) 217 Humboldt Court, Sunnyvale, California 94089
Item 2. Information Concerning Person Filing:
(a) Narendra K. Gupta
(b) 217 Humboldt Court, Sunnyvale, California 94089
(c) U.S.A.
(d) Common Stock
(e) 253856 10 8
Item 3. Status of Person Filing:
Not applicable.
Item 4. Ownership:
(a) 4,048,021*
(b) 42.9%
(c) (i) Sole power to vote or to direct vote: 0 shares*
(ii) Shared power to vote or to direct vote: 4,048,021 shares*
(iii) Sole power to dispose or to direct the disposition:
0 shares*
(iv) Shared power to dispose or to direct the disposition:
4,048,021 shares*
*Beneficial ownership of all or some of these shares is disclaimed
as set forth on Page 5 of this statement.
Item 5. Ownership of Five Percent or Less of a Class:
Not applicable.
Item 6. Ownership of More Than Five Percent on Behalf of Another Person:
(a) As of December 31, 1997, 2,857,387 of these shares and 13,334
shares subject to options that are exercisable within 60 days
of December 31, 1997 were beneficially owned by Narendra K.
Gupta and his spouse, Vinita Gupta.
(b) As of December 31, 1997, 862,500 of these shares were held in
trust for the benefit of the filing person's children. The filing
person, his spouse and a third party, Kalyan Dutta, are trustees of
the trust.
(c) As of December 31, 1997, an aggregate of 54,000 of
these shares were held in custodial accounts for the benefit of the
filing person's two children (27,000 for each child).
(d) As of December 31, 1997, 260,800 of these shares were held
in trust for the benefit of filing person's living trust. The
filing person and his spouse are settlors and trustees of the
trust.
Item 7. Identification and Classification of Subsidiary:
Not applicable.
Item 8. Identification and Classification of Group:
Not applicable.
Item 9. Notice of Dissolution of Group:
Not applicable.
Item 10. Certification:
Not applicable.
<PAGE>
SCHEDULE 13G
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CUSIP No. 253856 10 8 Page 6 of 9 Pages
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NAME OF REPORTING PERSON
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
GUPTA CHILDREN'S TRUST AGREEMENT
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)
2 (b) |X|
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
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5 SOLE VOTING POWER
NUMBER
OF 862,500 SHARES
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SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED
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BY 7 SOLE DISPOSITIVE POWER
EACH
REPORTING 862,500 SHARES
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PERSON 8 SHARED DISPOSITIVE POWER
WITH
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
862,500 SHARES
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.1%
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12 TYPE OF REPORTING PERSON*
OO
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<PAGE>
Item 1. Issuer's Name and Address of Principal Executive Offices:
(a) Digital Link Corporation
(b) 217 Humboldt Court, Sunnyvale, California 94089
Item 2. Information Concerning Person Filing:
(a) Gupta Children's Trust Agreement
(b) 217 Humboldt Court, Sunnyvale, California 94089
(c) U.S.A.
(d) Common Stock
(e) 253856 10 8
Item 3. Status of Person Filing:
Not applicable.
Item 4. Ownership:
(a) 862,500
(b) 9.1%
(c) (i) Sole power to vote or to direct vote: 862,500 shares
(ii) Shared power to vote or to direct vote: 0
(iii) Sole power to dispose or to direct the disposition:
862,500 shares
(iv) Shared power to dispose or to direct the disposition: 0
Item 5. Ownership of Five Percent or Less of a Class:
Not applicable.
Item 6. Ownership of More Than Five Percent on Behalf of Another Person:
Not applicable.
Item 7. Identification and Classification of Subsidiary:
Not applicable.
Item 8. Identification and Classification of Group:
Not applicable.
Item 9. Notice of Dissolution of Group:
Not applicable.
Item 10. Certification:
Not applicable.
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 13, 1998
/s/ Vinita Gupta
Signature
VINITA GUPTA
Name/Title
/s/ Narendra K. Gupta
Signature
NARENDRA K. GUPTA
Name/Title
/s/ Vinita Gupta
Signature
VINITA GUPTA, Trustee of the
Gupta Children's Trust Agreement
Name/Title
/s/ Narendra K. Gupta
Signature
NARENDRA K. GUPTA, Trustee of the
Gupta Children's Trust Agreement
Name/Title
<PAGE>
EXHIBIT A
Agreement of Joint Filing
Each of the undersigned hereby agrees that they are filing jointly pursuant
to Rule 13d-1(f)(1) of the Securities Exchange Act of 1934, as amended, the
Statement dated February 13, 1998, containing the information required by
Schedule 13G, for the shares of Common Stock of Digital Link Corporation which
they each beneficially hold.
Dated: February 13, 1998
/s/ Vinita Gupta
Signature
VINITA GUPTA
Name/Title
/s/ Narendra K. Gupta
Signature
NARENDRA K. GUPTA
Name/Title
/s/ Vinita Gupta
Signature
VINITA GUPTA, Trustee of the
Gupta Children's Trust Agreement
Name/Title
/s/ Narendra K. Gupta
Signature
NARENDRA K. GUPTA, Trustee of the
Gupta Children's Trust Agreement
Name/Title
