SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
AMENDMENT NO. 3
TO
FORM
N-8B-2
REGISTRATION STATEMENT OF UNIT INVESTMENT TRUSTS
Pursuant to Section 8(b) of the
Investment Company Act of 1940
PRUDENTIAL UNIT TRUSTS
(Prudential Equity Trust Series 1
and any other series of
Prudential Unit Trusts)
and any series of
NATIONAL EQUITY TRUST
(Name of Unit Investment Trust)
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Not the issuer of periodic payment plan certificates.
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I. ORGANIZATION AND GENERAL INFORMATION
3. Furnish name and principal business address and ZIP code and the
Internal Revenue Service Employer Identification Number of each custodian or
trustee of the trust indicating for which class of series of securities each
custodian or trustee is acting.
THE CHASE MANHATTAN BANK (NATIONAL ASSOCIATION)
270 PARK AVENUE
NEW YORK, NEW YORK 10017
unit investment trust at:
4 NEW YORK PLAZA
NEW YORK, NEW YORK 10004
The Internal Revenue Service Employer Identification Number for THE CHASE
MANHATTAN BANK (NATIONAL ASSOCIATION): 13-2633612
THE BANK OF NEW YORK
101 BARCLAY STREET
NEW YORK, NEW YORK 10286
unit investment trust office at:
101 BARCLAY STREET
NEW YORK, NEW YORK 10286
The Internal Revenue Service Employer Identification Number for THE BANK OF NEW
YORK: 13-4941102
The trustee of each series of securities is noted in the prospectus for each
such series.
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IX. EXHIBITS
*Exhibit A(1)
Trust Indenture and Agreement and related Reference Trust Agreement among
Prudential Securities Incorporated, Sponsor, the Trustee, and the Evaluator.
*Exhibit A(5)
Form of Certificate of Ownership (included in Exhibit (A(1)).
*Exhibit A(6)(a)
Certificate of Incorporation of Prudential Securities Incorporated.
*Exhibit A(6)(b)
Revised By-Laws of Prudential Securities Incorporated.
**Exhibit D
Copy of Registration Statement on Form S-6.
*Exhibit E
Information as to Officers and Directors of Prudential Securities Incorporated.
*Exhibit F
Affiliations of Sponsor with other investment companies.
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* Incorporated by reference to Item B in "Part II -- Additional Information Not
Required in Prospectus" of Exhibit D hereto, including exhibits thereto.
** Incorporated by reference to Registration Statement on Form S-6 under
Securities Act of 1933 of the designated series of PRUDENTIAL UNIT TRUSTS or
NATIONAL EQUITY TRUST, respectively.
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SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the
Sponsor of the registrant has caused this Amendment to the Registration
Statement to be duly signed on behalf of the registrant in The City of New York
and State of New York on the 2nd day of February, 2000.
PRUDENTIAL UNIT TRUSTS
(Prudential Equity Trust Series 1
and any other series of Prudential
Unit Trusts) and any series of
NATIONAL EQUITY TRUST) (Registrant)
By: PRUDENTIAL SECURITIES INCORPORATED
(Sponsor/Depositor)
By: Kenneth Swankie
Kenneth Swankie
Senior Vice President
[SEAL]
Attest: Kathleen Maguire
Kathleen Maguire
Assistant Secretary
