|
|
|
|
|
|
|
|
|
|
|
|
|
|
Previous: AMERALIA INC, 10-Q, 1999-11-12 |
Next: HIGHMARK FUNDS /MA/, 497, 1999-11-12 |
<PAGE>
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.) : [ ] is a restatement
[ ] adds new holdings to entries.
Institutional Investment Manager Filing This Report:
Name: Westport Asset Management, Inc.
Address: 253 Riverside Avenue
Westport, CT 06880
13F File Number: 028-04441
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Ronald H. Oliver
Title: President
Phone: 203-227-3601
Signature, Place, and Date of Signing:
Ronald H. Oliver Westport, Connecticut November 12, 1999
Report Type (Check only one):
[x] 13F Holdings Report
[ ] 13F Notice
[ ] 13F Combination Report
List of Other Managers Reporting for this Manager:
I am signing this report as required by the Securities Exchange Act of 1934
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 296
Form 13F Information Table Value Total (x$1,000): $ 2,209,922
List of Included Managers:
<TABLE>
<S> <C> <C>
No. 01 Andrew J. Knuth Westport Asset Management, Inc.
No. 02 Albert H. Cohn Westport Asset Management, Inc.
No. 03 Edmund H. Nicklin Westport Asset Management, Inc.
</TABLE>
List of Other Included Managers:
No. 13F File Number Name
<PAGE>
Westport Asset Management, Inc.
FORM 13F
September 30, 1999
<TABLE>
<CAPTION>
Voting Authority
Title ----------------------
of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
-------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AAR Corporation COM 000361105 40844 2269100 SH Defined 01 03 2269100
AEGON NV COM 007924103 273 3158 SH Sole 3158
2300 26591 SH Defined 02 26591
AEP Industries COM 001031103 163 4400 SH Sole 4400
255 6900 SH Defined 02 6900
Abbott Laboratories COM 002824100 352 9600 SH Defined 02 9600
Advanced Lighting Technologies COM 00753CIO2 4293 613300 SH Defined 03 01 613300
Air Express Int'l COM 009104100 30531 1345704 SH Defined 01 03 02 1345704
Airborne Freight COM 009266107 3758 178400 SH Sole 178400
59525 2826134 SH Defined 01 03 02 2826134
Airnet Systems, Inc. COM 009417106 593 65000 SH Defined 03 01 65000
Alabama Nat. Bancorp COM 010317105 2660 114400 SH Defined 01 114400
Allegheny Teledyne Inc. COM 017415100 2874 170293 SH Defined 01 170293
Alpha Indus COM 020753109 358 6350 SH Sole 6350
67225 1191800 SH Defined 01 03 02 1191800
American Express COM 025816109 7 50 SH Sole 50
270 2000 SH Defined 02 2000
American General Corp COM 026351106 98 1547 SH Sole 1547
1149 18162 SH Defined 02 18162
American Home Products COM 026609107 882 21259 SH Sole 21259
2073 49950 SH Defined 02 49950
American Tel. & Tel. COM 001957109 94 2166 SH Sole 2166
136 3120 SH Defined 03 3120
American Tower Corporation COM 029912201 6780 345500 SH Defined 01 345500
Amgen Inc COM 031162100 326 4000 SH Sole 4000
1304 16000 SH Defined 02 16000
Anadigics Inc COM 032515108 76 2700 SH Sole 2700
30001 1066700 SH Defined 01 03 1066700
Andover SvBk Mass COM 034258103 45 1500 SH Sole 1500
8402 279500 SH Defined 01 02 279500
Applebees International Inc. COM 037899101 23696 703400 SH Defined 01 03 703400
Aramex International Inc. COM G04450105 577 70000 SH Defined 03 70000
Arrow Electronics COM 042735100 56 3200 SH Sole 3200
243 13800 SH Defined 02 13800
Aspen Technology Inc. COM 045327103 189 19400 SH Sole 19400
4715 483600 SH Defined 03 01 02 483600
Astoria Financial Corp COM 046265104 1146 37255 SH Defined 01 37255
Atlas Air Inc. COM 049164106 172 7850 SH Sole 7850
56 2550 SH Defined 03 2550
Autologic Information Intern'l COM 052803103 431 150000 SH Defined 01 150000
BB&T Corporation COM 054937107 3754 115947 SH Defined 03 01 115947
BJ's Wholesale Club Inc COM 05548J106 296 10000 SH Defined 02 10000
BP Amoco ADR's COM 055622104 515 4651 SH Defined 02 4651
Baker Hughes Inc. COM 057224107 795 27429 SH Defined 01 27429
Bank Plus COM 064446107 283 65600 SH Defined 01 65600
Bank UTD Corp COM 065412108 628 19400 SH Defined 01 19400
BankUnited Financial 'A' COM 06652B103 4747 598000 SH Defined 03 01 598000
Banknorth Group Inc. Del COM 055936108 657 22000 SH Defined 01 22000
Barrett Business Services Com 068463108 387 50000 SH Defined 01 50000
Bell Atlantic Corp COM 077853109 662 9836 SH Defined 02 9836
Billing Concepts Corp. COM 090063108 10714 2142900 SH Defined 01 03 2142900
Bindley Western Industries COM 090324104 6274 438385 SH Defined 01 03 438385
Biosource COM 09066H104 203 50000 SH Defined 01 50000
Bristol Myers Squibb COM 110122108 135 2000 SH Sole 2000
3463 51300 SH Defined 02 51300
Bush Boake Allen Inc. COM 123162109 15288 579640 SH Defined 03 01 579640
C&D Technologies Inc. COM 124661109 47555 1309600 SH Defined 01 03 1309600
CCB Financial Inc COM 124875105 20485 492122 SH Defined 01 492122
CNF Transportation Inc. COM 12612W104 130 3500 SH Sole 3500
</TABLE>
1
<PAGE>
Westport Asset Management, Inc.
FORM 13F
September 30, 1999
<TABLE>
<CAPTION>
Voting Authority
Title ----------------------
of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
-------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
23603 633634 SH Defined 01 02 633634
CVS Corporation COM 126650100 261 6400 SH Sole 6400
2551 62500 SH Defined 02 62500
Canandaigua Brands Inc -- ClA COM 137219200 1792 30000 SH Defined 01 30000
Carolina First Corporation COM 143877108 5389 272000 SH Defined 03 01 272000
Cascade Corporation COM 147195101 666 63400 SH Defined 01 63400
Charter One Fin'l COM 160903100 2530 109396 SH Sole 109396
32341 1398542 SH Defined 01 1398542
Checkpoint Sys COM 162825103 115 12400 SH Sole 12400
21643 2324100 SH Defined 01 03 02 2324100
Chevron COM 166751107 124 1400 SH Sole 1400
124 1400 SH Defined 02 1400
Chittenden Corporation COM 7624 267500 SH Defined 01 267500
Circle International Group COM 172574105 2263 110737 SH Sole 110737
38645 1890900 SH Defined 01 03 02 1890900
Citigroup COM 172967101 264 6000 SH Sole 6000
1682 38231 SH Defined 02 38231
Colonial Bancgroup Inc. COM 195493309 401 35800 SH Defined 01 35800
ComDisco Inc. COM 200336105 135 7004 SH Sole 7004
555 28734 SH Defined 02 28734
Commercial Federal Corp COM 201647104 1094 55750 SH Defined 01 55750
Computer Assoc. COM 204912109 204 3330 SH Sole 3330
61 1000 SH Defined 03 1000
Conexant Systems, Inc. COM 207142100 443 6100 SH Sole 6100
49421 680200 SH Defined 01 03 02 680200
Consolidated Stores COM 210149100 1396 63258 SH Sole 63258
52356 2373095 SH Defined 01 03 02 2373095
Corning, Inc. COM 219350105 357 5200 SH Sole 5200
5013 73120 SH Defined 02 73120
Covance Inc. COM 222816100 8 825 SH Sole 825
284 29291 SH Defined 02 29291
Cox Radio COM 224051102 131 2200 SH Sole 2200
32201 541200 SH Defined 01 03 02 541200
DST Systems COM 233326107 1018 17900 SH Defined 02 17900
Devon Energy Corporation COM 25179M103 185 4474 SH Sole 4474
28597 690126 SH Defined 03 01 02 690126
Downey Financial COM 281018105 123 6132 SH Sole 6132
29210 1451412 SH Defined 01 03 02 1451412
Duane Reade Inc. COM 263578106 60 2000 SH Sole 2000
38105 1264900 SH Defined 03 01 02 1264900
El Paso Electric Co. COM 283677854 52204 5800400 SH Defined 03 01 5800400
Emmis Communications Corp COM 291525103 66 1000 SH Sole 1000
87487 1324300 SH Defined 01 03 02 1324300
Exxon Corp. COM 302290101 2 30 SH Sole 30
634 8336 SH Defined 02 8336
Federated Dept Stores COM 3141OH101 262 6000 SH Defined 02 6000
First Bank NW Corp COM 33762X106 2273 173200 SH Defined 03 01 173200
First Essex Bancorp. Inc. COM 320103104 1034 65400 SH Defined 03 65400
First State Bancorporation COM 336453105 213 10400 SH Defined 01 10400
First Union Corp. COM 337358105 175 4910 SH Sole 4910
904 25368 SH Defined 01 02 25368
First Washington Bancorp, Inc. COM 33620W100 125 7150 SH Sole 7150
17088 976470 SH Defined 01 03 02 976470
Firstar Corporation COM 20129 785540 SH Defined 01 785540
Firstfed Financial Corp COM 337907109 445 25600 SH Defined 01 25600
Flagstar Bancorp COM 337930101 218 14200 SH Defined 01 14200
Fleet Fin'l COM 338915101 1484 40516 SH Sole 40516
Flow Int'l COM 343468104 1337 128900 SH Defined 03 01 128900
Footstar, Inc COM 344912100 28 800 SH Sole 800
</TABLE>
2
<PAGE>
Westport Asset Management, Inc.
FORM 13F
September 30, 1999
<TABLE>
<CAPTION>
Voting Authority
Title ----------------------
of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
-------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
603 17100 SH Defined 02 17100
Fritz Cos COM 358846103 21 2000 SH Sole 2000
23168 2233024 SH Defined 01 03 02 2233024
GTE Corp. COM 362320103 269 3500 SH Sole 3500
1230 16000 SH Defined 02 16000
Gaylord Entertainment A COM 367905106 16301 552564 SH Defined 01 03 552564
General Communications COM 369385109 1649 316000 SH Defined 03 01 316000
General Electric COM 369604103 12 100 SH Sole 100
2004 16900 SH Defined 03 02 16900
Golden State Bancorp Inc. COM 381197102 1797 100200 SH Defined 01 100200
Harbor Florida Bancshares COM 411901101 61 5000 SH Sole 5000
16849 1382500 SH Defined 01 03 02 1382500
Harcourt General, Inc. COM 41163G1O1 133 3200 SH Sole 3200
2119 50900 SH Defined 02 50900
Hartford Financial Services COM 416515104 33 800 SH Sole 800
253 6200 SH Defined 02 6200
Helmerich & Payne COM 423452101 947 37400 SH Defined 01 37400
Heritage Financial Corporation COM 42722x1O6 953 123000 SH Defined 03 01 123000
Hilb, Rogal & Ham. COM 431294107 17581 701500 SH Defined 01 03 701500
Honeywell Inc. COM 438506107 111 1000 SH Sole 1000
1354 12168 SH Defined 02 12168
Houghton Mifflin COM 441560109 44354 1091780 SH Defined 01 03 1091780
Houston Exploration Company COM 442120101 3416 157500 SH Defined 01 03 157500
Hudson United Bancorp COM 444165104 4888 158637 SH Sole 158637
31574 1024712 SH Defined 01 03 1024712
IBM COM 459200101 97 800 SH Sole 800
968 8000 SH Defined 02 8000
ITT Education COM 45068B109 1462 75000 SH Sole 75000
18851 966700 SH Defined 01 03 02 966700
Insight Communications Company COM 45768V1O8 19137 668550 SH Defined 03 01 02 668550
Interwest Bancorp Inc. COM 460931108 1024 49350 SH Defined 01 49350
JLG Industries Inc. COM 462210101 84 5500 SH Sole 5500
29344 1932100 SH Defined 01 03 02 1932100
Jeffbanks Inc. COM 1891 65500 SH Defined 01 65500
Johnson & Johnson COM 478160104 2 25 SH Sole 25
331 3600 SH Defined 02 3600
Kansas City Southern Industries COM 485170104 660 14200 SH Sole 14200
1679 36100 SH Defined 02 36100
Lincare Holdings Inc. COM 532791100 107 4000 SH Sole 4000
1599 60000 SH Defined 03 60000
Litchfield Financial Corp COM 536619109 450 18700 SH Defined 01 18700
Lucent Tech COM 549463107 2097 32324 SH Defined 01 02 32324
Lydall Inc. COM 550819106 836 81060 SH Sole 81060
10474 1015700 SH Defined 01 03 1015700
Manpower COM 56418H100 105 3600 SH Sole 3600
9046 310600 SH Defined 01 02 310600
Mazel Stores, Inc. COM 578792103 2436 259890 SH Defined 01 03 259890
Media General Inc -- Cl A COM 584404107 2132 41600 SH Defined 01 41600
Mediaone Group Inc. COM 58440J104 260 3800 SH Sole 3800
301 4400 SH Defined 03 02 4400
Merck & Co. COM 589331107 66 1020 SH Sole 1020
791 12200 SH Defined 02 12200
Metris Companies, Inc. COM 591598107 16629 563680 SH Defined 01 03 563680
Minnesota Mng & Mfg COM 604059105 327 3400 SH Defined 02 3400
Morrison Management Specialist COM 61841L108 22 1000 SH Sole 1000
12623 561016 SH Defined 03 01 561016
Nat.West.Life Ins. COM 638522102 4127 48700 SH Sole 48700
26374 311200 SH Defined 01 02 311200
Neiman Marcus Group Inc. COM 720 30800 SH Defined 03 30800
</TABLE>
3
<PAGE>
Westport Asset Management, Inc.
FORM 13F
September 30, 1999
<TABLE>
<CAPTION>
Voting Authority
Title ----------------------
of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
-------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
New York Times Company COM 650111107 191 5104 SH Sole 5104
239 6372 SH Defined 03 6372
Newell COM 651192106 149 5200 SH Sole 5200
1150 40275 SH Defined 02 40275
Oregon Trail Financial Corp COM 685932105 34 3000 SH Sole 3000
3037 271500 SH Defined 01 03 02 271500
Outback Steakhouse Inc COM 689899102 5112 200700 SH Defined 01 200700
Owens & Minor COM 690732102 933 96900 SH Sole 96900
29626 3078000 SH Defined 01 03 02 3078000
PBOC Holdings Inc. COM 69316G1O8 1666 205000 SH Defined 01 03 205000
Pacific Bank N. Ca. COM 694026204 1000 40000 SH Defined 01 40000
Parametric Technology Corp COM 699173100 1424 105500 SH Sole 105500
40 3000 SH Defined 03 3000
People's Savings CT COM 710198102 161 6800 SH Sole 6800
24672 1044300 SH Defined 01 02 1044300
Petroleum Helicopters nv COM 716604202 1308 127600 SH Defined 03 01 127600
Petroleum Helicopters, Inc COM 716604103 463 48750 SH Defined 03 01 48750
Pfizer Inc. COM 717081103 8 232 SH Sole 232
1866 52002 SH Defined 02 52002
Pharmacia & Upjohn COM 716941109 496 10000 SH Defined 02 10000
Pittston BAX Group COM 725701882 11937 1480525 SH Defined 01 03 02 1480525
Pittston Brinks COM 725701106 95 4100 SH Sole 4100
34664 1494950 SH Defined 01 03 02 1494950
Pogo Producing Co COM 730448107 17498 843300 SH Defined 03 01 843300
Policy Management Systems COM 731108106 288 9100 SH Sole 9100
37545 1187200 SH Defined 01 03 02 1187200
Pool Energy Services COM 732788104 761 30900 SH Defined 01 30900
Praxair COM 74005P104 285 6200 SH Sole 6200
147 3200 SH Defined 03 3200
Precision Castpasts Corp. COM 740189105 352 11550 SH Sole 11550
46 1500 SH Defined 03 1500
Pres.Realty B COM 741004204 583 88010 SH Sole 88010
1221 184232 SH Defined 01 03 184232
Priority Healthcare Corporation COM 74264T1O2 4006 129747 SH Defined 01 03 129747
Project Software & Development COM 74339P101 7190 134400 SH Defined 01 03 134400
Protocol Systems COM 74371R106 592 84600 SH Sole 84600
5516 787950 SH Defined 03 01 02 787950
Quorum Health Group Inc. COM 749084109 42 6000 SH Sole 6000
22987 3269200 SH Defined 01 03 3269200
Rational Software Corp. COM 75409P202 3 100 SH Sole 100
9833 335800 SH Defined 01 02 335800
Reynolds & Reynolds, Inc. COM 761695105 14010 687600 SH Defined 01 03 687600
Riverview Bancorp COM 769397100 47 3800 SH Sole 3800
4708 382380 SH Defined 01 03 02 382380
Rogers Corp COM 775133101 3962 107800 SH Sole 107800
35953 978300 SH Defined 01 03 02 978300
Roslyn Savings Bank COM 778162107 1966 110000 SH Defined 01 110000
Ruby Tuesday COM 781182100 119 6100 SH Sole 6100
44015 2257200 SH Defined 01 03 02 2257200
SLI Inc. COM 78442T1O8 2632 123500 SH Defined 01 03 123500
Saks Incorporated COM 79377w108 30 2000 SH Sole 2000
1266 83350 SH Defined 03 02 83350
Santa Fe Snyder Corp. COM 80218K105 5978 664200 SH Defined 03 01 664200
Schering Plough Corp. COM 806605101 159 3640 SH Sole 3640
174 4000 SH Defined 03 4000
Sea Containers -- A COM 811371707 13468 481000 SH Defined 01 481000
Sea Containers -- B COM 811371707 1441 50676 SH Defined 01 50676
Seacoast Financial Services Co COM 81170Q106 13860 1386000 SH Defined 03 01 02 1386000
Sensormatic Elect. COM 817265101 2190 172600 SH Sole 172600
</TABLE>
4
<PAGE>
Westport Asset Management, Inc.
FORM 13F
September 30, 1999
<TABLE>
<CAPTION>
Voting Authority
Title ----------------------
of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
-------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
42975 3387166 SH Defined 01 03 02 3387166
Sequa Corp. A COM 817320203 12140 192700 SH Defined 03 01 192700
Sequa Corp. B COM 817320203 2528 38300 SH Defined 01 38300
Shared Medical Systems Corp, COM 819486101 266 5700 SH Sole 5700
35764 765000 SH Defined 01 03 02 765000
Shopko Stores Inc COM 824911101 812 28000 SH Defined 01 28000
Sifco Industries COM 826546103 903 128950 SH Defined 01 03 128950
Six Rivers National Bank COM 830059101 408 33000 SH Defined 01 33000
Southwestern Energy Co. COM 845467109 117 12900 SH Sole 12900
4519 498600 SH Defined 0301 498600
Sprint Corp COM 852061100 623 11480 SH Defined 02 11480
Staten Island Bancorp Inc. COM 857550107 2508 133300 SH Defined 03 01 133300
Steinway Musical Instruments COM 858495104 680 32500 SH Defined 01 32500
Sterling Commerce, Inc. COM 859205106 4821 259700 SH Defined 01 259700
Sterling Financial COM 859319105 8836 660600 SH Defined 01 03 02 660600
Sterling Software Inc COM 859547101 400 20000 SH Defined 01 20000
Summit Bancorp COM 866005101 8456 260687 SH Defined 01 260687
TJX Companies COM 872540109 25411 905500 SH Defined 01 02 905500
Teleflex Inc. COM 879369106 864 21900 SH Defined 01 21900
Telepanel Systems COM 87943u2O9 47 35000 SH Sole 35000
Texaco COM 881694103 6 100 SH Sole 100
705 11168 SH Defined 02 11168
Timberland Bancorp. COM 887098101 34 3000 SH Sole 3000
5976 522500 SH Defined 03 01 02 522500
Time Warner Inc. COM 887315109 644 10600 SH Sole 10600
3243 53380 SH Defined 03 02 53380
Toro Co COM 891092108 1439 38500 SH Defined 01 38500
Tosco Corp. COM 891490302 12895 510700 SH Defined 01 510700
Trustco Bank Corp NY COM 898349105 442 14984 SH Defined 01 14984
Tyco International COM 902124106 700 6780 SH Sole 6780
2044 19792 SH Defined 01 19792
U.S. Bancorp COM 902973106 557 18453 SH Defined 02 18453
UST Corporation COM 902900109 22312 725600 SH Defined 01 03 725600
Ultrak Corporation COM 903898401 514 86500 SH Defined 01 86500
Unigraphics Solutions Inc. COM 904928108 3 100 SH Sole 100
17588 648400 SH Defined 01 03 02 648400
United Sec. Bank COM 91146A101 2570 171353 SH Defined 01 171353
Unitrode Corporation COM 913283107 4599 109500 SH Sole 109500
97789 2328300 SH Defined 01 03 02 2328300
Universal Health ClB COM 913903100 109 4200 SH Sole 4200
42358 1637024 SH Defined 01 03 02 1637024
Ventas Inc. COM 92276F100 570 120000 SH Sole 120000
9 2000 SH Defined 02 2000
Vishay Intertechnology Inc COM 928298108 4105 172837 SH Defined 01 172837
Vodafone AirTouch Plc COM 92857T107 309 1300 SH Sole 1300
380 1600 SH Defined 03 02 1600
Volt Inf. Sci. COM 928703107 563 23200 SH Sole 23200
23289 960375 SH Defined 01 03 960375
WSFS Financial Corporation COM 929328102 1554 110000 SH Defined 01 03 110000
Washington Mutual, Inc. COM 939322103 3620 123750 SH Defined 01 123750
Webster Financial Corp COM 947890109 3 100 SH Sole 100
28898 1133270 SH Defined 01 03 02 1133270
Wellpoint Health Networks Inc. COM 94973G1O0 180 3164 SH Sole 3164
1530 26850 SH Defined 02 26850
West Co., Inc. COM 953348109 199 5233 SH Sole 5233
948 25000 SH Defined 01 25000
Whitehall Jewellers, Inc. COM 965063100 23480 816700 SH Defined 01 03 02 816700
Xtra Corp. COM 984138107 50224 1263500 SH Defined 01 03 1263500
Zions Bancorporation COM 989701107 1510 27400 SH Defined 01 27400
</TABLE>
5
<PAGE>
Westport Asset Management, Inc.
FORM 13F
September 30, 1999
<TABLE>
<CAPTION>
Voting Authority
Value Shares/ Sh/ Put/ Invstmt Other ----------------------
Name of Issuer Title of Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
-------------- -------------- ----- -------- ------- --- ---- ------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Golden State Bancorp Litigation 381197136 88 73800 SH Defined 01 73800
REPORT SUMMARY 296 DATA RECORDS 2209922
</TABLE>
6
|
|