AMENDED TO INCLUDE PREVIOUSLY CONFORMED
OMITTED FINANCIAL DATA SCHEDULE
FORM 10-Q/A
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
[X] Quarterly Report Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
For Quarter Ended February 28, 1995
OR
[ ] Transition Report Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
For the transition period from to
-------------- -------------
Commission file number 1-9480
- --------------------------------------------------------------
The Sherwood Group, Inc.
- --------------------------------------------------------------
(Exact name of Registrant as specified in its charter)
Delaware 22-2394480
- --------------------------------------------------------------
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
One Exchange Plaza, New York, New York 10006
- --------------------------------------------------------------
(Address of principal executive offices) (Zip code)
Not Applicable
- --------------------------------------------------------------
(Former name, former address and former fiscal year, if
changed since last report)
Indicate by check mark whether the Registrant (1) has filed
all reports required to be filed by Section 13 or 15(d) of the
Securities Exchange Act of 1934 during the preceding 12
months (or for such shorter period that the Registrant was
required to file such reports), and (2) has been subject to
such filing requirements for the past 90 days.
Yes X No
---- ----
Indicate the number of shares outstanding of each of the
issuer's classes of common stock, as of the latest
practicable date.
12,386,511 shares of Common Stock, par value $.01 per share,
were outstanding on March 31, 1995.
<PAGE>
Item 6 - EXHIBITS AND REPORTS ON FORM 8-K
(a) Exhibits:
Exhibit 11 - Computation of Earnings Per Share
Exhibit 27 - Financial Data Schedule
(b) The Company filed one Form 8-K dated
February 28, 1995 during the quarter ended
February 28, 1995.
<PAGE>
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the Registrant has duly caused this report to be
signed on its behalf by the undersigned thereunto duly
authorized.
The Sherwood Group, Inc.
-------------------------
Date: May 18, 1995 By: Dennis Marino
---------------------- ------------------------
Dennis Marino
(Executive Vice President
and Chief Administrative
Officer)
Date: May 18, 1995 By: William Karsh
---------------------- -----------------------
William Karsh
(Vice President and
Chief Financial Officer)
<TABLE> <S> <C>
<ARTICLE> BD
<S> <C>
<PERIOD-TYPE> 9-MOS
<FISCAL-YEAR-END> MAY-31-1995
<PERIOD-END> FEB-28-1995
<CASH> 294,741
<RECEIVABLES> 39,562,306
<SECURITIES-RESALE> 0
<SECURITIES-BORROWED> 0
<INSTRUMENTS-OWNED> 34,789,261
<PP&E> 3,349,605
<TOTAL-ASSETS> 92,705,782
<SHORT-TERM> 0
<PAYABLES> 19,853,354
<REPOS-SOLD> 0
<SECURITIES-LOANED> 0
<INSTRUMENTS-SOLD> 10,770,342
<LONG-TERM> 0
<COMMON> 143,432
0
0
<OTHER-SE> 61,938,654
<TOTAL-LIABILITY-AND-EQUITY> 92,705,782
<TRADING-REVENUE> 54,727,359
<INTEREST-DIVIDENDS> 2,277,980
<COMMISSIONS> 9,292,014
<INVESTMENT-BANKING-REVENUES> 76,375
<FEE-REVENUE> 0
<INTEREST-EXPENSE> 10,333
<COMPENSATION> 21,040,328
<INCOME-PRETAX> 12,287,009
<INCOME-PRE-EXTRAORDINARY> 12,287,009
<EXTRAORDINARY> 0
<CHANGES> 0
<NET-INCOME> 10,260,783
<EPS-PRIMARY> 0.75
<EPS-DILUTED> 0.75
</TABLE>
