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Previous: FIDELITY PURITAN TRUST, NSAR-B, EX-99, 2000-09-26 |
Next: SYMMETRICOM INC, DEF 14A, 2000-09-26 |
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FORM NSAR Q77.O Transactions effected pursuant to Rule 10F3 Fidelity Puritan Trust
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Series Number |
Fund |
Trade Date |
Settle Date |
Security Name: |
Size of Offering: |
Aggregate Offering Value |
Price: |
Shares Purchased |
Transaction Value |
Underwriter Fidelity Purchased From |
Underwriting Members:(1) |
Underwriting Members:(2) |
Underwriting Members:(3) |
Underwriting Members:(4) |
Underwriting Members:(5) |
Underwriting Members:(6) |
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|
1 |
PURITAN FUND |
12/06/99 |
12/10/99 |
Harris Interactive |
5,800,000 |
81,200,000 |
14 |
13,300 |
186,200 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
||||||||||||||
|
1 |
PURITAN FUND |
11/22/99 |
11/29/99 |
deltathree.com |
6,000,000 |
90,000,000 |
15 |
6,500 |
97,500 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
||||||||||||||
|
1 |
PURITAN FUND |
04/05/00 |
04/10/00 |
Ulticom |
4,250,000 |
55,250,000 |
13 |
3,200 |
2,600 |
LEHM |
Lehman Brothers |
Chase H&Q |
US Bancorp Piper Jaffrey |
Fid Capital MKTS |
0 |
0 |
|||||||||||||
|
1 |
PURITAN FUND |
06/26/00 |
06/30/00 |
Stratos Lightwave |
8,750,000 |
183,750,000 |
21 |
8,600 |
10,500 |
LEHM |
Lehman Brothers |
CIBC World Mkt. |
US Bancorp |
Robert Baird |
Tucker Anthony |
Fid. Capital Markets |
|||||||||||||
|
1 |
PURITAN FUND |
07/20/00 |
07/26/00 |
Telarian |
4,200,000 |
67,200,000 |
16 |
4,500 |
4,800 |
LEHM |
Lehman |
SG Cowen |
WIT Sound View |
FCM |
0 |
0 |
|||||||||||||
|
1 |
PURITAN FUND |
12/07/99 |
12/10/99 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11 |
14,700 |
161,700 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
||||||||||||||
|
1 |
PURITAN FUND |
12/08/99 |
12/13/99 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
4,000 |
68,000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
||||||||||||||
|
1 |
PURITAN FUND |
11/19/99 |
11/24/99 |
Mediaplex |
6,000,000 |
72,000,000 |
12 |
7,800 |
93,600 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|||||||||||||||
|
1 |
PURITAN FUND |
11/12/99 |
11/17/99 |
NetCreations Inc. |
3,300,000 |
42,900,000 |
13 |
5,700 |
74,100 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|||||||||||||||
|
1 |
PURITAN FUND |
02/15/00 |
02/18/00 |
Chordiant Software |
4,500,000 |
81,000,000 |
18 |
4,400 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
0 |
0 |
0 |
|||||||||||||
|
1 |
PURITAN FUND |
02/10/00 |
02/15/00 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18 |
5,500 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
0 |
0 |
|||||||||||||
|
1 |
PURITAN FUND |
02/03/00 |
02/09/00 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22 |
33,000 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|||||||||||||
|
1 |
PURITAN FUND |
02/04/00 |
02/09/00 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22 |
3,800 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
0 |
0 |
|||||||||||||
|
1 |
PURITAN FUND |
02/03/00 |
02/09/00 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20 |
9,100 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
0 |
0 |
0 |
|||||||||||||
|
1 |
PURITAN FUND |
12/08/99 |
12/13/99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
3,300 |
69,300 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
||||||||||||||
|
1 |
PURITAN FUND |
04/12/00 |
04/18/00 |
Nuance |
4,400,000 |
74,800,000 |
17 |
10,000 |
34,000 |
GSCO |
Goldman Sachs |
Thomas Weisal Ptn. |
Dain Rauscher Wessel |
Wit Sondview |
Fid. Capital MKTS |
0 |
|||||||||||||
|
1 |
PURITAN FUND |
05/12/00 |
05/17/00 |
SEQUOIA SOFTWARE CORP |
4,200,000 |
33,600,000 |
8 |
13,600 |
15,200 |
LEHM |
Lehman Brothers |
SG Cowen |
Wit Sound View |
Fidelity Capital Markets |
0 |
0 |
|||||||||||||
|
1 |
PURITAN FUND |
04/26/00 |
05/02/00 |
AT&T WIRELESS GROUP |
360,000,000 |
10,620,000,000 |
30 |
595,100 |
51,625,000 |
MOTC |
Goldman Sachs |
Marrill Lynch |
Salomon Brothers |
Fid. Capital MKTS |
0 |
0 |
|||||||||||||
|
2 |
FID BALANCED FUND |
12/08/99 |
12/13/99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
800 |
16,800 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
||||||||||||||
|
2 |
FID BALANCED FUND |
12/09/99 |
12/15/99 |
Tularik |
6,950,000 |
97,300,000 |
14 |
4,400 |
61,600 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
J.P. Morgan Securities Inc. |
Warburg Dillon Read LLC |
BZ Bank Limited |
Fidelity Capital Markets |
|||||||||||||
|
2 |
FID BALANCED FUND |
11/22/99 |
11/29/99 |
deltathree.com |
6,000,000 |
90,000,000 |
15 |
1,600 |
24,000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
||||||||||||||
|
2 |
FID BALANCED FUND |
04/12/00 |
04/18/00 |
Nuance |
4,400,000 |
74,800,000 |
17 |
2,800 |
34,000 |
GSCO |
Goldman Sachs |
Thomas Weisal Ptn. |
Dain Rauscher Wessel |
Wit Sondview |
Fid. Capital MKTS |
0 |
|||||||||||||
|
2 |
FID BALANCED FUND |
12/06/99 |
12/10/99 |
Harris Interactive |
5,800,000 |
81,200,000 |
14 |
3,300 |
46,200 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
||||||||||||||
|
2 |
FID BALANCED FUND |
12/07/99 |
12/10/99 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11 |
3,600 |
39,600 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
||||||||||||||
|
2 |
FID BALANCED FUND |
11/19/99 |
11/24/99 |
Mediaplex |
6,000,000 |
72,000,000 |
12 |
1,900 |
22,800 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|||||||||||||||
|
2 |
FID BALANCED FUND |
02/15/00 |
02/18/00 |
Chordiant Software |
4,500,000 |
81,000,000 |
18 |
1,200 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
0 |
0 |
0 |
|||||||||||||
|
2 |
FID BALANCED FUND |
11/12/99 |
11/17/99 |
NetCreations Inc. |
3,300,000 |
42,900,000 |
13 |
1,400 |
18,200 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|||||||||||||||
|
2 |
FID BALANCED FUND |
12/08/99 |
12/13/99 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
1,000 |
17,000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
||||||||||||||
|
2 |
FID BALANCED FUND |
02/10/00 |
02/15/00 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18 |
1,400 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
0 |
0 |
|||||||||||||
|
2 |
FID BALANCED FUND |
02/03/00 |
02/09/00 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22 |
8,500 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|||||||||||||
|
2 |
FID BALANCED FUND |
02/04/00 |
02/09/00 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22 |
1,000 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
0 |
0 |
|||||||||||||
|
2 |
FID BALANCED FUND |
02/03/00 |
02/09/00 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20 |
2,400 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
0 |
0 |
0 |
|||||||||||||
|
2 |
FID BALANCED FUND |
04/05/00 |
04/10/00 |
Ulticom |
4,250,000 |
55,250,000 |
13 |
900 |
2,600 |
LEHM |
Lehman Brothers |
Chase H&Q |
US Bancorp Piper Jaffrey |
Fid Capital MKTS |
0 |
0 |
|||||||||||||
|
2 |
FID BALANCED FUND |
07/20/00 |
07/26/00 |
Telarian |
4,200,000 |
67,200,000 |
16 |
1,300 |
4,800 |
LEHM |
Lehman |
SG Cowen |
WIT Sound View |
FCM |
0 |
0 |
|||||||||||||
|
2 |
FID BALANCED FUND |
04/17/00 |
04/20/00 |
Dynegy Inc |
11,000,000 |
612,040,000 |
56 |
14,700 |
645,424 |
FBCO |
Lehman |
ABN AMRO |
Banc of America |
CIBC World |
Credit Suisse |
Merrill Lynch |
Pain webber |
||||||||||||
|
2 |
FID BALANCED FUND |
05/12/00 |
05/17/00 |
SEQUOIA SOFTWARE CORP |
4,200,000 |
33,600,000 |
8 |
3,800 |
15,200 |
LEHM |
Lehman Brothers |
SG Cowen |
Wit Sound View |
Fidelity Capital Markets |
0 |
0 |
|||||||||||||
|
2 |
FID BALANCED FUND |
06/26/00 |
06/30/00 |
Stratos Lightwave |
8,750,000 |
183,750,000 |
21 |
2,400 |
10,500 |
LEHM |
Lehman Brothers |
CIBC World Mkt. |
US Bancorp |
Robert Baird |
Tucker Anthony |
Fid. Capital Markets |
|||||||||||||
|
3 |
FID LOW PRICED STOCK FUND |
12/08/99 |
12/13/99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
900 |
18,900 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
||||||||||||||
|
3 |
FID LOW PRICED STOCK FUND |
12/09/99 |
12/15/99 |
Tularik |
6,950,000 |
97,300,000 |
14 |
4,800 |
67,200 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
J.P. Morgan Securities Inc. |
Warburg Dillon Read LLC |
BZ Bank Limited |
Fidelity Capital Markets |
|||||||||||||
|
3 |
FID LOW PRICED STOCK FUND |
11/22/99 |
11/29/99 |
deltathree.com |
6,000,000 |
90,000,000 |
15 |
1,800 |
27,000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
||||||||||||||
|
3 |
FID LOW PRICED STOCK FUND |
06/26/00 |
06/30/00 |
Stratos Lightwave |
8,750,000 |
183,750,000 |
21 |
2,500 |
10,500 |
LEHM |
Lehman Brothers |
CIBC World Mkt. |
US Bancorp |
Robert Baird |
Tucker Anthony |
Fid. Capital Markets |
|||||||||||||
|
3 |
FID LOW PRICED STOCK FUND |
07/20/00 |
07/26/00 |
Telarian |
4,200,000 |
67,200,000 |
16 |
1,400 |
4,800 |
LEHM |
Lehman |
SG Cowen |
WIT Sound View |
FCM |
0 |
0 |
|||||||||||||
|
3 |
FID LOW PRICED STOCK FUND |
12/06/99 |
12/10/99 |
Harris Interactive |
5,800,000 |
81,200,000 |
14 |
3,600 |
50,400 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
||||||||||||||
|
3 |
FID LOW PRICED STOCK FUND |
12/07/99 |
12/10/99 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11 |
4,000 |
44,000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
||||||||||||||
|
3 |
FID LOW PRICED STOCK FUND |
11/19/99 |
11/24/99 |
Mediaplex |
6,000,000 |
72,000,000 |
12 |
2,100 |
25,200 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|||||||||||||||
|
3 |
FID LOW PRICED STOCK FUND |
02/15/00 |
02/18/00 |
Chordiant Software |
4,500,000 |
81,000,000 |
18 |
1,200 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
0 |
0 |
0 |
|||||||||||||
|
3 |
FID LOW PRICED STOCK FUND |
11/12/99 |
11/17/99 |
NetCreations Inc. |
3,300,000 |
42,900,000 |
13 |
1,600 |
20,800 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|||||||||||||||
|
3 |
FID LOW PRICED STOCK FUND |
12/08/99 |
12/13/99 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
1,100 |
18,700 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
||||||||||||||
|
3 |
FID LOW PRICED STOCK FUND |
02/10/00 |
02/15/00 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18 |
1,500 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
0 |
0 |
|||||||||||||
|
3 |
FID LOW PRICED STOCK FUND |
02/03/00 |
02/09/00 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22 |
9,000 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|||||||||||||
|
3 |
FID LOW PRICED STOCK FUND |
02/04/00 |
02/09/00 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22 |
1,000 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
0 |
0 |
|||||||||||||
|
3 |
FID LOW PRICED STOCK FUND |
02/03/00 |
02/09/00 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20 |
2,500 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
0 |
0 |
0 |
|||||||||||||
|
3 |
FID LOW PRICED STOCK FUND |
04/05/00 |
04/10/00 |
Ulticom |
4,250,000 |
55,250,000 |
13 |
900 |
2,600 |
LEHM |
Lehman Brothers |
Chase H&Q |
US Bancorp Piper Jaffrey |
Fid Capital MKTS |
0 |
0 |
|||||||||||||
|
3 |
FID LOW PRICED STOCK FUND |
07/31/00 |
08/04/00 |
Virage Logic |
3,750,000 |
45,000,000 |
12 |
13,100 |
361,200 |
LEHM |
Lehman |
Robertson Stephens |
SG Cowen |
FCM |
0 |
0 |
|||||||||||||
|
3 |
FID LOW PRICED STOCK FUND |
04/12/00 |
04/18/00 |
Nuance |
4,400,000 |
74,800,000 |
17 |
2,800 |
34,000 |
GSCO |
Goldman Sachs |
Thomas Weisal Ptn. |
Dain Rauscher Wessel |
Wit Sondview |
Fid. Capital MKTS |
0 |
|||||||||||||
|
3 |
FID LOW PRICED STOCK FUND |
05/12/00 |
05/17/00 |
SEQUOIA SOFTWARE CORP |
4,200,000 |
33,600,000 |
8 |
3,900 |
15,200 |
LEHM |
Lehman Brothers |
SG Cowen |
Wit Sound View |
Fidelity Capital Markets |
0 |
0 |
|||||||||||||
|
|