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Previous: PUGET SOUND ENERGY INC, DEF 14A, 2000-03-24 |
Next: RICHTON INTERNATIONAL CORP, 10-K, 2000-03-24 |
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Form N-SAR Question 77.O Puritan Trust |
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Series |
Fund Number |
Fund |
Trade Date |
Settle Date |
Security Name: |
Size of Offering: |
Aggregate Offering Value |
Price: |
Shares Purchased |
Transaction Value |
Underwriter Fidelity Purchased From |
Underwriting Members:(1) |
Underwriting Members:(2) |
Underwriting Members:(3) |
Underwriting Members:(4) |
Underwriting Members:(5) |
Underwriting Members:(6) |
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2 |
304 |
FID BALANCED FUND |
12/08/1999 |
13-Dec-99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
800 |
16,800 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
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|
2 |
304 |
FID BALANCED FUND |
12/09/1999 |
15-Dec-99 |
Tularik |
6,950,000 |
97,300,000 |
14 |
4,400 |
61,600 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
J.P. Morgan Securities Inc. |
Warburg Dillon Read LLC |
BZ Bank Limited |
Fidelity Capital Markets |
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|
2 |
304 |
FID BALANCED FUND |
11/22/1999 |
29-Nov-99 |
deltathree.com |
6,000,000 |
90,000,000 |
15 |
1,600 |
24,000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
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|
2 |
304 |
FID BALANCED FUND |
12/06/1999 |
10-Dec-99 |
Harris Interactive |
5,800,000 |
81,200,000 |
14 |
3,300 |
46,200 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
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|
2 |
304 |
FID BALANCED FUND |
12/07/1999 |
10-Dec-99 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11 |
3,600 |
39,600 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
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|
2 |
304 |
FID BALANCED FUND |
11/19/1999 |
24-Nov-99 |
Mediaplex |
6,000,000 |
72,000,000 |
12 |
1,900 |
22,800 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
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|
2 |
304 |
FID BALANCED FUND |
11/12/1999 |
17-Nov-99 |
NetCreations Inc. |
3,300,000 |
42,900,000 |
13 |
1,400 |
18,200 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
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2 |
304 |
FID BALANCED FUND |
12/08/1999 |
13-Dec-99 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
1,000 |
17,000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
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1 |
4 |
PURITAN FUND |
12/06/1999 |
10-Dec-99 |
Harris Interactive |
5,800,000 |
81,200,000 |
14 |
13,300 |
186,200 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
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|
1 |
4 |
PURITAN FUND |
11/22/1999 |
29-Nov-99 |
deltathree.com |
6,000,000 |
90,000,000 |
15 |
6,500 |
97,500 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|||||||||||||||
|
1 |
4 |
PURITAN FUND |
12/07/1999 |
10-Dec-99 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11 |
14,700 |
161,700 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
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|
1 |
4 |
PURITAN FUND |
12/08/1999 |
13-Dec-99 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
4,000 |
68,000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|||||||||||||
|
1 |
4 |
PURITAN FUND |
11/19/1999 |
24-Nov-99 |
Mediaplex |
6,000,000 |
72,000,000 |
12 |
7,800 |
93,600 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
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|
1 |
4 |
PURITAN FUND |
11/12/1999 |
17-Nov-99 |
NetCreations Inc. |
3,300,000 |
42,900,000 |
13 |
5,700 |
74,100 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
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|
1 |
4 |
PURITAN FUND |
12/08/1999 |
13-Dec-99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
3,300 |
69,300 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
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