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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 2)*
UNO RESTAURANT CORPORATION
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(Name of Issuer)
COMMON STOCK, PAR VALUE $.01
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(Title of Class of Securities)
914900-10-5
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(CUSIP Number)
AARON D. SPENCER
100 CHARLES PARK ROAD
WEST ROXBURY, MA 02132
(617) 323-9200
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(Name, Address and Telephone Number of Person Authorized to Receive Notices
and Communications)
APRIL 14, 1999
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of ss.ss. 240.13d-1(b)(e), 240.13d-1(f) or 240.13d-1(g), check
the following box. [ ]
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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SCHEDULE 13D
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CUSIP NO. 914900-10-5 Page 2 of 6
----------- --- ---
- --------------------- ------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only)
UNO ASSOCIATES
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]
(b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
MASSACHUSETTS
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7 SOLE VOTING POWER
3,692,707
NUMBER OF ------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY EACH 0
REPORTING ------------------------------------------------------------
PERSON WITH 9 SOLE DISPOSITIVE POWER
3,692,707
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10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,692,707
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
35.7%
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14 TYPE OF REPORTING PERSON*
PN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
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SCHEDULE 13D
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CUSIP NO. 914900-10-5 Page 3 of 6
----------- --- ---
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- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only)
AARON D. SPENCER
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]
(b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
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7 SOLE VOTING POWER
6,308,098
NUMBER OF ------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY EACH 0
REPORTING ------------------------------------------------------------
PERSON WITH 9 SOLE DISPOSITIVE POWER
6,308,098
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,308,098
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
61.0%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
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ITEM 4. Purpose of Transaction
On April 14, 1999, the Issuer publicly announced that a special committee
of its Board of Directors has been formed to consider available options for
enhancing shareholder value. The Reporting Persons are working with a financial
advisor to consider certain strategic alternatives involving the Issuer,
including those in which the Reporting Persons, alone or through an entity in
which they have an interest, may acquire additional securities of the Issuer or
propose an extraordinary corporate transaction, such as a merger or
reorganization of the Issuer. If any or all of the foregoing shall occur, a
change in the Board of Directors of the Issuer or a material change in the
present capitalization or dividend policy of the Issuer could occur. Although
the Reporting Persons are actively exploring their options with respect to each
of the foregoing, there can be no assurance that the Reporting Persons will
actually seek to implement any of the foregoing.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH
RESPECT TO SECURITIES OF THE ISSUER
See Item 4 concerning the Reporting Persons consideration of certain
strategic alternatives with respect to the Issuer.
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Signature
After reasonable inquiry and the the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
April 26, 1999
/s/ Aaron D. Spencer
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Aaron D. Spencer
UNO ASSOCIATES
By: /s/ Aaron D. Spencer
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Aaron D. Spencer
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EXHIBIT 1
AGREEMENT PURSUANT TO RULE 13d-1(f)(1)(iii)
Pursuant to Rule 13d-1(f)(1)(iii), the undersigned Aaron D. Spencer and Uno
Associates, do hereby agree that the Schedule 13D to which this Agreement is
attached as an exhibit shall be deemed filed on behalf of each of Aaron D.
Spencer and Uno Associates.
Dated: April 26, 1999 /s/ Aaron D. Spencer
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Aaron D. Spencer
UNO ASSOCIATES
Dated: April 26, 1999 By: /s/ Aaron D. Spencer
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Aaron D. Spencer, a general partner
