<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
(x) Annual Report Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
(Fee Required)
For the fiscal year ended: December 31, 1994
or
( ) Transition Report Pursuant to Section 13
or 15(d) of the Securities Exchange Act of 1934
(No Fee Required)
Commission file number: 0-16110
THE GROWTH AND GUARANTEE FUND L.P.
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(Exact name of registrant as specified in its charter)
Delaware 13-3407269
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(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
c/o ML Futures Investment Partners Inc.
Merrill Lynch World Headquarters
World Financial Center
South Tower, 6th Fl., New York, NY 10080-6106
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(Address of principal executive offices)
Registrant's telephone number, including area code: (212) 236-4161
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Securities registered pursuant
to Section 12(b) of the Act: None
Securities registered pursuant
to Section 12(g) of the Act: Series A Limited Partnership Units
----------------------------------
(Title of Class)
Indicate by check mark whether the registrant (1) has filed all reports required
to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months (or for such shorter period that the registrant was
required to file such reports), and (2) has been subject to such filing
requirements for the past 90 days. Yes X No_____
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Indicate by check mark if disclosure of delinquent filers pursuant to Item 405
of Regulation S-K is not contained herein, and will not be contained, to the
best of registrant's knowledge, in definitive proxy or information statements
incorporated by reference in Part III of this Form 10-K or any amendment to this
Form 10-K. [X]
The registrant is a limited partnership and, accordingly, has no voting stock
held by nonaffiliates or otherwise.
Documents Incorporated By Reference
The registrant's "1994 Annual Report and Independent Auditors' Report," the
annual report to security holders for the fiscal year ended December 31, 1994,
and the registrant's Prospectus, dated June 12, 1987, are hereby incorporated by
reference into Parts II and IV, respectively, of this Form 10-K.
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THE GROWTH AND GUARANTEE FUND L.P.
1994 FORM 10-K/A
INDEX TO EXHIBITS
EXHIBIT PAGE
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Exhibit 27 Financial Data Schedule 3
<TABLE> <S> <C>
<PAGE>
<ARTICLE> BD
<LEGEND>
THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM STATEMENTS
OF FINANCIAL CONDITIONS, STATEMENTS OF OPERATIONS, STATEMENTS OF CHANGES IN
PARTNERS' CAPITAL AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH
FINANCIAL STATEMENTS.
</LEGEND>
<S> <C> <C>
<PERIOD-TYPE> 12-MOS 12-MOS
<FISCAL-YEAR-END> DEC-31-1994 DEC-31-1993
<PERIOD-START> JAN-01-1994 JAN-01-1993
<PERIOD-END> DEC-31-1994 DEC-31-1993
<CASH> 0 0
<RECEIVABLES> 1,143,384 1,360,087
<SECURITIES-RESALE> 0 0
<SECURITIES-BORROWED> 0 0
<INSTRUMENTS-OWNED> 6,482,801 7,611,450
<PP&E> 0 0
<TOTAL-ASSETS> 7,626,185 8,971,537
<SHORT-TERM> 0 0
<PAYABLES> 59,674 222,923
<REPOS-SOLD> 0 0
<SECURITIES-LOANED> 0 0
<INSTRUMENTS-SOLD> 0 0
<LONG-TERM> 0 0
<COMMON> 0 0
0 0
0 0
<OTHER-SE> 7,566,511 8,748,614
<TOTAL-LIABILITY-AND-EQUITY> 7,626,185 8,971,537
<TRADING-REVENUE> (397,631) 295,033
<INTEREST-DIVIDENDS> 355,496 353,974
<COMMISSIONS> 0 0
<INVESTMENT-BANKING-REVENUES> 0 0
<FEE-REVENUE> 0 0
<INTEREST-EXPENSE> 0 0
<COMPENSATION> 0 0
<INCOME-PRETAX> (193,263) 475,064
<INCOME-PRE-EXTRAORDINARY> 0 0
<EXTRAORDINARY> 0 0
<CHANGES> 0 0
<NET-INCOME> (193,263) 475,064
<EPS-PRIMARY> (3.39) 7.19
<EPS-DILUTED> 0 0
</TABLE>
