As filed with the Securities and Exchange Commission on June 23, 1995.
Registration No. 33-65596
- -----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
----------------------------------
POST-EFFECTIVE AMENDMENT NO. 3 TO THE REGISTRATION STATEMENT
ON FORM S-1
UNDER THE SECURITIES ACT OF 1933
----------------------------------
ATA RESEARCH/PROFUTURES DIVERSIFIED FUND, L.P.
(Exact name of registrant as specified in its charter)
Delaware 6793 75-2197831
- ---------------- ------------------- ----------------------
(State or Other (Primary Standard (IRS Employer Identi-
Jurisdiction of Industrial Classi- fication Number)
Incorporation or fication Number)
Organization)
----------------------------------
107 Highway 620 South -- #30F
Austin, Texas 78734
(512) 263-3800
and
---
5910 N. Central Expressway -- Suite 1520
Dallas, Texas 75206
(214) 891-6200
(Address, including zip code and telephone number, including
area code, of registrant's principal executive offices)
----------------------------------
Gary D. Halbert, President Aladin T. Abughazaleh, President
ProFutures, Inc. ATA Research, Inc.
107 Highway 620 South--#30F 5910 N. Central Expressway -- Suite 1520
Austin, Texas 78734 Dallas, Texas 75206
(512) 263-3800 (214) 891-6200
(Name, address, including zip code and telephone
number, including area code, of agents for service)
----------------------------------
Copy To:
John K. Gray, Esq.
Carl N. Duncan, Esq.
Bayh, Connaughton & Malone, P.C.
5910 North Central Expressway -- Suite 1000
Dallas, Texas 75206
(214) 891-6352
Pursuant to Rule 429, this Post Effective Amendment No. 3 to the
Registration Statement, also relates to and constitutes a Post-Effective
Amendment No. 4 to Registration Statement No. 33-53324 which became
effective November 30, 1992.
=======================================================================
ATA RESEARCH/PROFUTURES DIVERSIFIED FUND, L.P.
POST-EFFECTIVE AMENDMENT NO. 3 TO THE REGISTRATION STATEMENT
The sole purpose of this Post-Effective Amendment No. 3 is to
deregister $20,721,920 of Units of Limited Partnership Interest
("Units") of ATA Research/ProFutures Diversified Fund, L.P. (the "Fund")
which remained unsold upon termination of the offering of Units which
had been registered under the Securities Act of 1933, as amended.
The Fund is a commodity pool which, in the course of its offering,
sold its Units at a selling price based on the Fund's month-end Net
Asset Value per Unit (plus administrative charge). The Fund began
offering $50,000,000 of Units on November 30, 1992 pursuant to its
October 14, 1992 Registration Statement on Form S-1 (SEC File No. 33-
53324) and the Pre-Effective Amendment No. 1 thereto filed November 17,
1992 (the "November 1992 Registration Statement"). Subsequently, Fund
continued the offering and registered an additional $50,000,000 of Units
pursuant to its July 2, 1993 Registration Statement on Form S-1 (SEC
File No. 33-65596), the Pre-Effective Amendment No. 1 thereto filed
August 16, 1993 (the "August 1993 Registration Statement"), the Post-
Effective Amendment No. 1 thereto filed May 2, 1994 (the "May 1994
Registration Statement") and Post-Effective Amendment No. 2 thereto
filed June 30, 1994 (the "June 1994 Registration Statement") (the
balance of Units available for sale at that time was $49,454,011). The
Fund disclosed in the June 1994 Registration Statement that, pursuant to
Rule 429, that such Registration Statement related to and constituted
(i) Post-Effective Amendment No. 2 to the August 1993 Registration
Statement (effective August 30, 1993) and (ii) Post-Effective Amendment
No. 3 to the November 1992 Registration Statement (effective November
30, 1992). The offering of Units expired by its terms on April 30,
1995, within the time period of the Order of Effectiveness, dated as of
July 29, 1994. Accordingly, the information included herein is for the
entire period beginning November 30, 1992 through April 30, 1995.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the
Registrant certifies that it has reasonable grounds to believe that it
meets all of the requirements for filing on Form S-1 and has duly caused
this Post-Effective Amendment No. 3 to the Registration Statement to be
signed on its behalf by the undersigned, thereunto duly authorized, in
the respective Cities of Dallas and Austin, State of Texas, on the 19th
day of June, 1994.
ATA RESEARCH/PROFUTURES DIVERSIFIED FUND, L.P.
By: ATA Research, Inc., a co-General Partner
By: /S/ Aladin T. Abughazaleh
----------------------------------
Aladin T. Abughazaleh, President
By: ProFutures, Inc., a co-General Partner
By: /S/ Gary D. Halbert
----------------------------------
Gary D. Halbert, President
Pursuant to the requirements of the Securities Act of 1933, as
amended, this Post-Effective Amendment No. 3 to the Registration
Statement has been signed below by the following persons in their
respective capacities as officers and directors of ATA Research, Inc.
and ProFutures, Inc., the General Partners of the Registrant, on the
date indicated.
Signature Title Date
- --------- ----- ----
/S/ Aladin T. Abughazaleh ATA Research, Inc.: June 19, 1995
- -------------------------
Aladin T. Abughazaleh Sole Director,
President, Chief
Executive Officer,
Chief Financial Officer,
Secretary and Treasurer
/S/ Marte W. Anderson ATA Research, Inc.: June 19, 1995
- -------------------------
Marte W. Anderson Senior Vice President
/S/ Gary D. Halbert ProFutures, Inc.: June 19, 1995
- -------------------------
Gary D. Halbert President, Chief
Executive Officer
and Director
/S/ Debi B. Halbert ProFutures, Inc.: June 19, 1995
- -------------------------
Debi B. Halbert Treasurer, Chief
Financial Officer
and Director
/S/ Patrick W. Watson ProFutures, Inc.: June 19, 1995
- -------------------------
Patrick W. Watson Vice President
