U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 3
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses)
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1. Name and Address of Reporting Person*
Alcon Holdings Inc. (1)
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(Last) (First) (Middle)
6201 South Freeway
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(Street)
Forth Worth, TX 76134-2099
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(City) (State) (Zip)
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2. Date of Event Requiring Statement (Month/Day/Year)
7/5/00
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3. IRS or Social Security Number of Reporting Person (Voluntary)
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4. Issuer Name and Ticker or Trading Symbol
Summit Autonomous Inc. (Nasdaq: BEAM)
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5. Relationship of Reporting Person to Issuer
(Check all applicable)
[ ] Director [ x ] 10% Owner
[ ] Officer (give title below) [ ] Other (specify below)
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6. If Amendment, Date of Original (Month/Day/Year)
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7. Individual or Joint/Group Filing (Check Applicable Line)
[ ] Form Filed by One Reporting Person
[ x ] Form Filed by More than One Reporting Person
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Table I -- Non-Derivative Securities Beneficially Owned
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<TABLE>
<CAPTION>
3. Ownership Form:
2. Amount of Securities Direct (D) or
1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership
(Instr. 4) (Instr. 4) (Instr. 5) (Instr.5)
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<S> <C> <C> <C>
Common Stock, par value
$.01 per share 41,944,555 I See Explanation of Responses below.
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</TABLE>
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
* If the Form is filed by more than one Reporting Person, see Instruction
5(b)(v)
Page 1 of 3
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FORM 3 (continued)
Table II -- Derivative Securities Beneficially Owned (e.g.,
puts, calls, warrants, options, convertible securities)
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<TABLE>
<CAPTION>
5. Owner-
3. Title and Amount of Securities ship
Underlying Derivative Security Form of
2. Date Exercisable (Instr. 4) Derivative
and Expiration Date --------------------------------- 4. Conver- Security:
(Month/Day/Year) Amount sion or Direct 6. Nature of
---------------------- or Exercise (D) or Indirect
Date Expira- Number Price of Indirect Beneficial
1. Title of Derivative Exer- tion of Derivative (I) Ownership
Security (Instr. 4) cisable Date Title Shares Security (Instr.5) (Instr. 5)
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<S> <C> <C> <C> <C> <C> <C> <C>
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</TABLE>
Explanation of Responses:
(1) This filing is a joint filing with Alcon Acquisition Corp. Alcon
Acquisition Corp. owns 41,944,555 shares of Common Stock, par value $0.01
per share, of Summit Autonomous Inc. (the "Shares"). All of the common
stock of Alcon Acquisition Corp. is owned by Alcon Holdings Inc. As a
result, Alcon Holdings Inc. may be deemed to beneficially own any Shares
owned by Alcon Acquisition Corp.
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB Number.
/s/ Timothy R.G. Sear July 13, 2000
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Name: Timothy R.G. Sear Date
Title: Chairman of the Board,
Chief Executive Officer
and President
**Signature of Reporting Person
Page 2 of 3 pages
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JOINT FILER INFORMATION
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Title of Securities: Common Stock, par value $0.01 per share
Issuer & Ticker Symbol: Summit Autonomous Inc. (BEAM)
Designated Filer: Alcon Holdings Inc.
Other Joint Filers:
Alcon Acquisition Corp.
6201 South Freeway
Fort Worth, TX 76134-2099
Date of Event
Requiring Statement: July 5, 2000
by /s/ Elaine E. Whitbeck
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Name: Elaine E. Whitbeck
Title: President
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