SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
FORM 10-Q/A
AMENDMENT NO. 1
(Mark One)
[X] QUARTERLY REPORT PURSUANT TO SECTION 13
OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended December 31, 1999
[ ] TRANSITION REPORT PURSUANT TO SECTION 13
OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from________ to________
Commission File Number
0-16439
FAIR, ISAAC AND COMPANY, INCORPORATED
(Exact name of registrant as specified in its charter)
DELAWARE 94-1499887
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
200 Smith Ranch Road, San Rafael, California 94903
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (415) 472-2211
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days. Yes X No .
--- ---
The number of shares of Common Stock, $0.01 par value per share,
outstanding on February 7, 2000, was 14,152,947.
<PAGE>
AMENDMENT NO. 1
PART II - OTHER INFORMATION
ITEM 6 Exhibits and Reports on this Form 10-Q
Fair, Isaac and Company, Incorporated hereby amends its report on Form 10-Q
filed with the Securities and Exchange Commission on February 14, 2000 by
substituting the following Exhibit, Financial Data Schedule, for the one that
appears in the original filing. The purpose of this Amendment No. 1 is to
correct a typographical error in the EPS Basic amount for the three months ended
December 31, 1999 in the Financial Data Schedule.
Unless otherwise stated, information in the originally filed 10-Q is presented
as of the original filing date and has not been updated in this amended filing.
2
<PAGE>
ITEM 6. Exhibits and Reports on Form 8-K.
(a) Exhibits:
24.1 Power of Attorney (see page 4 of this Form 10-Q/A)
27 Amended Financial Data Schedule
3
<PAGE>
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
FAIR, ISAAC AND COMPANY, INCORPORATED
DATE: February 16, 2000
By PETER L. MCCORKELL
--------------------------------------
Peter L. McCorkell
Executive Vice President and Secretary
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that the person whose signature appears
below constitutes and appoints PETER L. McCORKELL his attorney-in-fact, with
full power of substitution, for him in any and all capacities, to sign any
amendments to this Report on Form 10-Q and to file the same, with exhibits
thereto and other documents in connection therewith, with the Securities and
Exchange Commission, hereby ratifying and confirming all that said
attorney-in-fact, or his substitute or substitutes, may do or cause to be done
by virtue hereof.
Pursuant to the requirements of the Securities Exchange Act of 1934, this
report has been signed below by the following person on behalf of the registrant
and in the capacities and on the date indicated.
DATE: February 16, 2000
By HENK J. EVENHUIS
--------------------------------------
Henk J. Evenhuis
Executive Vice President, Finance
and Chief Financial Officer
4
<PAGE>
EXHIBIT INDEX
TO FAIR, ISAAC AND COMPANY, INCORPORATED
REPORT ON FORM 10-Q/A FOR THE QUARTER ENDED DECEMBER 31, 1999
Exhibit No. Exhibit
24.1 Power of Attorney
27 Amended Financial Data Schedule
<TABLE> <S> <C>
<ARTICLE> 5
<LEGEND>
THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE
CONSOLIDATED BALANCE SHEETS AND INCOME STATEMENTS AND IS QUALIFIED IN ITS
ENTIRETY BY REFERENCE TO SUCH FINANCIAL STATEMENTS.
</LEGEND>
<MULTIPLIER> 1,000
<S> <C>
<PERIOD-TYPE> 3-MOS
<FISCAL-YEAR-END> SEP-30-2000
<PERIOD-START> OCT-01-1999
<PERIOD-END> DEC-31-1999
<CASH> 11,630
<SECURITIES> 18,677
<RECEIVABLES> 37,721
<ALLOWANCES> 1,174
<INVENTORY> 0
<CURRENT-ASSETS> 102,346
<PP&E> 95,744
<DEPRECIATION> 53,887
<TOTAL-ASSETS> 209,201
<CURRENT-LIABILITIES> 37,075
<BONDS> 253
0
0
<COMMON> 144
<OTHER-SE> 166,190
<TOTAL-LIABILITY-AND-EQUITY> 209,201
<SALES> 0
<TOTAL-REVENUES> 70,094
<CGS> 0
<TOTAL-COSTS> 29,117
<OTHER-EXPENSES> 20,629
<LOSS-PROVISION> 33
<INTEREST-EXPENSE> 14
<INCOME-PRETAX> 8,406
<INCOME-TAX> 3,472
<INCOME-CONTINUING> 4,934
<DISCONTINUED> 0
<EXTRAORDINARY> 0
<CHANGES> 0
<NET-INCOME> 4,934
<EPS-BASIC> 0.35
<EPS-DILUTED> 0.34
</TABLE>
