U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.
FORM 12b-25
NOTIFICATION OF LATE FILING
SEC File Number: 0 17072
CUSIP Number: 973812 10 0
[ ] Form 10-K and Form 10-KSB [ ] Form 20-F [ X ] Form 10-Q and Form 10- QSB
[ ] Form N-SAR
For Period Ended: October 31, 1999
[ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F
[ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q
[ ] Transition Report on Form N-SAR
For the Transition Period Ended:
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Nothing in this form shall be construed to imply that the Commission has
verified any information contained herein.
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If the notification relates to a portion of the filing checked above, identify
the Item(s) to which the notification relates:
Not applicable
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Part I - Registrant Information
Full Name of Registrant: Windswept Environmental Group, Inc.
Former Name if applicable: Not Applicable
Address of Principal Executive Office: 100 Sweeneydale Avenue, Bay Shore,
New York 11706
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Part II - Rule 12b-25(b) and (c)
If the subject report could not be filed without unreasonable effort or expense
and the registrant seeks relief pursuant to Rule 12b-25(b), the following should
be completed [X]
(a) The reasons described in reasonable detail in Part III of this
form could not be eliminated without unreasonable effort or expense;
(b) The subject annual report, semi-annual report, transition report
on Form 10-K, Form 20-F, 11-K or Form N-SAR, or portion thereof will
be filed on or before the fifteenth calendar day following the
prescribed due date; or the subject quarterly report or transition
report on Form 10-Q, or portion thereof will be filed on or before the
fifth calendar day following the prescribed due date; and
(c) The accountant's statement or other exhibit required by Rule 12b-
25(c) has been attached if applicable.
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Part III - Narrative
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State below in reasonable detail the reasons why Form 10-K and Form 10-KSB,
20-F, 11-K, 10-Q and Form 10-QSB, N-SAR, or the transition report or portion
thereof could not be filed within the prescribed period.
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The Registrant 's financial statements for the three and six month periods
ended October 31, 1999 have not been completed because its accounting staff has
devoted significant resources to matters relating to its recent transaction with
Spotless Plastics (USA) Inc., which has reduced the time available to complete
these financial statements. In addition, the Registrant recently received a
final consent order from the SEC and has not as yet been able to complete the
compilation of the additional information which must be included in the Form 10-
QSB in order to comply with the SEC Consent Order.
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Part IV - Other Information
(1) Name and telephone number of person to contact in regard to this
notification:
Daniel G. Rosenberg - (631) 434-1300
(2) Have all other periodic reports required under Section 13 or 15(d) of
the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act
of 1940 during the preceding twelve months or for such shorter period that the
registrant was required to file such report(s) been filed? If the answer is no,
identify report(s).
[ X ] Yes [ ] No
(3) Is it anticipated that any significant change in results of operations
from the corresponding period for the last fiscal year will be reflected by the
earnings statements to be included in the subject report or portion thereof?
[ X ] Yes [ ] No
While the Registrant expects a significant loss from operations in the
three and six month periods ended October 31, 1999, it is currently unable to
definitively ascertain this information.
If so, attach an explanation of the anticipated change, both narratively
and quantitatively, and if appropriate, state the reasons why a reasonable
estimate of the results cannot be made.
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Windswept Environmental Group, Inc. has caused this notification to be
signed on its behalf by the undersigned thereunto duly authorized.
WINDSWEPT ENVIRONMENTAL GROUP, INC.
Date: December 15, 1999 By:/s/Daniel G. Rosenberg
Daniel G. Rosenberg, Chief Financial
Officer
