SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Amendment No. 2 to
Third Amended and Restated
Schedule 13D
Under the Securities Exchange Act of 1934
CARNIVAL CORPORATION
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(Name of Issuer)
COMMON STOCK ($.01 PAR VALUE)
--------------------------------------------------------------------------------
(Title of Class of Securities)
143658 10 2
--------------------------------------------------------------------------------
(CUSIP Number)
ARNALDO PEREZ, ESQ.
GENERAL COUNSEL
CARNIVAL CORPORATION
3655 N.W. 87TH AVENUE
MIAMI, FLORIDA 33178-2428
(305) 599-2600
--------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
JULY 20, 2000
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ].
Note: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d-1(a) for other parties to whom copies are to be
sent.
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
CUSIP NO. 143658 10 2
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1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
TAMMS INVESTMENT COMPANY, LIMITED PARTNERSHIP
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization: Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 3,653,168
Shares Bene-
ficially --------------------------------------------------------------
Owned by 8) Shared Voting Power: -0-
--------------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 3,653,168
ing Person
--------------------------------------------------------------
With 10) Shared Dispositive Power: -0-
--------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
3,653,168
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [ ]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.6%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): OO
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Page 2
<PAGE>
CUSIP NO. 143658 10 2
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
TAMMS MANAGEMENT CORPORATION
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization: Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 3,653,168
Shares Bene-
ficially --------------------------------------------------------------
Owned by 8) Shared Voting Power: -0-
--------------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 365,316
ing Person
--------------------------------------------------------------
With 10) Shared Dispositive Power: 3,287,852
--------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
3,653,168
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [ ]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.6%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): OO
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Page 3
<PAGE>
CUSIP NO. 143658 10 2
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1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
THE CONTINUED TRUST FOR MICKY ARISON
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2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization: Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 1,959,010
Shares Bene-
ficially --------------------------------------------------------------
Owned by 8) Shared Voting Power: -0-
--------------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 1,959,010
ing Person
--------------------------------------------------------------
With 10) Shared Dispositive Power: -0-
--------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
1,959,010
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [ ]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.3%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): OO
--------------------------------------------------------------------------------
Page 4
<PAGE>
CUSIP NO. 143658 10 2
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
THE MICKY ARISON 1997 HOLDINGS TRUST
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization: Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 4,742,708
Shares Bene-
ficially --------------------------------------------------------------
Owned by 8) Shared Voting Power: -0-
--------------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 4,742,708
ing Person
--------------------------------------------------------------
With 10) Shared Dispositive Power: -0-
--------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
4,742,708
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [ ]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.8%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): OO
--------------------------------------------------------------------------------
Page 5
<PAGE>
CUSIP NO. 143658 10 2
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
MA 1997 HOLDINGS, L.P.
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization: Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 4,742,708
Shares Bene-
ficially --------------------------------------------------------------
Owned by 8) Shared Voting Power: -0-
--------------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 4,742,708
ing Person
--------------------------------------------------------------
With 10) Shared Dispositive Power: -0-
--------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
4,742,708
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [ ]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.8%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): PN
--------------------------------------------------------------------------------
Page 6
<PAGE>
CUSIP NO. 143658 10 2
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
MA 1997 HOLDINGS, INC.
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization: Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 4,742,708
Shares Bene-
ficially --------------------------------------------------------------
Owned by 8) Shared Voting Power: -0-
--------------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 4,742,708
ing Person
--------------------------------------------------------------
With 10) Shared Dispositive Power: -0-
--------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
4,742,708
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [ ]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.8%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): CO
--------------------------------------------------------------------------------
Page 7
<PAGE>
CUSIP NO. 143658 10 2
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
THE MICKY ARISON 1994 "B" TRUST
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization: Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 106,114,284
Shares Bene-
ficially --------------------------------------------------------------
Owned by 8) Shared Voting Power: -0-
--------------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 106,114,284
ing Person
--------------------------------------------------------------
With 10) Shared Dispositive Power: -0-
--------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
106,114,284
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [ ]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
18.2%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): OO
--------------------------------------------------------------------------------
Page 8
<PAGE>
CUSIP NO. 143658 10 2
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
MA 1994 B SHARES, L.P.
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization: Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 106,114,284
Shares Bene-
ficially --------------------------------------------------------------
Owned by 8) Shared Voting Power: -0-
--------------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 106,114,284
ing Person
--------------------------------------------------------------
With 10) Shared Dispositive Power: -0-
--------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
106,114,284
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [ ]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
18.2%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): PN
--------------------------------------------------------------------------------
Page 9
<PAGE>
CUSIP NO. 143658 10 2
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
MA 1994 B SHARES, INC.
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization: Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 106,114,284
Shares Bene-
ficially --------------------------------------------------------------
Owned by 8) Shared Voting Power: -0-
--------------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 106,114,284
ing Person
--------------------------------------------------------------
With 10) Shared Dispositive Power: -0-
--------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
106,114,284
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [ ]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
18.2%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): CO
--------------------------------------------------------------------------------
Page 10
<PAGE>
CUSIP NO. 143658 10 2
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
MICKY ARISON
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization: United States
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 130,539,385
Shares Bene-
ficially --------------------------------------------------------------
Owned by 8) Shared Voting Power: 93,787,639
--------------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 125,796,677
ing Person
--------------------------------------------------------------
With 10) Shared Dispositive Power: -0-
--------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
224,387,024
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [X]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
38.4%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): IN
--------------------------------------------------------------------------------
Page 11
<PAGE>
CUSIP NO. 143658 10 2
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
THE SHARI ARISON IRREVOCABLE GUERNSEY TRUST
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization: Guernsey, Channel Islands
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: -0-
Shares Bene-
ficially --------------------------------------------------------------
Owned by 8) Shared Voting Power: -0-
--------------------------------------------------------------
Each Report- 9) Sole Dispositive Power: -0-
ing Person
--------------------------------------------------------------
With 10) Shared Dispositive Power: 5,102,708
--------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
5,102,708
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [ ]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.9%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): OO
--------------------------------------------------------------------------------
Page 12
<PAGE>
CUSIP NO. 143658 10 2
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
THE CONTINUED TRUST FOR SHARI ARISON DORSMAN
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization: Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 4,000,000
Shares Bene-
ficially --------------------------------------------------------------
Owned by 8) Shared Voting Power: -0-
--------------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 4,000,000
ing Person
--------------------------------------------------------------
With 10) Shared Dispositive Power: 759,010
--------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
4,759,010
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [ ]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.8%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): OO
--------------------------------------------------------------------------------
Page 13
<PAGE>
CUSIP NO. 143658 10 2
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
THE TED ARISON 1994 IRREVOCABLE TRUST FOR SHARI NO. 1
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization: Jersey, Channel Islands
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: -0-
Shares Bene-
ficially --------------------------------------------------------------
Owned by 8) Shared Voting Power: -0-
--------------------------------------------------------------
Each Report- 9) Sole Dispositive Power: -0-
ing Person
--------------------------------------------------------------
With 10) Shared Dispositive Power: 76,787,525
--------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
76,787,525
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [ ]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
13.1%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): OO
--------------------------------------------------------------------------------
Page 14
<PAGE>
CUSIP NO. 143658 10 2
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
SHARI ARISON
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization: United States and Israel
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 4,000,000
Shares Bene-
ficially --------------------------------------------------------------
Owned by 8) Shared Voting Power: -0-
--------------------------------------------------------------
Each Report- 9) Sole Dispositive Power: -0-
ing Person
--------------------------------------------------------------
With 10) Shared Dispositive Power: 4,000,000
--------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
4,000,000
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [ ]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.7%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): IN
--------------------------------------------------------------------------------
Page 15
<PAGE>
CUSIP NO. 143658 10 2
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
MARILYN B. ARISON
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization: United States and Israel
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 1,032,440
Shares Bene-
ficially --------------------------------------------------------------
Owned by 8) Shared Voting Power: -0-
--------------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 1,032,440
ing Person
--------------------------------------------------------------
With 10) Shared Dispositive Power: -0-
--------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
1,032,440
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [X]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.2%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): IN
--------------------------------------------------------------------------------
Page 16
<PAGE>
CUSIP NO. 143658 10 2
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
JMD DELAWARE, INC.
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization: Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 10,359,010
Shares Bene-
ficially --------------------------------------------------------------
Owned by 8) Shared Voting Power: 1,000,000
--------------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 11,359,010
ing Person
--------------------------------------------------------------
With 10) Shared Dispositive Power: 2,550,460
--------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
13,909,470
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [ ]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
2.4%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): CO
--------------------------------------------------------------------------------
Page 17
<PAGE>
CUSIP NO. 143658 10 2
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
JAMES M. DUBIN
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization: United States
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 44,195,726
Shares Bene-
ficially --------------------------------------------------------------
Owned by 8) Shared Voting Power: 93,847,639
--------------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 15,110,010
ing Person
--------------------------------------------------------------
With 10) Shared Dispositive Power: 130,586,523
--------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
145,696,933
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [ ]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
24.9%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): IN
--------------------------------------------------------------------------------
Page 18
<PAGE>
CUSIP NO. 143658 10 2
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
THE TED ARISON 1992 IRREVOCABLE TRUST FOR LIN NUMBER
2
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization: United States
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: -0-
Shares Bene-
ficially --------------------------------------------------------------
Owned by 8) Shared Voting Power: 46,145,830
--------------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 46,145,830
ing Person
--------------------------------------------------------------
With 10) Shared Dispositive Power: -0-
--------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
46,145,830
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [ ]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
7.9%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): OO
--------------------------------------------------------------------------------
Page 19
<PAGE>
CUSIP NO. 143658 10 2
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
ARISON FOUNDATION, INC.
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization: United States
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 2,250,000
Shares Bene-
ficially --------------------------------------------------------------
Owned by 8) Shared Voting Power: -0-
--------------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 2,250,000
ing Person
--------------------------------------------------------------
With 10) Shared Dispositive Power: -0-
--------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
2,250,000
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [ ]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.4%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): OO
--------------------------------------------------------------------------------
Page 20
<PAGE>
CUSIP NO. 143658 10 2
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
THE ROYAL BANK OF SCOTLAND TRUST COMPANY (JERSEY)
LIMITED
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization: United States
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 3,750,000
Shares Bene-
ficially --------------------------------------------------------------
Owned by 8) Shared Voting Power: 46,146,830
--------------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 49,896,860
ing Person
--------------------------------------------------------------
With 10) Shared Dispositive Power: -0-
--------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
49,896,830
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [ ]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
8.5%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): CO
--------------------------------------------------------------------------------
Page 21
<PAGE>
CUSIP NO. 143658 10 2
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
CITITRUST (JERSEY) LIMITED
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization: Jersey, Channel Islands
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: -0-
Shares Bene-
ficially --------------------------------------------------------------
Owned by 8) Shared Voting Power: -0-
--------------------------------------------------------------
Each Report- 9) Sole Dispositive Power: -0-
ing Person
--------------------------------------------------------------
With 10) Shared Dispositive Power: 76,787,525
--------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
76,787,525
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [ ]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
13.1%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): CO
--------------------------------------------------------------------------------
Page 22
<PAGE>
CUSIP NO. 143658 10 2
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
JMD PROTECTOR, INC.
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization: Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 33,835,716
Shares Bene-
ficially --------------------------------------------------------------
Owned by 8) Shared Voting Power: 92,847,639
--------------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 3,750,000
ing Person
--------------------------------------------------------------
With 10) Shared Dispositive Power: 122,933,355
--------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
122,683,355
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [ ]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
21.7%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): CO
--------------------------------------------------------------------------------
Page 23
<PAGE>
CUSIP NO. 143658 10 2
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
BALLUTA LIMITED
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization: Isle of Man
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: -0-
Shares Bene-
ficially --------------------------------------------------------------
Owned by 8) Shared Voting Power: -0-
--------------------------------------------------------------
Each Report- 9) Sole Dispositive Power: -0-
ing Person
--------------------------------------------------------------
With 10) Shared Dispositive Power: 5,102,708
--------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
5,102,708
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [ ]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.9%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): OO
--------------------------------------------------------------------------------
Page 24
<PAGE>
CUSIP NO. 143658 10 2
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
THE MARILYN B. ARISON IRREVOCABLE DELAWARE TRUST
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization: Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 400,000
Shares Bene-
ficially --------------------------------------------------------------
Owned by 8) Shared Voting Power: -0-
--------------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 400,000
ing Person
--------------------------------------------------------------
With 10) Shared Dispositive Power: 1,032,440
--------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
1,432,440
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [ ]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.2%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): OO
--------------------------------------------------------------------------------
Page 25
<PAGE>
CUSIP NO. 143658 10 2
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
MBA I, LLC
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization: Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 400,000
Shares Bene-
ficially --------------------------------------------------------------
Owned by 8) Shared Voting Power: -0-
--------------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 400,000
ing Person
--------------------------------------------------------------
With 10) Shared Dispositive Power: 1,032,440
--------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
1,432,440
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [ ]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.2%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): OO
--------------------------------------------------------------------------------
Page 26
<PAGE>
CUSIP NO. 143658 10 2
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
THE CONTINUED TRUST FOR MICHAEL ARISON
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization: Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 4,000,000
Shares Bene-
ficially --------------------------------------------------------------
Owned by 8) Shared Voting Power: -0-
--------------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 4,000,000
ing Person
--------------------------------------------------------------
With 10) Shared Dispositive Power: 759,010
--------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
4,759,010
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [ ]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.8%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): OO
--------------------------------------------------------------------------------
Page 27
<PAGE>
CUSIP NO. 143658 10 2
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
THE MICHAEL ARISON 1999 IRREVOCABLE DELAWARE TRUST
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization: Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: -0-
Shares Bene-
ficially --------------------------------------------------------------
Owned by 8) Shared Voting Power: 1,000,000
--------------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 1,000,000
ing Person
--------------------------------------------------------------
With 10) Shared Dispositive Power: -0-
--------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
1,000,000
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [ ]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.2%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): OO
--------------------------------------------------------------------------------
Page 28
<PAGE>
The Third Amended and Restated Statement on Schedule 13D dated
October 14, 1999 (as amended by the Amendment No. 1 of the Third Amended and
Restated Statement on Schedule 13D dated May 22, 2000) of TAMMS Investment
Company, Limited Partnership, TAMMS Management Corporation, the Continued Trust
for Micky Arison, the Micky Arison 1997 Holdings Trust, MA 1997 Holdings, L.P.,
MA 1997 Holdings, Inc., the Micky Arison 1994 "B" Trust, MA 1994 B Shares, L.P.,
MA 1994 B Shares, Inc., Micky Arison, the Shari Arison Irrevocable Guernsey
Trust, the Continued Trust for Shari Arison Dorsman, the Ted Arison 1994
Irrevocable Trust for Shari No. 1, Shari Arison, Marilyn B. Arison, JMD
Delaware, Inc., James M. Dubin, Ted Arison 1992 Irrevocable Trust for Lin No.2,
Arison Foundation, Inc., The Royal Bank of Scotland Trust Company (Jersey)
Limited, Cititrust (Jersey) Limited, JMD Protector, Inc. and Balluta Limited, is
hereby amended as follows:
2. IDENTITY AND BACKGROUND
Item 2 is hereby amended by the addition to the definition of
Reporting Persons in paragraph (a) of the following:
"(xxxiii) the Marilyn B. Arison Irrevocable Delaware Trust
(the "Marilyn Arison Delaware Trust"); (xxxiv) MBA I, LLC ("MBA"), (xxxv) the
Continued Trust for Michael Arison (the "Michael Arison Continued Trust"); and
(xxxvi) the 1999 Irrevocable Delaware Trust for Michael Arison (the "Michael
Arison 1999 Trust").
Item 2 is hereby further amended by deleting the last
sub-paragraph of paragraph (a), and replacing with the following:
"Micky Arison is the Chairman, Chief Executive Officer and a
Director of the Issuer, President and Treasurer of TAMMS Corp. and beneficiary
of the Micky Arison Continued Trust, the Micky Arison 1997 Trust and the B
Trust. Shari Arison is a Director of the Issuer and the beneficiary of the Shari
Arison Guernsey Trust, the Shari Arison Continued Trust and the Shari Arison
Trust No. 1. Marilyn Arison is the beneficiary of the Lin Trust No. 2 and the
Marilyn Arison Delaware Trust. Michael Arison is the beneficiary of the Michael
Arison Continued Trust and the Michael Arison 1999 Trust. Micky Arison and Shari
Arison are the stepchildren of Marilyn Arison. James M. Dubin is (i) the sole
shareholder and an officer of JMD Delaware, the corporate trustee of the Micky
Arison 1997 Trust, the B Trust, the Shari Arison Continued Trust, the Micky
Arison Continued Trust, the Marilyn Arison Delaware Trust, the Michael Arison
Continued Trust and the Michael Arison 1999 Trust, (ii) the sole shareholder and
an officer of JMD Protector, the corporate protector of the Lin Trust No. 2, the
Shari Arison Trust No. 1, the Marilyn Arison Delaware Trust, the Michael Arison
1999 Trust and the Ted Arison Charitable Trust, a charitable trust and (iii) the
sole shareholder of Balluta, the corporate trustee of the Shari Arison Guernsey
Trust."
Item 2 is further amended by deleting the first three
sentences of paragraph (c)(xxxi) and replacing it with the following:
Page 29
<PAGE>
"(c)(xxxi) JMD Protector is a Delaware corporation, the
principal business of which is to serve as a protector of certain trusts
established for the benefit of members of the Arison family or for certain
charitable purposes and has certain voting and dispositive rights with respect
to the Common Stock held by such trusts. The address of the corporation is c/o
Paul, Weiss, Rifkind, Wharton & Garrison, 1285 Avenue of the Americas,
10019-6064."
Item 2 is further amended by the addition thereto of the
following:
"(c)(xxxiii) The Marilyn Arison Delaware Trust is a Delaware
trust established for the benefit of Marilyn B. Arison. The business address of
the Marilyn Arison Delaware Trust is 1201 North Market Street, Wilmington,
Delaware 19899-1347. The sole trustee of the Marilyn Arison Delaware Trust is
JMD Delaware. The name, residence or business address and principal occupation
or employment of each director, executive officer and controlling person of JMD
Delaware are set forth in Item 2(c)(v).
(c)(xxxiv) MBA is a Delaware limited liability company whose
principal purpose is to hold and manage the investments previously held directly
by the Marilyn Arison Delaware Trust. The business address of MBA is 1201 North
Market Street, Wilmington, Delaware 19899-1347. The two members of MBA are the
Marilyn Arison Trust and MDT I, Inc., a Delaware corporation which is wholly
owned by the Marilyn Arison Delaware Trust. The principal purpose of MDT I, Inc.
is to serve as a member of certain limited liability companies established by
the Marilyn Arison Delaware Trust.
(c)(xxxv) The Michael Arison Continued Trust is a Delaware
trust established for the benefit of Michael Arison. The business address of
Michael Arison Continued Trust is 1201 North Market Street, Wilmington, Delaware
19899-1347. The sole trustee of the Michael Arison Continued Trust is JMD
Delaware. The name, residence or business address and principal occupation or
employment of each director, executive officer and controlling person of JMD
Delaware are set forth in Item 2(c)(v).
(c)(xxxvi) The Michael Arison 1999 Trust is a Delaware trust
established for the benefit of Michael Arison. The business address of the
Michael Arison 1999 Trust is 1201 North Market Street, Wilmington, Delaware
19899-1347. The sole trustee of the Michael Arison 1999 Trust is JMD Delaware.
The name, residence or business address and principal occupation of employment
of each director, executive officer and controlling person of JMD Delaware are
set forth in Item 2(c)(v)."
ITEM 4. PURPOSE OF TRANSACTION.
Item 4 is hereby amended by the addition thereto of the
following:
"Since the last report, TAF Management Company has ceased to
be the trustee of the Marilyn Arison Delaware Trust, the Michael Arison
Continued Trust and the Michael Arison 1999 Trust. JMD Delaware is now the
trustee of these trusts.
Page 30
<PAGE>
As a result, the Marilyn Arison Delaware Trust, MBA, the
Michael Arison Continued Trust, and the Michael Arison 1999 Trust may be deemed
to have become Reporting Persons.
In addition, on December 21, 2000, a charitable gift of
2,000,000 shares of Common Stock was made by the B Shares, L.P. to the
Foundation. On December 27, 2000, a charitable gift of 1,750,000 shares of
Common Stock was made by the Shari Arison Guernsey Trust to a charitable trust
(the "Charitable Trust"). Also, on December 27, 2000, a charitable gift of
2,000,000 shares of Common Stock was made by MBA to the Charitable Trust.
Finally, on January 8, 2001, Micky Arison was granted 60,000
shares of Common Stock pursuant to the Issuer's 1993 Restricted Stock Plan and
his long-term compensation agreement. Mr. Arison contributed such shares of
Common Stock to MA 1997, L.P.
None of the Reporting Persons have any current plans to change
the management or operations of the Issuer."
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
Item 5 is hereby amended by deleting the fifth, sixth,
seventh, eighth, ninth, tenth and eleventh paragraphs and replacing them with
the following:
"The Micky Arison 1997 Trust beneficially owns 4,742,708
shares of Common Stock (approximately 0.8% of the total number of shares
reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending
August 31, 2000 to be outstanding as of October 10, 2000), by virtue of being
the sole stockholder of MA 1997, Inc. The Micky Arison 1997 Trust has sole
voting and dispositive power with respect to all such shares of Common Stock.
MA 1997, L.P. beneficially owns an aggregate of 4,742,708
shares of Common Stock (approximately 0.8% of the total number of shares
reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending
August 31, 2000 to be outstanding as of October 10, 2000), all of which it holds
directly. MA 1997, L.P. has sole voting and dispositive power with respect to
all such shares of Common Stock that it holds directly.
MA 1997, Inc. beneficially owns an aggregate of 4,742,708
shares of Common Stock (approximately 0.8% of the total number of shares
reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending
August 31, 2000 to be outstanding as of October 10, 2000), by virtue of being
the general partner of MA 1997, L.P. MA 1997, Inc. has sole voting and
dispositive power with respect to all such shares of Common Stock.
The B Trust beneficially owns 106,114,284 shares of Common
Stock (approximately 18.2% of the total number of shares reported in the
Issuer's Quarterly Report on Form 10-Q for the quarter ending August 31, 2000 to
be outstanding as of October 10, 2000), by virtue of being the sole stockholder
of B Shares, Inc., the general
Page 31
<PAGE>
partner of B Shares, L.P. The B Trust has sole voting power and dispositive
power with respect to all such shares of Common Stock held by B Shares, L.P.
B Shares, L.P. beneficially owns an aggregate of 106,114,284
shares of Common Stock (approximately 18.2% of the total number of shares
reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending
August 31, 2000 to be outstanding as of October 10, 2000), which its holds
directly. B Shares, L.P. has sole voting and dispositive power with respect to
all such shares of Common Stock.
B Shares, Inc. beneficially owns an aggregate of 106,114,284
shares of Common Stock (approximately 18.2% of the total number of shares
reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending
August 31, 2000 to be outstanding as of October 10, 2000), by virtue of being
the general partner of B Shares, L.P. B Shares, Inc. has sole voting and
dispositive power with respect to all such shares of Common Stock.
Micky Arison beneficially owns an aggregate of 224,387,024
shares of Common Stock (approximately 38.4% of the total number of shares
reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending
August 31, 2000 to be outstanding as of October 10, 2000), 2,144,000 shares of
which are underlying vested options which he holds directly, 4,742,708 shares
with respect to which he has a beneficial interest by virtue of the interest and
authority granted to him under the trust instrument for the Micky Arison 1997
Trust, 106,114,284 shares with respect to which he has a beneficial interest by
virtue of the interest and authority granted to him under the trust instrument
for the B Trust and 111,386,032 shares with respect to which he has a beneficial
interest by virtue of the interest and authority granted to him under the last
will of Ted Arison, dated July 8, 1999. Micky Arison shares voting power with
respect to the 46,145,830 shares of Common Stock held by the Lin Trust No. 2,
with respect to 46,701,809 shares of Common Stock held by the Shari Arison Trust
No. 1 and with respect to 1,000,000 shares of Common Stock held by the Michael
Arison 1999 Trust. Micky Arison has sole voting and dispositive power with
respect to the 17,538,393 shares of Common Stock held by the 1997 Irrevocable
Trust for Micky Arison, the 4,742,708 shares of Common Stock indirectly held by
the Micky Arison 1997 Trust and the 106,114,284 shares of Common Stock
indirectly held by the B Trust."
Item 5 is hereby further amended by deleting the fourteenth
paragraph and replacing it with the following:
"The Shari Arison Guernsey Trust beneficially owns an
aggregate of 5,102,708 shares of Common Stock (approximately 0.9% of the total
number of shares reported in the Issuer's Quarterly Report on Form 10-Q for the
quarter ending August 31, 2000, to be outstanding as of October 10, 2000),
4,000,000 of which it owns directly and 1,102,708 of which it holds beneficially
by virtue of its interest in TAMMS L.P. The Shari Arison Guernsey Trust has
shared dispositive power over all such shares of Common Stock."
Page 32
<PAGE>
Item 5 is hereby further amended by deleting the seventeenth
paragraph and replacing it with the following:
"Shari Arison beneficially owns 4,000,000 shares of Common
Stock (approximately 0.7% of the total number of shares reported in the Issuer's
Quarterly Report on Form 10-Q for the quarter ending August 31, 2000 to be
outstanding as of October 10, 2000) directly held by the Shari Arison Guernsey
Trust. Shari Arison has sole voting power with respect to 4,000,000 shares
directly held by the Shari Arison Guernsey Trust and shared dispositive power
with respect to such shares."
Item 5 is hereby further amended by deleting the twenty-fifth
and twenty- sixth paragraphs and replacing them with the following:
"JMD Delaware beneficially owns an aggregate of 13,909,470
shares of Common Stock (approximately 2.4% of the total number of shares
reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending
August 31, 2000 to be outstanding as of October 10, 2000), by virtue of being
the trustee of the Shari Arison Continued Trust, the Micky Arison Continued
Trust, the Marilyn Arison Delaware Trust, the Michael Arison Continued Trust and
the Michael Arison 1999 Trust. JMD Delaware has shared voting and sole
dispositive power with respect to the shares of Common Stock held by the Michael
Arison 1999 Trust. JMD Delaware has sole voting and dispositive power with
respect to the shares of Common Stock held by the Micky Arison Continued Trust
and certain shares of Common Stock held by the Shari Arison Continued Trust, the
Marilyn Arison Delaware Trust and the Michael Arison Continued Trust. JMD
Delaware has sole voting and shared dispositive power with respect to certain
shares of Common Stock held by the Shari Arison Continued Trust, the Marilyn
Arison Delaware Trust and the Michael Arison Continued Trust. Accordingly, JMD
Delaware may be deemed to beneficially own such shares for which it exercises
voting and dispositive power. JMD Delaware disclaims beneficial ownership of all
such shares.
James M. Dubin beneficially owns an aggregate of 145,696,933
shares of Common Stock (approximately 24.9% of the total number of shares
reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending
August 31, 2000, to be outstanding as of October 10, 2000), 1,000 shares of
which he holds directly and 152,378,241 shares with respect to which he has a
beneficial interest by virtue of being the sole shareholder of JMD Delaware, JMD
Protector and Balluta. Mr. Dubin has shared dispositive power with respect to
the shares of Common Stock held by the Shari Guernsey Trust. Mr. Dubin has
shared voting and sole dispositive power with respect to the shares of Common
Stock held by the Lin Trust No. 2, the Michael Arison 1999 Trust and certain
shares of Common Stock held by the Shari Arison Trust No. 1. Mr. Dubin has sole
voting and dispositive power with respect to the shares of Common Stock held by
the Micky Arison Continued Trust and certain shares of Common Stock held by the
Shari Arison Continued Trust, the Marilyn Arison Delaware Trust, the Michael
Arison Continued Trust and the Shari Arison Trust No. 1. Mr. Dubin has sole
voting and shared dispositive power with respect to certain shares of Common
Stock held by the Shari Arison Continued Trust, the Marilyn Arison Delaware
Trust and
Page 33
<PAGE>
the Michael Arison Continued Trust. Accordingly, Mr. Dubin may be deemed to
beneficially own such shares for which he exercises voting and dispositive
power. Mr. Dubin disclaims beneficial ownership of all such shares, except for
the 1,000 shares he holds directly."
Item 5 is hereby further amended by deleting the twenty-eighth
and twenty-ninth paragraphs and replacing them with the following:
"The Foundation beneficially owns the 2,250,000 shares of
Common Stock for which it exercises sole voting and dispositive power
(approximately 0.4% of the total number of shares reported in the Issuer's
Quarterly Report on Form 10-Q for the quarter ending August 31, 2000 to be
outstanding as of October 10, 2000).
RBS beneficially owns 49,896,830 shares of Common Stock
(approximately 8.5% of the total number of shares reported in the Issuer's
Quarterly Report on Form 10-Q for the quarter ending August 31, 2000 to be
outstanding as of October 10, 2000), by virtue of being the trustee of the Lin
Trust No. 2 and the Charitable Trust. RBS has shared dispositive power with
respect to the shares of Common Stock held by the Lin Trust No. 2. RBS has sole
voting and dispositive power with respect to the shares of Common Stock held by
the Charitable Trust. Accordingly, RBS may be deemed to beneficially own such
shares for which it exercises such voting and dispositive power. RBS disclaims
beneficial ownership of such shares."
Item 5 is hereby further amended by deleting the thirty-first
and thirty- second paragraphs and replacing them with the following:
"JMD Protector beneficially owns an aggregate of 126,683,355
shares of Common Stock (approximately 21.7% of the total number of shares
reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending
August 31, 2000 to be outstanding as of October 10, 2000), by virtue of being
the protector of the Shari Arison Trust No. 1, the Lin Trust No. 2 and the
Charitable Trust. JMD Protector shares voting and dispositive power with respect
to the shares of Common Stock held by the Shari Arison Trust No. 1 and the Lin
Trust No. 2. JMD Protector has sole voting and dispositive power with respect to
the shares of Common Stock held by the Charitable Trust. Accordingly, JMD
Protector may be deemed to beneficially own such shares for which it exercises
shared voting and dispositive power. JMD Protector disclaims beneficial
ownership of all such shares.
Balluta beneficially owns 5,102,708 shares of Common Stock
(approximately 0.9% of the total number of shares reported in the Issuer's
Quarterly Report on Form 10-Q for the quarter ending August 31, 2000, to be
outstanding as of October 10, 2000), by virtue of being the trustee of the Shari
Arison Guernsey Trust. Balluta shares dispositive power with respect to the
4,000,000 shares of Common Stock directly held by the Shari Arison Guernsey
Trust and with respect to 1,102,708 shares of Common Stock held by TAMMS L.P.
Accordingly, Balluta may be deemed to beneficially own such shares for which it
exercises shared dispositive power. Balluta disclaims beneficial ownership of
such shares."
Page 34
<PAGE>
Item 5 is hereby further amended by deleting the last
paragraph and replacing it by the following:
"The Marilyn Arison Delaware Trust beneficially owns an
aggregate of 1,400,000 shares of Common Stock (approximately 0.2% of the total
number of shares of Common Stock reported in the Issuer's Quarterly Report on
Form 10-Q for the quarter ending August 31, 2000 to be outstanding as of October
10, 2000), 400,000 of which it holds beneficially by virtue of its interest in
MBA and 1,000,000 of which it holds beneficially by virtue of the limited
partnership interest of MBA in TAMMS, L.P. The Marilyn Arison Delaware Trust has
sole voting and dispositive power with respect to the 400,000 shares of Common
Stock directly held by MBA and exercises shared dispositive power over the
1,032,440 shares of Common Stock held by TAMMS L.P.
MBA beneficially owns an aggregate of 1,400,000 shares of
Common Stock (approximately 0.2% of the total number of shares reported in the
Issuer's Quarterly Report on Form 10-Q for the quarter ending August 31, 2000 to
be outstanding as of October 10, 2000), 400,000 shares of which it holds
directly and 1,032,440 shares of which it owns beneficially by virtue of its
interest in TAMMS L.P. MBA has sole voting and dispositive power over the
400,000 shares it holds directly and exercises shared dispositive power over the
1,000,000 shares of Common Stock held by TAMMS L.P.
The Michael Arison Continued Trust beneficially owns an
aggregate of 4,759,010 shares of Common Stock (approximately 0.8% of the total
number of shares of Common Stock reported in the Issuer's Quarterly Report on
Form 10-Q for the quarter ending August 31, 2000 to be outstanding as of October
10, 2000), 4,000,000 of which it holds directly and 759,010 of which it holds
beneficially by virtue of its interest in TAMMS L.P. The Michael Arison
Continued Trust has sole voting and dispositive power with respect to the
4,000,000 shares of Common Stock held by it and shares dispositive power over
the 759,010 shares of Common Stock held by TAMMS L.P.
The Michael Arison 1999 Trust owns an aggregate of 1,000,000
shares of Common Stock (approximately 0.2% of the total number of shares
reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending
August 31, 2000 to be to be outstanding as of October 10, 2000). The Michael
Arison 1999 Trust has shared voting power and sole dispositive power with
respect to the 1,000,000 shares of Common Stock held by it.
The Reporting Persons, as a group, beneficially own an
aggregate of 275,082,190 shares of Common Stock (approximately 47.1% of the
total number of shares reported in the Issuer's Quarterly Report on Form 10-Q
for the quarter ending August 31, 2000, to be outstanding as of October 10,
2000). The Reporting Persons, as a group, have sole voting and dispositive power
over all such shares of Common Stock."
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
Exhibit 13 Joint Filing Agreement, dated as of July 20, 2000, among TAMMS
L.P., TAMMS Corp., the Micky Arison Continued Trust, the Micky
Arison
Page 35
<PAGE>
1997 Trust, MA 1997, L.P., MA 1997, Inc., the B Trust, B
Shares, L.P., B Shares, Inc., Micky Arison, the Shari Arison
Irrevocable Trust, the Shari Arison Continued Trust, the Shari
Arison Trust No. 1, Shari Arison, Marilyn B. Arison, JMD
Delaware, James M. Dubin, the Lin Trust No. 2, the Foundation,
RBS, Cititrust, JMD Protector, Balluta, the Marilyn B. Arison
Irrevocable Delaware Trust, MBA I, LLC, the Continued Trust
for Michael Arison and the Michael Arison 1999 Irrevocable
Delaware Trust.
Page 36
<PAGE>
SIGNATURES
----------
After reasonable inquiry and to the best of our knowledge and
belief, we certify that the information set forth in this statement is true,
complete and correct.
Date: January 11, 2001
TAMMS INVESTMENT COMPANY,
LIMITED PARTNERSHIP
By: TAMMS MANAGEMENT
CORPORATION, MANAGING
GENERAL PARTNER
By: /s/ Micky Arison
--------------------------
Micky Arison, President
TAMMS MANAGEMENT
CORPORATION
By: /s/ Micky Arison
--------------------------
Micky Arison, President
CONTINUED TRUST FOR MICKY
ARISON, JMD DELAWARE, INC.,
TRUSTEE
By: /s/ Denison H. Hatch, Jr.
--------------------------
Denison H. Hatch, Jr.
Secretary of Corporate Trustee
MICKY ARISON 1997 HOLDINGS
TRUST, JMD DELAWARE, INC.,
TRUSTEE
By: /s/ Denison H. Hatch, Jr.
--------------------------
Denison H. Hatch, Jr.
Secretary of Corporate Trustee
MA 1997 HOLDINGS, L.P., MA 1997
HOLDINGS, INC., GENERAL
PARTNER
By: /s/ Denison H. Hatch, Jr.
--------------------------
Denison H. Hatch, Jr., Secretary
MA 1997 HOLDINGS, INC.
By: /s/ Denison H. Hatch, Jr.
--------------------------
Denison H. Hatch, Jr., Secretary
MICKY ARISON 1994 "B" TRUST,
JMD DELAWARE, INC., TRUSTEE
By: /s/ Denison H. Hatch, Jr.
--------------------------
Denison H. Hatch, Jr.
Secretary of Corporate Trustee
MA 1994 B SHARES, L.P., MA 1994 B
SHARES, INC., GENERAL PARTNER
By: /s/ Denison H. Hatch, Jr.
--------------------------
Denison H. Hatch, Jr.
Secretary
MA 1994 B SHARES, INC.
By: /s/ Denison H. Hatch, Jr.
--------------------------
Denison H. Hatch, Jr.
Secretary
/s/ Micky Arison
-------------------------------
Micky Arison
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<PAGE>
SHARI ARISON IRREVOCABLE
GUERNSEY TRUST, BALLUTA
LIMITED, TRUSTEE
By: /s/ Philip Scales
--------------------------
Philip Scales
CONTINUED TRUST FOR SHARI
ARISON DORSMAN, JMD
DELAWARE, INC., TRUSTEE
By: /s/ Denison H. Hatch, Jr.
--------------------------
Denison H. Hatch, Jr.
Secretary of Corporate Trustee
TED ARISON 1994 IRREVOCABLE
TRUST FOR SHARI NO. 1, CITITRUST
(JERSEY) LIMITED, TRUSTEE
By: /s/ Janice Kearsey
--------------------------
Janice Kearsey, Director
/s/ Shari Arison
-------------------------------
Shari Arison
/s/ Marilyn B. Arison
-------------------------------
Marilyn B. Arison
JMD DELAWARE, INC.
By: /s/ Denison H. Hatch, Jr.
--------------------------
Denison H. Hatch, Jr.
Secretary
/s/ James M. Dubin
-------------------------------
James M. Dubin
1992 IRREVOCABLE TRUST FOR LIN
NUMBER TWO, THE ROYAL BANK
OF SCOTLAND TRUST COMPANY
(JERSEY) LIMITED, TRUSTEE
By: /s/ David Ballingall
--------------------------
David Ballingall
By: /s/ Timothy Renault
--------------------------
Timothy Renault
ARISON FOUNDATION, INC.
By: /s/ Arnaldo Perez
--------------------------
Arnaldo Perez
THE ROYAL BANK OF SCOTLAND
TRUST COMPANY (JERSEY) LIMITED
By: /s/ David Ballingall
--------------------------
David Ballingall
By: /s/ Timothy Renault
--------------------------
Timothy Renault
CITITRUST (JERSEY) LIMITED
By: /s/ Janice Kearsey
--------------------------
Janice Kearsey, Director
JMD PROTECTOR, INC.
By: /s/ James M. Dubin
--------------------------
James M. Dubin
President, Director
BALLUTA LIMITED
By: /s/ Philip Scales
--------------------------
Philip Scales
MARILYN B. ARISON IRREVOCABLE
DELAWARE TRUST, JMD
DELAWARE, TRUSTEE
Page 38
<PAGE>
By: /s/ Denison H. Hatch, Jr.
--------------------------
Denison H. Hatch, Jr.
Secretary of Corporate Trustee
MBA I, LLC
By: /s/ Denison H. Hatch, Jr.
--------------------------
Denison H. Hatch, Jr.
Executive Vice President,
Secretary and Treasurer
CONTINUED TRUST FOR
MICHAEL ARISON,
JMD DELAWARE, TRUSTEE
By: /s/ Denison H. Hatch, Jr.
--------------------------
Denison H. Hatch, Jr.
Secretary of Corporate Trustee
MICHAEL ARISON 1999
IRREVOCABLE DELAWARE TRUST
JMD DELAWARE, TRUSTEE
By: /s/ Denison H. Hatch, Jr.
--------------------------
Denison H. Hatch, Jr.
Secretary of Corporate Trustee
Page 39
<PAGE>
INDEX TO EXHIBITS
-----------------
EXHIBITS
--------
13 Joint Filing Agreement, dated as of July 20, 2000, among TAMMS
L.P., TAMMS Corp., the Micky Arison Continued Trust, the Micky
Arison 1997 Trust, MA 1997, L.P., MA 1997, Inc., the B Trust,
B Shares, L.P., B Shares, Inc, Micky Arison, the Shari Arison
Irrevocable Trust, the Shari Arison Continued Trust, the Shari
Arison Trust No. 1, Shari Arison, Marilyn B. Arison, JMD
Delaware, James M. Dubin, Ted Arison 1992 Irrevocable Trust
for Lin Number Two, Arison Foundation, Inc., The Royal Bank of
Scotland Trust Company (Jersey) Limited, Cititrust (Jersey)
Limited, JMD Protector, Inc., Balluta Limited the Marilyn B.
Arison Irrevocable Delaware Trust, MBA I, LLC, the Continued
Trust for Michael Arison and the Michael Arison 1999
Irrevocable Delaware Trust.
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