UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Thornburg Investment Management, Inc.
Address: 119 East Marcy Street, Suite 202
Santa Fe, New Mexico 87501
Form 13F File Number: 28-7812
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Michael Murphy
Title: Compliance Specialist
Phone: 505-954-5293
Signature, Place, and Date of Signing:
Michael Murphy Santa Fe, New Mexico 11/14/00
Signature City, State Date
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: None
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIRS EXCHANGE ACT OF 1934.
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ADOBE SYS INC COM COM 00724F101 41214 265466 SH SOLE 265466
ADVANCED MICRO DEVICES COM COM 007903107 22412 948666 SH SOLE 948666
ADVENT SOFTWARE INC COM COM 007974108 33647 481534 SH SOLE 481534
ALLIANCE CAP MGMT L P UNIT LTD COM 018548107 27955 557700 SH SOLE 557700
AMERICA ONLINE INC DEL COM COM 02364J104 36200 673485 SH SOLE 673485
AMERICAN FINL HLDGS COM COM 026075101 18004 1021500 SH SOLE 1021500
AMERICAN HOME PRODS CP COM COM 026609107 43855 775345 SH SOLE 775345
AMERICAN TOWER CORP CL A COM 029912201 25437 674943 SH SOLE 674943
ANNUITY & LIFE RE HLDS ORD COM G03910109 1930 80000 SH SOLE 80000
BANK NEW YORK INC COM COM 064057102 52337 933550 SH SOLE 933550
BOEING CO COM COM 097023105 52860 839050 SH SOLE 839050
CONEXANT SYSTEMS INC COM COM 207142100 29979 715910 SH SOLE 715910
CROWN CASTLE INTL CORP COM COM 228227104 1881 60560 SH SOLE 60560
CVS PHARMACY COM 126650100 42208 911373 SH SOLE 911373
DALLAS SEMICONDUCTOR COM COM 235204104 10812 328885 SH SOLE 328885
DOBSON COMMUNICATIONS CL A COM 256069105 3456 235300 SH SOLE 235300
DST SYS INC DEL COM COM 233326107 7994 68035 SH SOLE 68035
E TRADE GROUP INC COM COM 269246104 30370 1847580 SH SOLE 1847580
EL PASO ENERGY CP DEL COM COM 283905107 56518 917125 SH SOLE 917125
EXXON MOBIL CORP COM COM 30231G102 53106 595855 SH SOLE 595855
FOX ENTMT GROUP INC CL A COM 35138T107 17341 654383 SH SOLE 654383
GENZYME CORP COM GENL DIV COM 372917104 23198 340210 SH SOLE 340210
GOLDMAN SACHS GROUP COM COM 38141G104 2306 20240 SH SOLE 20240
HEALTH MGMT ASSOC INC CL A COM 421933102 44770 2151090 SH SOLE 2151090
HUDSON CITY BANCORP COM COM 443683107 8298 488140 SH SOLE 488140
INDIA FD INC COM COM 454089103 2055 169510 SH SOLE 169510
INTEL CORP COM COM 458140100 25486 613195 SH SOLE 613195
INVESTMENT TEC GRP NEW COM COM 46145F105 18788 470434 SH SOLE 470434
J D EDWARDS & CO COM COM 281667105 36673 1417300 SH SOLE 1417300
KIMBERLY CLARK CORP COM COM 494368103 46533 833743 SH SOLE 833743
LOWES COS INC COM COM 548661107 13367 297875 SH SOLE 297875
MERCK & CO INC COM COM 589331107 230 3090 SH SOLE 3090
MERRILL LYNCH & CO INC COM COM 590188108 40855 619010 SH SOLE 619010
NATIONAL COMM BANCORP COM COM 635449101 20921 1049335 SH SOLE 1049335
PEPSICO INC COM COM 713448108 49590 1078050 SH SOLE 1078050
PHARMACIA CORP COM 71713U102 4259 70760 SH SOLE 70760
QUALCOMM INC COM COM 747525103 30257 424660 SH SOLE 424660
RENAL CARE GROUP INC COM COM 759930100 4385 235425 SH SOLE 235425
SCHWAB CHARLES CP NEW COM COM 808513105 24484 689697 SH SOLE 689697
SOUTHERN ENERG INC DEL COM COM 842816100 342 10900 SH SOLE 10900
STAPLES INC COM COM 855030102 28106 1981010 SH SOLE 1981010
STILWELL FINL INC COM COM 860831106 25115 577365 SH SOLE 577365
SUN COMMUNITIES INC COM COM 866674104 10077 318630 SH SOLE 318630
UNOCAL CORP COM COM 915289102 51174 1444052 SH SOLE 1444052
VERIZON COMMUNICATIONS COM COM 92343V104 28328 584844 SH SOLE 584844
WEBS INDEX FD INC JAPAN WEBS COM 92923H889 498 37600 SH SOLE 37600
WELLPOINT HLT NETW NEW COM COM 94973H108 47861 498555 SH SOLE 498555
WELLS FARGO & CO NEW COM COM 949746101 50726 1104230 SH SOLE 1104230
ASE TEST LTD ORD tkr-ASTSF ADR 2066798 1365 65000 SH SOLE 65000
BP AMOCO P L C SPONSORED ADR ADR 055622104 46145 870661 SH SOLE 870661
COFLEXIP SPONSORED ADR tkr-CXI ADR 192384105 3424 55000 SH SOLE 55000
ERICSSON LM TEL CO-ADR CLB SEK ADR 294821400 1267 85550 SH SOLE 85550
ING GROEP N V SPONSORED ADR ADR 456837103 819 12440 SH SOLE 12440
NIPPON TELEG & TEL SPONSORED A ADR 654624105 735 14995 SH SOLE 14995
NOKIA CORP SPONSORED ADR ADR 654902204 25635 643900 SH SOLE 643900
PETROCHINA CO LTD SPONSORED A ADR 71646E100 1901 96270 SH SOLE 96270
OTP BANK GDR REG S tkr-OTPD GDR X60746116 1785 35000 SH SOLE 35000
EMBRAER-EMPRESA BRAS DE AERON COM 2428569 3749 490000 SH SOLE 490000
BACHEM AG tkr-BANB SW COM 5471656 1991 1020 SH SOLE 1020
JULIUS BAER HLDGS AG tkr-BAER COM 4116958 38200 7353 SH SOLE 7353
SERONO SA tkr-SEO SW COM 5981070 3106 2540 SH SOLE 2540
CHINA INTL MARINE CONTAINERS B 6191351 154 200000 SH SOLE 200000
ASM PACIFIC TECHNOLOGY tkr-522 COM 6002453 1240 555780 SH SOLE 555780
CHINA UNICOM tkr-762 HK COM 6263830 1975 890000 SH SOLE 890000
BRE BANK COM 4143059 1966 65000 SH SOLE 65000
OM GRUPPEN AB tkr-OMG SS COM 5437744 1565 35480 SH SOLE 35480
SWEDISH MATCH AB tkr-SWMA SS COM 5048566 683 220715 SH SOLE 220715
SAMSUNG ELECTRONICS CO tkr-059 COM 6771720 19382 107000 SH SOLE 107000
FAST RETAILING CO tkr-9983JP COM 6332439 2477 12200 SH SOLE 12200
NIPPON TEL & TEL CORP tkr-9432 COM 6641373 29978 3050 SH SOLE 3050
SONY CORP tkr-6758 JP COM 6821506 2462 25000 SH SOLE 25000
TAIWAN SEMICONDUCTOR MANUFACTU COM 6889109 1530 450000 SH SOLE 450000
BARCLAYS PLC tkr-BARC LN COM 0078201 3066 110750 SH SOLE 110750
EDINBURGH FUND MANAGERS GROUP COM 0304530 554 60500 SH SOLE 60500
PEARSON tkr-PSON LN COM 0677608 3547 128022 SH SOLE 128022
SHELL TRANSPORT & TRADING CO t COM 0803414 3218 394710 SH SOLE 394710
TESCO tkr-TSCO LN COM 0884700 3647 992520 SH SOLE 992520
ACG AG tkr-ACG NM COM 5713499 2209 40310 SH SOLE 40310
APCOA PARKING AG tkr-APP GR COM 4324397 1328 18930 SH SOLE 18930
BANCO POPULAR ESPANOL tkr-POP COM 5857836 3112 101330 SH SOLE 101330
DYCKERHOFF AG tkr-DYK3 GR COM 5761579 10605 618536 SH SOLE 618536
FLUGHAFEN WIEN AG tkr-FLUG AV COM 4359690 2444 67422 SH SOLE 67422
FRESENIUS AG tkr-FRE1 COM 4352097 2310 12100 SH SOLE 12100
ING GROEP N.V. tkr-INTNC NA COM 5058877 32686 490000 SH SOLE 490000
KONINKLIJKE AHREND NV tkr-AHRE COM 5231429 310 30118 SH SOLE 30118
KONINKLIJKE PHILIPS ELECTRN NV COM 5671434 2945 68976 SH SOLE 68976
MERCK KGAA tkr-MRK GR COM 4741849 2049 60200 SH SOLE 60200
MUHLBAUER HLDING AG tkr-MUB NM COM 5499272 2285 24430 SH SOLE 24430
UPM-KYMMENE OYJ tkr-UPM1V FH COM 5051259 2143 83700 SH SOLE 83700
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 89
Form 13F Information Table Value Total: $1,520,190
(thousands)
List of Other Included Managers: None
